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<div class="pre-content"><div><div class="bk_prnt"><p class="small">NCBI Bookshelf. A service of the National Library of Medicine, National Institutes of Health.</p><p>PDQ Cancer Information Summaries [Internet]. Bethesda (MD): National Cancer Institute (US); 2002-. </p></div><div class="iconblock clearfix whole_rhythm no_top_margin bk_noprnt"><a class="img_link icnblk_img" title="Table of Contents Page" href="/books/n/pdqcis/"><img class="source-thumb" src="/corehtml/pmc/pmcgifs/bookshelf/thumbs/th-pdqcis-lrg.png" alt="Cover of PDQ Cancer Information Summaries" height="100px" width="80px" /></a><div class="icnblk_cntnt eight_col"><h2>PDQ Cancer Information Summaries [Internet].</h2><a data-jig="ncbitoggler" href="#__NBK65865_dtls__">Show details</a><div style="display:none" class="ui-widget" id="__NBK65865_dtls__"><div>Bethesda (MD): <a href="http://www.cancer.gov/" ref="pagearea=page-banner&amp;targetsite=external&amp;targetcat=link&amp;targettype=publisher">National Cancer Institute (US)</a>; 2002-.</div></div><div class="half_rhythm"></div><div class="bk_noprnt"><form method="get" action="/books/n/pdqcis/" id="bk_srch"><div class="bk_search"><label for="bk_term" class="offscreen_noflow">Search term</label><input type="text" title="Search this book" id="bk_term" name="term" value="" data-jig="ncbiclearbutton" /> <input type="submit" class="jig-ncbibutton" value="Search this book" submit="false" style="padding: 0.1em 0.4em;" /></div></form></div></div></div></div></div>
<div class="main-content lit-style" itemscope="itemscope" itemtype="http://schema.org/CreativeWork"><div class="meta-content fm-sec"><h1 id="_NBK65865_"><span class="title" itemprop="name">Non-Small Cell Lung Cancer Treatment (PDQ&#x000ae;)</span></h1><div class="subtitle whole_rhythm">Health Professional Version</div><p class="contrib-group"><span itemprop="author">PDQ Adult Treatment Editorial Board</span>.</p><p class="small">Published online: September 3, 2015.</p></div><div class="jig-ncbiinpagenav body-content whole_rhythm" data-jigconfig="allHeadingLevels: ['h2'],smoothScroll: false" itemprop="text"><div id="_abs_rndgid_" itemprop="description"><p id="CDR0000062932__484755">This PDQ cancer information summary for health professionals provides comprehensive, peer-reviewed, evidence-based information about the treatment of non-small cell lung cancer. It is intended as a resource to inform and assist clinicians who care for cancer patients. It does not provide formal guidelines or recommendations for making health care decisions.</p><p id="CDR0000062932__484756">This summary is reviewed regularly and updated as necessary by the PDQ Adult Treatment Editorial Board, which is editorially independent of the National Cancer Institute (NCI). The summary reflects an independent review of the literature and does not represent a policy statement of NCI or the National Institutes of Health (NIH).</p></div><div id="CDR0000062932__4"><h2 id="_CDR0000062932__4_">General Information About Non-Small Cell Lung Cancer (NSCLC)</h2><p id="CDR0000062932__484192">NSCLC is any type of epithelial lung cancer other than small cell lung cancer (SCLC). The most common types of NSCLC are squamous cell carcinoma, large cell carcinoma, and adenocarcinoma, but there are several other types that occur less frequently, and all types can occur in unusual histologic variants. Although NSCLCs are associated with cigarette smoke, adenocarcinomas may be found in patients who have never smoked. As a class, NSCLCs are relatively insensitive to chemotherapy and radiation therapy compared with SCLC. Patients with resectable disease may be cured by surgery or surgery followed by chemotherapy. Local control can be achieved with radiation therapy in a large number of patients with unresectable disease, but cure is seen only in a small number of patients. Patients with locally advanced unresectable disease may achieve long-term survival with radiation therapy combined with chemotherapy. Patients with advanced metastatic disease may achieve improved survival and palliation of symptoms with chemotherapy, targeted agents, and other supportive measures.</p><div id="CDR0000062932__12"><h3>Incidence and Mortality</h3><p id="CDR0000062932__27">Estimated new cases and deaths from lung cancer (NSCLC and SCLC combined) in the United States in 2015:[<a class="bk_pop" href="#CDR0000062932_rl_4_1">1</a>] </p><ul id="CDR0000062932__28"><li class="half_rhythm"><div>New cases: 221,200.</div></li><li class="half_rhythm"><div>Deaths: 158,040.</div></li></ul><p id="CDR0000062932__29">Lung cancer is the leading cause of cancer-related mortality in the United States.[<a class="bk_pop" href="#CDR0000062932_rl_4_1">1</a>] The 5-year relative survival rate from 1995 to 2001 for patients with lung cancer was 15.7%. The 5-year relative survival rate varies markedly depending on the stage at diagnosis, from 49% to 16% to 2% for patients with local, regional, and distant-stage disease, respectively.[<a class="bk_pop" href="#CDR0000062932_rl_4_2">2</a>]</p></div><div id="CDR0000062932__14"><h3>Anatomy</h3><p id="CDR0000062932__484193">NSCLC arises from the epithelial cells of the lung of the central bronchi to terminal alveoli. The histological type of NSCLC correlates with site of origin, reflecting the variation in respiratory tract epithelium of the bronchi to alveoli. Squamous cell carcinoma usually starts near a central bronchus. Adenocarcinoma and bronchioloalveolar carcinoma usually originate in peripheral lung tissue.</p><div class="iconblock whole_rhythm clearfix ten_col fig" id="figCDR000006293248502" co-legend-rid="figlgndCDR000006293248502"><a href="/books/NBK65865.1/figure/CDR0000062932__48502/?report=objectonly" target="object" title="Figure" class="img_link icnblk_img figpopup" rid-figpopup="figCDR000006293248502" rid-ob="figobCDR000006293248502"><img class="small-thumb" src="/books/NBK65865.1/bin/CDR0000466533.gif" src-large="/books/NBK65865.1/bin/CDR0000466533.jpg" alt="Anatomy of the respiratory system" /></a><div class="icnblk_cntnt" id="figlgndCDR000006293248502"><h4 id="CDR0000062932__48502"><a href="/books/NBK65865.1/figure/CDR0000062932__48502/?report=objectonly" target="object" rid-ob="figobCDR000006293248502">Figure</a></h4><p class="float-caption no_bottom_margin">Anatomy of the respiratory system. </p></div></div></div><div id="CDR0000062932__48565"><h3>Pathogenesis</h3><p id="CDR0000062932__48566">Smoking-related lung carcinogenesis is a multistep process. Squamous cell carcinoma and adenocarcinoma have defined premalignant precursor lesions. Before becoming invasive, lung epithelium may undergo morphological changes that include the following:</p><ul id="CDR0000062932__23"><li class="half_rhythm"><div>Hyperplasia.</div></li><li class="half_rhythm"><div>Metaplasia.</div></li><li class="half_rhythm"><div>Dysplasia.</div></li><li class="half_rhythm"><div>Carcinoma <i>in situ</i>.</div></li></ul><p id="CDR0000062932__24">Dysplasia and carcinoma <i>in situ</i> are considered the principal premalignant lesions because they are more likely to progress to invasive cancer and less likely to spontaneously regress.</p><p id="CDR0000062932__25">In addition, after resection of a lung cancer, there is a 1% to 2% risk per patient per year that a second lung cancer will occur.[<a class="bk_pop" href="#CDR0000062932_rl_4_3">3</a>]</p></div><div id="CDR0000062932__17"><h3>Pathology</h3><p id="CDR0000062932__18">NSCLC is a heterogeneous aggregate of histologies. The most common histologies include the following:</p><ul id="CDR0000062932__19"><li class="half_rhythm"><div>Epidermoid or squamous cell carcinoma.</div></li><li class="half_rhythm"><div>Adenocarcinoma.</div></li><li class="half_rhythm"><div>Large cell carcinoma.</div></li></ul><p id="CDR0000062932__20">These histologies are often classified together because approaches to diagnosis, staging, prognosis, and treatment are similar.</p></div><div id="CDR0000062932__37"><h3>Risk Factors</h3><p id="CDR0000062932__38">Several risk factors contribute to the development of lung cancer. These risk factors may include the following:</p><ul id="CDR0000062932__39"><li class="half_rhythm"><div>Cigarette, pipe, or cigar smoking.</div></li><li class="half_rhythm"><div>Exposure to second-hand smoke, radon, arsenic, asbestos, chromates, chloromethyl ethers, nickel, polycyclic aromatic hydrocarbons, radon progeny, other agents, and air pollution.[<a class="bk_pop" href="#CDR0000062932_rl_4_4">4</a>] </div></li><li class="half_rhythm"><div>Radiation therapy to the breast or chest.</div></li></ul><p id="CDR0000062932__40">The single most important risk factor for the development of lung cancer is smoking. For smokers, the risk for lung cancer is on average tenfold higher than in lifetime nonsmokers (defined as a person who has smoked &#x0003c;100 cigarettes in his or her lifetime). The risk increases with the quantity of cigarettes, duration of smoking, and starting age. </p><p id="CDR0000062932__41">Smoking cessation results in a decrease in precancerous lesions and a reduction in the risk of developing lung cancer. Former smokers continue to have an elevated risk for lung cancer for years after quitting. Asbestos exposure may exert a synergistic effect of cigarette smoking on the lung cancer risk.[<a class="bk_pop" href="#CDR0000062932_rl_4_4">4</a>] </p></div><div id="CDR0000062932__42"><h3>Prevention</h3><p id="CDR0000062932__48530">A significant number of patients cured of their smoking-related lung cancer may develop a second malignancy. In the Lung Cancer Study Group trial of 907 patients with stage T1, N0 resected tumors, the
rate was 1.8% per year for nonpulmonary second cancers and 1.6% per year for new
lung cancers.[<a class="bk_pop" href="#CDR0000062932_rl_4_5">5</a>] Other studies have reported even higher risks of second tumors in
long-term survivors, including rates of 10% for second lung cancers and 20% for
all second cancers.[<a class="bk_pop" href="#CDR0000062932_rl_4_6">6</a>]</p><p id="CDR0000062932__48532">Because of the persistent risk of developing second lung cancers in former smokers, various chemoprevention strategies have been evaluated in randomized control trials. None of the phase III trials with the agents beta carotene, retinol, 13-cis-retinoic acid, [alpha]-tocopherol, N-acetylcysteine, or acetylsalicylic acid has demonstrated beneficial, reproducible results.[<a class="bk_pop" href="#CDR0000062932_rl_4_7">7</a>-<a class="bk_pop" href="#CDR0000062932_rl_4_11">11</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] Chemoprevention of second primary cancers of the upper aerodigestive tract is undergoing clinical evaluation in patients with early-stage lung cancer. </p><p id="CDR0000062932__43">Refer to the PDQ summaries on <a href="/books/n/pdqcis/CDR0000062824/">Lung Cancer Prevention</a> and <a href="/books/n/pdqcis/CDR0000062858/">Smoking in Cancer Care</a> for more information.</p></div><div id="CDR0000062932__44"><h3>Screening</h3><p id="CDR0000062932__45">In patients considered at high risk for developing lung cancer, the only screening modality for early detection that has been shown to alter mortality is low-dose helical computed tomography (CT) scanning.[<a class="bk_pop" href="#CDR0000062932_rl_4_12">12</a>] Studies of lung cancer screening with chest radiography and sputum cytology have failed to demonstrate that screening lowers lung cancer mortality rates. </p><p id="CDR0000062932__484332"> (Refer to the <a href="/books/n/pdqcis/CDR0000062832/#CDR0000062832__70">Screening by low-dose helical computed tomography</a> subsection in the PDQ summary on <a href="/books/n/pdqcis/CDR0000062832/">Lung Cancer Screening</a> for more information.)</p></div><div id="CDR0000062932__48567"><h3>Clinical Features</h3><p id="CDR0000062932__484194">Lung cancer may present with symptoms or be found incidentally on chest imaging. Symptoms and signs may result from the location of the primary local invasion or compression of adjacent thoracic structures, distant metastases, or paraneoplastic phenomena. The most common symptoms at presentation are worsening cough or chest pain. Other presenting symptoms include the following: </p><ul id="CDR0000062932__484195"><li class="half_rhythm"><div>Hemoptysis.</div></li><li class="half_rhythm"><div>Malaise.</div></li><li class="half_rhythm"><div>Weight loss.</div></li><li class="half_rhythm"><div>Dyspnea.</div></li><li class="half_rhythm"><div>Hoarseness.</div></li></ul><p id="CDR0000062932__484196">Symptoms may result from local invasion or compression of adjacent thoracic structures such as compression involving the esophagus causing dysphagia, compression involving the laryngeal nerves causing hoarseness, or compression involving the superior vena cava causing facial edema and distension of the superficial veins of the head and neck. Symptoms from distant metastases may also be present and include neurological defect or personality change from brain metastases or pain from bone metastases. Infrequently, patients may present with symptoms and signs of paraneoplastic diseases such as hypertrophic osteoarthropathy with digital clubbing or hypercalcemia from parathyroid hormone-related protein. Physical examination may identify enlarged supraclavicular lymphadenopathy, pleural effusion or lobar collapse, unresolved pneumonia, or signs of associated disease such as chronic obstructive pulmonary disease or pulmonary fibrosis.</p></div><div id="CDR0000062932__47"><h3>Diagnosis</h3><p id="CDR0000062932__484197">Treatment options for patients are determined by histology, stage, and general health and comorbidities of the patient. Investigations of patients with suspected NSCLC focus on confirming the diagnosis and determining the extent of the disease. </p><p id="CDR0000062932__53">The procedures used to determine the presence of cancer include the following:</p><ul id="CDR0000062932__54"><li class="half_rhythm"><div>History.</div></li><li class="half_rhythm"><div>Physical examination.</div></li><li class="half_rhythm"><div>Routine laboratory evaluations.</div></li><li class="half_rhythm"><div>Chest x-ray.</div></li><li class="half_rhythm"><div>Chest CT scan with infusion of contrast material.</div></li><li class="half_rhythm"><div>Biopsy.</div></li></ul><p id="CDR0000062932__55">Before a patient begins lung cancer treatment, an experienced lung cancer pathologist must review the pathologic material. This is critical because SCLC, which responds well to chemotherapy and is generally not treated surgically, can be confused on microscopic examination with NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_4_13">13</a>] Immunohistochemistry and electron microscopy are invaluable techniques for diagnosis and subclassification, but most lung tumors can be classified by light microscopic criteria.</p><p id="CDR0000062932__48597">(Refer to the <a href="#CDR0000062932__478">Staging Evaluation</a> section of this summary for more information on tests and procedures used for staging.)</p></div><div id="CDR0000062932__484299"><h3>Molecular Features</h3><p id="CDR0000062932__484544">The identification of mutations in lung cancer has led to the development of molecularly targeted therapy to improve the survival of subsets of patients with metastatic disease.[<a class="bk_pop" href="#CDR0000062932_rl_4_14">14</a>] In particular, subsets of adenocarcinoma now can be defined by specific mutations in genes encoding components of the epidermal growth factor receptor (EGFR) and downstream mitogen-activated protein kinases (MAPK) and phosphatidylinositol 3-kinases (PI3K) signaling pathways. These mutations may define mechanisms of drug sensitivity and primary or acquired resistance to kinase inhibitors. </p><p id="CDR0000062932__484300">Other genetic abnormalities of potential relevance to treatment decisions include translocations involving the anaplastic lymphoma kinase (ALK)-tyrosine kinase receptor, which are sensitive to ALK inhibitors, and amplification of <i>MET</i> (mesenchymal epithelial transition factor), which encodes the hepatocyte growth factor receptor. <i>MET</i> amplification has been associated with secondary resistance to EGFR tyrosine kinase inhibitors.</p></div><div id="CDR0000062932__48499"><h3>Prognostic Factors</h3><p id="CDR0000062932__32">Multiple studies have attempted to identify the prognostic importance of a variety of clinicopathologic factors.[<a class="bk_pop" href="#CDR0000062932_rl_4_6">6</a>,<a class="bk_pop" href="#CDR0000062932_rl_4_15">15</a>-<a class="bk_pop" href="#CDR0000062932_rl_4_18">18</a>] Factors that have correlated with adverse prognosis include the following:</p><ul id="CDR0000062932__33"><li class="half_rhythm"><div>Presence of pulmonary symptoms.</div></li><li class="half_rhythm"><div>Large tumor size (&#x0003e;3 cm).</div></li><li class="half_rhythm"><div>Nonsquamous histology. </div></li><li class="half_rhythm"><div>Metastases to multiple lymph nodes within a TNM-defined nodal station.[<a class="bk_pop" href="#CDR0000062932_rl_4_19">19</a>-<a class="bk_pop" href="#CDR0000062932_rl_4_29">29</a>] (Refer to the <a href="#CDR0000062932__479">Evaluation of Mediastinal Lymph Node Metastasis</a> section of this summary for more information.)</div></li><li class="half_rhythm"><div>Vascular invasion.[<a class="bk_pop" href="#CDR0000062932_rl_4_16">16</a>,<a class="bk_pop" href="#CDR0000062932_rl_4_30">30</a>-<a class="bk_pop" href="#CDR0000062932_rl_4_32">32</a>]</div></li></ul><p id="CDR0000062932__34">For patients with inoperable disease, prognosis is adversely affected by poor performance status and weight loss of more than 10%. These patients have been excluded from clinical trials evaluating aggressive multimodality interventions.</p><p id="CDR0000062932__35">In multiple retrospective analyses of clinical trial data, advanced age alone has not been shown to influence response or survival with therapy.[<a class="bk_pop" href="#CDR0000062932_rl_4_33">33</a>]</p><p id="CDR0000062932__48568">Refer to the separate treatment sections for each stage of NSCLC in this summary for more information about prognosis.</p><p id="CDR0000062932__36">Because treatment is not satisfactory for almost all patients with NSCLC, eligible patients should be considered for clinical trials. Information about ongoing clinical trials is available from the <a href="http://www.cancer.gov/about-cancer/treatment/clinical-trials" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCI website</a>. </p></div><div id="CDR0000062932__357"><h3>Related Summaries</h3><p id="CDR0000062932__358">Other PDQ summaries containing information related to lung cancer include the following: </p><ul id="CDR0000062932__356"><li class="half_rhythm"><div><a href="/books/n/pdqcis/CDR0000062824/">Lung Cancer Prevention</a></div></li><li class="half_rhythm"><div><a href="/books/n/pdqcis/CDR0000062832/">Lung Cancer Screening</a></div></li><li class="half_rhythm"><div><a href="/books/n/pdqcis/CDR0000062945/">Small Cell Lung Cancer Treatment</a></div></li><li class="half_rhythm"><div><a href="/books/n/pdqcis/CDR0000062858/">Smoking in Cancer Care</a></div></li></ul></div><div id="CDR0000062932_rl_4"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_4_1">American Cancer Society: Cancer Facts and Figures 2015. 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[<a href="https://pubmed.ncbi.nlm.nih.gov/7818326" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 7818326</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4_28">Martini N, Burt ME, Bains MS, et al.: Survival after resection of stage II non-small cell lung cancer. Ann Thorac Surg 54 (3): 460-5; discussion 466, 1992. [<a href="https://pubmed.ncbi.nlm.nih.gov/1324654" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 1324654</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4_29">Naruke T, Goya T, Tsuchiya R, et al.: Prognosis and survival in resected lung carcinoma based on the new international staging system. J Thorac Cardiovasc Surg 96 (3): 440-7, 1988. [<a href="https://pubmed.ncbi.nlm.nih.gov/2842549" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 2842549</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4_30">Thomas P, Doddoli C, Thirion X, et al.: Stage I non-small cell lung cancer: a pragmatic approach to prognosis after complete resection. Ann Thorac Surg 73 (4): 1065-70, 2002. [<a href="https://pubmed.ncbi.nlm.nih.gov/11996242" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11996242</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4_31">Macchiarini P, Fontanini G, Hardin MJ, et al.: Relation of neovascularisation to metastasis of non-small-cell lung cancer. Lancet 340 (8812): 145-6, 1992. [<a href="https://pubmed.ncbi.nlm.nih.gov/1378165" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 1378165</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4_32">Khan OA, Fitzgerald JJ, Field ML, et al.: Histological determinants of survival in completely resected T1-2N1M0 nonsmall cell cancer of the lung. Ann Thorac Surg 77 (4): 1173-8, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/15063229" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15063229</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4_33">Earle CC, Tsai JS, Gelber RD, et al.: Effectiveness of chemotherapy for advanced lung cancer in the elderly: instrumental variable and propensity analysis. J Clin Oncol 19 (4): 1064-70, 2001. [<a href="https://pubmed.ncbi.nlm.nih.gov/11181670" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11181670</span></a>]</div></li></ol></div></div><div id="CDR0000062932__359"><h2 id="_CDR0000062932__359_">Cellular Classification of NSCLC</h2><p id="CDR0000062932__484198">Malignant non-small cell epithelial tumors of the lung are classified by the World Health Organization (WHO)/International Association for the Study of Lung Cancer (IASLC). There are three main subtypes of non-small cell lung cancer (NSCLC), including the following: </p><ul id="CDR0000062932__484199"><li class="half_rhythm"><div>Squamous cell carcinoma (25% of lung cancers).</div></li><li class="half_rhythm"><div>Adenocarcinoma (40% of lung cancers).</div></li><li class="half_rhythm"><div>Large cell carcinoma (10% of lung cancers).</div></li></ul><p id="CDR0000062932__484200"> There are numerous additional subtypes of decreasing frequency.[<a class="bk_pop" href="#CDR0000062932_rl_359_1">1</a>]</p><div id="CDR0000062932__361"><h3>WHO/IASLC Histologic Classification of NSCLC</h3><ol id="CDR0000062932__362"><li class="half_rhythm"><div>Squamous cell carcinoma.<ol id="CDR0000062932__484429" class="lower-alpha"><li class="half_rhythm"><div>Papillary.</div></li><li class="half_rhythm"><div>Clear cell.</div></li><li class="half_rhythm"><div>Small cell.</div></li><li class="half_rhythm"><div>Basaloid.</div></li></ol></div></li><li class="half_rhythm"><div>Adenocarcinoma.<ol id="CDR0000062932__484430" class="lower-alpha"><li class="half_rhythm"><div>Acinar.</div></li><li class="half_rhythm"><div>Papillary.</div></li><li class="half_rhythm"><div>Bronchioloalveolar carcinoma. <ol id="CDR0000062932__484431" class="lower-roman"><li class="half_rhythm"><div>Nonmucinous.</div></li><li class="half_rhythm"><div>Mucinous.</div></li><li class="half_rhythm"><div>Mixed mucinous and nonmucinous or indeterminate cell type.</div></li></ol></div></li><li class="half_rhythm"><div>Solid adenocarcinoma with mucin.</div></li><li class="half_rhythm"><div>Adenocarcinoma with mixed subtypes.</div></li><li class="half_rhythm"><div>Variants.<ol id="CDR0000062932__484432" class="lower-roman"><li class="half_rhythm"><div>Well-differentiated fetal adenocarcinoma.</div></li><li class="half_rhythm"><div>Mucinous (colloid) adenocarcinoma.</div></li><li class="half_rhythm"><div>Mucinous cystadenocarcinoma.</div></li><li class="half_rhythm"><div>Signet ring adenocarcinoma.</div></li><li class="half_rhythm"><div>Clear cell adenocarcinoma.</div></li></ol></div></li></ol></div></li><li class="half_rhythm"><div>Large cell carcinoma.<ol id="CDR0000062932__484433" class="lower-alpha"><li class="half_rhythm"><div>Variants.<ol id="CDR0000062932__484434" class="lower-roman"><li class="half_rhythm"><div>Large cell neuroendocrine carcinoma (LCNEC).</div></li><li class="half_rhythm"><div>Combined LCNEC.</div></li><li class="half_rhythm"><div>Basaloid carcinoma.</div></li><li class="half_rhythm"><div>Lymphoepithelioma-like carcinoma. </div></li><li class="half_rhythm"><div>Clear cell carcinoma.</div></li><li class="half_rhythm"><div>Large cell carcinoma with rhabdoid phenotype.</div></li></ol></div></li></ol></div></li><li class="half_rhythm"><div>Adenosquamous carcinoma.</div></li><li class="half_rhythm"><div>Carcinomas with pleomorphic, sarcomatoid, or sarcomatous elements.<ol id="CDR0000062932__484435" class="lower-alpha"><li class="half_rhythm"><div>Carcinomas with spindle and/or giant cells.</div></li><li class="half_rhythm"><div>Spindle cell carcinoma.</div></li><li class="half_rhythm"><div>Giant cell carcinoma.</div></li><li class="half_rhythm"><div>Carcinosarcoma.</div></li><li class="half_rhythm"><div>Pulmonary blastoma.</div></li></ol></div></li><li class="half_rhythm"><div>Carcinoid tumor.<ol id="CDR0000062932__484436" class="lower-alpha"><li class="half_rhythm"><div>Typical carcinoid.</div></li><li class="half_rhythm"><div>Atypical carcinoid.</div></li></ol></div></li><li class="half_rhythm"><div>Carcinomas of salivary gland type.<ol id="CDR0000062932__484437" class="lower-alpha"><li class="half_rhythm"><div>Mucoepidermoid carcinoma.</div></li><li class="half_rhythm"><div>Adenoid cystic carcinoma.</div></li><li class="half_rhythm"><div>Others.</div></li></ol></div></li><li class="half_rhythm"><div>Unclassified carcinoma.</div></li></ol><div id="CDR0000062932__48569"><h4>Squamous cell carcinoma</h4><p id="CDR0000062932__484201">Most squamous cell carcinomas of the lung are located centrally, in the larger bronchi of the lung. Squamous cell carcinomas are linked more strongly with smoking than other forms of NSCLC. The incidence of squamous cell carcinoma of the lung has been decreasing in recent years.</p></div><div id="CDR0000062932__454"><h4>Adenocarcinoma</h4><p id="CDR0000062932__455">Adenocarcinoma is now the most common histologic subtype in many countries, and subclassification of adenocarcinoma is important. One of the biggest problems with lung adenocarcinomas is the frequent histologic heterogeneity. In fact, mixtures of adenocarcinoma histologic subtypes are more common than tumors consisting purely of a single pattern of acinar, papillary, bronchioloalveolar, and solid adenocarcinoma with mucin formation. </p><p id="CDR0000062932__456">Criteria for the diagnosis of bronchioloalveolar carcinoma have varied widely in the past. The current WHO/IASLC definition is much more restrictive than that previously used by many pathologists because it is limited to only noninvasive tumors.</p><p id="CDR0000062932__457">If stromal, vascular, or pleural invasion are identified in an adenocarcinoma that has an extensive bronchioloalveolar carcinoma component, the classification would be an adenocarcinoma of mixed subtype with predominant bronchioloalveolar pattern and a focal acinar, solid, or papillary pattern, depending on which pattern is seen in the invasive component. However, the future of bronchioloalveolar carcinoma as a distinct clinical entity is unclear; a multidisciplinary expert panel representing the IASLC, the American Thoracic Society, and the European Respiratory Society proposed a major revision of the classification of adenocarcinomas in 2011 that entails a reclassification of what was called bronchioloalveolar carcinoma into newly defined histologic subgroups.</p><p id="CDR0000062932__458">The following variants of adenocarcinoma are recognized in the WHO/IASLC classification: </p><ul id="CDR0000062932__453"><li class="half_rhythm"><div>Well-differentiated fetal adenocarcinoma. </div></li><li class="half_rhythm"><div>Mucinous (colloid) adenocarcinoma.</div></li><li class="half_rhythm"><div>Mucinous cystadenocarcinoma.</div></li><li class="half_rhythm"><div>Signet ring adenocarcinoma.</div></li><li class="half_rhythm"><div>Clear cell adenocarcinoma.</div></li></ul></div><div id="CDR0000062932__459"><h4>Large cell carcinoma</h4><p id="CDR0000062932__460">In addition to the general category of large cell carcinoma, several uncommon variants are recognized in the WHO/IASLC classification, including the following: </p><ul id="CDR0000062932__461"><li class="half_rhythm"><div>LCNEC.</div></li><li class="half_rhythm"><div>Basaloid carcinoma.</div></li><li class="half_rhythm"><div>Lymphoepithelioma-like carcinoma.</div></li><li class="half_rhythm"><div>Clear cell carcinoma.</div></li><li class="half_rhythm"><div>Large cell carcinoma with rhabdoid phenotype.</div></li></ul><p id="CDR0000062932__462">Basaloid carcinoma is also recognized as a variant of squamous cell carcinoma, and rarely, adenocarcinomas may have a basaloid pattern; however, in tumors without either of these features, they are regarded as a variant of large cell carcinoma. </p></div><div id="CDR0000062932__468"><h4>Neuroendocrine tumors</h4><p id="CDR0000062932__469">LCNEC is recognized as a histologically high-grade non-small cell carcinoma. It has a very poor prognosis similar to that of small cell lung cancer (SCLC). Atypical carcinoid is recognized as an intermediate-grade neuroendocrine tumor with a prognosis that falls between typical carcinoid and high-grade SCLC and LCNEC.</p><p id="CDR0000062932__465">Neuroendocrine differentiation can be demonstrated by immunohistochemistry or electron microscopy in 10% to 20% of common NSCLCs that do not have any neuroendocrine morphology. These tumors are not formally recognized within the WHO/IASLC classification scheme because the clinical and therapeutic significance of neuroendocrine differentiation in NSCLC is not firmly established. These tumors are referred to collectively as NSCLC with neuroendocrine differentiation. </p></div><div id="CDR0000062932__466"><h4>Carcinomas with pleomorphic, sarcomatoid, or sarcomatous elements </h4><p id="CDR0000062932__467">This is a group of rare tumors. Spindle cell carcinomas and giant cell carcinomas comprise only 0.4% of all lung malignancies, and carcinosarcomas comprise only 0.1% of all lung malignancies. In addition, this group of tumors reflects a continuum in histologic heterogeneity as well as epithelial and mesenchymal differentiation. On the basis of clinical and molecular data, biphasic pulmonary blastoma is regarded as part of the spectrum of carcinomas with pleomorphic, sarcomatoid, or sarcomatous elements. </p></div><div id="CDR0000062932__484301"><h4>Molecular features</h4><p id="CDR0000062932__484302">The identification of mutations in lung cancer has led to the development of molecularly targeted therapy to improve the survival of subsets of patients with metastatic disease.[<a class="bk_pop" href="#CDR0000062932_rl_359_2">2</a>] In particular, subsets of adenocarcinoma now can be defined by specific mutations in genes encoding components of the epidermal growth factor receptor (EGFR) and downstream mitogen-activated protein kinases (MAPK) and phosphatidylinositol 3-kinases (PI3K) signaling pathways. These mutations may define mechanisms of drug sensitivity and primary or acquired resistance to kinase inhibitors. Other mutations of potential relevance to treatment decisions include: </p><ul id="CDR0000062932__484303"><li class="half_rhythm"><div>Kirsten rat sarcoma viral oncogene (KRAS). </div></li><li class="half_rhythm"><div>Anaplastic lymphoma kinase receptor (ALK). </div></li><li class="half_rhythm"><div>Human epidermal growth factor receptor 2 (HER2). </div></li><li class="half_rhythm"><div>V-raf murine sarcoma viral oncogene homolog B1 (BRAF). </div></li><li class="half_rhythm"><div>PI3K catalytic protein alpha (PI3KCA). </div></li><li class="half_rhythm"><div>AKT1. </div></li><li class="half_rhythm"><div>MAPK kinase 1 (MAP2K1 or MEK1). </div></li><li class="half_rhythm"><div><i>MET</i>, which encodes the hepatocyte growth factor receptor (HGFR). </div></li></ul><p id="CDR0000062932__484304"> These mutations are mutually exclusive, except for those involving <i>PI3KCA</i> and <i>BRAF</i> mutations, <i>EGFR</i> mutations, or <i>ALK</i> translocations.[<a class="bk_pop" href="#CDR0000062932_rl_359_3">3</a>,<a class="bk_pop" href="#CDR0000062932_rl_359_4">4</a>] </p><p id="CDR0000062932__484305"><i>EGFR</i> and <i>ALK</i> mutations predominate in adenocarcinomas that develop in nonsmokers, and <i>KRAS</i> and <i>BRAF</i> mutations are more common in smokers or former smokers. <i>EGFR</i> mutations strongly predict the improved response rate and progression-free survival of EGFR inhibitors. In a set of 2,142 lung adenocarcinoma specimens from patients treated at Memorial Sloan Kettering Cancer Center, EGFR exon 19 deletions and L858R were found in 15% of tumors from former smokers (181 of 1,218; 95% confidence interval (CI), 13&#x02013;17), 6% from current smokers (20 of 344; 95% CI, 4&#x02013;9), and 52% from never-smokers (302 of 580; 95% CI, 48&#x02013;56; <i>P</i> &#x0003c; .001 for ever- vs. never-smokers).[<a class="bk_pop" href="#CDR0000062932_rl_359_5">5</a>] </p><p id="CDR0000062932__484306">Fusions of <i>ALK</i> with <i>EML4</i> genes form translocation products that occur in ranges from 3% to 7% in unselected NSCLC and are responsive to pharmacological inhibition of <i>ALK</i> by agents such as crizotinib. Sensitizing fusions of <i>ALK</i> with other genes have also been reported. Other mutations that occur in less than 5% of NSCLC tumors include: </p><ul id="CDR0000062932__484307"><li class="half_rhythm"><div>HER2, present in 2% of tumors.</div></li><li class="half_rhythm"><div>PI3KCA, present in 2% of tumors.</div></li><li class="half_rhythm"><div>AKT1, present in 1% of tumors.</div></li><li class="half_rhythm"><div><i>BRAF</i> mutations, present in 1% to 3% of tumors.</div></li></ul><p id="CDR0000062932__484308"><i> BRAF</i> mutations are mutually exclusive of <i>EGFR</i> and <i>KRAS</i> mutations. Somatic mutations in MAP2K1 (also known as MEK) have been identified in 1% of NSCLC. <i>MET</i> oncogene encodes hepatocyte growth factor receptor. Amplification of this gene has been associated with secondary resistance to EGFR tyrosine kinase inhibitors.</p></div></div><div id="CDR0000062932_rl_359"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_359_1">Travis WD, Colby TV, Corrin B, et al.: Histological typing of lung and pleural tumours. 3rd ed. Berlin: Springer-Verlag, 1999.</div></li><li><div class="bk_ref" id="CDR0000062932_rl_359_2">Pao W, Girard N: New driver mutations in non-small-cell lung cancer. Lancet Oncol 12 (2): 175-80, 2011. [<a href="https://pubmed.ncbi.nlm.nih.gov/21277552" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 21277552</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_359_3">Tiseo M, Gelsomino F, Boggiani D, et al.: EGFR and EML4-ALK gene mutations in NSCLC: a case report of erlotinib-resistant patient with both concomitant mutations. Lung Cancer 71 (2): 241-3, 2011. [<a href="https://pubmed.ncbi.nlm.nih.gov/21168933" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 21168933</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_359_4">Villaruz LC, Socinski MA, Abberbock S, et al.: Clinicopathologic features and outcomes of patients with lung adenocarcinomas harboring BRAF mutations in the Lung Cancer Mutation Consortium. Cancer 121 (3): 448-56, 2015. [<a href="/pmc/articles/PMC4305000/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC4305000</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/25273224" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 25273224</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_359_5">D'Angelo SP, Pietanza MC, Johnson ML, et al.: Incidence of EGFR exon 19 deletions and L858R in tumor specimens from men and cigarette smokers with lung adenocarcinomas. J Clin Oncol 29 (15): 2066-70, 2011. [<a href="/pmc/articles/PMC3296671/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC3296671</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/21482987" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 21482987</span></a>]</div></li></ol></div></div><div id="CDR0000062932__470"><h2 id="_CDR0000062932__470_">Stage Information for NSCLC</h2><div id="CDR0000062932__471"><h3>Background</h3><p id="CDR0000062932__4720">In NSCLC, the determination of stage is important in terms of therapeutic and prognostic implications. Careful initial diagnostic evaluation to define the location and to determine the extent of primary and metastatic tumor involvement is critical for the appropriate care of patients. </p><p id="CDR0000062932__473">In general, symptoms, physical signs, laboratory findings, or perceived risk of distant metastasis lead to an evaluation for distant metastatic disease. Additional tests such as bone scans and computed tomography (CT)/magnetic resonance imaging (MRI) of the brain may be performed if initial assessments suggest metastases or if patients with stage III disease are under consideration for aggressive local and combined modality treatments.</p><p id="CDR0000062932__4750">Stage has a critical role in the selection of therapy. The stage of disease is based on a combination of clinical factors and pathological factors.[<a class="bk_pop" href="#CDR0000062932_rl_470_1">1</a>] The distinction
between clinical stage and pathological stage should be considered when
evaluating reports of survival outcome.</p><p id="CDR0000062932__476">Procedures used to determine staging include the following:</p><ul id="CDR0000062932__412"><li class="half_rhythm"><div> History.</div></li><li class="half_rhythm"><div>Physical examination.</div></li><li class="half_rhythm"><div>Routine laboratory evaluations.</div></li><li class="half_rhythm"><div>Chest x-ray.</div></li><li class="half_rhythm"><div>Chest CT scan with infusion of contrast material.</div></li><li class="half_rhythm"><div>Fluorodeoxyglucose-positron emission tomography (FDG-PET) scanning.</div></li></ul><p id="CDR0000062932__477">Procedures used to obtain tissue samples include bronchoscopy, mediastinoscopy, or anterior mediastinotomy. Pathological staging of NSCLC requires the following:</p><ul id="CDR0000062932__427"><li class="half_rhythm"><div>Examination of the tumor.</div></li><li class="half_rhythm"><div>Resection margins.</div></li><li class="half_rhythm"><div>Lymph nodes.</div></li></ul><p id="CDR0000062932__48536">Prognostic and treatment decisions are based on some of the following factors:</p><ul id="CDR0000062932__429"><li class="half_rhythm"><div>Knowledge of histologic type.</div></li><li class="half_rhythm"><div>Tumor size and location.</div></li><li class="half_rhythm"><div>Involvement of pleura.</div></li><li class="half_rhythm"><div>Surgical margins.</div></li><li class="half_rhythm"><div>Status and location of lymph nodes by station.</div></li><li class="half_rhythm"><div>Tumor grade.</div></li><li class="half_rhythm"><div>Lymphovascular invasion.</div></li></ul><p id="CDR0000062932__48553">At diagnosis, patients with NSCLC can be divided into the following three groups that reflect both the
extent of the disease and the treatment approach:
</p><ul id="CDR0000062932__484438" class="simple-list"><li class="half_rhythm"><div>Surgically resectable disease (generally stage I, stage II, and selected stage III tumors).<ul id="CDR0000062932__484439"><li class="half_rhythm"><div>Has the best prognosis,
which depends on a variety of tumor and host factors.</div></li><li class="half_rhythm"><div>Patients with resectable
disease who have medical contraindications to surgery are candidates for
curative radiation therapy.</div></li><li class="half_rhythm"><div>Postoperative cisplatin-based combination chemotherapy may provide a survival advantage to patients with resected stage II or stage IIIA NSCLC.</div></li></ul></div></li><li class="half_rhythm"><div>Locally (T3&#x02013;T4) and/or regionally (N2&#x02013;N3) advanced disease. <ul id="CDR0000062932__484440"><li class="half_rhythm"><div>Has a diverse natural history. </div></li><li class="half_rhythm"><div>Selected patients with locally advanced tumors may benefit from combined modality treatments.</div></li><li class="half_rhythm"><div>Patients with unresectable or N2-N3 disease are
treated with radiation therapy in
combination with chemotherapy. </div></li><li class="half_rhythm"><div>Selected patients
with T3 or N2 disease can be treated effectively with surgical resection and either preoperative or postoperative chemotherapy or chemoradiation therapy.</div></li></ul></div></li><li class="half_rhythm"><div>Distant metastatic disease (includes distant metastases [M1] that were found at the time of
diagnosis).<ul id="CDR0000062932__484441"><li class="half_rhythm"><div>May be treated with radiation therapy or chemotherapy
for palliation of symptoms from the primary tumor.</div></li><li class="half_rhythm"><div>Patients with good
performance status, women, and patients with distant metastases confined to a
single site live longer than others.[<a class="bk_pop" href="#CDR0000062932_rl_470_2">2</a>]</div></li><li class="half_rhythm"><div>Platinum-based chemotherapy
has been associated with short-term palliation of symptoms and with a survival
advantage.</div></li><li class="half_rhythm"><div>Currently, no single chemotherapy regimen can be recommended for
routine use.</div></li><li class="half_rhythm"><div>Patients previously treated with platinum combination chemotherapy may derive symptom control and survival benefit from docetaxel, pemetrexed, or epidermal growth factor receptor inhibitors.</div></li></ul></div></li></ul></div><div id="CDR0000062932__478"><h3>Staging Evaluation</h3><div id="CDR0000062932__479"><h4>Evaluation of mediastinal lymph node metastasis</h4><div id="CDR0000062932__480"><h5>Surgical evaluation</h5><p id="CDR0000062932__481">Surgical staging of the mediastinum is considered standard if accurate evaluation of the nodal status is needed to determine therapy. </p><p id="CDR0000062932__4820">Accurate staging of the mediastinal lymph nodes provides important prognostic information. </p><p id="CDR0000062932__484321">Evidence (nodal status):</p><ol id="CDR0000062932__484322"><li class="half_rhythm"><div>The association between survival and the number of examined lymph nodes during surgery for patients with stage I NSCLC treated with definitive surgical resection was assessed from the population-based Surveillance, Epidemiology and End Results database for the period from 1990 to 2000.[<a class="bk_pop" href="#CDR0000062932_rl_470_3">3</a>] A total of 16,800 patients were included in the study.<ul id="CDR0000062932__484323"><li class="half_rhythm"><div>The overall survival (OS) analysis for patients without radiation therapy demonstrated that in comparison to the reference group (one to four lymph nodes), patients with five to eight lymph nodes examined during surgery had a modest but statistically significant increase in survival, with a proportionate hazard ratio (HR) of 0.90 (95% confidence interval [CI], 0.84&#x02013;0.97). For patients with 9 to 12 lymph nodes and 13 to 16 lymph nodes examined, HRs were 0.86 (95% CI, 0.79&#x02013;0.95) and 0.78 (95% CI, 0.68&#x02013;0.90), respectively. There appeared to be no incremental improvement after evaluating more than 16 lymph nodes. The corresponding results for lung cancer&#x02013;specific mortality and for patients receiving radiation therapy were not substantially different. </div></li><li class="half_rhythm"><div>These results indicate that patient survival following resection for NSCLC is associated with the number of lymph nodes evaluated during surgery. Because this is most likely the result of a reduction-of-staging error, namely, a decreased likelihood of missing positive lymph nodes with an increasing number of lymph nodes sampled, it suggests that an evaluation of nodal status should include 11 to 16 lymph nodes.</div></li></ul></div></li></ol></div><div id="CDR0000062932__485"><h5>CT imaging</h5><p id="CDR0000062932__486">CT scanning is primarily used for determining the size of the tumor. The CT scan should extend inferiorly to include the liver and adrenal glands. MRI scans of the thorax and upper abdomen do not appear to yield advantages over CT scans.[<a class="bk_pop" href="#CDR0000062932_rl_470_4">4</a>]</p><p id="CDR0000062932__484324">Evidence (CT scan):</p><ol id="CDR0000062932__484325"><li class="half_rhythm"><div>A systematic review of the medical literature relating to the accuracy of CT scanning for noninvasive staging of the mediastinum in patients with lung cancer has been conducted. In the 35 studies published between 1991 and June 2006, 5,111 evaluable patients were identified. Almost all studies specified that CT scanning was performed following the administration of IV contrast material and that a positive test result was defined as the presence of one or more lymph nodes that measured larger than 1 cm on the short-axis diameter.[<a class="bk_pop" href="#CDR0000062932_rl_470_5">5</a>] <ul id="CDR0000062932__484326"><li class="half_rhythm"><div>The median prevalence of mediastinal metastasis was 28% (range, 18%&#x02013;56%).</div></li><li class="half_rhythm"><div>The pooled sensitivity and specificity of CT scanning for identifying mediastinal lymph node metastasis were 51% (95% CI, 47%&#x02013;54%) and 86% (95% CI, 84%&#x02013;88%), respectively. The corresponding positive and negative likelihood ratios were 3.4 and 0.6, respectively.</div></li></ul></div></li><li class="half_rhythm"><div>The results from the systematic review are similar to those of a large meta-analysis that reported the median sensitivity and specificity of CT scanning for identifying malignant mediastinal nodes as 61% and 79%, respectively.[<a class="bk_pop" href="#CDR0000062932_rl_470_6">6</a>]</div></li><li class="half_rhythm"><div>An earlier meta-analysis reported average sensitivity and specificity of 64% and 74%, respectively.[<a class="bk_pop" href="#CDR0000062932_rl_470_7">7</a>]</div></li></ol></div><div id="CDR0000062932__489"><h5>FDG-PET scanning</h5><p id="CDR0000062932__490">The wider availability and use of FDG-PET scanning for staging has modified the approach to staging mediastinal lymph nodes and distant metastases. </p><p id="CDR0000062932__48538">Randomized trials evaluating the utility of FDG-PET scanning in potentially resectable NSCLC report conflicting results in terms of the relative reduction in the number of noncurative thoracotomies.</p><p id="CDR0000062932__48539">Although the current evidence is conflicting, FDG-PET scanning may improve results of early-stage lung cancer by identifying patients who have evidence of metastatic disease that is beyond the scope of surgical resection and that is not evident by standard preoperative staging procedures.</p><p id="CDR0000062932__492">Evidence (FDG-PET scan):</p><ol id="CDR0000062932__493"><li class="half_rhythm"><div>A systematic review, an expansion of a health technology assessment conducted in 2001 by the Institute for Clinical and Evaluative Sciences, evaluated the accuracy and utility of FDG-PET scanning in the diagnosis and staging of lung cancer.[<a class="bk_pop" href="#CDR0000062932_rl_470_8">8</a>] Through a systematic search of the literature, 12 evidence summary reports and 15 prospective studies of the diagnostic accuracy of FDG-PET scanning were identified. FDG-PET scanning appears to be superior to CT imaging for mediastinal staging in NSCLC. FDG-PET scanning also appears to have high sensitivity and reasonable specificity for differentiating benign from malignant lesions as small as 1 cm.</div></li><li class="half_rhythm"><div>A systematic review of the medical literature relating to the accuracy of FDG-PET scanning for noninvasive staging of the mediastinum in patients with lung cancer identified 44 studies published between 1994 and 2006 with 2,865 evaluable patients.[<a class="bk_pop" href="#CDR0000062932_rl_470_5">5</a>] The median prevalence of mediastinal metastases was 29% (range, 5%&#x02013;64%). Pooled estimates of sensitivity and specificity for identifying mediastinal metastasis were 74% (95% CI, 69%&#x02013;79%) and 85% (95% CI, 82%&#x02013;88%), respectively. Corresponding positive and negative likelihood ratios for mediastinal staging with FDG-PET scanning were 4.9 and 0.3, respectively. These findings demonstrate that FDG-PET scanning is more accurate than CT scanning for staging of the mediastinum in patients with lung cancer.</div></li></ol></div><div id="CDR0000062932__484518"><h5>Cost effectiveness of FDG-PET scanning</h5><p id="CDR0000062932__484191">Decision analyses demonstrate that FDG-PET scanning may reduce the overall costs of medical care by identifying patients with falsely negative CT scans in the mediastinum or otherwise undetected sites of metastases.[<a class="bk_pop" href="#CDR0000062932_rl_470_9">9</a>-<a class="bk_pop" href="#CDR0000062932_rl_470_11">11</a>] Studies concluded that the money saved by forgoing mediastinoscopy in FDG-PET-positive mediastinal lesions was not justified because of the unacceptably high number of false-positive results.[<a class="bk_pop" href="#CDR0000062932_rl_470_9">9</a>-<a class="bk_pop" href="#CDR0000062932_rl_470_11">11</a>] A randomized study found that the addition of FDG-PET scanning to conventional staging was associated with significantly fewer thoracotomies.[<a class="bk_pop" href="#CDR0000062932_rl_470_12">12</a>] A second randomized trial evaluating the impact of FDG-PET scanning on clinical management found that FDG-PET scanning provided additional information regarding appropriate stage but did not lead to significantly fewer thoracotomies.[<a class="bk_pop" href="#CDR0000062932_rl_470_13">13</a>]</p></div><div id="CDR0000062932__497"><h5>Combination of CT imaging and FDG-PET scanning</h5><p id="CDR0000062932__498">The combination of CT imaging and FDG-PET scanning has greater sensitivity and specificity than CT imaging alone.[<a class="bk_pop" href="#CDR0000062932_rl_470_14">14</a>]</p><p id="CDR0000062932__499">Evidence (CT/FDG-PET scan):</p><ol id="CDR0000062932__500"><li class="half_rhythm"><div>If there is no evidence of distant metastatic disease on CT scan, FDG-PET scanning complements CT scan staging of the mediastinum. Numerous nonrandomized studies of FDG-PET scanning have evaluated mediastinal lymph nodes using surgery (i.e., mediastinoscopy and/or thoracotomy with mediastinal lymph node dissection) as the gold standard of comparison. </div></li><li class="half_rhythm"><div>In a meta-analysis evaluating the conditional test performance of FDG-PET scanning and CT scanning, the median sensitivity and specificity of FDG-PET scans were reported as 100% and 78%, respectively, in patients with enlarged lymph nodes.[<a class="bk_pop" href="#CDR0000062932_rl_470_6">6</a>] FDG-PET scanning is considered very accurate in identifying malignant nodal involvement when nodes are enlarged. However, FDG-PET scanning will falsely identify a malignancy in approximately one-fourth of patients with nodes that are enlarged for other reasons, usually as a result of inflammation or infection.[<a class="bk_pop" href="#CDR0000062932_rl_470_15">15</a>,<a class="bk_pop" href="#CDR0000062932_rl_470_16">16</a>] </div></li><li class="half_rhythm"><div>The median sensitivity and specificity of FDG-PET scanning in patients with normal-sized mediastinal lymph nodes were 82% and 93%, respectively.[<a class="bk_pop" href="#CDR0000062932_rl_470_6">6</a>] These data indicate that nearly 20% of patients with normal-sized nodes but with malignant involvement had falsely negative FDG-PET scan findings.</div></li></ol><p id="CDR0000062932__501">For patients with clinically operable NSCLC, the recommendation is for a biopsy of mediastinal lymph nodes that were found to be larger than 1 cm in shortest transverse axis on chest CT scan or were found to be positive on FDG-PET scan. Negative FDG-PET scanning does not preclude biopsy of radiographically enlarged mediastinal lymph nodes. Mediastinoscopy is necessary for the detection of cancer in mediastinal lymph nodes when the results of the CT scan and FDG-PET scan do not corroborate each other.</p></div></div><div id="CDR0000062932__502"><h4>Evaluation of brain metastasis</h4><p id="CDR0000062932__503">Patients at risk for brain metastases may be staged with CT or MRI scans. One study randomly assigned 332 patients with potentially operable NSCLC and no neurological symptoms to brain CT or MRI imaging to detect occult brain metastasis before lung surgery. MRI showed a trend towards a higher preoperative detection rate than CT scan (<i>P</i> = .069), with an overall detection rate of approximately 7% from pretreatment to 12 months after surgery.[<a class="bk_pop" href="#CDR0000062932_rl_470_17">17</a>] Patients with stage I or stage II disease had a detection rate of 4% (i.e., eight detections out of 200 patients); however, individuals with stage III disease had a detection rate of 11.4% (i.e., 15 detections out of 132 patients). The mean maximal diameter of the brain metastases was significantly smaller in the MRI group. Whether the improved detection rate of MRI translates into improved outcome remains unknown. Not all patients are able to tolerate MRI, and for these patients contrast-enhanced CT scan is a reasonable substitute. </p></div><div id="CDR0000062932__504"><h4>Evaluation of distant metastasis other than the brain</h4><p id="CDR0000062932__505">Numerous nonrandomized, prospective, and retrospective studies have demonstrated that FDG-PET scanning seems to offer diagnostic advantages over conventional imaging in staging distant metastatic disease; however, standard FDG-PET scans have limitations. FDG-PET scans may not extend below the pelvis and may not detect bone metastases in the long bones of the lower extremities. Because the metabolic tracer used in FDG-PET scanning accumulates in the brain and urinary tract, FDG-PET scanning is not reliable for detection of metastases in these sites.[<a class="bk_pop" href="#CDR0000062932_rl_470_17">17</a>]</p></div></div><div id="CDR0000062932__506"><h3>The Revised International System for Staging Lung Cancer</h3><p id="CDR0000062932__547">The Revised International System for Staging Lung Cancer, based on information from a clinical database of more than 5,000 patients, was adopted in 2010 by
the American Joint Committee on Cancer (AJCC) and the Union Internationale Contre le
Cancer.[<a class="bk_pop" href="#CDR0000062932_rl_470_18">18</a>,<a class="bk_pop" href="#CDR0000062932_rl_470_19">19</a>] These revisions provide greater prognostic specificity for
patient groups; however, the correlation between stage and prognosis predates the widespread availability of PET imaging. </p><p id="CDR0000062932__536"><b>Summary of Changes</b></p><p id="CDR0000062932__537">This staging system is now recommended for the classification of both NSCLC and small cell lung carcinomas and for carcinoid tumors of the lung.[<a class="bk_pop" href="#CDR0000062932_rl_470_19">19</a>]</p><p id="CDR0000062932__538">The T (primary tumor) classifications have been redefined as follows:[<a class="bk_pop" href="#CDR0000062932_rl_470_19">19</a>]</p><ul id="CDR0000062932__539"><li class="half_rhythm"><div>T1 has been subclassified into T1a (&#x02264;2 cm in size) and T1b (&#x0003e;2&#x02013;3 cm in size).</div></li><li class="half_rhythm"><div>T2 has been subclassified into T2a (&#x0003e;3&#x02013;5 cm in size) and T2b (&#x0003e;5&#x02013;7 cm in size).</div></li><li class="half_rhythm"><div>T2 (&#x0003e;7 cm in size) has been reclassified as T3.</div></li><li class="half_rhythm"><div>Multiple tumor nodules in the same lobe have been reclassified from T4 to T3.</div></li><li class="half_rhythm"><div>Multiple tumor nodules in the same lung but a different lobe have been reclassified from M1 to T4.</div></li></ul><p id="CDR0000062932__540">No changes have been made to the N (regional lymph nodes) classification. However, a new international lymph node map defining the anatomical boundaries for lymph node stations has been developed.</p><p id="CDR0000062932__541">The M (distant metastasis) classifications have been redefined as follows:</p><ul id="CDR0000062932__542"><li class="half_rhythm"><div>M1 has been subdivided into M1a and M1b.</div></li><li class="half_rhythm"><div>Malignant pleural and pericardial effusions have been reclassified from T4 to M1a.</div></li><li class="half_rhythm"><div>Separate tumor nodules in the contralateral lung are considered M1a.</div></li><li class="half_rhythm"><div>M1b designates distant metastasis.</div></li></ul><div id="CDR0000062932__543" class="table"><h3><span class="title">Table 1. Stage Grouping Comparisons: Sixth Edition Versus Seventh Edition Descriptors, T and M Categories, and Stage Groupings<sup>a,b</sup></span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__543/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__543_lrgtbl__"><table class="no_margin"><thead><tr><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Sixth Edition T/M Descriptor (cm)</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Seventh Edition T/M</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">N0</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">N1</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">N2</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">N3</th></tr></thead><tbody><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T1 (&#x02264;2)</td><td colspan="1" rowspan="1" style="vertical-align:top;">T1a</td><td colspan="1" rowspan="1" style="vertical-align:top;">IA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIB</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T1 (&#x0003e;2&#x02013;3)</td><td colspan="1" rowspan="1" style="vertical-align:top;">T1b</td><td colspan="1" rowspan="1" style="vertical-align:top;">IA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIB</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T2 (&#x02264;5)</td><td colspan="1" rowspan="1" style="vertical-align:top;">T2a</td><td colspan="1" rowspan="1" style="vertical-align:top;">IB</td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIA</b></td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIB</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T2 (&#x0003e;5&#x02013;7)</td><td colspan="1" rowspan="1" style="vertical-align:top;">T2b</td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIA</b></td><td colspan="1" rowspan="1" style="vertical-align:top;">IIB</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIB</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T2 (&#x0003e;7)</td><td colspan="1" rowspan="1" style="vertical-align:top;">T3</td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIB</b></td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIIA</b></td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIB</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T3 invasion</td><td colspan="1" rowspan="1" style="vertical-align:top;">T3</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIB</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIA</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIB</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T4 (same lobe nodules)</td><td colspan="1" rowspan="1" style="vertical-align:top;">T3</td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIB</b></td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIIA</b></td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIIA</b></td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIB</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T4 (extension)</td><td colspan="1" rowspan="1" style="vertical-align:top;">T4</td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIIA</b></td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIIA</b></td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIB</td><td colspan="1" rowspan="1" style="vertical-align:top;">IIIB</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M1 (ipsilateral lung)</td><td colspan="1" rowspan="1" style="vertical-align:top;">T4</td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIIA</b></td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIIA</b></td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIIB</b></td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IIIB</b></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T4 (pleural effusion)</td><td colspan="1" rowspan="1" style="vertical-align:top;">M1a</td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IV</b></td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IV</b></td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IV</b></td><td colspan="1" rowspan="1" style="vertical-align:top;"><b>IV</b></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M1 (contralateral lung)</td><td colspan="1" rowspan="1" style="vertical-align:top;">M1a</td><td colspan="1" rowspan="1" style="vertical-align:top;">IV</td><td colspan="1" rowspan="1" style="vertical-align:top;">IV</td><td colspan="1" rowspan="1" style="vertical-align:top;">IV</td><td colspan="1" rowspan="1" style="vertical-align:top;">IV</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M1 (distant)</td><td colspan="1" rowspan="1" style="vertical-align:top;">M1b</td><td colspan="1" rowspan="1" style="vertical-align:top;">IV</td><td colspan="1" rowspan="1" style="vertical-align:top;">IV</td><td colspan="1" rowspan="1" style="vertical-align:top;">IV</td><td colspan="1" rowspan="1" style="vertical-align:top;">IV</td></tr></tbody></table></div><div><div><dl class="temp-labeled-list small"><dt></dt><dd><div><p class="no_margin">T = primary tumor; N0 = no regional lymph node metastasis; N1 = metastasis in ipsilateral peribronchial and/or ipsilateral hilar lymph nodes and intrapulmonary nodes, including involvement by direct extension; N2 = metastasis in ipsilateral mediastinal and/or subcarinal lymph node(s); N3 = metastasis in contralateral mediastinal, contralateral hilar, ipsilateral or contralateral scalene, or supraclavicular lymph node(s); M = distant metastasis.</p></div></dd><dt></dt><dd><div><p class="no_margin"><sup>a</sup>Cells in bold indicate a change from the sixth edition for a particular TNM category.</p></div></dd><dt></dt><dd><div><p class="no_margin"><sup>b</sup>Reprinted with permission from Goldstraw P, Crowley J, Chansky K, et al.: The IASLC Lung Cancer Staging Project: Proposals for the revision of the TNM stage groupings in the forthcoming (seventh) edition of the TNM classification of malignant tumours. <i>J. Thorac Oncol </i>2:706-14, 2007.</p></div></dd></dl></div></div></div></div><div id="CDR0000062932__510"><h3>AJCC Stage Groupings and TNM Definitions</h3><p id="CDR0000062932__509">The AJCC has designated staging by TNM classification to define NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_470_19">19</a>]</p><div id="CDR0000062932__48599" class="table"><h3><span class="title">Table 2. Definitions of TNM Occult Carcinoma<sup>a</sup>
</span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__48599/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__48599_lrgtbl__"><table class="no_margin"><thead><tr><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Stage</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">TNM</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Description</th></tr></thead><tbody><tr><td colspan="1" rowspan="3" style="vertical-align:top;">Occult carcinoma </td><td colspan="1" rowspan="3" style="vertical-align:top;">TX, N0, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">TX = Primary tumor cannot be assessed, or tumor proven by the presence of malignant cells in sputum or bronchial washings but not visualized by imaging or bronchoscopy.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N0 = No regional lymph node metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr></tbody></table></div><div><div><dl class="temp-labeled-list small"><dt></dt><dd><div><p class="no_margin"><sup>a</sup>Reprinted with permission from AJCC: Lung. In: Edge SB, Byrd DR, Compton CC, et al., eds.: AJCC Cancer Staging Manual. 7th ed. New York, NY: Springer, 2010, pp 253-70.</p></div></dd></dl></div></div></div><div id="CDR0000062932__48600" class="table"><h3><span class="title">Table 3. Definitions of TNM Stage 0<sup>a</sup></span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__48600/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__48600_lrgtbl__"><table class="no_margin"><thead><tr><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Stage</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">TNM</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Description</th></tr></thead><tbody><tr><td colspan="1" rowspan="3" style="vertical-align:top;"> 0</td><td colspan="1" rowspan="3" style="vertical-align:top;">Tis, N0, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">Tis = Carcinoma <i>in situ</i>.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N0 = No regional lymph node metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr></tbody></table></div><div><div><dl class="temp-labeled-list small"><dt></dt><dd><div><p class="no_margin"><sup>a</sup>Reprinted with permission from AJCC: Lung. In: Edge SB, Byrd DR, Compton CC, et al., eds.: AJCC Cancer Staging Manual. 7th ed. New York, NY: Springer, 2010, pp 253-70.</p></div></dd></dl></div></div></div><div id="CDR0000062932__484342" class="table"><h3><span class="title">Table 4. Definitions of TNM Stage IA<sup>a</sup></span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__484342/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__484342_lrgtbl__"><table class="no_margin"><thead><tr><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Stage</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">TNM</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Description</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Illustration</th></tr></thead><tbody><tr><td colspan="1" rowspan="6" style="vertical-align:top;">IA</td><td colspan="1" rowspan="3" style="vertical-align:top;">T1a, N0, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T1a = Tumor &#x02264;2 cm in greatest dimension, surrounded by lung or visceral pleura, without bronchoscopic evidence of invasion more proximal than the lobar bronchus (i.e., not in the main bronchus).<sup>b</sup></td><td colspan="1" rowspan="6" style="text-align:left;vertical-align:top;"><div class="graphic"><a href="/core/lw/2.0/html/tileshop_pmc/tileshop_pmc_inline.html?title=Image%20CDR0000520459&amp;p=BOOKS&amp;id=65865_CDR0000520459.jpg" target="tileshopwindow" class="inline_block pmc_inline_block ts_canvas img_link" title="Click on image to zoom"><div class="ts_bar small" title="Click on image to zoom"></div><img src="/books/NBK65865.1/bin/CDR0000520459.jpg" alt="Two-panel drawing of stage I non-small cell lung cancer. First panel shows stage IA with cancer (3 cm or less) in the right lung; also shown are the right main bronchus, trachea, lymph nodes, bronchioles, and diaphragm. Second panel shows stage IB with cancer (more than 3 cm but not more than 5 cm) in the left lung and in the left main bronchus; the carina is also shown. Inset shows cancer that has spread from the lung into the innermost layer of the lung lining; a rib is also shown." class="tileshop" title="Click on image to zoom" /></a></div></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N0 = No regional lymph node metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T1b, N0, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T1b = Tumor &#x0003e;2 cm but &#x02264;3 cm in greatest dimension, surrounded by lung or visceral pleura, without bronchoscopic evidence of invasion more proximal than the lobar bronchus (i.e., not in the main bronchus).<sup>b</sup></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N0 = No regional lymph node metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr></tbody></table></div><div><div><dl class="temp-labeled-list small"><dt></dt><dd><div><p class="no_margin"><sup>a</sup>Reprinted with permission from AJCC: Lung. In: Edge SB, Byrd DR, Compton CC, et al., eds.: AJCC Cancer Staging Manual. 7th ed. New York, NY: Springer, 2010, pp 253-70.</p></div></dd><dt></dt><dd><div><p class="no_margin"><sup>b</sup>The uncommon superficial spreading of the tumor of any size with its invasive component limited to the bronchial wall, which may extend proximally to the main bronchus, is also classified as T1a.</p></div></dd></dl></div></div></div><div id="CDR0000062932__484343" class="table"><h3><span class="title">Table 5. Definitions of TNM Stage IB<sup>a</sup></span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__484343/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__484343_lrgtbl__"><table class="no_margin"><thead><tr><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Stage</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">TNM</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Description</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Illustration</th></tr></thead><tbody><tr><td colspan="1" rowspan="3" style="vertical-align:top;">IB</td><td colspan="1" rowspan="3" style="vertical-align:top;">T2a, N0, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T2a = Tumor &#x0003e;3 cm but &#x02264;5 cm in greatest dimension, <b>or</b> tumor with any of the following features: involves main bronchus, &#x02265;2 cm distal to the carina; invades visceral pleura (PL1 or PL2); <b>or</b> is associated with atelectasis or obstructive pneumonitis that extends to the hilar region but does not involve the entire lung.</td><td colspan="1" rowspan="3" style="vertical-align:top;"><div class="graphic"><a href="/core/lw/2.0/html/tileshop_pmc/tileshop_pmc_inline.html?title=Image%20CDR0000520459&amp;p=BOOKS&amp;id=65865_CDR0000520459.jpg" target="tileshopwindow" class="inline_block pmc_inline_block ts_canvas img_link" title="Click on image to zoom"><div class="ts_bar small" title="Click on image to zoom"></div><img src="/books/NBK65865.1/bin/CDR0000520459.jpg" alt="Two-panel drawing of stage I non-small cell lung cancer. First panel shows stage IA with cancer (3 cm or less) in the right lung; also shown are the right main bronchus, trachea, lymph nodes, bronchioles, and diaphragm. Second panel shows stage IB with cancer (more than 3 cm but not more than 5 cm) in the left lung and in the left main bronchus; the carina is also shown. Inset shows cancer that has spread from the lung into the innermost layer of the lung lining; a rib is also shown." class="tileshop" title="Click on image to zoom" /></a></div></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N0 = No regional lymph node metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr></tbody></table></div><div><div><dl class="temp-labeled-list small"><dt></dt><dd><div><p class="no_margin"><sup>a</sup>Reprinted with permission from AJCC: Lung. In: Edge SB, Byrd DR, Compton CC, et al., eds.: AJCC Cancer Staging Manual. 7th ed. New York, NY: Springer, 2010, pp 253-70.</p></div></dd><dt></dt><dd><div><p class="no_margin"><sup>b</sup>The uncommon superficial spreading of the tumor of any size with its invasive component limited to the bronchial wall, which may extend proximally to the main bronchus, is also classified as T1a.</p></div></dd></dl></div></div></div><div id="CDR0000062932__484344" class="table"><h3><span class="title">Table 6. Definitions of TNM Stage IIA<sup>a</sup></span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__484344/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__484344_lrgtbl__"><table class="no_margin"><thead><tr><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Stage</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">TNM</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Description</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Illustration</th></tr></thead><tbody><tr><td colspan="1" rowspan="12" style="vertical-align:top;">IIA</td><td colspan="1" rowspan="3" style="vertical-align:top;">T2b, N0, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T2b = Tumor &#x0003e;5 cm but &#x02264;7 cm or less in greatest dimension, <b>or</b> tumor with any of the following features: involves main bronchus, &#x02265;2 cm distal to the carina; invades visceral pleura (PL1 or PL2); <b>or</b> is associated with atelectasis or obstructive pneumonitis that extends to the hilar region but does not involve the entire lung. </td><td colspan="1" rowspan="12" style="vertical-align:top;"><div class="graphic"><a href="/core/lw/2.0/html/tileshop_pmc/tileshop_pmc_inline.html?title=Image%20CDR0000520465&amp;p=BOOKS&amp;id=65865_CDR0000520465.jpg" target="tileshopwindow" class="inline_block pmc_inline_block ts_canvas img_link" title="Click on image to zoom"><div class="ts_bar small" title="Click on image to zoom"></div><img src="/books/NBK65865.1/bin/CDR0000520465.jpg" alt="Two-panel drawing of stage IIA non-small cell lung cancer. First panel shows cancer (5 cm or less), and cancer in the right main bronchus and lymph nodes; also shown are the trachea, bronchioles, and diaphragm. Second panel shows cancer (more than 5 cm but not more than 7 cm), and cancer in the left main bronchus; also shown are the trachea, lymph nodes, bronchioles, and diaphragm. Insets show cancer that has spread from the lung into the innermost layer of the lung lining; a rib is also shown." class="tileshop" title="Click on image to zoom" /></a></div></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N0 = No regional lymph node metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T1a, N1, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T1a = Tumor &#x02264;2 cm in greatest dimension, surrounded by lung or visceral pleura, without bronchoscopic evidence of invasion more proximal than the lobar bronchus (i.e., not in the main bronchus).<sup>b</sup></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N1 = Metastasis in ipsilateral peribronchial and/or ipsilateral hilar lymph nodes and intrapulmonary nodes, including involvement by direct extension.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T1b, N1, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T1b = Tumor &#x0003e;2 cm but &#x02264;3 cm in greatest dimension, surrounded by lung or visceral pleura, without bronchoscopic evidence of invasion more proximal than the lobar bronchus (i.e., not in the main bronchus).<sup>b</sup>
</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N1 = Metastasis in ipsilateral peribronchial and/or ipsilateral hilar lymph nodes and intrapulmonary nodes, including involvement by direct extension.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T2a, N1, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;"> T2a = Tumor &#x0003e;3 cm but &#x02264;5 cm in greatest dimension, <b>or</b> tumor with any of the following features: involves main bronchus, &#x02265;2 cm distal to the carina; invades visceral pleura (PL1 or PL2); <b>or</b> is associated with atelectasis or obstructive pneumonitis that extends to the hilar region but does not involve the entire lung. </td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N1 = Metastasis in ipsilateral peribronchial and/or ipsilateral hilar lymph nodes and intrapulmonary nodes, including involvement by direct extension.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr></tbody></table></div><div><div><dl class="temp-labeled-list small"><dt></dt><dd><div><p class="no_margin"><sup>a</sup>Reprinted with permission from AJCC: Lung. In: Edge SB, Byrd DR, Compton CC, et al., eds.: AJCC Cancer Staging Manual. 7th ed. New York, NY: Springer, 2010, pp 253-70.</p></div></dd><dt></dt><dd><div><p class="no_margin"><sup>b</sup>The uncommon superficial spreading of the tumor of any size with its invasive component limited to the bronchial wall, which may extend proximally to the main bronchus, is also classified as T1a.</p></div></dd></dl></div></div></div><div id="CDR0000062932__484346" class="table"><h3><span class="title">Table 7. Definitions of TNM Stage IIB<sup>a</sup></span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__484346/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__484346_lrgtbl__"><table class="no_margin"><thead><tr><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Stage</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">TNM</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Description</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Illustration</th></tr></thead><tbody><tr><td colspan="1" rowspan="6" style="vertical-align:top;">IIB</td><td colspan="1" rowspan="3" style="vertical-align:top;">T2b, N1, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T2b = Tumor &#x0003e;5 cm but &#x02264;7 cm in greatest dimension, <b>or</b> tumor with any of the following features: involves main bronchus, &#x02265;2 cm distal to the carina; invades visceral pleura (PL1 or PL2); <b>or</b> is associated with atelectasis or obstructive pneumonitis that extends to the hilar region but does not involve the entire lung.</td><td colspan="1" rowspan="6" style="vertical-align:top;"><div class="graphic"><a href="/core/lw/2.0/html/tileshop_pmc/tileshop_pmc_inline.html?title=Image%20CDR0000682110&amp;p=BOOKS&amp;id=65865_CDR0000682110.jpg" target="tileshopwindow" class="inline_block pmc_inline_block ts_canvas img_link" title="Click on image to zoom"><div class="ts_bar small" title="Click on image to zoom"></div><img src="/books/NBK65865.1/bin/CDR0000682110.jpg" alt="Two-panel drawing of stage IIB non-small cell lung cancer. First panel shows cancer (more than 5 cm but not more than 7 cm), and cancer in the right main bronchus and lymph nodes; also shown are the trachea, bronchioles, and diaphragm. Inset shows cancer that has spread from the lung to the innermost layer of the lung lining; a rib is also shown. Second panel shows cancer (more than 7 cm), and cancer in the left main bronchus; also shown are the trachea, lymph nodes, bronchioles, and diaphragm. Top inset shows cancer that has spread from the lung through the lung lining and chest wall lining into the chest wall; a rib is also shown. Bottom inset shows the heart and cancer that has spread from the lung into the membrane around the heart." class="tileshop" title="Click on image to zoom" /></a></div></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N1 = Metastasis in ipsilateral peribronchial and/or ipsilateral hilar lymph nodes and intrapulmonary nodes, including involvement by direct extension.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T3, N0, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T3 = Tumor &#x0003e;7 cm <b>or</b> one that directly invades any of the following: parietal pleural (PL3) chest wall (including superior sulcus tumors), diaphragm, phrenic nerve, mediastinal pleura, or parietal pericardium <b>or</b> tumor in the main bronchus (&#x0003c;2 cm distal to the carina<sup>b</sup> but without involvement of the carina) <b>or</b> associated atelectasis or obstructive pneumonitis of the entire lung or separate tumor nodule(s) in the same lobe.<sup>b</sup></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N0 = No regional lymph node metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis. </td></tr></tbody></table></div><div><div><dl class="temp-labeled-list small"><dt></dt><dd><div><p class="no_margin"><sup>a</sup>Reprinted with permission from AJCC: Lung. In: Edge SB, Byrd DR, Compton CC, et al., eds.: AJCC Cancer Staging Manual. 7th ed. New York, NY: Springer, 2010, pp 253-70.</p></div></dd><dt></dt><dd><div><p class="no_margin"><sup>b</sup>The uncommon superficial spreading of the tumor of any size with its invasive component limited to the bronchial wall, which may extend proximally to the main bronchus, is also classified as T1a.</p></div></dd></dl></div></div></div><div id="CDR0000062932__484347" class="table"><h3><span class="title">Table 8. Definitions of TNM Stage IIIA<sup>a</sup></span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__484347/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__484347_lrgtbl__"><table class="no_margin"><thead><tr><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Stage</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">TNM</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Description</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Illustration</th></tr></thead><tbody><tr><td colspan="1" rowspan="24" style="vertical-align:top;">IIIA</td><td colspan="1" rowspan="3" style="vertical-align:top;">T1a, N2, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T1a = Tumor &#x02264;2 cm in greatest dimension, surrounded by lung or visceral pleura, without bronchoscopic evidence of invasion more proximal than the lobar bronchus (i.e., not in the main bronchus).<sup>b</sup></td><td colspan="1" rowspan="24" style="vertical-align:top;"><div class="graphic"><a href="/core/lw/2.0/html/tileshop_pmc/tileshop_pmc_inline.html?title=Image%20CDR0000521911&amp;p=BOOKS&amp;id=65865_CDR0000521911.jpg" target="tileshopwindow" class="inline_block pmc_inline_block ts_canvas img_link" title="Click on image to zoom"><div class="ts_bar small" title="Click on image to zoom"></div><img src="/books/NBK65865.1/bin/CDR0000521911.jpg" alt="Stage IIIA non-small cell lung cancer (1). Drawing shows cancer in lymph nodes, left main bronchus, and diaphragm; there may be separate tumors in the same lung; the trachea is also shown. Top inset shows cancer that has spread from the lung through the lung lining and chest wall lining into the chest wall; a rib is also shown. Bottom inset shows the heart and cancer that has spread from the lung into the membrane around the heart." class="tileshop" title="Click on image to zoom" /></a></div><div class="graphic"><a href="/core/lw/2.0/html/tileshop_pmc/tileshop_pmc_inline.html?title=Image%20CDR0000682116&amp;p=BOOKS&amp;id=65865_CDR0000682116.jpg" target="tileshopwindow" class="inline_block pmc_inline_block ts_canvas img_link" title="Click on image to zoom"><div class="ts_bar small" title="Click on image to zoom"></div><img src="/books/NBK65865.1/bin/CDR0000682116.jpg" alt="Stage IIIA lung cancer (2). Drawing shows cancer in the lymph nodes, trachea, carina, left main bronchus, esophagus, sternum, diaphragm, and major blood vessels that lead to or from the heart; there may be separate tumors in the same lung. Top inset shows cancer that has spread from the lung through the lung lining and chest wall lining into the chest wall; a rib is also shown. Bottom inset shows cancer that has spread from the lung, through the membrane around the heart, into the heart." class="tileshop" title="Click on image to zoom" /></a></div><div class="graphic"><a href="/core/lw/2.0/html/tileshop_pmc/tileshop_pmc_inline.html?title=Image%20CDR0000682121&amp;p=BOOKS&amp;id=65865_CDR0000682121.jpg" target="tileshopwindow" class="inline_block pmc_inline_block ts_canvas img_link" title="Click on image to zoom"><div class="ts_bar small" title="Click on image to zoom"></div><img src="/books/NBK65865.1/bin/CDR0000682121.jpg" alt="Stage IIIA non-small cell lung cancer (3). Drawing shows cancer in the heart, major blood vessels that lead to or from the heart, the trachea, esophagus, sternum, and carina; the diaphragm is also shown. Inset shows cancer that has spread from the lung, through the membrane around the heart, into the heart." class="tileshop" title="Click on image to zoom" /></a></div></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N2 = Metastasis in ipsilateral mediastinal and/or subcarinal lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T1b, N2, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T1b = Tumor &#x0003e;2 cm but &#x02264;3 cm in greatest dimension, surrounded by lung or visceral pleura, without bronchoscopic evidence of invasion more proximal than the lobar bronchus (i.e., not in the main bronchus).<sup>b</sup></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N2 = Metastasis in ipsilateral mediastinal and/or subcarinal lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T2a, N2, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T2a = Tumor &#x0003e;3 cm but &#x02264;5 cm in greatest dimension, <b>or</b> tumor with any of the following features: involves main bronchus, &#x02265;2 cm distal to the carina; invades visceral pleura (PL1 or PL2); <b>or</b> is associated with atelectasis or obstructive pneumonitis that extends to the hilar region but does not involve the entire lung.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N2 = Metastasis in ipsilateral mediastinal and/or subcarinal lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T2b, N2, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T2b = Tumor &#x0003e;5 cm but &#x02264;7 cm in greatest dimension, <b>or</b> tumor with any of the following features: involves main bronchus, &#x02265;2 cm distal to the carina; invades visceral pleura (PL1 or PL2); <b>or</b> is associated with atelectasis or obstructive pneumonitis that extends to the hilar region but does not involve the entire lung.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N2 = Metastasis in ipsilateral mediastinal and/or subcarinal lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T3, N1, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T3 = Tumor &#x0003e;7 cm <b>or</b> one that directly invades any of the following: parietal pleural (PL3) chest wall (including superior sulcus tumors), diaphragm, phrenic nerve, mediastinal pleura, or parietal pericardium <b>or</b> tumor in the main bronchus (&#x0003c;2 cm distal to the carina<sup>b</sup> but without involvement of the carina) <b>or</b> associated atelectasis or obstructive pneumonitis of the entire lung or separate tumor nodule(s) in the same lobe. </td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N1 = Metastasis in ipsilateral peribronchial and/or ipsilateral hilar lymph nodes and intrapulmonary nodes, including involvement by direct extension.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T3, N2, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T3 = Tumor &#x0003e;7 cm <b>or</b> one that directly invades any of the following: parietal pleural (PL3) chest wall (including superior sulcus tumors), diaphragm, phrenic nerve, mediastinal pleura, or parietal pericardium <b>or</b> tumor in the main bronchus (&#x0003c;2 cm distal to the carina<sup>b</sup> but without involvement of the carina) <b>or</b> associated atelectasis or obstructive pneumonitis of the entire lung or separate tumor nodule(s) in the same lobe.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N2 = Metastasis in ipsilateral mediastinal and/or subcarinal lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T4, N0, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T4 = Tumor of any size that invades any of the following: mediastinum, heart, great vessels, trachea, recurrent laryngeal nerve, esophagus, vertebral body, carina, or separate tumor nodule(s) in a different ipsilateral lobe.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N0 = No regional lymph node metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T4, N1, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T4 = Tumor of any size that invades any of the following: mediastinum, heart, great vessels, trachea, recurrent laryngeal nerve, esophagus, vertebral body, carina, or separate tumor nodule(s) in a different ipsilateral lobe.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N1 = Metastasis in ipsilateral peribronchial and/or ipsilateral hilar lymph nodes and intrapulmonary nodes, including involvement by direct extension. </td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr></tbody></table></div><div><div><dl class="temp-labeled-list small"><dt></dt><dd><div><p class="no_margin"><sup>a</sup>Reprinted with permission from AJCC: Lung. In: Edge SB, Byrd DR, Compton CC, et al., eds.: AJCC Cancer Staging Manual. 7th ed. New York, NY: Springer, 2010, pp 253-70.</p></div></dd><dt></dt><dd><div><p class="no_margin"><sup>b</sup>The uncommon superficial spreading of the tumor of any size with its invasive component limited to the bronchial wall, which may extend proximally to the main bronchus, is also classified as T1a.</p></div></dd></dl></div></div></div><div id="CDR0000062932__484350" class="table"><h3><span class="title">Table 9. Definitions of TNM Stage IIIB<sup>a</sup></span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__484350/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__484350_lrgtbl__"><table class="no_margin"><thead><tr><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Stage</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">TNM</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Description</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Illustration</th></tr></thead><tbody><tr><td colspan="1" rowspan="21" style="vertical-align:top;">IIIB</td><td colspan="1" rowspan="3" style="vertical-align:top;">T1a, N3, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T1a = Tumor &#x02264;2 cm in greatest dimension, surrounded by lung or visceral pleura, without bronchoscopic evidence of invasion more proximal than the lobar bronchus (i.e., not in the main bronchus).<sup>b</sup></td><td colspan="1" rowspan="21" style="vertical-align:top;"><div class="graphic"><a href="/core/lw/2.0/html/tileshop_pmc/tileshop_pmc_inline.html?title=Image%20CDR0000521915&amp;p=BOOKS&amp;id=65865_CDR0000521915.jpg" target="tileshopwindow" class="inline_block pmc_inline_block ts_canvas img_link" title="Click on image to zoom"><div class="ts_bar small" title="Click on image to zoom"></div><img src="/books/NBK65865.1/bin/CDR0000521915.jpg" alt="Stage IIIB non-small cell lung cancer (1). Drawing shows cancer in lymph nodes above the collarbone on the opposite side of the chest as the primary tumor, and in the trachea, carina, left main bronchus, esophagus, sternum, diaphragm, and major blood vessels that lead to or from the heart; there may be separate tumors in the same lung. Top inset shows cancer that has spread from the lung, through the lung lining and chest wall lining, into the chest wall; a rib is also shown. Bottom inset shows cancer that has spread from the lung, through the membrane around the heart, into the heart." class="tileshop" title="Click on image to zoom" /></a></div><div class="graphic"><a href="/core/lw/2.0/html/tileshop_pmc/tileshop_pmc_inline.html?title=Image%20CDR0000682124&amp;p=BOOKS&amp;id=65865_CDR0000682124.jpg" target="tileshopwindow" class="inline_block pmc_inline_block ts_canvas img_link" title="Click on image to zoom"><div class="ts_bar small" title="Click on image to zoom"></div><img src="/books/NBK65865.1/bin/CDR0000682124.jpg" alt="Stage IIIB non-small cell lung cancer (2). Drawing shows cancer in lymph nodes on the same side of the chest as the primary tumor, in the heart, major blood vessels that lead to or from the heart, the trachea, esophagus, sternum, carina, and in separate tumors in different lobes of the same lung; the diaphragm is also shown. Inset shows cancer that has spread from the lung, through the membrane around the heart, into the heart." class="tileshop" title="Click on image to zoom" /></a></div></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N3 = Metastasis in contralateral mediastinal, contralateral hilar, ipsilateral or contralateral scalene, or supraclavicular lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T1b, N3, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T1b = Tumor &#x0003e;2 cm but &#x02264;3 cm in greatest dimension, surrounded by lung or visceral pleura, without bronchoscopic evidence of invasion more proximal than the lobar bronchus (i.e., not in the main bronchus).<sup>b</sup></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N3 = Metastasis in contralateral mediastinal, contralateral hilar, ipsilateral or contralateral scalene, or supraclavicular lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T2a, N3, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T2a = Tumor &#x0003e;3 cm but &#x02264;5 cm or tumor with any of the following features: involves main bronchus, &#x02265;2 cm distal to the carina; invades visceral pleura (PL1 or PL2); <b>or</b> is associated with atelectasis or obstructive pneumonitis that extends to the hilar region but does not involve the entire lung.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N3 = Metastasis in contralateral mediastinal, contralateral hilar, ipsilateral or contralateral scalene, or supraclavicular lymph node(s). </td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T2b, N3, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T2b = Tumor &#x0003e;5 cm but &#x02264;7 cm <b>or</b> tumor with any of the following features: involves main bronchus, &#x02265;2 cm distal to the carina; invades visceral pleura (PL1 or PL2); <b>or</b> is associated with atelectasis or obstructive pneumonitis that extends to the hilar region but does not involve the entire lung.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N3 = Metastasis in contralateral mediastinal, contralateral hilar, ipsilateral or contralateral scalene, or supraclavicular lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T3, N3, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T3 = Tumor &#x0003e;7 cm <b>or</b> one that directly invades any of the following: parietal pleural (PL3) chest wall (including superior sulcus tumors), diaphragm, phrenic nerve, mediastinal pleura, or parietal pericardium <b>or</b> tumor in the main bronchus (&#x0003c;2 cm distal to the carina<sup>b</sup> but without involvement of the carina) <b>or</b> associated atelectasis or obstructive pneumonitis of the entire lung or separate tumor nodule(s) in the same lobe. </td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N3 = Metastasis in contralateral mediastinal, contralateral hilar, ipsilateral or contralateral scalene, or supraclavicular lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T4, N2, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T4 = Tumor of any size that invades any of the following: mediastinum, heart, great vessels, trachea, recurrent laryngeal nerve, esophagus, vertebral body, carina, or separate tumor nodule(s) in a different ipsilateral lobe.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N2 = Metastasis in ipsilateral mediastinal and/or subcarinal lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="3" style="vertical-align:top;">T4, N3, M0</td><td colspan="1" rowspan="1" style="vertical-align:top;">T4 = Tumor of any size that invades any of the following: mediastinum, heart, great vessels, trachea, recurrent laryngeal nerve, esophagus, vertebral body, carina, or separate tumor nodule(s) in a different ipsilateral lobe.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N3 = Metastasis in contralateral mediastinal, contralateral hilar, ipsilateral or contralateral scalene, or supraclavicular lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr></tbody></table></div><div><div><dl class="temp-labeled-list small"><dt></dt><dd><div><p class="no_margin"><sup>a</sup>Reprinted with permission from AJCC: Lung. In: Edge SB, Byrd DR, Compton CC, et al., eds.: AJCC Cancer Staging Manual. 7th ed. New York, NY: Springer, 2010, pp 253-70.</p></div></dd><dt></dt><dd><div><p class="no_margin"><sup>b</sup>The uncommon superficial spreading of the tumor of any size with its invasive component limited to the bronchial wall, which may extend proximally to the main bronchus, is also classified as T1a.</p></div></dd></dl></div></div></div><div id="CDR0000062932__48607" class="table"><h3><span class="title">Table 10. Definitions of TNM Stage IV<sup>a</sup></span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__48607/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__48607_lrgtbl__"><table class="no_margin"><thead><tr><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Stage</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">TNM</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Description</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Illustration</th></tr></thead><tbody><tr><td colspan="1" rowspan="16" style="vertical-align:top;">IV</td><td colspan="1" rowspan="16" style="vertical-align:top;">Any T, Any N, M1a <b>OR</b> Any T, Any N, M1b</td><td colspan="1" rowspan="1" style="vertical-align:top;">TX = Primary tumor cannot be assessed, or tumor proven by the presence of malignant
cells in sputum or bronchial washings but not visualized by imaging or bronchoscopy.</td><td colspan="1" rowspan="16" style="vertical-align:top;"><div class="graphic"><a href="/core/lw/2.0/html/tileshop_pmc/tileshop_pmc_inline.html?title=Image%20CDR0000521926&amp;p=BOOKS&amp;id=65865_CDR0000521926.jpg" target="tileshopwindow" class="inline_block pmc_inline_block ts_canvas img_link" title="Click on image to zoom"><div class="ts_bar small" title="Click on image to zoom"></div><img src="/books/NBK65865.1/bin/CDR0000521926.jpg" alt="Stage IV non-small cell lung cancer. Drawing shows other parts of the body where lung cancer may spread, including the other lung, the brain, lymph nodes, adrenal gland, kidney, liver, and bone. Inset shows cancer spreading through the blood and lymph nodes to other parts of the body." class="tileshop" title="Click on image to zoom" /></a></div></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T0 = No evidence of primary tumor.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">Tis = Carcinoma <i>in situ</i>.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T1 = Tumor &#x02264;3 cm in greatest dimension, surrounded by lung or visceral pleura, without bronchoscopic evidence of invasion more proximal than the lobar bronchus (i.e., not in the main bronchus).<sup>b</sup></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T2 = Tumor &#x0003e;3 cm but &#x02264;7 cm in greatest dimension, <b>or</b> tumor with any of the following features (T2 tumors with these features are classified T2a if &#x02264;5 cm): involves main bronchus, &#x02265;2 cm distal to the carina; invades visceral pleura (PL1 or PL2); <b>or</b> is associated with atelectasis or obstructive pneumonitis that extends to the hilar region but does not involve the entire lung.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T3 = Tumor &#x0003e;7 cm <b>or</b> one that directly invades any of the following: parietal pleural (PL3) chest wall (including superior sulcus tumors), diaphragm, phrenic nerve, mediastinal pleura, or parietal pericardium <b>or</b> tumor in the main bronchus (&#x0003c;2 cm distal to the carina<sup>b</sup> but without involvement of the carina) <b>or</b> associated atelectasis or obstructive pneumonitis of the entire lung or separate tumor nodule(s) in the same lobe. </td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">T4 = Tumor of any size that invades any of the following: mediastinum, heart, great vessels, trachea, recurrent laryngeal nerve, esophagus, vertebral body, carina, or separate tumor nodule(s) in a different ipsilateral lobe.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">NX = Regional lymph nodes cannot be assessed.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N0 = No regional lymph node metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N1 = Metastasis in ipsilateral peribronchial and/or ipsilateral hilar lymph nodes and intrapulmonary nodes, including involvement by direct extension.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N2 = Metastasis in ipsilateral mediastinal and/or subcarinal lymph node(s).</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">N3 = Metastasis in contralateral mediastinal, contralateral hilar, ipsilateral or contralateral scalene, or supraclavicular lymph node(s). </td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M0 = No distant metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M1 = Distant metastasis.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M1a = Separate tumor nodule(s) in a contralateral lobe tumor with pleural nodules or malignant pleural (or pericardial) effusion.<sup>c</sup></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">M1b = Distant metastasis (in extrathoracic organs).</td></tr></tbody></table></div><div><div><dl class="temp-labeled-list small"><dt></dt><dd><div><p class="no_margin"><sup>a</sup>Reprinted with permission from AJCC: Lung. In: Edge SB, Byrd DR, Compton CC, et al., eds.: AJCC Cancer Staging Manual. 7th ed. New York, NY: Springer, 2010, pp 253-70.</p></div></dd><dt></dt><dd><div><p class="no_margin"><sup>b</sup>The uncommon superficial spreading of the tumor of any size with its invasive component limited to the bronchial wall, which may extend proximally to the main bronchus, is also classified as T1a.</p></div></dd><dt></dt><dd><div><p class="no_margin"><sup>c</sup>Most pleural (and pericardial) effusions with lung cancer are due to tumor. In a few patients, however, multiple cytopathologic examinations of pleural (pericardial) fluid are negative for tumor, and the fluid is nonbloody and is not an exudate. Where these elements and clinical judgment dictate that the effusion is not related to the tumor, the effusion should be excluded as a staging element, and the patient should be classified as M0.</p></div></dd></dl></div></div></div></div><div id="CDR0000062932_rl_470"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_470_1">Pfister DG, Johnson DH, Azzoli CG, et al.: American Society of Clinical Oncology treatment of unresectable non-small-cell lung cancer guideline: update 2003. J Clin Oncol 22 (2): 330-53, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/14691125" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 14691125</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_2">Albain KS, Crowley JJ, LeBlanc M, et al.: Survival determinants in extensive-stage non-small-cell lung cancer: the Southwest Oncology Group experience. J Clin Oncol 9 (9): 1618-26, 1991. [<a href="https://pubmed.ncbi.nlm.nih.gov/1651993" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 1651993</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_3">Ludwig MS, Goodman M, Miller DL, et al.: Postoperative survival and the number of lymph nodes sampled during resection of node-negative non-small cell lung cancer. Chest 128 (3): 1545-50, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/16162756" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16162756</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_4">Webb WR, Gatsonis C, Zerhouni EA, et al.: CT and MR imaging in staging non-small cell bronchogenic carcinoma: report of the Radiologic Diagnostic Oncology Group. Radiology 178 (3): 705-13, 1991. [<a href="https://pubmed.ncbi.nlm.nih.gov/1847239" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 1847239</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_5">Toloza EM, Harpole L, McCrory DC: Noninvasive staging of non-small cell lung cancer: a review of the current evidence. Chest 123 (1 Suppl): 137S-146S, 2003. [<a href="https://pubmed.ncbi.nlm.nih.gov/12527573" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 12527573</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_6">Gould MK, Kuschner WG, Rydzak CE, et al.: Test performance of positron emission tomography and computed tomography for mediastinal staging in patients with non-small-cell lung cancer: a meta-analysis. Ann Intern Med 139 (11): 879-92, 2003. [<a href="https://pubmed.ncbi.nlm.nih.gov/14644890" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 14644890</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_7">Dwamena BA, Sonnad SS, Angobaldo JO, et al.: Metastases from non-small cell lung cancer: mediastinal staging in the 1990s--meta-analytic comparison of PET and CT. Radiology 213 (2): 530-6, 1999. [<a href="https://pubmed.ncbi.nlm.nih.gov/10551237" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 10551237</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_8">Ung YC, Maziak DE, Vanderveen JA, et al.: 18Fluorodeoxyglucose positron emission tomography in the diagnosis and staging of lung cancer: a systematic review. J Natl Cancer Inst 99 (23): 1753-67, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/18042932" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 18042932</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_9">Dietlein M, Weber K, Gandjour A, et al.: Cost-effectiveness of FDG-PET for the management of potentially operable non-small cell lung cancer: priority for a PET-based strategy after nodal-negative CT results. Eur J Nucl Med 27 (11): 1598-609, 2000. [<a href="https://pubmed.ncbi.nlm.nih.gov/11105815" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11105815</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_10">Scott WJ, Shepherd J, Gambhir SS: Cost-effectiveness of FDG-PET for staging non-small cell lung cancer: a decision analysis. Ann Thorac Surg 66 (6): 1876-83; discussion 1883-5, 1998. [<a href="https://pubmed.ncbi.nlm.nih.gov/9930463" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 9930463</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_11">Gambhir SS, Hoh CK, Phelps ME, et al.: Decision tree sensitivity analysis for cost-effectiveness of FDG-PET in the staging and management of non-small-cell lung carcinoma. J Nucl Med 37 (9): 1428-36, 1996. [<a href="https://pubmed.ncbi.nlm.nih.gov/8790186" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 8790186</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_12">van Tinteren H, Hoekstra OS, Smit EF, et al.: Effectiveness of positron emission tomography in the preoperative assessment of patients with suspected non-small-cell lung cancer: the PLUS multicentre randomised trial. Lancet 359 (9315): 1388-93, 2002. [<a href="https://pubmed.ncbi.nlm.nih.gov/11978336" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11978336</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_13">Viney RC, Boyer MJ, King MT, et al.: Randomized controlled trial of the role of positron emission tomography in the management of stage I and II non-small-cell lung cancer. J Clin Oncol 22 (12): 2357-62, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/15197196" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15197196</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_14">Vansteenkiste JF, Stroobants SG, De Leyn PR, et al.: Lymph node staging in non-small-cell lung cancer with FDG-PET scan: a prospective study on 690 lymph node stations from 68 patients. J Clin Oncol 16 (6): 2142-9, 1998. [<a href="https://pubmed.ncbi.nlm.nih.gov/9626214" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 9626214</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_15">Roberts PF, Follette DM, von Haag D, et al.: Factors associated with false-positive staging of lung cancer by positron emission tomography. Ann Thorac Surg 70 (4): 1154-9; discussion 1159-60, 2000. [<a href="https://pubmed.ncbi.nlm.nih.gov/11081861" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11081861</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_16">Liewald F, Grosse S, Storck M, et al.: How useful is positron emission tomography for lymphnode staging in non-small-cell lung cancer? Thorac Cardiovasc Surg 48 (2): 93-6, 2000. [<a href="https://pubmed.ncbi.nlm.nih.gov/11028710" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11028710</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_17">Yokoi K, Kamiya N, Matsuguma H, et al.: Detection of brain metastasis in potentially operable non-small cell lung cancer: a comparison of CT and MRI. Chest 115 (3): 714-9, 1999. [<a href="https://pubmed.ncbi.nlm.nih.gov/10084481" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 10084481</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_18">Mountain CF: Revisions in the International System for Staging Lung Cancer. Chest 111 (6): 1710-7, 1997. [<a href="https://pubmed.ncbi.nlm.nih.gov/9187198" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 9187198</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_470_19">Lung. In: Edge SB, Byrd DR, Compton CC, et al., eds.: AJCC Cancer Staging Manual. 7th ed. New York, NY: Springer, 2010, pp 253-70.</div></li></ol></div></div><div id="CDR0000062932__514"><h2 id="_CDR0000062932__514_">Treatment Option Overview for NSCLC</h2><p id="CDR0000062932__515">In NSCLC, results of standard treatment are poor
except for the most localized cancers. All newly diagnosed patients with NSCLC
are potential candidates for studies evaluating new forms of treatment.
</p><p id="CDR0000062932__516">Surgery is the most potentially curative therapeutic option for this disease. Postoperative chemotherapy may provide an additional benefit to patients with resected NSCLC. Radiation therapy combined with chemotherapy can produce a cure in a small number of patients and can provide palliation in most patients. Prophylactic cranial irradiation (PCI) may reduce the incidence of brain metastases, but there is no evidence of a survival benefit and the effect of PCI on quality of life is not known.[<a class="bk_pop" href="#CDR0000062932_rl_514_1">1</a>,<a class="bk_pop" href="#CDR0000062932_rl_514_2">2</a>] In patients with advanced-stage disease, chemotherapy or epidermal growth factor receptor (EGFR) kinase inhibitors offer modest
improvements in median survival, though overall survival is poor.[<a class="bk_pop" href="#CDR0000062932_rl_514_3">3</a>,<a class="bk_pop" href="#CDR0000062932_rl_514_4">4</a>] </p><p id="CDR0000062932__517">Chemotherapy has produced short-term improvement in
disease-related symptoms in patients with advanced NSCLC. Several clinical trials have attempted to assess the impact of chemotherapy on tumor-related symptoms and quality of life. In total, these studies suggest that tumor-related symptoms may be controlled by chemotherapy without adversely affecting overall quality of life;[<a class="bk_pop" href="#CDR0000062932_rl_514_5">5</a>,<a class="bk_pop" href="#CDR0000062932_rl_514_6">6</a>] however, the impact of chemotherapy on quality of life requires more
study.
In general, medically fit elderly patients with good performance status obtain the same benefits from treatment as younger patients. </p><p id="CDR0000062932__484309">The identification of mutations in lung cancer has led to the development of molecularly targeted therapy to improve the survival of subsets of patients with metastatic disease.[<a class="bk_pop" href="#CDR0000062932_rl_514_7">7</a>] In particular, genetic abnormalities in <i>EGFR</i>, <i>MAPK</i>, and <i>PI3K</i> signaling pathways in subsets of NSCLC may define mechanisms of drug sensitivity and primary or acquired resistance to kinase inhibitors. <i>EGFR</i> mutations strongly predict the improved response rate and progression-free survival of inhibitors of EGFR. Fusions of <i>ALK</i> with <i>EML4</i> and other genes form translocation products that occur in ranges from 3% to 7% in unselected NSCLC and are responsive to pharmacological inhibition of ALK by agents such as crizotinib. <i>MET</i> oncogene encodes hepatocyte growth factor receptor. Amplification of this gene has been associated with secondary resistance to EGFR tyrosine kinase inhibitors.</p><p id="CDR0000062932__48598">The standard treatment options for each stage of NSCLC are presented in <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__521/?report=objectonly" target="object" rid-figpopup="figCDR0000062932521" rid-ob="figobCDR0000062932521">Table 11</a>.</p><div id="CDR0000062932__521" class="table"><h3><span class="title">Table 11. Standard Treatment Options for NSCLC</span></h3><p class="large-table-link" style="display:none"><span class="right"><a href="/books/NBK65865.1/table/CDR0000062932__521/?report=objectonly" target="object">View in own window</a></span></p><div class="large_tbl" id="__CDR0000062932__521_lrgtbl__"><table class="no_top_margin"><thead><tr><th colspan="2" rowspan="1" style="text-align:center;vertical-align:top;">Stage (<a href="#CDR0000062932__510">TNM Staging Criteria</a>)</th><th colspan="1" rowspan="1" style="text-align:center;vertical-align:top;">Standard Treatment Options </th></tr></thead><tbody><tr><td colspan="2" rowspan="1" style="vertical-align:top;">Occult NSCLC</td><td colspan="1" rowspan="1" style="vertical-align:top;">Surgery</td></tr><tr><td colspan="2" rowspan="2" style="vertical-align:top;">Stage 0 NSCLC </td><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__531">Surgery
</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__535">Endobronchial therapies</a></td></tr><tr><td colspan="2" rowspan="2" style="vertical-align:top;">Stages IA and IB NSCLC </td><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__549">Surgery</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__579">Radiation therapy</a></td></tr><tr><td colspan="2" rowspan="4" style="vertical-align:top;">Stages IIA and IIB NSCLC </td><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__595">Surgery</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__484203">Neoadjuvant chemotherapy</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__484268">Adjuvant chemotherapy</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__627">Radiation therapy</a></td></tr><tr><td colspan="1" rowspan="17" style="vertical-align:top;">Stage IIIA NSCLC</td><td colspan="1" rowspan="3" style="vertical-align:top;">Resected or resectable disease</td><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__658">Surgery</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">
<a href="#CDR0000062932__484224">Neoadjuvant therapy</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__484229">Adjuvant therapy</a></td></tr><tr><td colspan="1" rowspan="4" style="vertical-align:top;">Unresectable disease</td><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4829">Radiation therapy</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4846">Chemoradiation therapy</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"></td></tr><tr><td colspan="1" rowspan="6" style="vertical-align:top;">Superior sulcus tumors</td><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4861">Radiation therapy </a> alone</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4861">Radiation therapy and surgery</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4861">Concurrent chemotherapy with radiation therapy and surgery</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4861">Surgery </a> alone (for selected patients)</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"></td></tr><tr><td colspan="1" rowspan="4" style="vertical-align:top;">Tumors that invade the chest wall</td><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4881">Surgery</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4881">Surgery and radiation therapy</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4881">Radiation therapy </a> alone</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4881">Chemotherapy combined with radiation therapy and/or surgery</a>
</td></tr><tr><td colspan="2" rowspan="5" style="vertical-align:top;">Stage IIIB NSCLC</td><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__484283">Sequential or concurrent chemotherapy and radiation therapy</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">Chemotherapy followed by surgery (for selected patients)</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__4912">Radiation therapy </a> alone</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"></td></tr><tr><td colspan="2" rowspan="8" style="vertical-align:top;">Stage IV NSCLC</td><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__48414">Cytotoxic combination chemotherapy </a> (first line)</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__48622">Combination chemotherapy with bevacizumab or cetuximab</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__48630">EGFR tyrosine kinase inhibitors </a> (first line) </td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">
<a href="/books/NBK65865.1/#CDR0000062932__48410">EML4-ALK inhibitors</a> in patients with EML-ALK translocations </td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="/books/NBK65865.1/#CDR0000062932__48410">Immune checkpoint inhibition with nivolumab</a> for selected patients with squamous or nonsquamous metastatic NSCLC that has been previously treated with platinum-based chemotherapy.</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__48637">Maintenance therapy following first-line chemotherapy </a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__484480">Endobronchial laser therapy and/or brachytherapy </a> (for obstructing lesions)</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">
<a href="#CDR0000062932__484480">External-beam radiation therapy </a> (primarily for palliation of local symptomatic tumor growth)</td></tr><tr><td colspan="2" rowspan="7" style="vertical-align:top;">Recurrent NSCLC</td><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__48551">Radiation therapy </a> (for palliation)</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__48551">Chemotherapy or kinase inhibitors </a> alone </td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__48551">EGFR inhibitors in patients with/without EGFR mutations</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__48551">EML4-ALK inhibitors in patients with EML-ALK translocations</a></td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__48551">Surgical resection of isolated cerebral metastasis </a> (for highly selected patients)</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;"><a href="#CDR0000062932__48551">Laser therapy or interstitial radiation therapy (for endobronchial lesions)</a>
</td></tr><tr><td colspan="1" rowspan="1" style="vertical-align:top;">
<a href="#CDR0000062932__48551">Stereotactic radiation surgery </a> (for highly selected patients) </td></tr></tbody></table></div></div><p id="CDR0000062932__48571">In addition to the standard treatment options presented in Table 11, treatment options under clinical evaluation include the following:</p><ul id="CDR0000062932__495"><li class="half_rhythm"><div>Combining local treatment (surgery).</div></li><li class="half_rhythm"><div>Regional
treatment (radiation therapy).</div></li><li class="half_rhythm"><div>Systemic treatments (chemotherapy, immunotherapy, and targeted agents).</div></li><li class="half_rhythm"><div>Developing more effective systemic therapy.</div></li></ul><div id="CDR0000062932__48572"><h3>Follow-Up</h3><p id="CDR0000062932__60">Several small series have reported that reduction in fluorodeoxyglucose-positron emission tomography (FDG-PET) after chemotherapy, radiation therapy, or chemoradiation therapy correlates with pathological complete response and favorable prognosis.[<a class="bk_pop" href="#CDR0000062932_rl_514_8">8</a>-<a class="bk_pop" href="#CDR0000062932_rl_514_15">15</a>] Studies have used different timing of assessments, FDG-PET parameters, and cutpoints to define FDG-PET response. Reduction in maximum standardized uptake value (SUV) of higher than 80% predicted for complete pathological response with a sensitivity of 90%, specificity of 100%, and accuracy of 96%.[<a class="bk_pop" href="#CDR0000062932_rl_514_16">16</a>] Median survival after resection was greater for patients with tumor SUV values of lower than 4 (56 months vs. 19 months).[<a class="bk_pop" href="#CDR0000062932_rl_514_15">15</a>] Patients with complete metabolic response following radiation therapy were reported to have median survivals of 31 months versus 11 months.[<a class="bk_pop" href="#CDR0000062932_rl_514_17">17</a>] </p><p id="CDR0000062932__61">FDG-PET may be more sensitive and specific than computed tomography scan in assessing response to induction therapy. Optimal timing imaging remains to be defined; however, one study suggests that greater sensitivity and specificity of FDG-PET is achieved if repeat imaging is delayed until 30 days after radiation therapy.[<a class="bk_pop" href="#CDR0000062932_rl_514_16">16</a>]</p><p id="CDR0000062932__484667">There is no clear role for routine posttreatment PET&#x02013;computed tomography (CT) scans.[<a class="bk_pop" href="#CDR0000062932_rl_514_18">18</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335144/" class="def">Level of evidence: 3iiA</a>] </p><p id="CDR0000062932__484668">Evidence (surveillance imaging after radiation therapy with or without chemotherapy):</p><ol id="CDR0000062932__484669"><li class="half_rhythm"><div>A prospective multicenter trial led by the American College of Radiology Imaging Network (ACRIN) and the Radiation Therapy Oncology Group (RTOG) cooperative group (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=362061" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">ACRIN 6668/RTOG 0235</a> [<a href="https://clinicaltrials.gov/show/NCT00083083" title="Study NCT00083083" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00083083</a>]) studied the role of posttreatment PET-CT at approximately 14 weeks (range, 12&#x02013;16 weeks) to predict overall survival (OS) after standard-of-care concurrent chemotherapy and radiation therapy in 173 patients with stage III disease. <ul id="CDR0000062932__484670"><li class="half_rhythm"><div>The primary endpoint was to determine the relationship between SUV<sub>peak</sub> at a prespecified binary cutoff of SUV<sub>peak</sub> 3.5 with OS. </div></li><li class="half_rhythm"><div>The study demonstrated no association between OS and SUV<sub>peak</sub> of 3.5 or lower compared with SUV<sub>peak</sub> higher than 3.5 with 2-year OS estimates of 51% vs. 37% (<i>P</i> = 0.29). </div></li><li class="half_rhythm"><div>Exploratory analyses showed associations between OS and SUV<sub>peak</sub> as a continuous variable, and binary cutoffs of SUV<sub>peak</sub> 5.0 and 7.0.</div></li></ul></div></li></ol></div><div id="CDR0000062932__TrialSearch_514_sid_4"><h3>Current Clinical Trials</h3><p id="CDR0000062932__TrialSearch_514_10">Check the list of NCI-supported cancer clinical trials that are now accepting patients with
<a href="http://www.cancer.gov/search/ClinicalTrialsLink.aspx?Diagnosis=40862&#x00026;tt=1&#x00026;format=2" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">non-small cell lung cancer</a>. The list of clinical trials can be further narrowed by location, drug, intervention, and other criteria.</p><p id="CDR0000062932__TrialSearch_514_18">General information about clinical trials is also available from the <a href="http://www.cancer.gov/about-cancer/treatment/clinical-trials" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCI website</a>.</p></div><div id="CDR0000062932_rl_514"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_514_1">Lester JF, MacBeth FR, Coles B: Prophylactic cranial irradiation for preventing brain metastases in patients undergoing radical treatment for non-small-cell lung cancer: a Cochrane Review. Int J Radiat Oncol Biol Phys 63 (3): 690-4, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/15913909" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15913909</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_2">P&#x000f6;ttgen C, Eberhardt W, Grannass A, et al.: Prophylactic cranial irradiation in operable stage IIIA non small-cell lung cancer treated with neoadjuvant chemoradiotherapy: results from a German multicenter randomized trial. J Clin Oncol 25 (31): 4987-92, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17971598" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17971598</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_3">Chemotherapy for non-small cell lung cancer. Non-small Cell Lung Cancer Collaborative Group. Cochrane Database Syst Rev (2): CD002139, 2000. [<a href="/pmc/articles/PMC10627435/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC10627435</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/10796867" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 10796867</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_4">Chemotherapy in non-small cell lung cancer: a meta-analysis using updated data on individual patients from 52 randomised clinical trials. Non-small Cell Lung Cancer Collaborative Group. BMJ 311 (7010): 899-909, 1995. [<a href="/pmc/articles/PMC2550915/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC2550915</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/7580546" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 7580546</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_5">Spiro SG, Rudd RM, Souhami RL, et al.: Chemotherapy versus supportive care in advanced non-small cell lung cancer: improved survival without detriment to quality of life. Thorax 59 (10): 828-36, 2004. [<a href="/pmc/articles/PMC1746842/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC1746842</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/15454647" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15454647</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_6">Clegg A, Scott DA, Hewitson P, et al.: Clinical and cost effectiveness of paclitaxel, docetaxel, gemcitabine, and vinorelbine in non-small cell lung cancer: a systematic review. Thorax 57 (1): 20-8, 2002. [<a href="/pmc/articles/PMC1746188/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC1746188</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/11809985" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11809985</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_7">Pao W, Girard N: New driver mutations in non-small-cell lung cancer. Lancet Oncol 12 (2): 175-80, 2011. [<a href="https://pubmed.ncbi.nlm.nih.gov/21277552" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 21277552</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_8">Curran WJ Jr, Paulus R, Langer CJ, et al.: Sequential vs. concurrent chemoradiation for stage III non-small cell lung cancer: randomized phase III trial RTOG 9410. J Natl Cancer Inst 103 (19): 1452-60, 2011. [<a href="/pmc/articles/PMC3186782/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC3186782</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/21903745" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 21903745</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_9">Fournel P, Robinet G, Thomas P, et al.: Randomized phase III trial of sequential chemoradiotherapy compared with concurrent chemoradiotherapy in locally advanced non-small-cell lung cancer: Groupe Lyon-Saint-Etienne d'Oncologie Thoracique-Groupe Fran&#x000e7;ais de Pneumo-Canc&#x000e9;rologie NPC 95-01 Study. J Clin Oncol 23 (25): 5910-7, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/16087956" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16087956</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_10">Zatloukal P, Petruzelka L, Zemanova M, et al.: Concurrent versus sequential chemoradiotherapy with cisplatin and vinorelbine in locally advanced non-small cell lung cancer: a randomized study. Lung Cancer 46 (1): 87-98, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/15364136" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15364136</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_11">Rowell NP, O'rourke NP: Concurrent chemoradiotherapy in non-small cell lung cancer. Cochrane Database Syst Rev (4): CD002140, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/15495029" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15495029</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_12">Cerfolio RJ, Bryant AS, Winokur TS, et al.: Repeat FDG-PET after neoadjuvant therapy is a predictor of pathologic response in patients with non-small cell lung cancer. Ann Thorac Surg 78 (6): 1903-9; discussion 1909, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/15560998" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15560998</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_13">P&#x000f6;ttgen C, Levegr&#x000fc;n S, Theegarten D, et al.: Value of 18F-fluoro-2-deoxy-D-glucose-positron emission tomography/computed tomography in non-small-cell lung cancer for prediction of pathologic response and times to relapse after neoadjuvant chemoradiotherapy. Clin Cancer Res 12 (1): 97-106, 2006. [<a href="https://pubmed.ncbi.nlm.nih.gov/16397030" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16397030</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_14">Eschmann SM, Friedel G, Paulsen F, et al.: 18F-FDG PET for assessment of therapy response and preoperative re-evaluation after neoadjuvant radio-chemotherapy in stage III non-small cell lung cancer. Eur J Nucl Med Mol Imaging 34 (4): 463-71, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17103167" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17103167</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_15">Hellwig D, Graeter TP, Ukena D, et al.: Value of F-18-fluorodeoxyglucose positron emission tomography after induction therapy of locally advanced bronchogenic carcinoma. J Thorac Cardiovasc Surg 128 (6): 892-9, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/15573074" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15573074</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_16">Cerfolio RJ, Bryant AS: When is it best to repeat a 2-fluoro-2-deoxy-D-glucose positron emission tomography/computed tomography scan on patients with non-small cell lung cancer who have received neoadjuvant chemoradiotherapy? Ann Thorac Surg 84 (4): 1092-7, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17888953" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17888953</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_17">Mac Manus MP, Hicks RJ, Matthews JP, et al.: Positron emission tomography is superior to computed tomography scanning for response-assessment after radical radiotherapy or chemoradiotherapy in patients with non-small-cell lung cancer. J Clin Oncol 21 (7): 1285-92, 2003. [<a href="https://pubmed.ncbi.nlm.nih.gov/12663716" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 12663716</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_514_18">Machtay M, Duan F, Siegel BA, et al.: Prediction of survival by [18F]fluorodeoxyglucose positron emission tomography in patients with locally advanced non-small-cell lung cancer undergoing definitive chemoradiation therapy: results of the ACRIN 6668/RTOG 0235 trial. J Clin Oncol 31 (30): 3823-30, 2013. [<a href="/pmc/articles/PMC3795891/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC3795891</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/24043740" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 24043740</span></a>]</div></li></ol></div></div><div id="CDR0000062932__524"><h2 id="_CDR0000062932__524_">Occult NSCLC Treatment</h2><p id="CDR0000062932__525">In <a href="#CDR0000062932__510">occult lung cancer</a>, a diagnostic evaluation often includes chest x-ray and
selective bronchoscopy with close follow-up (e.g., computed tomography scan),
when needed, to define the site and nature of the primary tumor; tumors
discovered in this fashion are generally early stage and curable by surgery.</p><p id="CDR0000062932__48509">After discovery of the primary tumor, treatment involves establishing
the stage of the tumor. Therapy is identical to that recommended for other NSCLC patients with similar stage disease.
</p><div id="CDR0000062932__484546"><h3>Standard Treatment Options for Occult NSCLC</h3><p id="CDR0000062932__484547">Standard treatment options for <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__48599/?report=objectonly" target="object" rid-figpopup="figCDR000006293248599" rid-ob="figobCDR000006293248599">occult NSCLC</a> include the following:</p><ol id="CDR0000062932__484548"><li class="half_rhythm"><div>Surgery.</div></li></ol></div><div id="CDR0000062932__TrialSearch_524_sid_5"><h3>Current Clinical Trials</h3><p id="CDR0000062932__TrialSearch_524_10">Check the list of NCI-supported cancer clinical trials that are now accepting patients with
<a href="http://www.cancer.gov/search/ClinicalTrialsLink.aspx?Diagnosis=41125&#x00026;tt=1&#x00026;format=2" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">occult non-small cell lung cancer</a>. The list of clinical trials can be further narrowed by location, drug, intervention, and other criteria.</p><p id="CDR0000062932__TrialSearch_524_18">General information about clinical trials is also available from the <a href="http://www.cancer.gov/about-cancer/treatment/clinical-trials" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCI website</a>.</p></div></div><div id="CDR0000062932__526"><h2 id="_CDR0000062932__526_">Stage 0 NSCLC Treatment</h2><p id="CDR0000062932__528"><a href="#CDR0000062932__510">Stage 0 NSCLC</a> frequently progresses to invasive cancer.[<a class="bk_pop" href="#CDR0000062932_rl_526_1">1</a>-<a class="bk_pop" href="#CDR0000062932_rl_526_3">3</a>] Patients may be offered surveillance bronchoscopies and, if lesions are detected, potentially curative therapies.</p><div id="CDR0000062932__48544"><h3>Standard Treatment Options for Stage 0 NSCLC</h3><p id="CDR0000062932__48575">Standard treatment options for <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__48600/?report=objectonly" target="object" rid-figpopup="figCDR000006293248600" rid-ob="figobCDR000006293248600">stage 0 NSCLC</a> include the following:</p><ol id="CDR0000062932__530"><li class="half_rhythm"><div><a href="#CDR0000062932__531">Surgery</a>.</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__535">Endobronchial therapies</a>, including photodynamic therapy, electrocautery, cryotherapy, and Nd-YAG laser therapy.</div></li></ol><div id="CDR0000062932__531"><h4>Surgery</h4><p id="CDR0000062932__532">Segmentectomy or wedge resection are used to preserve maximum normal pulmonary tissue since patients with stage 0 NSCLC are at a high risk for second lung cancers. Because these tumors are by definition noninvasive and incapable of metastasizing, they should be curable with surgical resection; however, such lesions, when identified, are often centrally located and may require a lobectomy. </p></div><div id="CDR0000062932__535"><h4>Endobronchial therapies </h4><p id="CDR0000062932__5360">Patients with central lesions may be candidates for curative endobronchial therapy. Endobronchial therapies that preserve lung function include photodynamic therapy, electrocautery, cryotherapy, and Nd-YAG laser therapy.[<a class="bk_pop" href="#CDR0000062932_rl_526_3">3</a>-<a class="bk_pop" href="#CDR0000062932_rl_526_6">6</a>]</p><p id="CDR0000062932__5370">Evidence (endobronchial therapies):</p><ol id="CDR0000062932__5380"><li class="half_rhythm"><div>Small case series have reported high complete response rates and long-term survival in selected patients.[<a class="bk_pop" href="#CDR0000062932_rl_526_7">7</a>,<a class="bk_pop" href="#CDR0000062932_rl_526_8">8</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335158/" class="def">Level of evidence: 3iiiDiii</a>]</div></li></ol><p id="CDR0000062932__5390"> Efficacy of these treatment modalities in the management of patients with early
NSCLC remains to be proven in definitive randomized controlled trials.</p><p id="CDR0000062932__5400">There is a high incidence of second primary cancers developing.[<a class="bk_pop" href="#CDR0000062932_rl_526_1">1</a>,<a class="bk_pop" href="#CDR0000062932_rl_526_2">2</a>]</p></div></div><div id="CDR0000062932__TrialSearch_526_sid_6"><h3>Current Clinical Trials</h3><p id="CDR0000062932__TrialSearch_526_10">Check the list of NCI-supported cancer clinical trials that are now accepting patients with
<a href="http://www.cancer.gov/search/ClinicalTrialsLink.aspx?Diagnosis=38941&#x00026;tt=1&#x00026;format=2" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">stage 0 non-small cell lung cancer</a>. The list of clinical trials can be further narrowed by location, drug, intervention, and other criteria.</p><p id="CDR0000062932__TrialSearch_526_18">General information about clinical trials is also available from the <a href="http://www.cancer.gov/about-cancer/treatment/clinical-trials" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCI website</a>.</p></div><div id="CDR0000062932_rl_526"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_526_1">Woolner LB, Fontana RS, Cortese DA, et al.: Roentgenographically occult lung cancer: pathologic findings and frequency of multicentricity during a 10-year period. Mayo Clin Proc 59 (7): 453-66, 1984. [<a href="https://pubmed.ncbi.nlm.nih.gov/6738113" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 6738113</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_526_2">Venmans BJ, van Boxem TJ, Smit EF, et al.: Outcome of bronchial carcinoma in situ. Chest 117 (6): 1572-6, 2000. [<a href="https://pubmed.ncbi.nlm.nih.gov/10858385" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 10858385</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_526_3">Jeremy George P, Banerjee AK, Read CA, et al.: Surveillance for the detection of early lung cancer in patients with bronchial dysplasia. Thorax 62 (1): 43-50, 2007. [<a href="/pmc/articles/PMC2111271/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC2111271</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/16825337" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16825337</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_526_4">Kennedy TC, McWilliams A, Edell E, et al.: Bronchial intraepithelial neoplasia/early central airways lung cancer: ACCP evidence-based clinical practice guidelines (2nd edition). Chest 132 (3 Suppl): 221S-233S, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17873170" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17873170</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_526_5">Corti L, Toniolo L, Boso C, et al.: Long-term survival of patients treated with photodynamic therapy for carcinoma in situ and early non-small-cell lung carcinoma. Lasers Surg Med 39 (5): 394-402, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17565719" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17565719</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_526_6">Deygas N, Froudarakis M, Ozenne G, et al.: Cryotherapy in early superficial bronchogenic carcinoma. Chest 120 (1): 26-31, 2001. [<a href="https://pubmed.ncbi.nlm.nih.gov/11451811" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11451811</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_526_7">van Boxem TJ, Venmans BJ, Schramel FM, et al.: Radiographically occult lung cancer treated with fibreoptic bronchoscopic electrocautery: a pilot study of a simple and inexpensive technique. Eur Respir J 11 (1): 169-72, 1998. [<a href="https://pubmed.ncbi.nlm.nih.gov/9543288" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 9543288</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_526_8">van Boxem AJ, Westerga J, Venmans BJ, et al.: Photodynamic therapy, Nd-YAG laser and electrocautery for treating early-stage intraluminal cancer: which to choose? Lung Cancer 31 (1): 31-6, 2001. [<a href="https://pubmed.ncbi.nlm.nih.gov/11162864" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11162864</span></a>]</div></li></ol></div></div><div id="CDR0000062932__544"><h2 id="_CDR0000062932__544_">Stages IA and IB NSCLC Treatment</h2><div id="CDR0000062932__48545"><h3>Standard Treatment Options for Stages IA and IB NSCLC</h3><p id="CDR0000062932__48576">Standard treatment options for <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__484342/?report=objectonly" target="object" rid-figpopup="figCDR0000062932484342" rid-ob="figobCDR0000062932484342">stage IA NSCLC</a> and <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__484343/?report=objectonly" target="object" rid-figpopup="figCDR0000062932484343" rid-ob="figobCDR0000062932484343">IB NSCLC</a> include the following:</p><ol id="CDR0000062932__546"><li class="half_rhythm"><div><a href="#CDR0000062932__549">Surgery</a>.</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__579">Radiation therapy</a>.</div></li></ol><p id="CDR0000062932__484327">Chemotherapy and radiation therapy have not been shown to improve outcomes in stage I NSCLC that has been completely resected.</p><div id="CDR0000062932__549"><h4>Surgery</h4><p id="CDR0000062932__550">Surgery is the treatment of choice for patients with stage I NSCLC. A lobectomy or segmental, wedge, or sleeve resection may be performed as appropriate. Patients
with impaired pulmonary function are candidates for segmental or wedge
resection of the primary tumor. Careful preoperative assessment of the patient&#x02019;s overall
medical condition, especially the patient&#x02019;s pulmonary reserve, is critical in
considering the benefits of surgery. The immediate postoperative mortality
rate is age related, but a 3% to 5% mortality rate with lobectomy can be expected.[<a class="bk_pop" href="#CDR0000062932_rl_544_1">1</a>]</p><p id="CDR0000062932__556">Evidence (surgery):</p><ol id="CDR0000062932__557"><li class="half_rhythm"><div>The Lung Cancer Study Group conducted a
randomized study (LCSG-821) that compared lobectomy with limited resection for
patients with stage I lung cancer. Results of the study showed the following:[<a class="bk_pop" href="#CDR0000062932_rl_544_2">2</a>]<ul id="CDR0000062932__484352"><li class="half_rhythm"><div>A
reduction in local recurrence for patients treated with lobectomy compared with
those treated with limited excision.</div></li><li class="half_rhythm"><div>No significant difference in overall
survival (OS).</div></li></ul></div></li><li class="half_rhythm"><div>Similar results have been reported from a nonrandomized
comparison of anatomic segmentectomy and lobectomy.[<a class="bk_pop" href="#CDR0000062932_rl_544_3">3</a>]<ul id="CDR0000062932__484353"><li class="half_rhythm"><div>A survival advantage
was noted with lobectomy for patients with tumors larger than 3 cm
but not for those with tumors smaller than 3 cm.</div></li><li class="half_rhythm"><div>The rate of
locoregional recurrence was significantly less after lobectomy, regardless of
primary tumor size.</div></li></ul></div></li><li class="half_rhythm"><div>A study of stage I patients showed the following:[<a class="bk_pop" href="#CDR0000062932_rl_544_4">4</a>]<ul id="CDR0000062932__484354"><li class="half_rhythm"><div>Those treated with wedge or segmental resections had a local recurrence rate of 50% (i.e., 31 recurrences out of 62 patients) despite having undergone complete resections.[<a class="bk_pop" href="#CDR0000062932_rl_544_4">4</a>]</div></li></ul></div></li><li class="half_rhythm"><div>The Cochrane Collaboration group reviewed 11 randomized trials with a total of 1,910 patients who underwent surgical interventions for early-stage (I&#x02013;IIIA) lung cancer.[<a class="bk_pop" href="#CDR0000062932_rl_544_5">5</a>] A pooled analysis of three trials reported the following:<ul id="CDR0000062932__484355"><li class="half_rhythm"><div>Four-year survival was superior in patients with resectable stage I, II, or IIIA NSCLC who underwent resection and complete ipsilateral mediastinal lymph node dissection (CMLND), compared with those who underwent resection and lymph node sampling; the hazard ratio (HR) was estimated to be 0.78 (95% confidence interval [CI], 0.65&#x02013;0.93, <i>P</i> = .005).[<a class="bk_pop" href="#CDR0000062932_rl_544_5">5</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li><li class="half_rhythm"><div>There was a significant reduction in any cancer recurrence (local or distant) in the CMLND group (relative risk [RR], 0.79; 95% CI, 0.66&#x02013;0.95; <i>P</i> = .01) that appeared mainly because of a reduction in the number of distant recurrences (RR, 0.78; 95% CI, 0.61&#x02013;1.00; <i>P</i> = .05).</div></li><li class="half_rhythm"><div>There was no difference in operative mortality.</div></li><li class="half_rhythm"><div>Air leak lasting more than 5 days was significantly more common in patients assigned to CMLND (RR, 2.94; 95% CI, 1.01&#x02013;8.54; <i>P</i> = .05). </div></li></ul></div></li><li class="half_rhythm"><div>CMLND versus lymph node sampling was evaluated in a large randomized phase III trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=66988" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">ACOSOG-Z0030</a> [<a href="https://clinicaltrials.gov/show/NCT00003831" title="Study NCT00003831" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00003831</a>]).[<a class="bk_pop" href="#CDR0000062932_rl_544_6">6</a>]<ul id="CDR0000062932__484356"><li class="half_rhythm"><div>Preliminary analyses of operative morbidity and mortality showed comparable rates from the procedures.[<a class="bk_pop" href="#CDR0000062932_rl_544_6">6</a>]</div></li><li class="half_rhythm"><div>There was no difference in OS, disease-free survival (DFS), local recurrence, and regional recurrence.[<a class="bk_pop" href="#CDR0000062932_rl_544_7">7</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li></ol><p id="CDR0000062932__484616">Current evidence suggests that lung cancer resection combined with CMLND is not associated with improvement in survival compared with lung cancer resection combined with systematic sampling of mediastinal nodes in patients with stage I, II, or IIIA NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_544_7">7</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p><p id="CDR0000062932__563">Limitations of evidence (surgery):</p><p id="CDR0000062932__564">Conclusions about the efficacy of surgery for patients with local and locoregional NSCLC are limited by the small number of participants studied to date and the potential methodological weaknesses of the trials.</p></div><div id="CDR0000062932__484247"><h4>Adjuvant therapy</h4><p id="CDR0000062932__484248">Many patients treated surgically subsequently develop regional or distant
metastases.[<a class="bk_pop" href="#CDR0000062932_rl_544_8">8</a>] Such patients are candidates for entry into clinical trials evaluating postoperative treatment with chemotherapy or radiation
therapy following surgery. At present, neither chemotherapy nor radiation therapy has been found to improve the outcome of patients with stage I NSCLC that has been completely resected.</p><div id="CDR0000062932__484249"><h5> Adjuvant radiation therapy </h5><p id="CDR0000062932__484250">The value of postoperative (adjuvant) radiation therapy (PORT) has been evaluated and has not been found to improve the outcome of patients with completely resected stage I NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_544_9">9</a>]</p><p id="CDR0000062932__484251">Evidence (adjuvant radiation therapy):</p><ol id="CDR0000062932__484252"><li class="half_rhythm"><div>A meta-analysis, based on the results of ten randomized controlled trials and 2,232 individuals, reported the following:[<a class="bk_pop" href="#CDR0000062932_rl_544_9">9</a>]<ul id="CDR0000062932__484357"><li class="half_rhythm"><div>An 18% relative increase in the risk of death for patients who received PORT compared with surgery alone (HR, 1.18; <i>P</i> = .002). This is equivalent to an absolute detriment of 6% at 2 years (95% CI, 2&#x02013;9), reducing OS from 58% to 52%. Exploratory subgroup analyses suggested that this detrimental effect was most pronounced for patients with stage I/II, N0-N1 disease, whereas for patients with stage III, N2 disease, there was no clear evidence of an adverse effect.</div></li><li class="half_rhythm"><div>Results for local (HR, 1.13; <i>P</i> = .02), distant (HR, 1.14; <i>P</i> = .02), and overall (HR, 1.10; <i>P</i> = .06) recurrence-free survival similarly showed a detriment of PORT.[<a class="bk_pop" href="#CDR0000062932_rl_544_9">9</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li></ol><p id="CDR0000062932__484253">Further analysis is needed to determine whether these outcomes can potentially be modified with technical improvements,
better definitions of target volumes, and limitation of cardiac volume in the
radiation portals.
</p></div><div id="CDR0000062932__484617"><h5>Adjuvant brachytherapy </h5><p id="CDR0000062932__484618">The value of intraoperative (adjuvant) brachytherapy applied to the suture line has been evaluated in patients undergoing sublobar resections for stage I NSCLC to improve local control; it has not been found to improve outcomes. </p><p id="CDR0000062932__484619">Evidence (adjuvant brachytherapy):</p><ol id="CDR0000062932__484620"><li class="half_rhythm"><div> A phase III trial that randomly assigned 222 patients to undergo sublobar resection with or without suture line brachytherapy reported the following:[<a class="bk_pop" href="#CDR0000062932_rl_544_10">10</a>]<ul id="CDR0000062932__484621"><li class="half_rhythm"><div> No difference in the primary endpoint of local recurrence (5-year estimate, 14.0% vs. 16.7%; <i>P</i> = .59). </div></li><li class="half_rhythm"><div> No difference in OS (5-year estimate, 61.4% vs. 55.6%; <i>P</i> = .38).[<a class="bk_pop" href="#CDR0000062932_rl_544_10">10</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>] vs [<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li></ol></div><div id="CDR0000062932__484254"><h5>Adjuvant chemotherapy</h5><p id="CDR0000062932__484255">Based on a meta-analysis, postoperative chemotherapy is not recommended outside of a clinical trial for patients with completely resected stage I NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_544_11">11</a>,<a class="bk_pop" href="#CDR0000062932_rl_544_12">12</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p><p id="CDR0000062932__484256">Evidence (adjuvant chemotherapy for stage I NSCLC):</p><ol id="CDR0000062932__484257"><li class="half_rhythm"><div>Data on individual patient outcomes were collected and pooled into a meta-analysis from the five largest trials (4,584 patients) that were conducted after 1995 of cisplatin-based chemotherapy in patients with completely resected NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_544_13">13</a>]<ol id="CDR0000062932__577" class="lower-alpha"><li class="half_rhythm"><div>With a median follow-up time of 5.2 years, the overall HR<sub>death</sub> was 0.89 (95% CI, 0.82&#x02013;0.96; <i>P</i> = .005), corresponding to a 5-year absolute benefit of 5.4% from chemotherapy. </div></li><li class="half_rhythm"><div>The benefit
varied with stage (test for trend, <i>P</i> = .04; HR for stage IA, 1.40; 95% CI, 0.95&#x02013;2.06; HR for stage IB, 0.93; 95% CI, 0.78&#x02013;1.10; HR for stage II, 0.83; 95% CI, 0.73&#x02013;0.95; and HR for stage III, 0.83; 95% CI, 0.72&#x02013;0.94).</div></li><li class="half_rhythm"><div>The effect of chemotherapy did not vary significantly (test for interaction, <i>P</i> = .11) with the associated drugs, including vinorelbine (HR, 0.80; 95% CI, 0.70&#x02013;0.91), etoposide or vinca alkaloid (HR, 0.92; 95% CI, 0.80&#x02013;1.07), or other drugs (HR, 0.97; 95% CI, 0.84&#x02013;1.13).</div></li><li class="half_rhythm"><div>The apparent greater benefit seen with vinorelbine should be interpreted cautiously as vinorelbine and cisplatin combinations generally required that a higher dose of cisplatin be given. Chemotherapy effect was higher in patients with a better performance status.</div></li><li class="half_rhythm"><div> There was no interaction between chemotherapy effect and any of the following:<ul id="CDR0000062932__434"><li class="half_rhythm"><div>Sex.</div></li><li class="half_rhythm"><div>Age.</div></li><li class="half_rhythm"><div>Histology.</div></li><li class="half_rhythm"><div>Type of surgery.</div></li><li class="half_rhythm"><div>Planned radiation therapy.</div></li><li class="half_rhythm"><div>Planned total dose of cisplatin.</div></li></ul></div></li></ol></div></li><li class="half_rhythm"><div>Several other randomized controlled trials and meta-analyses have evaluated the use of postoperative chemotherapy in patients with stages I, II, and IIIA NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_544_13">13</a>-<a class="bk_pop" href="#CDR0000062932_rl_544_19">19</a>]</div></li></ol><p id="CDR0000062932__484258">Although there is sufficient evidence that postoperative chemotherapy is effective in patients with stage II or stage IIIA NSCLC, its usefulness in patients with stage IB NSCLC is less clear.</p><p id="CDR0000062932__484259">Evidence (adjuvant chemotherapy for stage IB NSCLC):</p><ol id="CDR0000062932__484260"><li class="half_rhythm"><div>The Cancer and Leukemia Group B study (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=65095" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">CALGB-9633</a> [<a href="https://clinicaltrials.gov/show/NCT00002852" title="Study NCT00002852" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00002852</a>]) addressed the results of adjuvant carboplatin and paclitaxel versus observation for OS in 344 patients with resected stage IB (i.e., pathological T2, N0) NSCLC. Within 4 to 8 weeks of resection, patients were randomly assigned to postoperative chemotherapy or observation.[<a class="bk_pop" href="#CDR0000062932_rl_544_20">20</a>]<ul id="CDR0000062932__484358"><li class="half_rhythm"><div>Survival was not significantly different (HR, 0.83; CI, 0.64&#x02013;1.08; <i>P</i> = .12) at a median follow-up of 74 months.</div></li><li class="half_rhythm"><div>Grades 3 to 4 neutropenia were the predominant toxicity; there were no treatment-related deaths.</div></li><li class="half_rhythm"><div>A post-hoc exploratory analysis demonstrated a significant survival difference in favor of postoperative chemotherapy for patients who had tumors 4 cm or greater in diameter (HR, 0.69; CI, 0.48&#x02013;0.99; <i>P</i> = .043). </div></li></ul></div></li></ol><p id="CDR0000062932__484261">Given the magnitude of observed survival differences, CALGB-9633 may have been underpowered to detect small but clinically meaningful improvements in survival. In addition, the use of a carboplatin versus a cisplatin combination might have affected the results. At present, there is no reliable evidence that postoperative chemotherapy improves survival of patients with stage IB NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_544_20">20</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p></div></div><div id="CDR0000062932__579"><h4>Radiation therapy</h4><p id="CDR0000062932__580">Patients with potentially resectable tumors with medical contraindications to surgery or those with inoperable stage I disease and with sufficient pulmonary reserve
may be candidates for radiation therapy with curative intent. </p><div id="CDR0000062932__484570"><h5>Conventional radiation therapy</h5><p id="CDR0000062932__484571">Historically, conventional primary radiation therapy consisted of approximately 60 Gy to 70 Gy delivered
with megavoltage equipment to the midplane of the known tumor volume using
conventional fractionation 1.8 Gy&#x02013;2.0 Gy per day). </p><p id="CDR0000062932__484622">Prognosis:</p><p id="CDR0000062932__484623">In the largest retrospective conventional radiation
therapy series, patients with inoperable disease treated with definitive
radiation therapy achieved 5-year survival rates of 10% to 30%.[<a class="bk_pop" href="#CDR0000062932_rl_544_21">21</a>-<a class="bk_pop" href="#CDR0000062932_rl_544_23">23</a>] Several
series demonstrated that patients with T1, N0 tumors had better outcomes, and 5-year survival rates of 30% to 60% were found in this subgroup.[<a class="bk_pop" href="#CDR0000062932_rl_544_21">21</a>,<a class="bk_pop" href="#CDR0000062932_rl_544_22">22</a>,<a class="bk_pop" href="#CDR0000062932_rl_544_24">24</a>] However, local-only failure occurs in as many as 50% of patients treated with conventional radiation therapy to doses in the range of 60 Gy to 65 Gy.[<a class="bk_pop" href="#CDR0000062932_rl_544_25">25</a>,<a class="bk_pop" href="#CDR0000062932_rl_544_26">26</a>] </p><p id="CDR0000062932__484624">Evidence (conventional radiation therapy):</p><ol id="CDR0000062932__484625"><li class="half_rhythm"><div>A single
report of patients older than 70 years who had resectable lesions
smaller than 4 cm but who had medically inoperable disease or who
refused surgery reported the following:[<a class="bk_pop" href="#CDR0000062932_rl_544_24">24</a>]<ul id="CDR0000062932__484626"><li class="half_rhythm"><div>Survival at 5 years after radiation therapy with curative
intent was comparable with a historical control group of patients of similar age
who were resected with curative intent.</div></li></ul></div></li><li class="half_rhythm"><div>A small case series using matched controls reported the following:[<a class="bk_pop" href="#CDR0000062932_rl_544_4">4</a>]<ul id="CDR0000062932__484627"><li class="half_rhythm"><div>The addition of endobronchial brachytherapy improved local disease control compared with external-beam radiation therapy (EBRT).[<a class="bk_pop" href="#CDR0000062932_rl_544_4">4</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335158/" class="def">Level of evidence: 3iiiDiii</a>]</div></li></ul></div></li></ol><p id="CDR0000062932__484628">A substantial number of patients are ineligible for standard surgical resection because of comorbid conditions that are associated with unacceptably high perioperative risk. Observation and radiation therapy may be considered for these patients.[<a class="bk_pop" href="#CDR0000062932_rl_544_27">27</a>-<a class="bk_pop" href="#CDR0000062932_rl_544_29">29</a>] Nonrandomized observational studies comparing treatment outcomes associated with resection, radiation therapy, and observation have demonstrated shorter survival times and higher mortality for patients treated with observation only.[<a class="bk_pop" href="#CDR0000062932_rl_544_27">27</a>,<a class="bk_pop" href="#CDR0000062932_rl_544_30">30</a>] </p><p id="CDR0000062932__484629">Improvements in radiation techniques include planning techniques to account for tumor motion, more conformal planning techniques (e.g., 3-D conformal radiation therapy and intensity-modulated radiation therapy), and image guidance during treatment. Modern approaches to delivery of EBRT include hypofractionated radiation therapy and stereotactic body radiation therapy (SBRT).However, there are limited reliable data from comparative trials to determine which approaches yield superior outcomes.[<a class="bk_pop" href="#CDR0000062932_rl_544_28">28</a>,<a class="bk_pop" href="#CDR0000062932_rl_544_29">29</a>]</p></div><div id="CDR0000062932__484630"><h5>Hypofractionated radiation therapy</h5><p id="CDR0000062932__484631">Hypofractionated radiation therapy involves the delivery of a slightly higher dose of radiation therapy per day (e.g., 2.4 Gy&#x02013;4.0 Gy) over a shorter period of time compared with conventionally fractionated radiation therapy. Multiple prospective phase I/II trials have demonstrated that hypofractionated radiation therapy to a dose of 60 Gy to 70 Gy delivered over 3 to 4 weeks with 2.4 Gy to 4.0 Gy per day resulted in a low incidence of moderate to severe toxicity, 2-year OS of 50% to 60%, and 2-year tumor local control of 80% to 90%.[<a class="bk_pop" href="#CDR0000062932_rl_544_31">31</a>-<a class="bk_pop" href="#CDR0000062932_rl_544_33">33</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335150/" class="def">Level of evidence: 3iiiA</a>]</p></div><div id="CDR0000062932__484632"><h5>Stereotactic body radiation therapy (SBRT)</h5><p id="CDR0000062932__484633">SBRT involves the delivery of highly conformal, high-dose radiation therapy over an extremely hypofractionated course (e.g., one to five treatments) delivered over 1 to 2 weeks. Commonly used regimens include 18 Gy x 3, 12 Gy to 12.5 Gy x 4, and 10 Gy to 12 Gy x 5, and deliver a substantially higher biologically effective dose compared with historic conventional radiation therapy regimens. </p><p id="CDR0000062932__484634">Multiple prospective phase I/II trials and institutional series have demonstrated that SBRT results in a low incidence of pulmonary toxicity (less than 10% risk of symptomatic radiation pneumonitis), 2-year OS of 50% to 60%, and 2-year tumor control of 90% to 95%.[<a class="bk_pop" href="#CDR0000062932_rl_544_34">34</a>-<a class="bk_pop" href="#CDR0000062932_rl_544_40">40</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335150/" class="def">Level of evidence: 3iiiA</a>]</p><p id="CDR0000062932__484635">Evidence (SBRT):</p><ol id="CDR0000062932__484636"><li class="half_rhythm"><div>Early phase I/II trials from Indiana University identified the maximum tolerated dose of three-fraction SBRT at 18 Gy x 3 for T1 tumors, and this regimen resulted in 2-year OS of 55% and 2-year local tumor control of 95%.<ul id="CDR0000062932__484637"><li class="half_rhythm"><div>An unacceptably high incidence (8.6%) of grade 5 toxicity was observed in patients with central tumors (defined as within 2 cm of the tracheobronchial tree from the trachea to the level of the lobar bronchi).[<a class="bk_pop" href="#CDR0000062932_rl_544_35">35</a>]</div></li></ul></div></li><li class="half_rhythm"><div>A subsequent multicenter trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=371578" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">RTOG-0236</a> [<a href="https://clinicaltrials.gov/show/NCT00087438" title="Study NCT00087438" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00087438</a>]) studied the 18 Gy x 3 regimen in 55 patients with peripheral T1 to T2 tumors only and demonstrated 3-year OS of 56% and 3-year primary tumor control of 98%.<ul id="CDR0000062932__484638"><li class="half_rhythm"><div>The incidence of moderate to severe toxicity was low, with grade 3 toxicity in 24% of patients, grade 4 toxicity in 4% of patients, and no grade 5 toxicity, with a 4% incidence of grade 3 radiation pneumonitis.[<a class="bk_pop" href="#CDR0000062932_rl_544_39">39</a>]</div></li></ul></div></li><li class="half_rhythm"><div>In the largest reported series from VU University Medical Center Amsterdam, 676 patients with T1 to T2 tumors were treated with three-, five-, and eight-fraction SBRT using a risk-adapted approach (a tailored fractionation regimen based on tumor proximity to critical organs).<ul id="CDR0000062932__484639"><li class="half_rhythm"><div>With a median follow-up of 32.9 months, the median OS was 40.7 months, and 2-year local tumor control was 95%.[<a class="bk_pop" href="#CDR0000062932_rl_544_40">40</a>]</div></li></ul></div></li><li class="half_rhythm"><div> While central location is a contraindication to three-fraction SBRT based on data from the Indiana phase II study, a subsequent systematic review of published reports of 315 patients with 563 central tumors demonstrated a much lower incidence of severe toxicity, including a 1% to 5% risk of grade 5 events with more protracted SBRT regimens (e.g., four to ten fractions).[<a class="bk_pop" href="#CDR0000062932_rl_544_41">41</a>] A multicenter phase I/II trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=613524" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">RTOG-0813</a> [<a href="https://clinicaltrials.gov/show/NCT00750269" title="Study NCT00750269" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00750269</a>]) is ongoing to identify the maximum tolerated dose for a five-fraction SBRT regimen for central tumors. </div></li></ol><p id="CDR0000062932__484640">Randomized trials of conventional radiation therapy versus SBRT (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=660011" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT01014130</a>), and hypofractionated radiation therapy versus SBRT (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=754054" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT01968941</a>) are ongoing to determine the optimal radiation therapy regimen, but stereotactic body radiation therapy has been widely adopted for patients with medically inoperable stage I NSCLC.</p></div></div></div><div id="CDR0000062932__48547"><h3>Treatment Options Under Clinical Evaluation</h3><p id="CDR0000062932__48577">Treatment options under clinical evaluation include the following:</p><ol id="CDR0000062932__48522"><li class="half_rhythm"><div>Clinical trials of postoperative chemoprevention (as evidenced in the <a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=68402" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">ECOG-5597</a> (<a href="https://clinicaltrials.gov/show/NCT00008385" title="Study NCT00008385" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00008385</a>) trial, for example).</div></li><li class="half_rhythm"><div>Endobronchial therapies, including photodynamic therapy, for highly selected patients with T1, N0, M0 tumors.</div></li></ol></div><div id="CDR0000062932__TrialSearch_544_sid_7"><h3>Current Clinical Trials</h3><p id="CDR0000062932__TrialSearch_544_10">Check the list of NCI-supported cancer clinical trials that are now accepting patients with
<a href="http://www.cancer.gov/search/ClinicalTrialsLink.aspx?Diagnosis=41226&#x00026;tt=1&#x00026;format=2" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">stage I non-small cell lung cancer</a>. The list of clinical trials can be further narrowed by location, drug, intervention, and other criteria.</p><p id="CDR0000062932__TrialSearch_544_18">General information about clinical trials is also available from the <a href="http://www.cancer.gov/about-cancer/treatment/clinical-trials" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCI website</a>.</p></div><div id="CDR0000062932_rl_544"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_544_1">Ginsberg RJ, Hill LD, Eagan RT, et al.: Modern thirty-day operative mortality for surgical resections in lung cancer. J Thorac Cardiovasc Surg 86 (5): 654-8, 1983. 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[<a href="https://pubmed.ncbi.nlm.nih.gov/11948046" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11948046</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_28">Lanni TB Jr, Grills IS, Kestin LL, et al.: Stereotactic radiotherapy reduces treatment cost while improving overall survival and local control over standard fractionated radiation therapy for medically inoperable non-small-cell lung cancer. Am J Clin Oncol 34 (5): 494-8, 2011. [<a href="https://pubmed.ncbi.nlm.nih.gov/20805737" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 20805737</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_29">Grutters JP, Kessels AG, Pijls-Johannesma M, et al.: Comparison of the effectiveness of radiotherapy with photons, protons and carbon-ions for non-small cell lung cancer: a meta-analysis. Radiother Oncol 95 (1): 32-40, 2010. [<a href="https://pubmed.ncbi.nlm.nih.gov/19733410" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 19733410</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_30">Raz DJ, Zell JA, Ou SH, et al.: Natural history of stage I non-small cell lung cancer: implications for early detection. Chest 132 (1): 193-9, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17505036" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17505036</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_31">Bradley J, Graham MV, Winter K, et al.: Toxicity and outcome results of RTOG 9311: a phase I-II dose-escalation study using three-dimensional conformal radiotherapy in patients with inoperable non-small-cell lung carcinoma. Int J Radiat Oncol Biol Phys 61 (2): 318-28, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/15667949" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15667949</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_32">Bogart JA, Hodgson L, Seagren SL, et al.: Phase I study of accelerated conformal radiotherapy for stage I non-small-cell lung cancer in patients with pulmonary dysfunction: CALGB 39904. J Clin Oncol 28 (2): 202-6, 2010. [<a href="/pmc/articles/PMC2815709/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC2815709</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/19933904" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 19933904</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_33">Cheung P, Faria S, Ahmed S, et al.: Phase II study of accelerated hypofractionated three-dimensional conformal radiotherapy for stage T1-3 N0 M0 non-small cell lung cancer: NCIC CTG BR.25. J Natl Cancer Inst 106 (8): , 2014. [<a href="https://pubmed.ncbi.nlm.nih.gov/25074417" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 25074417</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_34">Timmerman R, Papiez L, McGarry R, et al.: Extracranial stereotactic radioablation: results of a phase I study in medically inoperable stage I non-small cell lung cancer. Chest 124 (5): 1946-55, 2003. [<a href="https://pubmed.ncbi.nlm.nih.gov/14605072" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 14605072</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_35">Timmerman R, McGarry R, Yiannoutsos C, et al.: Excessive toxicity when treating central tumors in a phase II study of stereotactic body radiation therapy for medically inoperable early-stage lung cancer. J Clin Oncol 24 (30): 4833-9, 2006. [<a href="https://pubmed.ncbi.nlm.nih.gov/17050868" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17050868</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_36">Lagerwaard FJ, Haasbeek CJ, Smit EF, et al.: Outcomes of risk-adapted fractionated stereotactic radiotherapy for stage I non-small-cell lung cancer. Int J Radiat Oncol Biol Phys 70 (3): 685-92, 2008. [<a href="https://pubmed.ncbi.nlm.nih.gov/18164849" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 18164849</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_37">Baumann P, Nyman J, Hoyer M, et al.: Outcome in a prospective phase II trial of medically inoperable stage I non-small-cell lung cancer patients treated with stereotactic body radiotherapy. J Clin Oncol 27 (20): 3290-6, 2009. [<a href="https://pubmed.ncbi.nlm.nih.gov/19414667" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 19414667</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_38">Fakiris AJ, McGarry RC, Yiannoutsos CT, et al.: Stereotactic body radiation therapy for early-stage non-small-cell lung carcinoma: four-year results of a prospective phase II study. Int J Radiat Oncol Biol Phys 75 (3): 677-82, 2009. [<a href="https://pubmed.ncbi.nlm.nih.gov/19251380" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 19251380</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_39">Timmerman R, Paulus R, Galvin J, et al.: Stereotactic body radiation therapy for inoperable early stage lung cancer. JAMA 303 (11): 1070-6, 2010. [<a href="/pmc/articles/PMC2907644/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC2907644</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/20233825" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 20233825</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_40">Senthi S, Lagerwaard FJ, Haasbeek CJ, et al.: Patterns of disease recurrence after stereotactic ablative radiotherapy for early stage non-small-cell lung cancer: a retrospective analysis. Lancet Oncol 13 (8): 802-9, 2012. [<a href="https://pubmed.ncbi.nlm.nih.gov/22727222" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 22727222</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_544_41">Senthi S, Haasbeek CJ, Slotman BJ, et al.: Outcomes of stereotactic ablative radiotherapy for central lung tumours: a systematic review. Radiother Oncol 106 (3): 276-82, 2013. [<a href="https://pubmed.ncbi.nlm.nih.gov/23462705" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 23462705</span></a>]</div></li></ol></div></div><div id="CDR0000062932__48552"><h2 id="_CDR0000062932__48552_">Stages IIA and IIB NSCLC Treatment</h2><div id="CDR0000062932__48546"><h3>Standard Treatment Options for Stages IIA and IIB NSCLC</h3><p id="CDR0000062932__48578">Standard treatment options for <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__484344/?report=objectonly" target="object" rid-figpopup="figCDR0000062932484344" rid-ob="figobCDR0000062932484344">stages IIA NSCLC</a> and <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__484346/?report=objectonly" target="object" rid-figpopup="figCDR0000062932484346" rid-ob="figobCDR0000062932484346">IIB NSCLC</a> include the following:</p><ol id="CDR0000062932__592"><li class="half_rhythm"><div><a href="#CDR0000062932__595">Surgery</a>.</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__484203">Neoadjuvant chemotherapy</a>.</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__484268">Adjuvant chemotherapy</a>.</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__627">Radiation therapy</a>.</div></li></ol><p id="CDR0000062932__484328">Adjuvant radiation therapy has not been show to improve outcomes in patients with stages II NSCLC.</p><div id="CDR0000062932__595"><h4>Surgery</h4><p id="CDR0000062932__596">Surgery is the treatment of choice for patients with stage II NSCLC. A lobectomy, pneumonectomy, or segmental resection, wedge resection, or sleeve resection may be performed as appropriate. Careful preoperative assessment of the patient&#x02019;s overall
medical condition, especially the patient&#x02019;s pulmonary reserve, is critical in
considering the benefits of surgery. Despite the immediate and age-related postoperative mortality
rate, a 5% to 8% mortality rate with pneumonectomy or a 3% to 5% mortality rate with
lobectomy can be expected.
</p><p id="CDR0000062932__599">Evidence (surgery):</p><ol id="CDR0000062932__600"><li class="half_rhythm"><div>The Cochrane Collaboration group reviewed 11 randomized trials with a total of 1,910 patients who underwent surgical interventions for early-stage (I&#x02013;IIIA) lung cancer.[<a class="bk_pop" href="#CDR0000062932_rl_48552_1">1</a>] A pooled analysis of three trials reported the following:<ul id="CDR0000062932__484361"><li class="half_rhythm"><div>Four-year survival was superior in patients with resectable stage I, II, or IIIA NSCLC who underwent resection and complete ipsilateral mediastinal lymph node dissection (CMLND), compared with those who underwent resection and lymph node sampling; the hazard ratio (HR) was estimated to be 0.78 (95% confidence interval [CI], 0.65&#x02013;0.93; <i>P</i> = .005).[<a class="bk_pop" href="#CDR0000062932_rl_48552_1">1</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li><li class="half_rhythm"><div>There was a significant reduction in any cancer recurrence (local or distant) in the CMLND group (relative risk [RR], 0.79; 95% CI, 0.66&#x02013;0.95; <i>P</i> = .01) that appeared mainly as the result of a reduction in the number of distant recurrences (RR, 0.78; 95% CI, 0.61&#x02013;1.00; <i>P</i> = .05).</div></li><li class="half_rhythm"><div>There was no difference in operative mortality.</div></li><li class="half_rhythm"><div>Air leak lasting more than 5 days was significantly more common in patients assigned to CMLND (RR, 2.94; 95% CI, 1.01&#x02013;8.54; <i>P</i> = .05).</div></li></ul></div></li><li class="half_rhythm"><div>CMLND versus lymph node sampling was evaluated in a large randomized phase III trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=66988" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">ACOSOG-Z0030</a> [<a href="https://clinicaltrials.gov/show/NCT00003831" title="Study NCT00003831" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00003831</a>]).[<a class="bk_pop" href="#CDR0000062932_rl_48552_2">2</a>]<ul id="CDR0000062932__484362"><li class="half_rhythm"><div>Preliminary analyses of operative morbidity and mortality showed comparable rates from the procedures.[<a class="bk_pop" href="#CDR0000062932_rl_48552_2">2</a>]</div></li><li class="half_rhythm"><div>There was no difference in overall survival, disease-free survival, local recurrence, and regional recurrence.[<a class="bk_pop" href="#CDR0000062932_rl_48552_3">3</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul>
</div></li></ol><p id="CDR0000062932__484671">Current evidence suggests that lung cancer resection combined with CMLND is not associated with improvement in survival compared with lung cancer resection combined with systematic sampling of mediastinal nodes in patients with stage I, II, or IIIA NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_48552_3">3</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p><p id="CDR0000062932__603">Limitations of evidence (surgery):</p><p id="CDR0000062932__604">Conclusions about the efficacy of surgery for patients with local and locoregional NSCLC are limited by the small number of participants studied to date and potential methodological weaknesses of the trials.</p><div id="CDR0000062932__484203"><h5>Neoadjuvant chemotherapy</h5><p id="CDR0000062932__484204">The role of chemotherapy prior to surgery was tested in clinical trials. The proposed benefits of preoperative chemotherapy include the following:</p><ul id="CDR0000062932__484205"><li class="half_rhythm"><div>A reduction in tumor size that may facilitate surgical resection.</div></li><li class="half_rhythm"><div>Early eradication of micrometastases.</div></li><li class="half_rhythm"><div>Better tolerability. </div></li></ul><p id="CDR0000062932__484206">Preoperative chemotherapy may, however, delay potentially curative surgery.</p><p id="CDR0000062932__484207">Evidence (neoadjuvant chemotherapy):</p><ol id="CDR0000062932__484208"><li class="half_rhythm"><div>The Cochrane Collaboration Review group reported a systematic review and meta-analysis of seven randomized controlled trials that included 988 patients and evaluated the addition of preoperative chemotherapy to surgery versus surgery alone. These trials evaluated patients with stages I, II, and IIIA NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_48552_4">4</a>]<ul id="CDR0000062932__484363"><li class="half_rhythm"><div>Preoperative chemotherapy provided an absolute benefit in survival of 6% across all stages of disease, from 14% to 20% at 5 years (HR, 0.82; 95% CI, 0.69&#x02013;0.97; <i>P</i> = .022).[<a class="bk_pop" href="#CDR0000062932_rl_48552_4">4</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li><li class="half_rhythm"><div>This analysis was unable to address questions such as whether particular types of patients may benefit more or less from preoperative chemotherapy.</div></li></ul></div></li><li class="half_rhythm"><div>In the largest trial reported to date, 519 patients were randomly assigned to receive either surgery alone or three cycles of platinum-based chemotherapy followed by surgery. Most patients (61%) had clinical stage I disease; 31% had stage II disease; and 7% had stage III disease.[<a class="bk_pop" href="#CDR0000062932_rl_48552_5">5</a>]<ul id="CDR0000062932__484364"><li class="half_rhythm"><div>No survival advantage was seen.[<a class="bk_pop" href="#CDR0000062932_rl_48552_5">5</a>]</div></li><li class="half_rhythm"><div>Postoperative complications were similar between groups, and no impairment of quality of life was observed.</div></li><li class="half_rhythm"><div>There was no evidence of a benefit in terms of OS (HR, 1.02; 95% CI, 0.80&#x02013;1.31; <i>P</i> = .86).</div></li><li class="half_rhythm"><div>Updating the systematic review by addition of the present result suggests a 12% relative survival benefit with the addition of neoadjuvant (preoperative) chemotherapy (1,507 patients; HR, 0.88; 95% CI, 0.76&#x02013;1.01; <i>P</i> = .07), equivalent to an absolute improvement in survival of 5% at 5 years.</div></li></ul></div></li></ol><div id="CDR0000062932__484263"><h5> Adjuvant radiation therapy </h5><p id="CDR0000062932__484264">The value of postoperative (adjuvant) radiation therapy (PORT) has been evaluated.[<a class="bk_pop" href="#CDR0000062932_rl_48552_6">6</a>]</p><p id="CDR0000062932__484265">Evidence (adjuvant radiation therapy):</p><ol id="CDR0000062932__484266"><li class="half_rhythm"><div>A meta-analysis, based on the results of ten randomized controlled trials and 2,232 individuals, reported the following:[<a class="bk_pop" href="#CDR0000062932_rl_48552_6">6</a>]<ul id="CDR0000062932__484365"><li class="half_rhythm"><div>An 18% relative increase in the risk of death for patients who received PORT compared with surgery alone (HR, 1.18; <i>P</i> = .002). This is equivalent to an absolute detriment of 6% at 2 years (95% CI, 2%&#x02013;9%), reducing OS from 58% to 52%. Exploratory subgroup analyses suggested that this detrimental effect was most pronounced for patients with stage I/II, N0&#x02013;N1 disease, whereas for patients with stage III, N2 disease there was no clear evidence of an adverse effect.</div></li><li class="half_rhythm"><div>Results for local (HR, 1.13; <i>P</i> = .02), distant (HR, 1.14; <i>P</i> = .02), and overall (HR, 1.10; <i>P</i> = .06) recurrence-free survival similarly showed a detriment of PORT.[<a class="bk_pop" href="#CDR0000062932_rl_48552_6">6</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul>
</div></li></ol><p id="CDR0000062932__484267">Further analysis is needed to determine whether these outcomes can potentially be modified with technical improvements,
better definitions of target volumes, and limitation of cardiac volume in the
radiation portals.</p></div><div id="CDR0000062932__484268"><h5>Adjuvant chemotherapy</h5><p id="CDR0000062932__484269">The preponderance of evidence indicates that postoperative cisplatin combination chemotherapy provides a significant survival advantage to patients with resected stage II NSCLC. Preoperative chemotherapy may also provide survival benefit. The optimal sequence of surgery and chemotherapy and the benefits and risks of postoperative radiation therapy in patients with resectable NSCLC remain to be determined. </p><p id="CDR0000062932__484270">After surgery, many patients develop regional or distant
metastases.[<a class="bk_pop" href="#CDR0000062932_rl_48552_7">7</a>] Several randomized, controlled trials and meta-analyses have evaluated the use of postoperative chemotherapy in patients with stage I, II, and IIIA NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_48552_8">8</a>-<a class="bk_pop" href="#CDR0000062932_rl_48552_14">14</a>]</p><p id="CDR0000062932__484271">Evidence (adjuvant chemotherapy):</p><ol id="CDR0000062932__484272"><li class="half_rhythm"><div>Data on individual patient outcomes were collected and pooled into a meta-analysis from the five largest trials (4,584 patients) that were conducted after 1995 of cisplatin-based chemotherapy in patients with completely resected NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_48552_10">10</a>]<ol id="CDR0000062932__623" class="lower-alpha"><li class="half_rhythm"><div>With a median follow-up time of 5.2 years, the overall HR<sub>death</sub> was 0.89 (95% CI, 0.82&#x02013;0.96; <i>P</i> = .005), corresponding to a 5-year absolute benefit of 5.4% from chemotherapy.</div></li><li class="half_rhythm"><div>The benefit varied with stage (test for trend, <i>P</i> = .04; HR for stage IA, 1.40; 95% CI, 0.95&#x02013;2.06; HR for stage IB, 0.93; 95% CI, 0.78&#x02013;1.10; HR for stage II, 0.83; 95% CI, 0.73&#x02013;0.95; and HR for stage III, 0.83; 95% CI, 0.72&#x02013;0.94).</div></li><li class="half_rhythm"><div>The effect of chemotherapy did not vary significantly (test for interaction, <i>P</i> = .11) with the associated drugs, including vinorelbine (HR, 0.80; 95% CI, 0.70&#x02013;0.91), etoposide or vinca alkaloid (HR, 0.92; 95% CI, 0.80&#x02013;1.07), or other drugs (HR, 0.97; 95% CI, 0.84&#x02013;1.13). </div></li><li class="half_rhythm"><div>The greater effect on survival observed with the doublet of cisplatin plus vinorelbine compared with other regimens should be interpreted cautiously as the total dose of cisplatin received was significantly higher in patients treated with vinorelbine.</div></li></ol></div></li><li class="half_rhythm"><div>The meta-analysis as well as the individual studies [<a class="bk_pop" href="#CDR0000062932_rl_48552_8">8</a>,<a class="bk_pop" href="#CDR0000062932_rl_48552_15">15</a>] support the administration of postoperative cisplatin-based chemotherapy in combination with vinorelbine.<ol id="CDR0000062932__624" class="lower-alpha"><li class="half_rhythm"><div>The LACE pooled analysis (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=583128" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00576914</a>), ANITA trial, and NCIC-CTG JBR.10 trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=651983" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00002583</a>) all reported superior OS for the trial population as well as for the patients with stage II disease (pooled HR, 0.83; 95% CI, 0.73&#x02013;0.95; HR, 0.71; 95% CI, 0.49&#x02013;1.03; HR, 0.59; 95% CI, 0.42&#x02013;0.85, respectively).</div></li><li class="half_rhythm"><div>Chemotherapy effect was higher in patients with better performance status (PS).</div></li><li class="half_rhythm"><div>There was no interaction between chemotherapy effect and any of the following:<ul id="CDR0000062932__437"><li class="half_rhythm"><div>Sex.</div></li><li class="half_rhythm"><div>Age.</div></li><li class="half_rhythm"><div>Histology.</div></li><li class="half_rhythm"><div>Type of surgery.</div></li><li class="half_rhythm"><div>Planned radiation therapy.</div></li><li class="half_rhythm"><div>Planned total dose of cisplatin.</div></li></ul></div></li></ol></div></li><li class="half_rhythm"><div>In a retrospective analysis of a phase III trial of postoperative cisplatin and vinorelbine, patients older than 65 years were found to benefit from treatment.[<a class="bk_pop" href="#CDR0000062932_rl_48552_16">16</a>]<ul id="CDR0000062932__484538"><li class="half_rhythm"><div>Chemotherapy significantly prolonged OS for elderly patients (HR, 0.61; 95% CI, 0.38&#x02013;0.98; <i>P</i> = .04).</div></li><li class="half_rhythm"><div>There were no significant differences in toxic effects, hospitalization, or treatment-related death by age group, although elderly patients received less treatment.[<a class="bk_pop" href="#CDR0000062932_rl_48552_16">16</a>]</div></li></ul></div></li><li class="half_rhythm"><div>Several other randomized controlled trials and meta-analyses have evaluated the use of postoperative chemotherapy in patients with stage I, II, and IIIA NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_48552_8">8</a>-<a class="bk_pop" href="#CDR0000062932_rl_48552_14">14</a>]</div></li></ol><p id="CDR0000062932__484273">Based on these data, patients with completely resected stage II lung cancer may benefit from postoperative cisplatin-based chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_48552_16">16</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p></div></div></div><div id="CDR0000062932__627"><h4>Radiation therapy</h4><p id="CDR0000062932__628">Patients with potentially operable tumors with medical contraindications to surgery or those with inoperable stage II disease and with sufficient pulmonary reserve
are candidates for radiation therapy with curative intent.[<a class="bk_pop" href="#CDR0000062932_rl_48552_17">17</a>] Primary
radiation therapy often consists of approximately 60 Gy delivered with
megavoltage equipment to the midplane of the volume of the known tumor using
conventional fractionation. A boost to the cone down field of the primary
tumor is frequently used to enhance local control. Careful treatment
planning with precise definition of target volume and avoidance of critical
normal structures, to the extent possible, is needed for optimal results; this requires the use of a simulator.</p><p id="CDR0000062932__629">Prognosis:</p><p id="CDR0000062932__630">Among
patients with excellent PS, a 3-year survival rate
of 20% may be expected if a course of radiation therapy with curative intent can be
completed.</p><p id="CDR0000062932__631">Evidence (radiation therapy):</p><ol id="CDR0000062932__632"><li class="half_rhythm"><div>In the largest retrospective series reported to date, 152 patients
with medically inoperable NSCLC were treated with definitive radiation therapy. The study reported the following:[<a class="bk_pop" href="#CDR0000062932_rl_48552_18">18</a>]<ul id="CDR0000062932__484368"><li class="half_rhythm"><div>A 5-year OS rate of 10%.</div></li><li class="half_rhythm"><div>Forty-four patients with
T1 tumors achieved an actuarial DFS rate of 60%.</div></li><li class="half_rhythm"><div>This
retrospective study also suggested that improved DFS was
obtained with radiation therapy doses greater than 60 Gy.[<a class="bk_pop" href="#CDR0000062932_rl_48552_18">18</a>]</div></li></ul></div></li></ol></div></div><div id="CDR0000062932__634"><h3>Treatment Options Under Clinical Evaluation</h3><p id="CDR0000062932__48579">Treatment options under clinical evaluation include the following:</p><ol id="CDR0000062932__48523"><li class="half_rhythm"><div>Clinical trials of radiation therapy after curative surgery.</div></li></ol></div><div id="CDR0000062932__TrialSearch_48552_sid_8"><h3>Current Clinical Trials</h3><p id="CDR0000062932__TrialSearch_48552_10">Check the list of NCI-supported cancer clinical trials that are now accepting patients with
<a href="http://www.cancer.gov/search/ClinicalTrialsLink.aspx?Diagnosis=41327&#x00026;tt=1&#x00026;format=2" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">stage II non-small cell lung cancer</a>. The list of clinical trials can be further narrowed by location, drug, intervention, and other criteria.</p><p id="CDR0000062932__TrialSearch_48552_18">General information about clinical trials is also available from the <a href="http://www.cancer.gov/about-cancer/treatment/clinical-trials" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCI website</a>.</p></div><div id="CDR0000062932_rl_48552"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_48552_1">Manser R, Wright G, Hart D, et al.: Surgery for early stage non-small cell lung cancer. Cochrane Database Syst Rev (1): CD004699, 2005. [<a href="/pmc/articles/PMC8407335/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC8407335</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/15674959" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15674959</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_2">Allen MS, Darling GE, Pechet TT, et al.: Morbidity and mortality of major pulmonary resections in patients with early-stage lung cancer: initial results of the randomized, prospective ACOSOG Z0030 trial. Ann Thorac Surg 81 (3): 1013-9; discussion 1019-20, 2006. [<a href="https://pubmed.ncbi.nlm.nih.gov/16488712" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16488712</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_3">Darling GE, Allen MS, Decker PA, et al.: Randomized trial of mediastinal lymph node sampling versus complete lymphadenectomy during pulmonary resection in the patient with N0 or N1 (less than hilar) non-small cell carcinoma: results of the American College of Surgery Oncology Group Z0030 Trial. J Thorac Cardiovasc Surg 141 (3): 662-70, 2011. [<a href="/pmc/articles/PMC5082844/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC5082844</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/21335122" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 21335122</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_4">Burdett SS, Stewart LA, Rydzewska L: Chemotherapy and surgery versus surgery alone in non-small cell lung cancer. Cochrane Database Syst Rev (3): CD006157, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17636828" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17636828</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_5">Gilligan D, Nicolson M, Smith I, et al.: Preoperative chemotherapy in patients with resectable non-small cell lung cancer: results of the MRC LU22/NVALT 2/EORTC 08012 multicentre randomised trial and update of systematic review. Lancet 369 (9577): 1929-37, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17544497" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17544497</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_6">PORT Meta-analysis Trialists Group: Postoperative radiotherapy for non-small cell lung cancer. Cochrane Database Syst Rev (2): CD002142, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/15846628" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15846628</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_7">Martini N, Bains MS, Burt ME, et al.: Incidence of local recurrence and second primary tumors in resected stage I lung cancer. J Thorac Cardiovasc Surg 109 (1): 120-9, 1995. [<a href="https://pubmed.ncbi.nlm.nih.gov/7815787" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 7815787</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_8">Winton T, Livingston R, Johnson D, et al.: Vinorelbine plus cisplatin vs. observation in resected non-small-cell lung cancer. N Engl J Med 352 (25): 2589-97, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/15972865" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15972865</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_9">Arriagada R, Bergman B, Dunant A, et al.: Cisplatin-based adjuvant chemotherapy in patients with completely resected non-small-cell lung cancer. N Engl J Med 350 (4): 351-60, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/14736927" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 14736927</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_10">Pignon JP, Tribodet H, Scagliotti GV, et al.: Lung adjuvant cisplatin evaluation: a pooled analysis by the LACE Collaborative Group. J Clin Oncol 26 (21): 3552-9, 2008. [<a href="https://pubmed.ncbi.nlm.nih.gov/18506026" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 18506026</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_11">Scagliotti GV, Fossati R, Torri V, et al.: Randomized study of adjuvant chemotherapy for completely resected stage I, II, or IIIA non-small-cell Lung cancer. J Natl Cancer Inst 95 (19): 1453-61, 2003. [<a href="https://pubmed.ncbi.nlm.nih.gov/14519751" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 14519751</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_12">Hotta K, Matsuo K, Ueoka H, et al.: Role of adjuvant chemotherapy in patients with resected non-small-cell lung cancer: reappraisal with a meta-analysis of randomized controlled trials. J Clin Oncol 22 (19): 3860-7, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/15326194" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15326194</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_13">Edell ES, Cortese DA: Photodynamic therapy in the management of early superficial squamous cell carcinoma as an alternative to surgical resection. Chest 102 (5): 1319-22, 1992. [<a href="https://pubmed.ncbi.nlm.nih.gov/1424843" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 1424843</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_14">Corti L, Toniolo L, Boso C, et al.: Long-term survival of patients treated with photodynamic therapy for carcinoma in situ and early non-small-cell lung carcinoma. Lasers Surg Med 39 (5): 394-402, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17565719" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17565719</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_15">Douillard JY, Rosell R, De Lena M, et al.: Adjuvant vinorelbine plus cisplatin versus observation in patients with completely resected stage IB-IIIA non-small-cell lung cancer (Adjuvant Navelbine International Trialist Association [ANITA]): a randomised controlled trial. Lancet Oncol 7 (9): 719-27, 2006. [<a href="https://pubmed.ncbi.nlm.nih.gov/16945766" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16945766</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_16">Pepe C, Hasan B, Winton TL, et al.: Adjuvant vinorelbine and cisplatin in elderly patients: National Cancer Institute of Canada and Intergroup Study JBR.10. J Clin Oncol 25 (12): 1553-61, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17442999" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17442999</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_17">Komaki R, Cox JD, Hartz AJ, et al.: Characteristics of long-term survivors after treatment for inoperable carcinoma of the lung. Am J Clin Oncol 8 (5): 362-70, 1985. [<a href="https://pubmed.ncbi.nlm.nih.gov/3933327" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 3933327</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48552_18">Dosoretz DE, Katin MJ, Blitzer PH, et al.: Radiation therapy in the management of medically inoperable carcinoma of the lung: results and implications for future treatment strategies. Int J Radiat Oncol Biol Phys 24 (1): 3-9, 1992. [<a href="https://pubmed.ncbi.nlm.nih.gov/1324899" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 1324899</span></a>]</div></li></ol></div></div><div id="CDR0000062932__637"><h2 id="_CDR0000062932__637_">Stage IIIA NSCLC Treatment</h2><p id="CDR0000062932__639">Patients with <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__484347/?report=objectonly" target="object" rid-figpopup="figCDR0000062932484347" rid-ob="figobCDR0000062932484347">stage IIIA NSCLC</a> are a heterogenous group. Patients may have metastases to ipsilateral mediastinal nodes, potentially resectable T3 tumors invading the chest wall, or mediastinal involvement with metastases to peribronchial or hilar lymph nodes (N1). Presentations of disease range from resectable tumors with microscopic metastases to lymph nodes to unresectable, bulky disease involving multiple nodal stations.</p><p id="CDR0000062932__48580">Prognosis:</p><p id="CDR0000062932__640">Patients with clinical stage IIIA N2 disease have a 5-year overall survival (OS) rate of 10%
to 15%; however, patients with bulky mediastinal involvement (i.e., visible
on chest radiography) have a 5-year survival rate of 2% to 5%. Depending on
clinical circumstances, the principal forms of treatment that are considered
for patients with stage IIIA NSCLC are radiation
therapy, chemotherapy, surgery, and combinations of these modalities. </p><p id="CDR0000062932__641">Treatment options vary according to the location of the tumor and whether it is resectable.</p><div id="CDR0000062932__652"><h3>Standard Treatment Options for Resected/Resectable Stage IIIA N2 NSCLC</h3><p id="CDR0000062932__653">Despite careful preoperative staging, some patients will be found to have metastases to mediastinal N2 lymph nodes at thoracotomy. </p><p id="CDR0000062932__48581">Standard treatment options for resected/resectable disease include the following:</p><ol id="CDR0000062932__484294"><li class="half_rhythm"><div><a href="#CDR0000062932__658">Surgery</a>.</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__484224">Neoadjuvant therapy</a>.<ul id="CDR0000062932__484369"><li class="half_rhythm"><div><a href="#CDR0000062932__484225">Neoadjuvant chemotherapy</a>.</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__484644">Neoadjuvant chemoradiation therapy</a>.</div></li></ul></div></li><li class="half_rhythm"><div><a href="#CDR0000062932__484229">Adjuvant therapy</a>.<ul id="CDR0000062932__484370"><li class="half_rhythm"><div><a href="#CDR0000062932__484230">Adjuvant chemotherapy</a>.</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__484279">Adjuvant chemoradiation therapy</a>.</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__484236">Adjuvant radiation therapy</a>.</div></li></ul></div></li></ol><p id="CDR0000062932__657">The preponderance of evidence indicates that postoperative cisplatin combination chemotherapy provides a significant survival advantage to patients with resected NSCLC with occult N2 disease discovered at surgery. The optimal sequence of surgery and chemotherapy and the benefits and risks of postoperative radiation therapy in patients with resectable NSCLC are yet to be determined. </p><div id="CDR0000062932__658"><h4>Surgery</h4><p id="CDR0000062932__659">If complete resection of tumor and lymph nodes is possible, such patients may benefit from surgery followed by postoperative chemotherapy. Current evidence suggests that lung cancer resection combined with complete ipsilateral mediastinal lymph node dissection (CMLND) is not associated with improvement in survival compared with lung cancer resection combined with systematic sampling of mediastinal nodes in patients with stage I, II, or IIIA NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_637_1">1</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p><p id="CDR0000062932__484642">The addition of surgery to chemoradiation therapy for patients with stage IIIA NSCLC did not result in improved OS in a phase III trial but did improve progression-free survival (PFS) and local control.[<a class="bk_pop" href="#CDR0000062932_rl_637_2">2</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>]</p><p id="CDR0000062932__660">Evidence (surgery):</p><ol id="CDR0000062932__661"><li class="half_rhythm"><div>The Cochrane Collaboration group reviewed 11 randomized trials with a total of 1,910 patients who underwent surgical interventions for early-stage (I&#x02013;IIIA) lung cancer.[<a class="bk_pop" href="#CDR0000062932_rl_637_3">3</a>] A pooled analysis of three trials reported the following:<ul id="CDR0000062932__484371"><li class="half_rhythm"><div>Four-year survival was superior in patients with resectable stage I, II, or IIIA NSCLC who underwent resection and CMLND, compared with those who underwent resection and lymph node sampling; the hazard ratio (HR) was estimated to be 0.78 (95% confidence interval [CI], 0.65&#x02013;0.93; <i>P</i> = .005).[<a class="bk_pop" href="#CDR0000062932_rl_637_3">3</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li><li class="half_rhythm"><div>CMLND versus lymph node sampling was evaluated in a large randomized phase III trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=66988" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">ACOSOG-Z0030</a>). Preliminary analyses of operative morbidity and mortality showed comparable rates from the procedures.[<a class="bk_pop" href="#CDR0000062932_rl_637_4">4</a>]<ul id="CDR0000062932__484643"><li class="half_rhythm"><div>There was no difference in OS, disease-free survival (DFS), local recurrence, and regional recurrence.[<a class="bk_pop" href="#CDR0000062932_rl_637_1">1</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li></ol><p id="CDR0000062932__663">Limitations of evidence (surgery):</p><p id="CDR0000062932__664">Conclusions about the efficacy of surgery for patients with local and locoregional NSCLC are limited by the small number of participants studied to date and by the potential methodological weaknesses of the trials.</p></div><div id="CDR0000062932__484224"><h4>Neoadjuvant therapy</h4><div id="CDR0000062932__484225"><h5>Neoadjuvant chemotherapy</h5><p id="CDR0000062932__484226">The role of chemotherapy prior to surgery in patients with stage III N2 NSCLC has been extensively tested in clinical trials. The proposed benefits of preoperative (neoadjuvant) chemotherapy include the following:</p><ul id="CDR0000062932__484227"><li class="half_rhythm"><div> A reduction in tumor size that may facilitate surgical resection.</div></li><li class="half_rhythm"><div>Early eradication of micrometastases.</div></li><li class="half_rhythm"><div>Better tolerability.</div></li></ul><p id="CDR0000062932__484228">Evidence (neoadjuvant chemotherapy):</p><ol id="CDR0000062932__668"><li class="half_rhythm"><div>The Cochrane Collaboration group provided a systematic review and meta-analysis of seven randomized controlled trials that included 988 patients and evaluated the addition of preoperative chemotherapy to surgery versus surgery alone.[<a class="bk_pop" href="#CDR0000062932_rl_637_5">5</a>] These trials evaluated patients with stages I, II, and IIIA NSCLC.<ul id="CDR0000062932__484372"><li class="half_rhythm"><div>Preoperative chemotherapy provided an absolute benefit in survival of 6% across all stages of disease, from 14% to 20% at 5 years (HR, 0.82; 95% CI, 0.69&#x02013;0.97; <i>P</i> = .022).[<a class="bk_pop" href="#CDR0000062932_rl_637_5">5</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] </div></li><li class="half_rhythm"><div>This analysis was unable to address questions such as whether particular types of patients may benefit more or less from preoperative chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_6">6</a>]</div></li></ul>
</div></li><li class="half_rhythm"><div>In the largest trial reported to date, 519 patients were randomly assigned to receive either surgery alone or three cycles of platinum-based chemotherapy followed by surgery.[<a class="bk_pop" href="#CDR0000062932_rl_637_7">7</a>] Most patients (61%) had clinical stage I disease, 31% had stage II disease, and 7% had stage III disease. <ul id="CDR0000062932__484373"><li class="half_rhythm"><div>Postoperative complications were similar between groups, and no impairment of quality of life was observed.</div></li><li class="half_rhythm"><div>There was no evidence of a benefit in terms of OS (HR, 1.02; 95% CI, 0.80&#x02013;1.31; <i>P</i> = .86)</div></li><li class="half_rhythm"><div>Updating the systematic review by addition of the present result suggests a 12% relative survival benefit with the addition of preoperative chemotherapy (1,507 patients, HR, 0.88; 95% CI, 0.76&#x02013;1.01; <i>P</i> = .07), equivalent to an absolute improvement in survival of 5% at 5 years.[<a class="bk_pop" href="#CDR0000062932_rl_637_7">7</a>]</div></li></ul></div></li></ol></div><div id="CDR0000062932__484644"><h5>Neoadjuvant chemoradiation therapy</h5><p id="CDR0000062932__484646">Administering concurrent neoadjuvant chemotherapy and radiation therapy before surgery may intensify treatment and increase the likelihood of downstaging the tumor burden. Commonly utilized regimens that have been tested in the phase II setting include cisplatin/etoposide (EP5050) and weekly carboplatin/paclitaxel.[<a class="bk_pop" href="#CDR0000062932_rl_637_8">8</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_9">9</a>] In a randomized trial of neoadjuvant chemoradiation and surgery versus concurrent chemoradiation therapy alone, there was no difference in OS, but surgery improved PFS and local control.[<a class="bk_pop" href="#CDR0000062932_rl_637_2">2</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>]</p><p id="CDR0000062932__484647">Evidence (neoadjuvant chemoradiation therapy):</p><ol id="CDR0000062932__484648"><li class="half_rhythm"><div> The <a href="https://clinicaltrials.gov/ct2/show/NCT00002550" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">Intergroup-0139</a> [<a href="https://clinicaltrials.gov/show/NCT00002550" title="Study NCT00002550" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00002550</a>] trial compared chemoradiation therapy alone with neoadjuvant chemoradiation followed by surgery in 396 patients with stage IIIA NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_637_2">2</a>]<ul id="CDR0000062932__484649"><li class="half_rhythm"><div> Surgery did not improve OS (5-year OS, 27% vs. 20%; HR: 0.87 [0.70&#x02013;1.10]; <i>P</i> = .24).</div></li><li class="half_rhythm"><div> Surgery improved PFS (5-year PFS, 22% vs. 11%; HR 0.77 [0.62&#x02013;0.96]; <i>P</i> = .017) and decreased the risk of local recurrence (10% vs. 22%; <i>P</i> = .002). </div></li><li class="half_rhythm"><div> There was increased treatment mortality with neoadjuvant chemoradiation with surgery (8% vs. 2%), particularly in the subset of patients who underwent pneumonectomy.</div></li></ul></div></li></ol><p id="CDR0000062932__484650">A direct comparison of neoadjuvant chemotherapy versus neoadjuvant chemoradiation therapy using modern treatment regimens has not been performed to date; the optimal neoadjuvant approach remains unclear.</p></div></div><div id="CDR0000062932__484229"><h4>Adjuvant therapy</h4><div id="CDR0000062932__484230"><h5>Adjuvant chemotherapy</h5><p id="CDR0000062932__484231">Patients with completely resected stage IIIA NSCLC may benefit from postoperative cisplatin-based chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_10">10</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p><p id="CDR0000062932__484232">Evidence (adjuvant chemotherapy):</p><p id="CDR0000062932__484233">Evidence from randomized controlled clinical trials indicates that when stage IIIA NSCLC is encountered unexpectedly at surgery, chemotherapy given after complete resection improves survival.</p><p id="CDR0000062932__484234">Several randomized, controlled trials and meta-analyses have evaluated the use of postoperative chemotherapy in patients with stage I, II, and IIIA NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_637_10">10</a>-<a class="bk_pop" href="#CDR0000062932_rl_637_16">16</a>]</p><ol id="CDR0000062932__484235"><li class="half_rhythm"><div> Data on individual patient outcomes were collected and pooled into a meta-analysis from the five largest trials (4,584 patients) that were conducted after 1995 of cisplatin-based chemotherapy in patients with completely resected NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_637_10">10</a>]<ol id="CDR0000062932__675" class="lower-alpha"><li class="half_rhythm"><div>With a median follow-up time of 5.2 years, the overall HR<sub>death</sub> was 0.89 (95% CI, 0.82&#x02013;0.96; <i>P</i> = .005), corresponding to a 5-year absolute benefit of 5.4% from chemotherapy.</div></li><li class="half_rhythm"><div>The effect of chemotherapy did not vary significantly (test for interaction, <i>P</i> = .11) with the associated drugs, including vinorelbine (HR, 0.80; 95% CI, 0.70&#x02013;0.91), etoposide or vinca alkaloid (HR, 0.92; 95% CI, 0.80&#x02013;1.07), or other drugs (HR, 0.97; 95% CI, 0.84&#x02013;1.13). </div></li><li class="half_rhythm"><div>The benefit varied with stage (HR for stage IIIA, 0.83; 95% CI, 0.72&#x02013;0.94).</div></li><li class="half_rhythm"><div>The greater effect on survival observed with the doublet of cisplatin plus vinorelbine compared with other regimens should be interpreted with caution as the total dose of cisplatin received was significantly higher in patients treated with vinorelbine.</div></li></ol></div></li><li class="half_rhythm"><div>Two trials (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=65002" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">FRE-IALT</a> and ANITA) reported significant OS benefits associated with postoperative chemotherapy in stage IIIA disease.[<a class="bk_pop" href="#CDR0000062932_rl_637_6">6</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_12">12</a>]<ol id="CDR0000062932__676" class="lower-alpha"><li class="half_rhythm"><div>For the subgroup of stage IIIA patients in ANITA (n = 325), the HR was 0.69 (95% CI, 0.53&#x02013;0.90), and the result for the FRE-IALT trial (n = 728) was HR, 0.79 (95% CI, 0.66&#x02013;0.95).</div></li><li class="half_rhythm"><div>The chemotherapy effect was higher in patients with a better performance status (PS).</div></li><li class="half_rhythm"><div>There was no interaction between the chemotherapy effect and any of the following:<ul id="CDR0000062932__472"><li class="half_rhythm"><div>Sex.</div></li><li class="half_rhythm"><div>Age.</div></li><li class="half_rhythm"><div>Histology.</div></li><li class="half_rhythm"><div>Type of surgery.</div></li><li class="half_rhythm"><div>Planned radiation therapy.</div></li><li class="half_rhythm"><div>Planned total dose of cisplatin.</div></li></ul></div></li></ol></div></li><li class="half_rhythm"><div>In a retrospective analysis of a phase III trial of postoperative cisplatin and vinorelbine, patients older than 65 years were found to benefit from treatment.[<a class="bk_pop" href="#CDR0000062932_rl_637_17">17</a>]<ol id="CDR0000062932__677" class="lower-alpha"><li class="half_rhythm"><div>Chemotherapy significantly prolonged OS for elderly patients (HR, 0.61; 95% CI, 0.38&#x02013;0.98; <i>P</i> = .04). </div></li><li class="half_rhythm"><div>There were no significant differences in toxic effects, hospitalization, or treatment-related death by age group, although elderly patients received less treatment.</div></li></ol></div></li></ol></div><div id="CDR0000062932__484279"><h5>Adjuvant chemoradiation therapy</h5><p id="CDR0000062932__484280">Combination chemotherapy and radiation administered before or following surgery should be viewed as investigational and requiring evaluation in future clinical trials.</p><p id="CDR0000062932__484281">Evidence (adjuvant chemoradiation therapy):</p><ol id="CDR0000062932__484282"><li class="half_rhythm"><div>Five randomized trials have assessed the value of postoperative combination chemoradiation therapy versus radiation following surgical resection.[<a class="bk_pop" href="#CDR0000062932_rl_637_5">5</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_7">7</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_18">18</a>-<a class="bk_pop" href="#CDR0000062932_rl_637_20">20</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]<ol id="CDR0000062932__4822" class="lower-alpha"><li class="half_rhythm"><div>Only one trial reported improved DFS and no trial reported improved OS.</div></li></ol></div></li><li class="half_rhythm"><div>Three trials have evaluated platinum-based combination chemotherapy followed by surgery versus platinum-based chemotherapy followed by radiation therapy (60 Gy&#x02013;69.6 Gy) alone to determine whether surgery or radiation therapy was most efficacious.[<a class="bk_pop" href="#CDR0000062932_rl_637_20">20</a>-<a class="bk_pop" href="#CDR0000062932_rl_637_22">22</a>] Although studies were small, enrolling 73, 107, and 333 patients with stage IIIA N2 disease, respectively, no trial reported a difference in local control or survival.[<a class="bk_pop" href="#CDR0000062932_rl_637_20">20</a>-<a class="bk_pop" href="#CDR0000062932_rl_637_22">22</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]<ol id="CDR0000062932__4823" class="lower-alpha"><li class="half_rhythm"><div>In the largest series (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=63983" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">EORTC-08941</a> [<a href="https://clinicaltrials.gov/show/NCT00002623" title="Study NCT00002623" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00002623</a>]), 579 patients with histologic- or cytologic-proven stage IIIA N2 NSCLC were given three cycles of platinum-based induction chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_22">22</a>] The 333 responding patients were
subsequently randomly assigned to surgical resection or radiation therapy. Of the 154 patients (92%) who underwent surgery, 50% had a radical resection, 42% had a pathologic downstaging, and 5% had a pathologic complete response; 4% died after surgery. Postoperative (adjuvant) radiation therapy (PORT) was administered to 62 patients (40%) in the surgery arm. Among the 154 patients (93%) who received radiation therapy, overall compliance to the radiation therapy prescription was 55%, and grade 3 to 4 acute and late esophageal and pulmonary toxic effects occurred in 4% and 7% of patients; one patient died of radiation pneumonitis.<ul id="CDR0000062932__484375"><li class="half_rhythm"><div>Median and 5-year OS for patients randomly assigned to resection versus radiation therapy were 16.4 versus 17.5 months and 15.7% versus 14%, respectively (HR, 1.06; 95% CI, 0.84&#x02013;1.35).[<a class="bk_pop" href="#CDR0000062932_rl_637_22">22</a>]</div></li><li class="half_rhythm"><div>Rates of PFS were also similar in both groups. In view of its low morbidity and mortality, it was concluded that radiation therapy should be considered the preferred locoregional treatment for these patients.[<a class="bk_pop" href="#CDR0000062932_rl_637_22">22</a>]</div></li></ul></div></li></ol></div></li></ol></div><div id="CDR0000062932__484236"><h5>Adjuvant radiation therapy </h5><p id="CDR0000062932__484237">The value of PORT has been assessed.[<a class="bk_pop" href="#CDR0000062932_rl_637_18">18</a>] Although some studies suggest that PORT can improve local control for node-positive patients whose tumors were resected, it remains controversial whether it can improve survival. The optimal dose of thoracic PORT is not known at this time. The majority of studies cited used doses ranging from 30 Gy to 60 Gy, typically provided in 2 Gy to 2.5 Gy fractions.[<a class="bk_pop" href="#CDR0000062932_rl_637_18">18</a>]</p><p id="CDR0000062932__484238">As referred to in the National Cancer Institute of Canada and Intergroup Study JBR.10 study (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=651983" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00002583</a>), PORT may be considered in selected patients to reduce the risk of local recurrence, if any of the following are present:[<a class="bk_pop" href="#CDR0000062932_rl_637_17">17</a>]</p><ul id="CDR0000062932__484239"><li class="half_rhythm"><div>Involvement of multiple nodal stations.</div></li><li class="half_rhythm"><div>Extracapsular tumor spread.</div></li><li class="half_rhythm"><div>Close or microscopically positive resection margins.</div></li></ul><p id="CDR0000062932__484240">Evidence (adjuvant radiation therapy):</p><p id="CDR0000062932__484274">Evidence from one large meta-analysis, subset analyses of randomized trials, and one large population study suggest that PORT may reduce local recurrence. Results from these studies on the effect of PORT on OS are conflicting.</p><ol id="CDR0000062932__484241"><li class="half_rhythm"><div>A meta-analysis of ten randomized trials that evaluated PORT versus surgery alone showed the following:<ul id="CDR0000062932__484376"><li class="half_rhythm"><div> No difference in OS for the entire PORT group or for the subset of N2 patients.[<a class="bk_pop" href="#CDR0000062932_rl_637_12">12</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li><li class="half_rhythm"><div>Results from a nonrandomized subanalysis of the ANITA trial, comparing 5-year OS in N2 patients who did or did not receive PORT, found the following:[<a class="bk_pop" href="#CDR0000062932_rl_637_6">6</a>] <ul id="CDR0000062932__484377"><li class="half_rhythm"><div>Higher survival rates in patients receiving radiation therapy in both the observation and chemotherapy arms (21% vs. 17% and 47% vs. 34%, respectively [statistical tests of comparison were not conducted]).[<a class="bk_pop" href="#CDR0000062932_rl_637_6">6</a>]</div></li></ul></div></li><li class="half_rhythm"><div>Results from the Surveillance, Epidemiology, and End Results (SEER) program [<a class="bk_pop" href="#CDR0000062932_rl_637_19">19</a>] suggest the following: <ul id="CDR0000062932__484378"><li class="half_rhythm"><div>The large SEER retrospective study (N = 7,465) found superior survival rates associated with radiation therapy in N2 disease (HR, 0.855; 95% CI, 0.762&#x02013;0.959).</div></li></ul></div></li></ol><p id="CDR0000062932__484242">There is benefit of PORT in stage IIIA N2 disease, and the role of PORT in early stages of NSCLC should be clarified in ongoing phase III trials. Further analysis is needed to determine whether these outcomes can be modified with technical improvements, better definitions of target volumes, and limitation of cardiac volume in the radiation portals.[<a class="bk_pop" href="#CDR0000062932_rl_637_12">12</a>]</p></div></div></div><div id="CDR0000062932__4825"><h3>Standard Treatment Options for Unresectable Stage IIIA N2 NSCLC</h3><p id="CDR0000062932__48582">Standard treatment options for patients with unresectable NSCLC include the following:</p><ol id="CDR0000062932__4827"><li class="half_rhythm"><div><a href="#CDR0000062932__4829">Radiation therapy</a>.<ul id="CDR0000062932__484379"><li class="half_rhythm"><div>For treatment of locally advanced unresectable tumor in patients who are not candidates for chemoradiation therapy. </div></li><li class="half_rhythm"><div>For patients requiring palliative treatment.</div></li></ul></div></li><li class="half_rhythm"><div><a href="#CDR0000062932__4846">Chemoradiation therapy</a>.</div></li></ol><div id="CDR0000062932__4829"><h4>Radiation therapy</h4><div id="CDR0000062932__4830"><h5>For treatment of locally advanced unresectable tumor</h5><p id="CDR0000062932__4831">Radiation therapy alone, administered sequentially with chemotherapy and concurrently with chemotherapy, may provide benefit to patients with locally advanced unresectable stage III NSCLC. </p><p id="CDR0000062932__4832">Prognosis:</p><p id="CDR0000062932__4833">Radiation therapy with traditional dose and fractionation schedules (1.8&#x02013;2.0 Gy per fraction per day to 60&#x02013;70 Gy in 6&#x02013;7 weeks) results in reproducible long-term survival benefit in 5% to 10% of patients and significant palliation of symptoms.[<a class="bk_pop" href="#CDR0000062932_rl_637_23">23</a>]</p><p id="CDR0000062932__4834">Evidence (radiation therapy for locally advanced unresectable tumor):</p><ol id="CDR0000062932__4835"><li class="half_rhythm"><div>One prospective randomized clinical study showed the following:[<a class="bk_pop" href="#CDR0000062932_rl_637_24">24</a>]<ul id="CDR0000062932__484380"><li class="half_rhythm"><div>Radiation therapy given continuously (including weekends) as three daily fractions (continuous hyperfractionated accelerated radiation therapy) improved OS compared with radiation therapy given as one daily fraction.[<a class="bk_pop" href="#CDR0000062932_rl_637_24">24</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li><li class="half_rhythm"><div>Patterns of failure for patients treated with radiation therapy alone included both locoregional and distant failures.</div></li></ul></div></li></ol><p id="CDR0000062932__4837">Although patients with unresectable stage IIIA disease may benefit from radiation therapy, long-term outcomes have generally been poor because of local and systemic relapse.</p></div><div id="CDR0000062932__4838"><h5>For palliative treatment</h5><p id="CDR0000062932__4839">Radiation therapy may be effective in palliating symptomatic local involvement with NSCLC, such as the following:</p><ul id="CDR0000062932__4840"><li class="half_rhythm"><div>Tracheal, esophageal, or bronchial compression.</div></li><li class="half_rhythm"><div>Pain.</div></li><li class="half_rhythm"><div>Vocal cord paralysis.</div></li><li class="half_rhythm"><div>Hemoptysis.</div></li><li class="half_rhythm"><div>Superior vena cava syndrome.</div></li></ul><p id="CDR0000062932__4841">In some cases, endobronchial laser therapy and/or brachytherapy has been used to alleviate proximal obstructing lesions.[<a class="bk_pop" href="#CDR0000062932_rl_637_25">25</a>] </p><p id="CDR0000062932__4843">Evidence (radiation therapy for palliative treatment):</p><ol id="CDR0000062932__4844"><li class="half_rhythm"><div> A systematic review identified six randomized trials of high-dose rate endobronchial brachytherapy (HDREB) alone or with external-beam radiation therapy (EBRT) or laser therapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_26">26</a>]<ul id="CDR0000062932__484381"><li class="half_rhythm"><div>Better overall symptom palliation and fewer re-treatments were required in previously untreated patients using EBRT alone.[<a class="bk_pop" href="#CDR0000062932_rl_637_26">26</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335127/" class="def">Level of evidence: 1iiC</a>]</div></li><li class="half_rhythm"><div>Although EBRT is frequently prescribed for symptom palliation, there is no consensus about when the fractionation scheme should be used.</div></li><li class="half_rhythm"><div>For EBRT, different multifraction regimens appear to provide similar symptom relief;[<a class="bk_pop" href="#CDR0000062932_rl_637_27">27</a>-<a class="bk_pop" href="#CDR0000062932_rl_637_32">32</a>] however, single-fraction radiation therapy may be insufficient for symptom relief compared with hypofractionated or standard regimens, as seen in the NCIC Clinical Trials' Group trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=651994" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00003685</a>).[<a class="bk_pop" href="#CDR0000062932_rl_637_29">29</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335127/" class="def">Level of evidence: 1iiC</a>] </div></li><li class="half_rhythm"><div>Evidence of a modest increase in survival in patients with better PS given high-dose EBRT is available.[<a class="bk_pop" href="#CDR0000062932_rl_637_27">27</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_28">28</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] </div></li><li class="half_rhythm"><div>HDREB provided palliation of symptomatic patients with recurrent endobronchial obstruction previously treated by EBRT, when it was technically feasible. </div></li></ul></div></li></ol></div></div><div id="CDR0000062932__4846"><h4>Chemoradiation therapy</h4><p id="CDR0000062932__4847">The addition of sequential and concurrent chemotherapy to radiation therapy has been evaluated in prospective randomized trials and meta-analyses. Overall, concurrent treatment may provide the greatest benefit in survival with increase in toxic effects. </p><p id="CDR0000062932__4848">Concomitant platinum-based radiation chemotherapy may improve survival of patients with locally advanced NSCLC. However, the available data are insufficient to accurately define the size of such a potential treatment benefit and the optimal schedule of chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_33">33</a>]</p><p id="CDR0000062932__4849">Evidence (chemoradiation therapy):</p><ol id="CDR0000062932__4850"><li class="half_rhythm"><div>A meta-analysis of patient data from 11 randomized clinical trials showed the following:[<a class="bk_pop" href="#CDR0000062932_rl_637_34">34</a>]<ul id="CDR0000062932__484382"><li class="half_rhythm"><div>Cisplatin-based combinations plus radiation therapy resulted in a 10% reduction in the risk of death compared with radiation therapy alone.[<a class="bk_pop" href="#CDR0000062932_rl_637_34">34</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li><li class="half_rhythm"><div>A meta-analysis of 13 trials (based on 2,214 evaluable patients) showed the following:[<a class="bk_pop" href="#CDR0000062932_rl_637_35">35</a>]<ul id="CDR0000062932__484383"><li class="half_rhythm"><div>The addition of concurrent chemotherapy to radical radiation therapy reduced the risk of death at 2 years (relative risk [RR], 0.93; 95% CI, 0.88&#x02013;0.98; <i>P</i> = .01).</div></li><li class="half_rhythm"><div>For the 11 trials with platinum-based chemotherapy, RR was 0.93 (95% CI, 0.87&#x02013;0.99; <i>P</i> = .02).[<a class="bk_pop" href="#CDR0000062932_rl_637_35">35</a>]</div></li></ul></div></li><li class="half_rhythm"><div>A meta-analysis of individual data from 1,764 patients was based on nine trials and showed the following:[<a class="bk_pop" href="#CDR0000062932_rl_637_33">33</a>]<ul id="CDR0000062932__484384"><li class="half_rhythm"><div>The HR<sub>death</sub> among patients treated with radiation therapy and chemotherapy compared with radiation therapy alone was 0.89 (95% CI, 0.81&#x02013;0.98; <i>P</i> = .02), corresponding to an absolute benefit of chemotherapy of 4% at 2 years.</div></li><li class="half_rhythm"><div>The combination of platinum with etoposide seemed more effective than platinum alone.</div></li></ul></div></li></ol><div id="CDR0000062932__4854"><h5>Concurrent versus sequential chemoradiation therapy</h5><p id="CDR0000062932__484540">The results from two randomized trials (including <a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=63640" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">RTOG-9410</a> [<a href="https://clinicaltrials.gov/show/NCT01134861" title="Study NCT01134861" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT01134861</a>]) and a meta-analysis indicate that concurrent chemotherapy and radiation therapy may provide greater survival benefit, albeit with more toxic effects, than sequential chemotherapy and radiation therapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_36">36</a>-<a class="bk_pop" href="#CDR0000062932_rl_637_38">38</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] </p><p id="CDR0000062932__484539">Evidence (concurrent vs. sequential chemoradiation therapy):</p><ol id="CDR0000062932__4857"><li class="half_rhythm"><div>In the first trial, the combination of mitomycin C, vindesine, and cisplatin were given concurrently with split-course daily radiation therapy to 56 Gy compared with chemotherapy followed by continuous daily radiation therapy to 56 Gy.[<a class="bk_pop" href="#CDR0000062932_rl_637_36">36</a>]<ul id="CDR0000062932__484385"><li class="half_rhythm"><div>Five-year OS favored concurrent therapy (27% vs. 9%).</div></li><li class="half_rhythm"><div>Myelosuppression was greater among patients in the concurrent arm, but treatment-related mortality was less than 1% in both arms.[<a class="bk_pop" href="#CDR0000062932_rl_637_36">36</a>]</div></li></ul></div></li><li class="half_rhythm"><div>In the second trial, 610 patients were randomly assigned to sequential chemotherapy with cisplatin and vinblastine followed by 60 Gy of radiation therapy, concurrent chemotherapy, or concurrent chemotherapy with cisplatin and vinblastine with twice-daily radiation therapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_38">38</a>]<ul id="CDR0000062932__484386"><li class="half_rhythm"><div>Median and 5-year survival were superior in the concurrent chemotherapy with daily radiation therapy arm (17 months vs. 14.6 months and 16% vs. 10% for sequential regimen [<i>P</i> = .046]).[<a class="bk_pop" href="#CDR0000062932_rl_637_38">38</a>]</div></li></ul></div></li><li class="half_rhythm"><div>Two smaller studies also reported OS results that favored concurrent over sequential chemotherapy and radiation, although the results did not reach statistical significance.[<a class="bk_pop" href="#CDR0000062932_rl_637_37">37</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_39">39</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li><li class="half_rhythm"><div>A meta-analysis of three trials evaluated concurrent versus sequential treatment (711 patients).[<a class="bk_pop" href="#CDR0000062932_rl_637_35">35</a>]<ul id="CDR0000062932__484387"><li class="half_rhythm"><div>The analysis indicated a significant benefit of concurrent over sequential treatment (RR, 0.86; 95% CI, 0.78&#x02013;0.95; <i>P</i> = .003). All studies used cisplatin-based regimens and once-daily radiation therapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_35">35</a>]</div></li><li class="half_rhythm"><div>More deaths (3% OS rate) were reported in the concurrent arm, but this did not reach statistical significance (RR, 1.60; CI, 0.75&#x02013;3.44; <i>P</i> = .2).</div></li><li class="half_rhythm"><div>There was more acute esophagitis (grade 3 or worse) with concurrent treatment (range, 17%&#x02013;26%) compared with sequential treatment (range, 0%&#x02013;4%; RR, 6.77; <i>P</i> = .001). Overall, the incidence of neutropenia (grade 3 or worse) was similar in both arms.</div></li></ul></div></li></ol></div><div id="CDR0000062932__484672"><h5>Radiation therapy dose escalation for concurrent chemoradiation</h5><p id="CDR0000062932__484673">With improvement in radiation therapy&#x02013;delivery technology in the 1990s, including tumor-motion management and image guidance, phase I/II trials demonstrated the feasibility of dose-escalation radiation therapy to 74 Gy with concurrent chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_40">40</a>-<a class="bk_pop" href="#CDR0000062932_rl_637_42">42</a>] However, a phase III trial of a conventional dose of 60 Gy versus dose escalation to 74 Gy with concurrent weekly carboplatin/paclitaxel did not demonstrate improved local control or PFS, and OS was worse with dose escalation (HR, 1.38 [1.09&#x02013;1.76]; <i>P</i> = .004). There was a nonsignificant increase in grade 5 events with dose escalation (10% vs. 2%) and higher incidence of grade 3 esophagitis (21% vs. 7%; <i>P</i> =.0003). Thus, there is no clear benefit in radiation dose escalation beyond 60 Gy for stage III NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_637_43">43</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p></div><div id="CDR0000062932__484677"><h5>Additional systemic therapy before or after concurrent chemotherapy and radiation therapy</h5><p id="CDR0000062932__484678">The addition of induction chemotherapy before concurrent chemotherapy and radiation therapy has not been shown to improve survival.[<a class="bk_pop" href="#CDR0000062932_rl_637_44">44</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] </p><p id="CDR0000062932__484679">The role of consolidation systemic therapy after concurrent chemotherapy and radiation therapy for unresectable NSCLC remains unclear. Randomized trials of consolidation systemic therapy including docetaxel,[<a class="bk_pop" href="#CDR0000062932_rl_637_45">45</a>] gefitinib,[<a class="bk_pop" href="#CDR0000062932_rl_637_46">46</a>] and tecemotide (MUC1 antigen-specific immunotherapy) [<a class="bk_pop" href="#CDR0000062932_rl_637_47">47</a>] have not shown an improvement in OS.[<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p></div></div></div><div id="CDR0000062932__4861"><h3>Standard Treatment Options for Superior Sulcus Tumors (T3, N0 or N1, M0)</h3><p id="CDR0000062932__48583">Standard treatment options for superior sulcus tumors include the following:</p><ol id="CDR0000062932__4863"><li class="half_rhythm"><div>Radiation therapy alone.</div></li><li class="half_rhythm"><div>Radiation therapy and surgery. </div></li><li class="half_rhythm"><div>Concurrent chemotherapy with radiation therapy and surgery.</div></li><li class="half_rhythm"><div>Surgery alone (for selected patients).</div></li></ol><p id="CDR0000062932__4864"> NSCLC of the superior sulcus, frequently termed Pancoast tumors, occurs in less than 5% of patients.[<a class="bk_pop" href="#CDR0000062932_rl_637_48">48</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_49">49</a>] Superior sulcus tumors usually arise from the apex of the lung and are challenging to treat because of their proximity to structures at the thoracic inlet. At this location, tumors may invade the parietal pleura, chest wall, brachial plexus, subclavian vessels, stellate ganglion, and adjacent vertebral bodies. However, Pancoast tumors are amenable to curative treatment, especially in
patients with T3, N0 disease. </p><p id="CDR0000062932__4865">Adverse prognostic factors include the presence of mediastinal nodal metastases (N2 disease), spine or subclavian-vessel involvement (T4 disease), and limited resection (R1 or R2).</p><div id="CDR0000062932__4866"><h4>Radiation therapy alone</h4><p id="CDR0000062932__4867">While radiation therapy is an integral part of the treatment of Pancoast tumors, variations in dose, treatment technique, and staging that were used in various published series make it difficult to determine its effectiveness.[<a class="bk_pop" href="#CDR0000062932_rl_637_48">48</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_49">49</a>]</p><p id="CDR0000062932__4868">Prognosis:</p><p id="CDR0000062932__4869">Small, retrospective series of radiation therapy in patients who were only clinically staged have reported 5-year survival rates of 0% to 40%, depending on T stage, total radiation dose, and other prognostic factors. Induction radiation therapy and en-bloc resection was shown to be potentially curative.</p><p id="CDR0000062932__48584">Evidence (radiation therapy):</p><ol id="CDR0000062932__48585"><li class="half_rhythm"><div>In the preoperative setting, a dose of 45 Gy over 5 weeks is generally recommended, while a dose of approximately 61 Gy is required when using definitive radiation therapy as the primary modality.[<a class="bk_pop" href="#CDR0000062932_rl_637_48">48</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_49">49</a>]</div></li></ol></div><div id="CDR0000062932__484521"><h4>Surgery</h4><p id="CDR0000062932__484522">Evidence (surgery):</p><ol id="CDR0000062932__484455"><li class="half_rhythm"><div>Retrospective case series have reported complete resection was achieved in only 64% of T3, N0 tumors and 39% of T4, N0 tumors.[<a class="bk_pop" href="#CDR0000062932_rl_637_50">50</a>]</div></li></ol></div><div id="CDR0000062932__4874"><h4>Chemoradiation therapy</h4><p id="CDR0000062932__4876">Evidence (chemoradiation therapy):</p><ol id="CDR0000062932__4877"><li class="half_rhythm"><div>Two large, prospective, multicenter phase II trials have evaluated induction chemoradiation therapy followed by resection.[<a class="bk_pop" href="#CDR0000062932_rl_637_51">51</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_52">52</a>]<ol id="CDR0000062932__4878" class="lower-alpha"><li class="half_rhythm"><div>In the first trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=650233" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00002642</a>), 110 eligible patients were enrolled with mediastinoscopy negative, clinical T3&#x02013;4, N0&#x02013;1 tumors of the superior sulcus.[<a class="bk_pop" href="#CDR0000062932_rl_637_52">52</a>] Induction treatment was two cycles of etoposide and cisplatin with 45 Gy of concurrent radiation therapy.<ul id="CDR0000062932__484388"><li class="half_rhythm"><div>The induction regimen was well tolerated, and only five participants had grade 3 or higher toxic effects. </div></li><li class="half_rhythm"><div>Induction chemoradiation therapy could sterilize the primary lesion. Induction therapy was completed by 104 patients (95%). Of the 95 patients eligible for surgery, 88 (80%) underwent thoracotomy, two (1.8%) died postoperatively, and 83 (76%) had complete resections.</div></li><li class="half_rhythm"><div>Pathologic complete response or minimal microscopic disease was seen in 61 (56%) resection specimens. Pathologic complete response led to better survival than when any residual disease was present (<i>P</i> = .02).</div></li><li class="half_rhythm"><div>Five-year survival was 44% for all patients and 54% after complete resection, with no difference between T3 and T4 tumors. Disease progression occurred mainly in distant sites.</div></li></ul>
</div></li><li class="half_rhythm"><div> In the second trial, 75 patients were enrolled and treated with induction therapy with mitomycin C, vindesine, and cisplatin combined with 45 Gy of radiation therapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_51">51</a>] Fifty-seven patients (76%) underwent surgical resection, and complete resection was achieved in 51 patients (68%).<ul id="CDR0000062932__484389"><li class="half_rhythm"><div>There were 12 patients with pathologic complete response.</div></li><li class="half_rhythm"><div>Major postoperative morbidity, including chylothorax, empyema, pneumonitis, adult respiratory distress syndrome, and bleeding, was observed in eight patients. There were three treatment-related deaths.</div></li><li class="half_rhythm"><div>The DFS and OS rates at 3 years were 49% and 61%, respectively; at 5 years, they were 45% and 56%, respectively.[<a class="bk_pop" href="#CDR0000062932_rl_637_51">51</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335153/" class="def">Level of evidence: 3iiiDi</a>]</div></li></ul></div></li></ol></div></li></ol></div><div id="CDR0000062932__484688"><h4>Radiation therapy dose escalation for concurrent chemoradiation</h4><p id="CDR0000062932__484690">With improvement in radiation therapy&#x02013;delivery technology in the 1990s, including tumor-motion management and image guidance, phase I/II trials demonstrated the feasibility of dose-escalation radiation therapy to 74 Gy with concurrent chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_637_40">40</a>-<a class="bk_pop" href="#CDR0000062932_rl_637_42">42</a>] However, a phase III trial of a conventional dose of 60 Gy versus dose escalation to 74 Gy with concurrent weekly carboplatin/paclitaxel did not demonstrate improved local control or PFS, and OS was worse with dose escalation (HR, 1.38 [1.09&#x02013;1.76]; <i>P</i> = .004). There was a nonsignificant increase in grade 5 events with dose escalation (10% vs. 2%) and higher incidence of grade 3 esophagitis (21% vs. 7%; <i>P</i> = .0003). Thus, there is no clear benefit in radiation dose escalation beyond 60 Gy for stage III NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_637_43">43</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p></div><div id="CDR0000062932__484694"><h4>Additional systemic therapy before or after concurrent chemotherapy and radiation therapy</h4><p id="CDR0000062932__484695">The addition of induction chemotherapy before concurrent chemotherapy and radiation therapy has not been shown to improve survival.[<a class="bk_pop" href="#CDR0000062932_rl_637_44">44</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] </p><p id="CDR0000062932__484696">The role of consolidation systemic therapy after concurrent chemotherapy and radiation therapy for unresectable NSCLC remains unclear. Randomized trials of consolidation systemic therapy including docetaxel,[<a class="bk_pop" href="#CDR0000062932_rl_637_45">45</a>] gefitinib,[<a class="bk_pop" href="#CDR0000062932_rl_637_46">46</a>] and tecemotide (MUC1 antigen-specific immunotherapy) [<a class="bk_pop" href="#CDR0000062932_rl_637_47">47</a>] have not shown an improvement in OS.[<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p></div></div><div id="CDR0000062932__4881"><h3>Standard Treatment Options for Tumors That Invade the Chest Wall (T3, N0 or N1, M0)</h3><p id="CDR0000062932__484329">Standard treatment options for tumors that invade the chest wall include the following:</p><ol id="CDR0000062932__484330"><li class="half_rhythm"><div>Surgery.</div></li><li class="half_rhythm"><div>Surgery and radiation therapy.</div></li><li class="half_rhythm"><div> Radiation therapy alone.
</div></li><li class="half_rhythm"><div>Chemotherapy combined with radiation therapy and/or surgery.</div></li></ol><p id="CDR0000062932__484462">Selected patients with bulky primary tumors that directly invade the chest wall
can obtain long-term survival with surgical management provided that their
tumor is completely resected.
Radical surgery, including chest wall resection, may result in a 5-year survival rate of up to 50%.</p><p id="CDR0000062932__484463">Evidence (radical surgery): </p><ol id="CDR0000062932__484541"><li class="half_rhythm"><div>In two small case series of 97 and 104 patients, respectively, the 5-year survival rates of patients who had completely resected T3, N0, M0 disease were 44.2% and 67.3%; for T3, N1, M0 disease 5-year rates were 40.0%, and T3 N2, M0 disease 5-year rates were 6.2% and 17.9%.[<a class="bk_pop" href="#CDR0000062932_rl_637_53">53</a>,<a class="bk_pop" href="#CDR0000062932_rl_637_54">54</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335153/" class="def">Level of evidence: 3iiiDi</a>]</div></li><li class="half_rhythm"><div>In a case series of 309 patients treated at three centers, patients who underwent en bloc resection had superior outcomes compared with patients who underwent extrapleural resections (60.3% vs. 39.1%; <i>P</i> = .03).[<a class="bk_pop" href="#CDR0000062932_rl_637_55">55</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335153/" class="def">Level of evidence: 3iiiDi</a>]</div></li></ol><p id="CDR0000062932__484470"> Adjuvant chemotherapy is recommended and radiation therapy is reserved for cases with unclear resection margins. Survival rates were lower in patients who underwent incomplete resection and had mediastinal lymph node involvement. Combined modality approaches have been evaluated to improve ability to achieve complete resection.</p></div><div id="CDR0000062932__4886"><h3>Treatment Options Under Clinical Evaluation</h3><p id="CDR0000062932__48589">Treatment options under clinical evaluation include the following:</p><ol id="CDR0000062932__48511"><li class="half_rhythm"><div>Combined modality therapy, including chemotherapy, radiation therapy, and surgery in various combinations.</div></li></ol></div><div id="CDR0000062932__TrialSearch_637_sid_9"><h3>Current Clinical Trials</h3><p id="CDR0000062932__TrialSearch_637_10">Check the list of NCI-supported cancer clinical trials that are now accepting patients with
<a href="http://www.cancer.gov/search/ClinicalTrialsLink.aspx?Diagnosis=38938&#x00026;tt=1&#x00026;format=2" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">stage IIIA non-small cell lung cancer</a>. The list of clinical trials can be further narrowed by location, drug, intervention, and other criteria.</p><p id="CDR0000062932__TrialSearch_637_18">General information about clinical trials is also available from the <a href="http://www.cancer.gov/about-cancer/treatment/clinical-trials" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCI website</a>.</p></div><div id="CDR0000062932_rl_637"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_637_1">Darling GE, Allen MS, Decker PA, et al.: Randomized trial of mediastinal lymph node sampling versus complete lymphadenectomy during pulmonary resection in the patient with N0 or N1 (less than hilar) non-small cell carcinoma: results of the American College of Surgery Oncology Group Z0030 Trial. J Thorac Cardiovasc Surg 141 (3): 662-70, 2011. [<a href="/pmc/articles/PMC5082844/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC5082844</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/21335122" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 21335122</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_2">Albain KS, Swann RS, Rusch VW, et al.: Radiotherapy plus chemotherapy with or without surgical resection for stage III non-small-cell lung cancer: a phase III randomised controlled trial. Lancet 374 (9687): 379-86, 2009. [<a href="/pmc/articles/PMC4407808/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC4407808</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/19632716" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 19632716</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_3">Manser R, Wright G, Hart D, et al.: Surgery for early stage non-small cell lung cancer. Cochrane Database Syst Rev (1): CD004699, 2005. [<a href="/pmc/articles/PMC8407335/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC8407335</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/15674959" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15674959</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_4">Allen MS, Darling GE, Pechet TT, et al.: Morbidity and mortality of major pulmonary resections in patients with early-stage lung cancer: initial results of the randomized, prospective ACOSOG Z0030 trial. Ann Thorac Surg 81 (3): 1013-9; discussion 1019-20, 2006. [<a href="https://pubmed.ncbi.nlm.nih.gov/16488712" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16488712</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_5">Burdett SS, Stewart LA, Rydzewska L: Chemotherapy and surgery versus surgery alone in non-small cell lung cancer. Cochrane Database Syst Rev (3): CD006157, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17636828" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17636828</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_6">Douillard JY, Rosell R, De Lena M, et al.: Adjuvant vinorelbine plus cisplatin versus observation in patients with completely resected stage IB-IIIA non-small-cell lung cancer (Adjuvant Navelbine International Trialist Association [ANITA]): a randomised controlled trial. Lancet Oncol 7 (9): 719-27, 2006. [<a href="https://pubmed.ncbi.nlm.nih.gov/16945766" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16945766</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_7">Gilligan D, Nicolson M, Smith I, et al.: Preoperative chemotherapy in patients with resectable non-small cell lung cancer: results of the MRC LU22/NVALT 2/EORTC 08012 multicentre randomised trial and update of systematic review. Lancet 369 (9577): 1929-37, 2007. 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[<a href="https://pubmed.ncbi.nlm.nih.gov/16955087" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16955087</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_50">Rusch VW, Parekh KR, Leon L, et al.: Factors determining outcome after surgical resection of T3 and T4 lung cancers of the superior sulcus. J Thorac Cardiovasc Surg 119 (6): 1147-53, 2000. [<a href="https://pubmed.ncbi.nlm.nih.gov/10838531" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 10838531</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_51">Kunitoh H, Kato H, Tsuboi M, et al.: Phase II trial of preoperative chemoradiotherapy followed by surgical resection in patients with superior sulcus non-small-cell lung cancers: report of Japan Clinical Oncology Group trial 9806. J Clin Oncol 26 (4): 644-9, 2008. [<a href="https://pubmed.ncbi.nlm.nih.gov/18235125" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 18235125</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_52">Rusch VW, Giroux DJ, Kraut MJ, et al.: Induction chemoradiation and surgical resection for superior sulcus non-small-cell lung carcinomas: long-term results of Southwest Oncology Group Trial 9416 (Intergroup Trial 0160). J Clin Oncol 25 (3): 313-8, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17235046" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17235046</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_53">Matsuoka H, Nishio W, Okada M, et al.: Resection of chest wall invasion in patients with non-small cell lung cancer. Eur J Cardiothorac Surg 26 (6): 1200-4, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/15541985" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15541985</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_54">Facciolo F, Cardillo G, Lopergolo M, et al.: Chest wall invasion in non-small cell lung carcinoma: a rationale for en bloc resection. J Thorac Cardiovasc Surg 121 (4): 649-56, 2001. [<a href="https://pubmed.ncbi.nlm.nih.gov/11279404" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 11279404</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_637_55">Doddoli C, D'Journo B, Le Pimpec-Barthes F, et al.: Lung cancer invading the chest wall: a plea for en-bloc resection but the need for new treatment strategies. Ann Thorac Surg 80 (6): 2032-40, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/16305839" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16305839</span></a>]</div></li></ol></div></div><div id="CDR0000062932__4889"><h2 id="_CDR0000062932__4889_">Stage IIIB NSCLC Treatment</h2><p id="CDR0000062932__4891">On the basis of the Surveillance, Epidemiology, and End Results program registry, the estimated incidence of <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__484350/?report=objectonly" target="object" rid-figpopup="figCDR0000062932484350" rid-ob="figobCDR0000062932484350">stage IIIB NSCLC</a> is 17.6%.[<a class="bk_pop" href="#CDR0000062932_rl_4889_1">1</a>] The anticipated 5-year survival for the vast majority of patients who present with clinical stage IIIB NSCLC is 3% to 7%.[<a class="bk_pop" href="#CDR0000062932_rl_4889_2">2</a>] In small case series, selected patients with T4, N0-1 disease, solely as the result of satellite tumor nodule(s) within the primary lobe, have been reported to have 5-year survival rates of 20%.[<a class="bk_pop" href="#CDR0000062932_rl_4889_3">3</a>,<a class="bk_pop" href="#CDR0000062932_rl_4889_4">4</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335150/" class="def">Level of evidence: 3iiiA</a>]</p><div id="CDR0000062932__48549"><h3>Standard Treatment Options for Stage IIIB NSCLC</h3><p id="CDR0000062932__48590">Standard treatment options for <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__484350/?report=objectonly" target="object" rid-figpopup="figCDR0000062932484350" rid-ob="figobCDR0000062932484350">stage IIIB NSCLC</a> include the following:</p><ol id="CDR0000062932__4893"><li class="half_rhythm"><div><a href="#CDR0000062932__484283">Sequential or concurrent chemotherapy and radiation therapy</a>.</div></li><li class="half_rhythm"><div>Chemotherapy followed by surgery (for selected patients).</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__4912">Radiation therapy alone</a>.<ul id="CDR0000062932__484390"><li class="half_rhythm"><div>For treatment of locally advanced unresectable tumor in patients who are not candidates for chemotherapy.</div></li><li class="half_rhythm"><div>For patients requiring palliative treatment.</div></li></ul></div></li></ol><p id="CDR0000062932__4894">In general, patients with stage IIIB NSCLC do not benefit from
surgery alone and are best managed by initial chemotherapy, chemotherapy plus
radiation therapy, or radiation therapy alone, depending on the following:</p><ul id="CDR0000062932__4895"><li class="half_rhythm"><div>Sites of tumor
involvement.</div></li><li class="half_rhythm"><div>The patient's performance status (PS).</div></li></ul><p id="CDR0000062932__4896">Most patients with excellent PS are candidates for combined modality chemotherapy and radiation therapy with the following exceptions:</p><ul id="CDR0000062932__4898"><li class="half_rhythm"><div>Selected patients with T4, N0 disease may be treated with combined modality therapy and surgery similar to patients with superior sulcus tumors.</div></li></ul><div id="CDR0000062932__484283"><h4>Sequential or concurrent chemotherapy and radiation therapy</h4><p id="CDR0000062932__484284">Many randomized
studies of patients with unresectable stage III NSCLC show that treatment with
preoperative or concurrent cisplatin-based chemotherapy and radiation therapy to the chest is
associated with improved survival compared with treatment that uses radiation therapy
alone. Although patients with unresectable stage IIIB disease may benefit from radiation therapy, long-term outcomes have generally been poor, often the result of local and systemic relapse. The addition of sequential and concurrent chemotherapy to radiation therapy has been evaluated in prospective randomized trials. </p><p id="CDR0000062932__484285">Evidence (sequential or concurrent chemotherapy and radiation therapy):</p><ol id="CDR0000062932__484286"><li class="half_rhythm"><div>A meta-analysis of patient data from 11 randomized clinical trials showed the following:[<a class="bk_pop" href="#CDR0000062932_rl_4889_5">5</a>]<ol id="CDR0000062932__484287" class="lower-alpha"><li class="half_rhythm"><div>Cisplatin-based combinations plus radiation therapy resulted in a 10% reduction in the risk of death compared with radiation therapy alone.[<a class="bk_pop" href="#CDR0000062932_rl_4889_5">5</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ol></div></li><li class="half_rhythm"><div>A meta-analysis of 13 trials (based on 2,214 evaluable patients) showed the following:[<a class="bk_pop" href="#CDR0000062932_rl_4889_6">6</a>]<ol id="CDR0000062932__484288" class="lower-alpha"><li class="half_rhythm"><div>The addition of concurrent chemotherapy to radical radiation therapy reduced the risk of death at 2 years (relative risk [RR], 0.93; 95% confidence interval [CI], 0.88&#x02013;0.98; <i>P</i> = .01).</div></li><li class="half_rhythm"><div>For the 11 trials with platinum-based chemotherapy, RR was 0.93 (95% CI, 0.87&#x02013;0.99; <i>P</i> = .02).[<a class="bk_pop" href="#CDR0000062932_rl_4889_6">6</a>]</div></li></ol></div></li><li class="half_rhythm"><div>A meta-analysis of individual data from 1,764 patients evaluated nine trials.[<a class="bk_pop" href="#CDR0000062932_rl_4889_7">7</a>]<ol id="CDR0000062932__484289" class="lower-alpha"><li class="half_rhythm"><div>The hazard ratio (HR)<sub>death</sub> among patients treated with radiation therapy and chemotherapy compared with radiation therapy alone was 0.89 (95% CI, 0.81&#x02013;0.98; <i>P</i> = .02) corresponding to an absolute benefit of chemotherapy of 4% at 2 years. </div></li><li class="half_rhythm"><div>The combination of platinum with etoposide seemed more effective than platinum alone. Concomitant platinum-based chemotherapy and radiation therapy may improve survival of patients with locally advanced NSCLC. However, the available data are insufficient to accurately define the size of such a potential treatment benefit and the optimal schedule of chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_4889_7">7</a>]</div></li></ol></div></li><li class="half_rhythm"><div>The results from two randomized trials (including <a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=63640" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">RTOG-9410</a> [<a href="https://clinicaltrials.gov/show/NCT01134861" title="Study NCT01134861" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT01134861</a>]) and a meta-analysis indicate that concurrent chemotherapy and radiation therapy provide greater survival benefit, albeit with more toxic effects, than sequential chemotherapy and radiation therapy.[<a class="bk_pop" href="#CDR0000062932_rl_4889_8">8</a>-<a class="bk_pop" href="#CDR0000062932_rl_4889_10">10</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]<ol id="CDR0000062932__484290" class="lower-alpha"><li class="half_rhythm"><div>In the first trial, the combination of mitomycin C, vindesine, and cisplatin were given concurrently with split-course daily radiation therapy to 56 Gy compared with chemotherapy followed by continuous daily radiation therapy to 56 Gy.[<a class="bk_pop" href="#CDR0000062932_rl_4889_8">8</a>]<ul id="CDR0000062932__484391"><li class="half_rhythm"><div>Five-year overall survival (OS) favored concurrent therapy (27% vs. 9%). </div></li><li class="half_rhythm"><div>Myelosuppression was greater among patients in the concurrent arm, but treatment-related mortality was less than 1% in both arms.[<a class="bk_pop" href="#CDR0000062932_rl_4889_8">8</a>]</div></li></ul></div></li><li class="half_rhythm"><div>In the second trial, 610 patients were randomly assigned to sequential chemotherapy with cisplatin and vinblastine followed by 60 Gy of radiation therapy, concurrent chemotherapy, or concurrent chemotherapy with cisplatin and vinblastine with twice-daily radiation therapy.[<a class="bk_pop" href="#CDR0000062932_rl_4889_9">9</a>,<a class="bk_pop" href="#CDR0000062932_rl_4889_10">10</a>]<ul id="CDR0000062932__484392"><li class="half_rhythm"><div>Median and 5-year survival were superior in the concurrent chemotherapy with daily radiation therapy arm (17 months vs. 14.6 months and 16% vs. 10% for sequential regimen [<i>P</i> = .046]).</div></li></ul></div></li><li class="half_rhythm"><div>Two smaller studies also reported OS results that favored concurrent over sequential chemotherapy and radiation, although the results did not reach statistical significance.[<a class="bk_pop" href="#CDR0000062932_rl_4889_10">10</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>][<a class="bk_pop" href="#CDR0000062932_rl_4889_11">11</a>]</div></li></ol></div></li><li class="half_rhythm"><div>A meta-analysis of three trials evaluated concurrent versus sequential treatment (711 patients).[<a class="bk_pop" href="#CDR0000062932_rl_4889_6">6</a>]<ol id="CDR0000062932__484293" class="lower-alpha"><li class="half_rhythm"><div>The analysis indicated a significant benefit of concurrent versus sequential treatment (RR, 0.86; 95% CI, 0.78&#x02013;0.95; <i>P</i> = .003). All used cisplatin-based regimens and once-daily radiation therapy.[<a class="bk_pop" href="#CDR0000062932_rl_4889_6">6</a>]</div></li><li class="half_rhythm"><div>More deaths (3% overall) were reported in the concurrent arm, but this did not reach statistical significance (RR, 1.60; CI, 0.75&#x02013;3.44;
<i>P</i> = .2).</div></li><li class="half_rhythm"><div>There was more acute esophagitis (grade 3 or worse) with concurrent treatment (range, 17%&#x02013;26%) compared with sequential treatment (range, 0%&#x02013;4%; RR, 6.77; <i>P</i> = .001). Overall, the incidence of neutropenia (grade 3 or worse) was similar in both arms.</div></li></ol></div></li></ol></div><div id="CDR0000062932__484651"><h4>Radiation therapy dose escalation for concurrent chemoradiation</h4><p id="CDR0000062932__484652">With improvement in radiation therapy&#x02013;delivery technology in the 1990s, including tumor-motion management and image guidance, phase I/II trials demonstrated the feasibility of dose-escalation radiation therapy to 74 Gy with concurrent chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_4889_12">12</a>-<a class="bk_pop" href="#CDR0000062932_rl_4889_14">14</a>] However, a phase III trial of a conventional dose of 60 Gy versus dose escalation to 74 Gy with concurrent weekly carboplatin/paclitaxel did not demonstrate improved local control or progression-free survival, and OS was worse with dose escalation (HR, 1.38 [1.09&#x02013;1.76]; <i>P</i> = .004). There was a nonsignificant increase in grade 5 events with dose escalation (10% vs. 2%) and higher incidence of grade 3 esophagitis (21% vs. 7%; <i>P</i> = .0003).[<a class="bk_pop" href="#CDR0000062932_rl_4889_15">15</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] </p></div><div id="CDR0000062932__484656"><h4>Additional systemic therapy before or after concurrent chemotherapy and radiation therapy</h4><p id="CDR0000062932__484657">The addition of induction chemotherapy before concurrent chemotherapy and radiation therapy has not been shown to improve survival.[<a class="bk_pop" href="#CDR0000062932_rl_4889_16">16</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] </p><p id="CDR0000062932__484658">The role of consolidation systemic therapy after concurrent chemotherapy and radiation therapy for unresectable NSCLC remains unclear. Phase III trials of consolidation systemic therapy including conventional chemotherapy (docetaxel),[<a class="bk_pop" href="#CDR0000062932_rl_4889_17">17</a>] tyrosine kinase inhibitors (gefitinib),[<a class="bk_pop" href="#CDR0000062932_rl_4889_18">18</a>] and immunotherapy (tecemotide: MUC1 antigen-specific immunotherapy) [<a class="bk_pop" href="#CDR0000062932_rl_4889_19">19</a>] have not shown an improvement in OS.[<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</p></div><div id="CDR0000062932__484590"><h4>Consolidation systemic therapy after concurrent chemotherapy and radiation therapy</h4><div id="CDR0000062932__484753"><h5>Consolidation immunotherapy</h5><p id="CDR0000062932__484754">The multicenter international START trial [<a href="https://clinicaltrials.gov/ct2/show/NCT00409188" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00409188</a>] enrolled 1,513 patients treated with sequential or concurrent chemotherapy and radiation therapy for stage IIIA/IIIB NSCLC and randomly assigned them in a 2:1 fashion to receive consolidation tecemotide or placebo (both given weekly for 8 weeks, and then every 6 weeks until progression). The mucin-1 (MUC1) glycoprotein is overexpressed and abnormally glycosylated in NSCLC, and tecemotide (L-BLP25) is a MUC1 antigen&#x02013;specific immunotherapy agent capable of inducing a T-cell response to MUC1. However, the START trial showed no difference in OS (median survival 25.6 months with tecemotide vs. 22.3 months with placebo; adjusted HR, 0.88 (0.75&#x02013;1.03); <i>P</i> = .123).[<a class="bk_pop" href="#CDR0000062932_rl_4889_19">19</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335106/" class="def">Level of evidence: 1iA</a>] </p></div></div><div id="CDR0000062932__4912"><h4>Radiation therapy alone</h4><div id="CDR0000062932__4914"><h5>For treatment of locally advanced unresectable tumor </h5><p id="CDR0000062932__48591">Radiation therapy alone, administered sequentially or concurrently with chemotherapy, may provide benefit to patients with locally advanced unresectable stage III NSCLC. However, combination chemoradiation therapy delivered concurrently provides the greatest benefit in survival with increase in toxic effects.</p><p id="CDR0000062932__4915">Prognosis:</p><p id="CDR0000062932__4916">Radiation therapy with traditional dose and fractionation schedules (1.8 Gy&#x02013;2.0 Gy per fraction per day to 60 Gy&#x02013;70 Gy in 6&#x02013;7 weeks) results in reproducible long-term survival benefit in 5% to 10% of patients and significant palliation of symptoms.[<a class="bk_pop" href="#CDR0000062932_rl_4889_20">20</a>]</p><p id="CDR0000062932__4917">Evidence (radiation therapy for locally advanced unresectable tumor):</p><ol id="CDR0000062932__4918"><li class="half_rhythm"><div>One prospective randomized clinical study showed the following:<ul id="CDR0000062932__484393"><li class="half_rhythm"><div>Radiation therapy given as three daily fractions improved OS compared with radiation therapy given as one daily fraction.[<a class="bk_pop" href="#CDR0000062932_rl_4889_21">21</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li><li class="half_rhythm"><div>Patterns of failure for patients treated with radiation therapy alone included both locoregional and distant failures.</div></li></ul></div></li></ol></div><div id="CDR0000062932__4920"><h5>For palliative treatment</h5><p id="CDR0000062932__4921">Radiation therapy may be effective in palliating symptomatic local involvement with NSCLC, such as the following:</p><ul id="CDR0000062932__48400"><li class="half_rhythm"><div>Tracheal, esophageal, or bronchial compression.</div></li><li class="half_rhythm"><div>Pain.</div></li><li class="half_rhythm"><div>Vocal cord paralysis.</div></li><li class="half_rhythm"><div>Hemoptysis.</div></li><li class="half_rhythm"><div>Superior vena cava syndrome.</div></li></ul><p id="CDR0000062932__4923"> In some cases, endobronchial laser therapy and/or brachytherapy has been used to alleviate proximal obstructing lesions.[<a class="bk_pop" href="#CDR0000062932_rl_4889_22">22</a>]</p><p id="CDR0000062932__4924">Evidence (radiation therapy for palliative treatment):</p><ol id="CDR0000062932__4925"><li class="half_rhythm"><div>A systematic review identified six randomized trials of high-dose rate endobronchial brachytherapy (HDREB) alone or with external-beam radiation therapy (EBRT) or laser therapy.[<a class="bk_pop" href="#CDR0000062932_rl_4889_23">23</a>]<ul id="CDR0000062932__484394"><li class="half_rhythm"><div>Better overall symptom palliation and fewer re-treatments were required in previously untreated patients using EBRT alone.[<a class="bk_pop" href="#CDR0000062932_rl_4889_23">23</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335127/" class="def">Level of evidence: 1iiC</a>]</div></li><li class="half_rhythm"><div>HDREB provided palliation of symptomatic patients with recurrent endobronchial obstruction previously treated by EBRT, when it was technically feasible. </div></li><li class="half_rhythm"><div>Although EBRT is frequently prescribed for symptom palliation, there is no consensus about when the fractionation scheme should be used.</div></li><li class="half_rhythm"><div>Although different multifraction regimens appear to provide similar symptom relief,[<a class="bk_pop" href="#CDR0000062932_rl_4889_24">24</a>-<a class="bk_pop" href="#CDR0000062932_rl_4889_29">29</a>] single-fraction radiation may be insufficient for symptom relief compared with hypofractionated or standard regimens, as shown in the NCIC Clinical Trials' Group trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=651994" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00003685</a>).[<a class="bk_pop" href="#CDR0000062932_rl_4889_26">26</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335127/" class="def">Level of evidence: 1iiC</a>]</div></li><li class="half_rhythm"><div>Evidence of a modest increase in survival in patients with better PS given high-dose radiation therapy is available.[<a class="bk_pop" href="#CDR0000062932_rl_4889_24">24</a>,<a class="bk_pop" href="#CDR0000062932_rl_4889_25">25</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul>
</div></li></ol><p id="CDR0000062932__48402">Patients with stage IIIB disease with poor PS are candidates
for chest radiation therapy to palliate pulmonary symptoms (e.g., cough, shortness of
breath, hemoptysis, or pain).[<a class="bk_pop" href="#CDR0000062932_rl_4889_20">20</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335152/" class="def">Level of evidence: 3iiiC</a>] (Refer to the PDQ summaries on <a href="/books/n/pdqcis/CDR0000352186/">Cardiopulmonary Syndromes</a> and <a href="/books/n/pdqcis/CDR0000062738/">Pain</a> for more information.)</p></div></div></div><div id="CDR0000062932__48559"><h3>Treatment Options Under Clinical Evaluation</h3><p id="CDR0000062932__48560">Because of the poor overall results, patients with stage IIIB NSCLC are candidates for clinical trials, which may lead to improvement in the control of disease.</p><p id="CDR0000062932__48593">Treatment options under clinical evaluation include the following:</p><ol id="CDR0000062932__48561"><li class="half_rhythm"><div>New fractionation schedules.</div></li><li class="half_rhythm"><div>Radiosensitizers (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=762856" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT02186847</a>).</div></li><li class="half_rhythm"><div>Combined modality approaches.</div></li><li class="half_rhythm"><div>Incorporation of targeted agents into combined modality therapy in patients with EGFR-mutant or ALK-translocated tumors (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=748540" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT01822496</a>; <a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=729211" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT01553942</a>).</div></li><li class="half_rhythm"><div> Adaptive radiation therapy using positron emission tomography&#x02013;based response assessment during treatment (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=721619" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT01507428</a>). </div></li></ol></div><div id="CDR0000062932__TrialSearch_4889_sid_10"><h3>Current Clinical Trials</h3><p id="CDR0000062932__TrialSearch_4889_10">Check the list of NCI-supported cancer clinical trials that are now accepting patients with
<a href="http://www.cancer.gov/search/ClinicalTrialsLink.aspx?Diagnosis=38939&#x00026;tt=1&#x00026;format=2" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">stage IIIB non-small cell lung cancer</a>. The list of clinical trials can be further narrowed by location, drug, intervention, and other criteria.</p><p id="CDR0000062932__TrialSearch_4889_18">General information about clinical trials is also available from the <a href="http://www.cancer.gov/about-cancer/treatment/clinical-trials" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCI website</a>.</p></div><div id="CDR0000062932_rl_4889"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_4889_1">Wisnivesky JP, Yankelevitz D, Henschke CI: Stage of lung cancer in relation to its size: part 2. Evidence. Chest 127 (4): 1136-9, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/15821186" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15821186</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_2">Mountain CF: Revisions in the International System for Staging Lung Cancer. Chest 111 (6): 1710-7, 1997. [<a href="https://pubmed.ncbi.nlm.nih.gov/9187198" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 9187198</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_3">Deslauriers J, Brisson J, Cartier R, et al.: Carcinoma of the lung. Evaluation of satellite nodules as a factor influencing prognosis after resection. J Thorac Cardiovasc Surg 97 (4): 504-12, 1989. 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[<a href="https://pubmed.ncbi.nlm.nih.gov/16500915" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16500915</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_8">Furuse K, Fukuoka M, Kawahara M, et al.: Phase III study of concurrent versus sequential thoracic radiotherapy in combination with mitomycin, vindesine, and cisplatin in unresectable stage III non-small-cell lung cancer. J Clin Oncol 17 (9): 2692-9, 1999. [<a href="https://pubmed.ncbi.nlm.nih.gov/10561343" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 10561343</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_9">Curran WJ Jr, Paulus R, Langer CJ, et al.: Sequential vs. concurrent chemoradiation for stage III non-small cell lung cancer: randomized phase III trial RTOG 9410. J Natl Cancer Inst 103 (19): 1452-60, 2011. [<a href="/pmc/articles/PMC3186782/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC3186782</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/21903745" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 21903745</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_10">Fournel P, Robinet G, Thomas P, et al.: Randomized phase III trial of sequential chemoradiotherapy compared with concurrent chemoradiotherapy in locally advanced non-small-cell lung cancer: Groupe Lyon-Saint-Etienne d'Oncologie Thoracique-Groupe Fran&#x000e7;ais de Pneumo-Canc&#x000e9;rologie NPC 95-01 Study. J Clin Oncol 23 (25): 5910-7, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/16087956" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16087956</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_11">Zatloukal P, Petruzelka L, Zemanova M, et al.: Concurrent versus sequential chemoradiotherapy with cisplatin and vinorelbine in locally advanced non-small cell lung cancer: a randomized study. Lung Cancer 46 (1): 87-98, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/15364136" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15364136</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_12">Rosenman JG, Halle JS, Socinski MA, et al.: High-dose conformal radiotherapy for treatment of stage IIIA/IIIB non-small-cell lung cancer: technical issues and results of a phase I/II trial. Int J Radiat Oncol Biol Phys 54 (2): 348-56, 2002. [<a href="https://pubmed.ncbi.nlm.nih.gov/12243807" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 12243807</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_13">Socinski MA, Blackstock AW, Bogart JA, et al.: Randomized phase II trial of induction chemotherapy followed by concurrent chemotherapy and dose-escalated thoracic conformal radiotherapy (74 Gy) in stage III non-small-cell lung cancer: CALGB 30105. J Clin Oncol 26 (15): 2457-63, 2008. [<a href="https://pubmed.ncbi.nlm.nih.gov/18487565" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 18487565</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_14">Bradley JD, Bae K, Graham MV, et al.: Primary analysis of the phase II component of a phase I/II dose intensification study using three-dimensional conformal radiation therapy and concurrent chemotherapy for patients with inoperable non-small-cell lung cancer: RTOG 0117. J Clin Oncol 28 (14): 2475-80, 2010. [<a href="/pmc/articles/PMC2881726/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC2881726</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/20368547" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 20368547</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_15">Bradley JD, Paulus R, Komaki R, et al.: Standard-dose versus high-dose conformal radiotherapy with concurrent and consolidation carboplatin plus paclitaxel with or without cetuximab for patients with stage IIIA or IIIB non-small-cell lung cancer (RTOG 0617): a randomised, two-by-two factorial phase 3 study. Lancet Oncol 16 (2): 187-99, 2015. [<a href="/pmc/articles/PMC4419359/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC4419359</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/25601342" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 25601342</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_16">Vokes EE, Herndon JE 2nd, Kelley MJ, et al.: Induction chemotherapy followed by chemoradiotherapy compared with chemoradiotherapy alone for regionally advanced unresectable stage III Non-small-cell lung cancer: Cancer and Leukemia Group B. J Clin Oncol 25 (13): 1698-704, 2007. [<a href="https://pubmed.ncbi.nlm.nih.gov/17404369" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17404369</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_17">Hanna N, Neubauer M, Yiannoutsos C, et al.: Phase III study of cisplatin, etoposide, and concurrent chest radiation with or without consolidation docetaxel in patients with inoperable stage III non-small-cell lung cancer: the Hoosier Oncology Group and U.S. Oncology. J Clin Oncol 26 (35): 5755-60, 2008. [<a href="https://pubmed.ncbi.nlm.nih.gov/19001323" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 19001323</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_18">Kelly K, Chansky K, Gaspar LE, et al.: Phase III trial of maintenance gefitinib or placebo after concurrent chemoradiotherapy and docetaxel consolidation in inoperable stage III non-small-cell lung cancer: SWOG S0023. J Clin Oncol 26 (15): 2450-6, 2008. [<a href="https://pubmed.ncbi.nlm.nih.gov/18378568" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 18378568</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_19">Butts C, Socinski MA, Mitchell PL, et al.: Tecemotide (L-BLP25) versus placebo after chemoradiotherapy for stage III non-small-cell lung cancer (START): a randomised, double-blind, phase 3 trial. Lancet Oncol 15 (1): 59-68, 2014. [<a href="https://pubmed.ncbi.nlm.nih.gov/24331154" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 24331154</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_20">Langendijk JA, ten Velde GP, Aaronson NK, et al.: Quality of life after palliative radiotherapy in non-small cell lung cancer: a prospective study. Int J Radiat Oncol Biol Phys 47 (1): 149-55, 2000. [<a href="https://pubmed.ncbi.nlm.nih.gov/10758317" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 10758317</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_21">Komaki R, Cox JD, Hartz AJ, et al.: Characteristics of long-term survivors after treatment for inoperable carcinoma of the lung. Am J Clin Oncol 8 (5): 362-70, 1985. [<a href="https://pubmed.ncbi.nlm.nih.gov/3933327" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 3933327</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_22">Miller JI Jr, Phillips TW: Neodymium:YAG laser and brachytherapy in the management of inoperable bronchogenic carcinoma. Ann Thorac Surg 50 (2): 190-5; discussion 195-6, 1990. [<a href="https://pubmed.ncbi.nlm.nih.gov/1696452" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 1696452</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_23">Ung YC, Yu E, Falkson C, et al.: The role of high-dose-rate brachytherapy in the palliation of symptoms in patients with non-small-cell lung cancer: a systematic review. Brachytherapy 5 (3): 189-202, 2006 Jul-Sep. [<a href="https://pubmed.ncbi.nlm.nih.gov/16864071" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16864071</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_24">Sundstr&#x000f8;m S, Bremnes R, Aaseb&#x000f8; U, et al.: Hypofractionated palliative radiotherapy (17 Gy per two fractions) in advanced non-small-cell lung carcinoma is comparable to standard fractionation for symptom control and survival: a national phase III trial. J Clin Oncol 22 (5): 801-10, 2004. [<a href="https://pubmed.ncbi.nlm.nih.gov/14990635" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 14990635</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_25">Lester JF, Macbeth FR, Toy E, et al.: Palliative radiotherapy regimens for non-small cell lung cancer. Cochrane Database Syst Rev (4): CD002143, 2006. [<a href="https://pubmed.ncbi.nlm.nih.gov/17054152" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17054152</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_26">Bezjak A, Dixon P, Brundage M, et al.: Randomized phase III trial of single versus fractionated thoracic radiation in the palliation of patients with lung cancer (NCIC CTG SC.15). Int J Radiat Oncol Biol Phys 54 (3): 719-28, 2002. [<a href="https://pubmed.ncbi.nlm.nih.gov/12377323" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 12377323</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_27">Erridge SC, Gaze MN, Price A, et al.: Symptom control and quality of life in people with lung cancer: a randomised trial of two palliative radiotherapy fractionation schedules. Clin Oncol (R Coll Radiol) 17 (1): 61-7, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/15714933" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15714933</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_28">Kramer GW, Wanders SL, Noordijk EM, et al.: Results of the Dutch National study of the palliative effect of irradiation using two different treatment schemes for non-small-cell lung cancer. J Clin Oncol 23 (13): 2962-70, 2005. [<a href="https://pubmed.ncbi.nlm.nih.gov/15860852" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15860852</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_4889_29">Senkus-Konefka E, Dziadziuszko R, Bednaruk-M&#x00142;y&#x00144;ski E, et al.: A prospective, randomised study to compare two palliative radiotherapy schedules for non-small-cell lung cancer (NSCLC). Br J Cancer 92 (6): 1038-45, 2005. [<a href="/pmc/articles/PMC2361948/" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pmc">PMC free article<span class="bk_prnt">: PMC2361948</span></a>] [<a href="https://pubmed.ncbi.nlm.nih.gov/15770205" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 15770205</span></a>]</div></li></ol></div></div><div id="CDR0000062932__48406"><h2 id="_CDR0000062932__48406_">Stage IV NSCLC Treatment</h2><p id="CDR0000062932__48408">Forty percent of patients with newly diagnosed NSCLC have <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__48607/?report=objectonly" target="object" rid-figpopup="figCDR000006293248607" rid-ob="figobCDR000006293248607">stage IV disease</a>. Treatment goals are to prolong survival and control disease-related symptoms. Treatment options include cytotoxic chemotherapy and targeted agents. Factors influencing treatment selection include comorbidity, performance status (PS), histology, and molecular genetic features of the cancer. Radiation therapy and surgery are generally used in selective cases for symptom palliation.</p><div id="CDR0000062932__48550"><h3>Standard Treatment Options for Stage IV NSCLC</h3><p id="CDR0000062932__48595">Standard treatment options for <a class="figpopup" href="/books/NBK65865.1/table/CDR0000062932__48607/?report=objectonly" target="object" rid-figpopup="figCDR000006293248607" rid-ob="figobCDR000006293248607">stage IV NSCLC</a> include the following:</p><ol id="CDR0000062932__48410"><li class="half_rhythm"><div>
<a href="#CDR0000062932__48414">Cytotoxic combination chemotherapy (first line)</a> with platinum (cisplatin or carboplatin) and paclitaxel, gemcitabine, docetaxel, vinorelbine, irinotecan, protein-bound paclitaxel, and pemetrexed. <ol id="CDR0000062932__48411" class="lower-alpha"><li class="half_rhythm"><div>Factors influencing treatment.<ul id="CDR0000062932__484395"><li class="half_rhythm"><div>Histology.</div></li><li class="half_rhythm"><div>Age versus comorbidity.</div></li><li class="half_rhythm"><div>PS.</div></li></ul></div></li></ol></div></li><li class="half_rhythm"><div>
<a href="#CDR0000062932__48622">Combination chemotherapy with bevacizumab or cetuximab</a>.</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__48630">Epidermal growth factor receptor (EGFR) tyrosine kinase inhibitors (first line)</a> (for patients with EGFR mutations). </div></li><li class="half_rhythm"><div><a href="/books/NBK65865.1/#CDR0000062932__48410">ALK inhibitors in patients with ALK translocations</a>.</div></li><li class="half_rhythm"><div><a href="/books/NBK65865.1/#CDR0000062932__48410">Immune checkpoint inhibition with nivolumab for selected patients with squamous or nonsquamous metastatic NSCLC that has been previously treated with platinum-based chemotherapy.</a></div></li><li class="half_rhythm"><div><a href="#CDR0000062932__48637">Maintenance therapy following first-line chemotherapy </a> (for patients with stable or responding disease after four cycles of platinum-based combination chemotherapy). </div></li><li class="half_rhythm"><div><a href="#CDR0000062932__484480">Endobronchial laser therapy and/or brachytherapy (for obstructing lesions)</a>.[<a class="bk_pop" href="#CDR0000062932_rl_48406_1">1</a>]</div></li><li class="half_rhythm"><div><a href="#CDR0000062932__484480">External-beam radiation therapy (EBRT) (primarily for palliation of local symptomatic tumor growth)</a>.[<a class="bk_pop" href="#CDR0000062932_rl_48406_2">2</a>-<a class="bk_pop" href="#CDR0000062932_rl_48406_4">4</a>]</div></li></ol><p id="CDR0000062932__48413">Randomized controlled trials of patients with stage IV disease and good PS have shown that cisplatin-based
chemotherapy improves survival and palliates disease-related symptoms.[<a class="bk_pop" href="#CDR0000062932_rl_48406_5">5</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] Patients with nonsquamous cell histology, good PS, no history of hemoptysis or other bleeding, or recent history of cardiovascular events may benefit from the addition of bevacizumab to paclitaxel and carboplatin. Patients with tumors harboring sensitizing mutations in exons 19 or 21 of <i>EGFR</i>, particularly those from East Asia, never smokers, and those with adenocarcinoma may benefit from EGFR tyrosine kinase inhibitors as an alternative to first- or second-line chemotherapy. Second-line systemic therapy with nivolumab, docetaxel, pemetrexed, or erlotinib also improves survival in patients with good PS.[<a class="bk_pop" href="#CDR0000062932_rl_48406_5">5</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] The role of chemotherapy in patients with poor PS is less certain. </p><div id="CDR0000062932__48414"><h4>Cytotoxic combination chemotherapy (first line) </h4><p id="CDR0000062932__48533">The type and number of chemotherapy drugs to be used for the treatment of patients with advanced NSCLC has been extensively evaluated in randomized controlled trials and meta-analyses. </p><p id="CDR0000062932__48415">Several randomized trials have evaluated various drugs combined with either cisplatin or carboplatinum in previously untreated patients with advanced NSCLC. Based on meta-analyses of the trials, the following conclusions can be drawn: </p><ul id="CDR0000062932__484456"><li class="half_rhythm"><div>Certain three-drug combinations that add so-called targeted agents may result in superior survival.</div></li><li class="half_rhythm"><div>EGFR inhibitors may benefit selected patients with <i>EGFR</i> mutations.</div></li><li class="half_rhythm"><div>Maintenance chemotherapy after four cycles of platinum combination chemotherapy may improve progression-free survival (PFS) and overall survival (OS).</div></li><li class="half_rhythm"><div>Platinum combinations with vinorelbine, paclitaxel, docetaxel, gemcitabine, irinotecan, protein-bound paclitaxel, and pemetrexed yield similar improvements in survival. Types and frequencies of toxic effects differ, and these may determine the preferred regimen for an individual patient. Patients with adenocarcinoma may benefit from pemetrexed.</div></li><li class="half_rhythm"><div>Cisplatin and carboplatinum yield similar improvements in outcome with different toxic effects. Some, but not all, trials and meta-analyses of trials suggest that outcomes with cisplatin may be superior, although with a higher risk of certain toxicities such as nausea and vomiting.</div></li><li class="half_rhythm"><div>Nonplatinum combinations offer no advantage to platinum-based chemotherapy, and some studies demonstrate inferiority.</div></li><li class="half_rhythm"><div>Three-drug combinations of the commonly used chemotherapy drugs do not result in superior survival and are more toxic than two-drug combinations.</div></li></ul><p id="CDR0000062932__48417">Evidence (combination chemotherapy):</p><ol id="CDR0000062932__48418"><li class="half_rhythm"><div>The Cochrane Collaboration group reviewed data from all randomized controlled trials published between January 1980 and June 2006, comparing a doublet regimen with a single-agent regimen or comparing a triplet regimen with a doublet regimen in patients with advanced NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_48406_6">6</a>] Sixty-five trials (13,601 patients) were identified.<ol id="CDR0000062932__484443" class="lower-alpha"><li class="half_rhythm"><div>In the trials comparing a doublet regimen with a single-agent regimen, a significant increase was observed in tumor response (odds ratio [OR], 0.42; 95% confidence interval [CI], 0.37&#x02013;0.47; <i>P</i> &#x0003c; .001) and 1-year survival (OR, 0.80; 95% CI, 0.70&#x02013;0.91; <i>P</i> &#x0003c; .001) in favor of the doublet regimen. The absolute benefit in 1-year survival was 5%, which corresponds to an increase in 1-year survival from 30% with a single-agent regimen to 35% with a doublet regimen. The rates of grades 3 and 4 toxic effects caused by doublet regimens were statistically increased compared with rates after single-agent therapy, with ORs ranging from 1.2 to 6.2. There was no increase in infection rates in doublet regimens.</div></li><li class="half_rhythm"><div>There was no increase in 1-year survival (OR, 1.01; 95% CI, 0.85&#x02013;1.21; <i>P</i> = .88) for triplet regimens versus doublet regimens. The median survival ratio was 1.00 (95% CI, 0.94&#x02013;1.06; <i>P</i> = .97).</div></li></ol></div></li><li class="half_rhythm"><div>Several meta-analyses have evaluated whether cisplatin or carboplatin regimens are superior, with variable results.[<a class="bk_pop" href="#CDR0000062932_rl_48406_7">7</a>-<a class="bk_pop" href="#CDR0000062932_rl_48406_9">9</a>] One meta-analysis reported individual patient data for 2,968 patients entered in nine randomized trials.[<a class="bk_pop" href="#CDR0000062932_rl_48406_7">7</a>]<ol id="CDR0000062932__484444" class="lower-alpha"><li class="half_rhythm"><div>The objective response rate (ORR) was higher for patients treated with cisplatin than for patients treated with carboplatin (30% vs. 24%, respectively; OR, 1.37; 95% CI, 1.16&#x02013;1.61; <i>P</i> &#x0003c; .001).</div></li><li class="half_rhythm"><div>Carboplatin treatment was associated with a non&#x02013;statistically significant increase in the hazard of mortality relative to treatment with cisplatin (hazard ratio [HR], 1.07; 95% CI, 0.99&#x02013;1.15; <i>P</i> = .100). </div></li><li class="half_rhythm"><div>In patients with nonsquamous tumors and those treated with third-generation chemotherapy, carboplatin-based chemotherapy was associated with a statistically significant increase in mortality (HR, 1.12; 95% CI, 1.01&#x02013;1.23 and HR, 1.11; 95% CI, 1.01&#x02013;1.21, respectively).</div></li><li class="half_rhythm"><div>Treatment-related toxic effects were also assessed in the meta-analysis. More thrombocytopenia was seen with carboplatin than with cisplatin (12% vs. 6%; OR, 2.27; 95% CI, 1.71&#x02013;3.01; <i>P</i> &#x0003c; .001), while
cisplatin caused more nausea and vomiting (8% vs. 18%; OR, 0.42; 95% CI, 0.33&#x02013;0.53; <i>P </i>&#x0003c; .001) and renal toxic effects (0.5% vs. 1.5%; OR, 0.37; 95% CI, 0.15&#x02013;0.88; <i>P</i> = .018).</div></li><li class="half_rhythm"><div>The authors concluded that treatment with cisplatin was not associated with a substantial increase in the overall risk of severe toxic effects. This comprehensive individual-patient meta-analysis is consistent with the conclusions of other meta-analyses that were based on essentially the same clinical trials but which used only published data.</div></li></ol></div></li><li class="half_rhythm"><div>Three literature-based meta-analyses have trials comparing platinum with nonplatinum combinations.[<a class="bk_pop" href="#CDR0000062932_rl_48406_10">10</a>-<a class="bk_pop" href="#CDR0000062932_rl_48406_12">12</a>] <ol id="CDR0000062932__48422" class="lower-alpha"><li class="half_rhythm"><div>The first meta-analysis identified 37 assessable trials that included 7,633 patients.[<a class="bk_pop" href="#CDR0000062932_rl_48406_10">10</a>] <ul id="CDR0000062932__484398"><li class="half_rhythm"><div>A 62% increase in the OR for response was attributable to platinum-based therapy (OR, 1.62; 95% CI, 1.46&#x02013;1.8; <i>P</i> &#x0003c; .001). The 1-year survival rate was increased by 5% with platinum-based regimens (34% vs. 29%; OR, 1.21; 95% CI, 1.09&#x02013;1.35; <i>P</i> = .003).</div></li><li class="half_rhythm"><div>No statistically significant increase in 1-year survival was found when platinum therapies were compared with third-generation-based combination regimens (OR, 1.11; 95% CI, 0.96&#x02013;1.28; <i>P</i> = .17).</div></li><li class="half_rhythm"><div>The toxic effects of platinum-based regimens was significantly higher for hematologic toxic effects, nephrotoxic effects, and nausea and vomiting but not for neurologic toxic effects, febrile neutropenia rate, or toxic death rate. These results are consistent with the second literature-based meta-analysis. </div></li></ul></div></li><li class="half_rhythm"><div>The second meta-analysis identified 17 trials that included 4,920 patients.[<a class="bk_pop" href="#CDR0000062932_rl_48406_11">11</a>]<ul id="CDR0000062932__484399"><li class="half_rhythm"><div>The use of platinum-based doublet regimens was associated with a slightly higher survival at 1 year (relative risk [RR], 1.08; 95% CI, 1.01%&#x02013;1.16%; <i>P</i> = .03) and a better partial response (RR, 1.11; 95% CI, 1.02&#x02013;1.21; <i>P</i> = .02), with a higher risk of anemia, nausea, and neurologic toxic effects. </div></li><li class="half_rhythm"><div>In subanalyses, cisplatin-based doublet regimens improved survival at 1 year (RR,
1.16%; 95% CI, 1.06&#x02013;1.27; <i>P</i> = .001), complete response (RR, 2.29; 95% CI, 1.08&#x02013;4.88; <i>P</i> = .03), and partial response (RR, 1.19; 95% CI, 1.07&#x02013;1.32; <i>P</i> = .002), with an increased risk of anemia, neutropenia, neurologic toxic effects, and nausea.</div></li><li class="half_rhythm"><div>Conversely, carboplatin-based doublet regimens did not increase survival at 1 year (RR, 0.95; 95% CI, 0.85&#x02013;1.07; <i>P</i> = .43).</div></li></ul></div></li><li class="half_rhythm"><div>The third meta-analysis of phase III trials randomizing platinum-based versus nonplatinum combinations as first-line chemotherapy identified 14 trials.[<a class="bk_pop" href="#CDR0000062932_rl_48406_12">12</a>] Experimental arms were gemcitabine and vinorelbine (n = 4), gemcitabine and taxane (n = 7), gemcitabine and epirubicin (n = 1), paclitaxel and vinorelbine (n = 1), and gemcitabine and ifosfamide (n = 1). This meta-analysis was limited to the set of 11 phase III studies that used a platinum-based doublet (2,298 patients in the platinum-based arm and 2,304 patients in the nonplatinum arm).<ul id="CDR0000062932__484400"><li class="half_rhythm"><div>Patients treated with a platinum-based regimen benefited from a statistically significant reduction in the risk of death at 1 year (OR, 0.88; 95% CI, 0.78&#x02013;0.99; <i>P</i> = .044) and a lower risk of being refractory to chemotherapy (OR, 0.87; CI, 0.73&#x02013;0.99;<i> P</i> = .049). </div></li><li class="half_rhythm"><div>Forty-four (1.9%) toxic-related deaths were reported for platinum-based regimens and 29 (1.3%) toxic-related deaths were reported for nonplatinum regimens (OR, 1.53; CI, 0.96&#x02013;2.49; <i>P</i> = 0.08). An increased risk of grade 3 to 4 gastrointestinal and hematologic toxic effects for patients treated with platinum-based chemotherapy was statistically demonstrated. There was no statistically significant increase in risk of febrile neutropenia (OR, 1.23; CI, 0.94&#x02013;1.60; <i>P</i> = .063).</div></li></ul></div></li></ol></div></li></ol><p id="CDR0000062932__48426">Among the active combinations, definitive recommendations regarding drug dose and schedule cannot be made, with the exception of pemetrexed for patients with adenocarcinoma.</p><p id="CDR0000062932__48427">Evidence (drug and dose schedule):</p><ol id="CDR0000062932__48428"><li class="half_rhythm"><div>One meta-analysis of seven trials that included 2,867 patients assessed the benefit of docetaxel versus vinorelbine.[<a class="bk_pop" href="#CDR0000062932_rl_48406_13">13</a>] Docetaxel was administered with a platinum agent in three trials, with gemcitabine in two trials, or as monotherapy in two trials. Vinca alkaloid (vinorelbine in six trials and vindesine in one trial) was administered with cisplatin in six trials or alone in one trial. <ul id="CDR0000062932__484401"><li class="half_rhythm"><div>The pooled estimate for OS showed an 11% improvement in favor of docetaxel (HR, 0.89; 95% CI, 0.82&#x02013;0.96; <i>P</i> = .004). Sensitivity analyses that considered only vinorelbine as a comparator or only the doublet regimens showed similar improvements. </div></li><li class="half_rhythm"><div>Grade 3 to 4 neutropenia and grade 3 to 4 serious adverse events were less frequent with docetaxel-based regimens versus vinca alkaloid&#x02013;based regimens (OR, 0.59; 95% CI, 0.38&#x02013;0.89; <i>P</i> = .013 and OR, 0.68; 95% CI, 0.55&#x02013;0.84; <i>P</i> &#x0003c; .001, respectively).</div></li></ul>
</div></li><li class="half_rhythm"><div>Two randomized trials compared weekly versus every 3 weeks' dosing of paclitaxel and carboplatin, which reported no significant difference in efficacy and better tolerability for weekly administration.[<a class="bk_pop" href="#CDR0000062932_rl_48406_14">14</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_15">15</a>] Although meta-analyses of randomized controlled trials suggest that cisplatin combinations may be superior to carboplatin or nonplatinum combinations, the clinical relevance of the differences in efficacy must be balanced against the anticipated tolerability, logistics of administration, and familiarity of the medical staff in making treatment decisions for individual patients. </div></li><li class="half_rhythm"><div>A large, noninferiority, phase III randomized study compared the OS in 1,725 chemotherapy-naive patients with stage IIIB or IV NSCLC and a PS of 0 to 1.[<a class="bk_pop" href="#CDR0000062932_rl_48406_16">16</a>] Patients received cisplatin 75 mg/m<sup>2</sup> on day 1 and gemcitabine 1,250 mg/m<sup>2</sup> on days 1 and 8 (n = 863) or cisplatin 75 mg/m<sup>2</sup> and pemetrexed 500 mg/m<sup>2</sup> on day 1 (n = 862) every 3 weeks for up to six cycles.<ul id="CDR0000062932__484402"><li class="half_rhythm"><div>OS for cisplatin and pemetrexed was noninferior to cisplatin and gemcitabine (median survival, 10.3 months vs. 10.3 months, respectively; HR, 0.94; 95% CI, 0.84%&#x02013;1.05%).</div></li><li class="half_rhythm"><div>OS was statistically superior for cisplatin and pemetrexed versus cisplatin and gemcitabine in patients with adenocarcinoma (n = 847; 12.6 months vs. 10.9 months, respectively) and large cell carcinoma histology (n = 153; 10.4 months vs. 6.7 months, respectively). </div></li><li class="half_rhythm"><div>In contrast, in patients with squamous cell histology, there was a significant improvement in survival with cisplatin and gemcitabine versus cisplatin and pemetrexed (n = 473; 10.8 months vs. 9.4 months, respectively). For cisplatin and pemetrexed, rates of grade 3 or 4 neutropenia, anemia, and thrombocytopenia (<i>P</i> &#x02264; .001); febrile neutropenia (<i>P</i> = .002); and alopecia (<i>P</i> &#x0003c; .001) were significantly lower, whereas grade 3 or 4 nausea (<i>P</i> = .004) was more common.</div></li><li class="half_rhythm"><div>This study suggests that cisplatin and pemetrexed are another alternative doublet for first-line chemotherapy
for advanced NSCLC and also suggests that there may be differences in outcome depending on histology.</div></li></ul></div></li></ol><div id="CDR0000062932__48431"><h5>Factors influencing treatment</h5><div id="CDR0000062932__484277"><h5>Histology</h5><p id="CDR0000062932__484278">Patients with adenocarcinoma may benefit from pemetrexed,[<a class="bk_pop" href="#CDR0000062932_rl_48406_16">16</a>] EGFR inhibitors, and bevacizumab. </p></div><div id="CDR0000062932__48437"><h5>Age versus comorbidity</h5><p id="CDR0000062932__48432">Evidence supports that elderly patients with good PS and limited comorbidity may benefit from combination chemotherapy. Age alone should not dictate treatment-related decisions in patients with advanced NSCLC. Elderly patients with a good PS enjoy longer survival and a better quality of life when treated with chemotherapy compared with supportive care alone. Caution should be exercised when extrapolating data for elderly patients (aged 70&#x02013;79 years) to patients aged 80 years or older because only a very small number of patients aged 80 years or older have been enrolled on clinical trials, and the benefit in this group is uncertain.[<a class="bk_pop" href="#CDR0000062932_rl_48406_17">17</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_18">18</a>]</p><p id="CDR0000062932__48433">Evidence (age vs. comorbidity):</p><ol id="CDR0000062932__48434"><li class="half_rhythm"><div>Platinum-containing combination chemotherapy regimens provide clinical benefit when compared with supportive care or single-agent therapy; however, such treatment may be contraindicated in some older patients because of the age-related reduction in the functional reserve of many organs and/or comorbid conditions. Approximately two-thirds of patients with NSCLC are aged 65 years or older and approximately 40% are aged 70 years or older.[<a class="bk_pop" href="#CDR0000062932_rl_48406_19">19</a>] Surveillance, Epidemiology, and End Results (SEER) data suggest that the percentage of patients aged older than 70 years is closer to 50%.</div></li><li class="half_rhythm"><div>A review of the SEER Medicare data from 1994 to 1999 found a much lower rate of chemotherapy use than expected for the overall population.[<a class="bk_pop" href="#CDR0000062932_rl_48406_20">20</a>] It also suggested that elderly patients may have more comorbidities or a higher rate of functional compromise that would make study participation difficult, if not contraindicated, and lack of clinical trial data may influence decisions to treat individual patients with standard chemotherapy.</div></li><li class="half_rhythm"><div>Single-agent chemotherapy and combination chemotherapy clearly benefit at least some elderly patients. In the Elderly Lung Cancer Vinorelbine Italian Study, 154 patients who were older than 70 years were randomly assigned to vinorelbine or supportive care.[<a class="bk_pop" href="#CDR0000062932_rl_48406_21">21</a>]<ul id="CDR0000062932__484403"><li class="half_rhythm"><div>Patients who were treated with vinorelbine had a 1-year survival rate of 32%, compared with 14% for those who were treated with supportive care alone. Quality-of-life parameters were also significantly improved in the chemotherapy arm, and toxic effects were acceptable.</div></li></ul></div></li><li class="half_rhythm"><div>A more recent trial from Japan compared single-agent docetaxel with vinorelbine in 180 elderly patients with good PS.[<a class="bk_pop" href="#CDR0000062932_rl_48406_22">22</a>]<ul id="CDR0000062932__484404"><li class="half_rhythm"><div>Response rates and PFS were significantly better with docetaxel (22% vs. 10%; 5.4 months vs. 3.1 months, respectively), whereas median and 1-year survival rates did not reach statistical significance (14.3 months vs. 9.9 months; 59% vs. 37%, respectively). </div></li></ul></div></li><li class="half_rhythm"><div>Retrospective data analyzing and comparing younger (age &#x0003c;70 years) patients with older (age &#x02265;70 years) patients who participated in large, randomized trials of doublet combinations have also shown that elderly patients may derive the same survival benefit, although with a higher risk of toxic effects in the bone marrow.[<a class="bk_pop" href="#CDR0000062932_rl_48406_17">17</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_18">18</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_23">23</a>-<a class="bk_pop" href="#CDR0000062932_rl_48406_26">26</a>]</div></li></ol></div><div id="CDR0000062932__48438"><h5>Performance status (PS)</h5><p id="CDR0000062932__48439">PS is among the most important prognostic factors for survival of patients with NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_48406_27">27</a>] The benefit of therapy for this group of patients has been evaluated through retrospective analyses and prospective clinical trials.</p><p id="CDR0000062932__48440">The results support further evaluation of chemotherapeutic
approaches for both metastatic and locally advanced NSCLC; however, the efficacy of current platinum-based chemotherapy combinations is such
that no specific regimen can be regarded as standard therapy. Outside of a
clinical trial setting, chemotherapy should be given only to patients with good
PS and evaluable tumor lesions, who desire such treatment after
being fully informed of its anticipated risks and limited benefits.
</p><p id="CDR0000062932__48441">Evidence (performance status):</p><ol id="CDR0000062932__48442"><li class="half_rhythm"><div class="half_rhythm">The Cancer and Leukemia Group B trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=65871" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">CLB-9730</a> [<a href="https://clinicaltrials.gov/show/NCT00003117" title="Study NCT00003117" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00003117</a>]), which compared carboplatin and paclitaxel with single-agent paclitaxel, enrolled 99 patients with a PS of 2 (18% of the study's population).[<a class="bk_pop" href="#CDR0000062932_rl_48406_25">25</a>] <ul id="CDR0000062932__484405"><li class="half_rhythm"><div>When compared with patients with a PS of 0 to 1, who had a median survival of 8.8 months and a 1-year survival of 38%, the corresponding figures for patients with a performance status of 2 were 3.0 months and 14%, respectively; this demonstrates the poor prognosis conferred by a lower PS. These differences were statistically significant.</div></li><li class="half_rhythm"><div>When patients with a PS of 2 were analyzed by treatment arm, those who received combination chemotherapy had a significantly higher response rate (24% vs. 10%), longer median survival (4.7 months vs. 2.4 months), and superior 1-year survival (18% vs. 10%), compared with those who were treated with single-agent paclitaxel.[<a class="bk_pop" href="#CDR0000062932_rl_48406_25">25</a>]</div></li></ul></div></li><li class="half_rhythm"><div class="half_rhythm">A phase III trial compared single-agent pemetrexed with the combination of carboplatin and pemetrexed in 205 patients with a PS of 2 who had not had any previous chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_48406_28">28</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]<ul id="CDR0000062932__484751"><li class="half_rhythm"><div> Median OS was 5.3 months for the pemetrexed-alone group and 9.3 months for the carboplatin-and-pemetrexed group (HR, 0.62; 95% CI, 0.46&#x02013;0.83; <i>P</i> = .001).</div></li><li class="half_rhythm"><div>Median PFS was 2.8 months for the pemetrexed-alone group and 5.8 months for the carboplatin-and-pemetrexed group (<i>P</i> &#x0003c; .001).</div></li><li class="half_rhythm"><div>The response rates were 10.3% for the pemetrexed-alone group and 23.8% for the carboplatin-and-pemetrexed group (<i>P</i> = .032).</div></li><li class="half_rhythm"><div>Side effects were more frequent in the combination arm, as expected.</div></li></ul></div><div class="half_rhythm">This study, which was performed in eight centers in Brazil and one center in the United States, reported rates of overall survival and progression free survival that were higher than has historically been noted in most, although not all, other published studies. This may indicate differences in patient selection.</div></li><li class="half_rhythm"><div class="half_rhythm">A subset analysis of 68 patients with a PS of 2 from a trial that randomly assigned more than 1,200 patients to four platinum-based regimens has been published.<ul id="CDR0000062932__484406"><li class="half_rhythm"><div>Despite a high incidence of adverse events, including five deaths, the final analysis showed that the overall toxic effects experienced by patients with a PS of 2 was not significantly different from that experienced by patients with a PS of 0 to 1.</div></li><li class="half_rhythm"><div>An efficacy analysis demonstrated an overall response rate of 14%, median survival time of 4.1 months, and a 1-year survival rate of 19%; all were substantially inferior to the patients with PS of 0 to 1.</div></li></ul></div></li><li class="half_rhythm"><div class="half_rhythm">A phase II randomized trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=68012" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">E-1599</a> [<a href="https://clinicaltrials.gov/show/NCT00006004" title="Study NCT00006004" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00006004</a>]) of attenuated dosages of cisplatin plus gemcitabine and carboplatin plus paclitaxel included 102 patients with a PS of 2.[<a class="bk_pop" href="#CDR0000062932_rl_48406_29">29</a>]<ul id="CDR0000062932__484407"><li class="half_rhythm"><div>Response rates were 25% and 16%, median survival times were 6.8 months and 6.1 months, and 1-year survival rates were 25% and 19%, respectively. None of these differences was statistically significant, but the survival figures were longer than expected based on historical controls.</div></li></ul></div></li><li class="half_rhythm"><div class="half_rhythm">Results from two trials suggest that patients with a PS of 2 may experience symptom improvement.[<a class="bk_pop" href="#CDR0000062932_rl_48406_30">30</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_31">31</a>]</div></li></ol></div></div></div><div id="CDR0000062932__48622"><h4>Combination chemotherapy with bevacizumab or cetuximab</h4><p id="CDR0000062932__48623">Evidence (combination chemotherapy with bevacizumab or cetuximab):</p><ol id="CDR0000062932__48624"><li class="half_rhythm"><div>Two randomized trials have evaluated the addition of bevacizumab, an antibody targeting vascular endothelial growth factor, to standard first-line combination chemotherapy. <ol id="CDR0000062932__48625" class="lower-alpha"><li class="half_rhythm"><div>In a randomized study of 878 patients with recurrent or advanced stage IIIB or stage IV NSCLC, 444 patients received paclitaxel and carboplatin alone, and 434 patients received paclitaxel and carboplatin plus bevacizumab.[<a class="bk_pop" href="#CDR0000062932_rl_48406_32">32</a>] Chemotherapy was administered every 3 weeks for six cycles, and bevacizumab was administered every 3 weeks until disease progression was evident or toxic effects were intolerable. Patients with squamous cell tumors, brain metastases, clinically significant hemoptysis, or inadequate organ function or PS (Eastern Cooperative Oncology Group PS &#x0003e;1) were excluded.<ul id="CDR0000062932__484408"><li class="half_rhythm"><div>Median survival was 12.3 months in the group assigned to chemotherapy plus bevacizumab, as compared with 10.3 months in the chemotherapy-alone group (HR<sub>death</sub>, 0.79; <i>P</i> = .003).</div></li><li class="half_rhythm"><div>Median PFS was 6.2 months in the group assigned to chemotherapy plus bevacizumab and 4.5 months in the chemotherapy-alone group (HR for disease progression, 0.66; <i>P</i> &#x0003c; .001), with corresponding response rates of 35% and 15%, respectively (<i>P</i> &#x0003c; .001). </div></li><li class="half_rhythm"><div>Rates of clinically significant bleeding were 4.4% in the group assigned to chemotherapy plus bevacizumab and 0.7% in the chemotherapy-alone group (<i>P</i> &#x0003c; .001). There were 15 treatment-related deaths in the chemotherapy-plus-bevacizumab group, including five from pulmonary hemorrhage.</div></li><li class="half_rhythm"><div>For this subgroup of patients with NSCLC, the addition of bevacizumab to paclitaxel and carboplatin may provide survival benefit.[<a class="bk_pop" href="#CDR0000062932_rl_48406_32">32</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li><li class="half_rhythm"><div>Another randomized phase III trial investigated the efficacy and safety of cisplatin/gemcitabine plus bevacizumab.[<a class="bk_pop" href="#CDR0000062932_rl_48406_33">33</a>] Patients were randomly assigned to receive cisplatin (80 mg/m<sup>2</sup>) and gemcitabine (1,250 mg/m<sup>2</sup>) for up to six cycles, plus low-dose bevacizumab (7.5 mg/kg), high-dose bevacizumab (15 mg/kg), or placebo every 3 weeks until disease progression. The primary endpoint was amended from OS to PFS during the course of the study. A total of 1,043 patients were accrued (placebo group, n = 347; low-dose group, n = 345; high-dose group, n = 351). <ul id="CDR0000062932__484409"><li class="half_rhythm"><div>PFS was significantly prolonged with the addition of bevacizumab; the HRs for PFS were 0.75 in the low-dose group (median PFS, 6.7 months vs. 6.1 months for placebo group; <i>P</i> = .03) group and 0.82 in the high-dose group compared with the placebo group (median PFS, 6.5 months vs. 6.1 months for placebo group; <i>P</i> = .03).[<a class="bk_pop" href="#CDR0000062932_rl_48406_33">33</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335126/" class="def">Level of evidence: 1iiB</a>]</div></li><li class="half_rhythm"><div>ORRs were also improved with the addition of bevacizumab, and they were 20.1% for placebo, 34.1% for low-dose bevacizumab, and 30.4% for high-dose bevacizumab plus cisplatin/gemcitabine.</div></li><li class="half_rhythm"><div>Incidence of grade 3 or greater adverse events was similar across arms.</div></li><li class="half_rhythm"><div>Grade 3 or greater pulmonary hemorrhage rates were 1.5% or less for all arms, despite 9% of patients receiving therapeutic anticoagulation. </div></li><li class="half_rhythm"><div>These results support the addition of bevacizumab to platinum-containing chemotherapy, but the results are far less impressive than when the carboplatin-paclitaxel combination was used.</div></li><li class="half_rhythm"><div>Furthermore, no significant difference in survival was shown in this study, as reported in abstract form.</div></li><li class="half_rhythm"><div>Altogether, these findings may suggest that the backbone of chemotherapy may be important when bevacizumab is added.</div></li></ul></div></li></ol></div></li><li class="half_rhythm"><div>Two trials have evaluated the addition of cetuximab to first-line combination chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_48406_34">34</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_35">35</a>]<ol id="CDR0000062932__48627" class="lower-alpha"><li class="half_rhythm"><div>In the first trial,
676 chemotherapy-na&#x000ef;ve patients with stage IIIB (pleural effusion) or stage IV NSCLC, without restrictions by histology or EGFR expression,
received cetuximab with taxane (paclitaxel or docetaxel with carboplatin) or combination chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_48406_34">34</a>]<ul id="CDR0000062932__484410"><li class="half_rhythm"><div>The addition of cetuximab did not result in a statistically significant improvement in PFS, the primary study endpoint, or OS.</div></li><li class="half_rhythm"><div>Median PFS was 4.40 months with cetuximab/chemotherapy versus 4.24 months with taxane/carboplatin (HR, 0.902; 95% CI, 0.761&#x02013;1.069; <i>P</i> = .236). </div></li><li class="half_rhythm"><div>Median OS was 9.69 months with cetuximab/chemotherapy versus 8.38 months with chemotherapy (HR, 0.890; 95% CI, 0.754&#x02013;1.051; <i>P</i> = .169). </div></li><li class="half_rhythm"><div> No significant associations were found between EGFR expression, <i>EGFR</i> mutation, <i>EGFR</i> copy number, or <i>KRAS</i> mutations and PFS, OS, and response in the treatment-specific analyses.[<a class="bk_pop" href="#CDR0000062932_rl_48406_36">36</a>]</div></li></ul></div></li><li class="half_rhythm"><div>The second trial was composed of 1,125 chemotherapy-na&#x000ef;ve patients with advanced EGFR-expressing stage IIIB or stage IV NSCLC treated with cisplatin/vinorelbine chemotherapy plus cetuximab or chemotherapy alone.[<a class="bk_pop" href="#CDR0000062932_rl_48406_35">35</a>]<ul id="CDR0000062932__484411"><li class="half_rhythm"><div>The primary study endpoint, OS, was longer for patients treated with cetuximab and chemotherapy (median 11.3 months vs. 10.1 months; HR<sub>death</sub>, 0.871; 95% CI, 0.762&#x02013;0.996; <i>P</i> = .044).</div></li><li class="half_rhythm"><div>A survival benefit was seen in all histological subgroups; however, survival benefit was not seen in non-white or Asian patients. Only the interaction between the treatment and the ethnic origin was significant (<i>P</i> = .011). </div></li><li class="half_rhythm"><div>The main cetuximab-related adverse event was acne-like rash (10%, grade 3).</div></li></ul></div></li><li class="half_rhythm"><div> It is not clear whether the differences in outcome in these two studies are the result of differences in the study populations, tumor characterization for EGFR expression, or chemotherapy regimens.</div></li></ol></div></li></ol></div><div id="CDR0000062932__48630"><h4>EGFR tyrosine kinase inhibitors (first line)</h4><p id="CDR0000062932__48631">Selective patients may benefit from single-agent EGFR tyrosine kinase inhibitors. Randomized controlled trials of patients with chemotherapy-na&#x000ef;ve NSCLC and EGFR mutations have shown that EGFR inhibitors improved PFS but not OS and have favorable toxicity profiles compared with combination chemotherapy. </p><p id="CDR0000062932__48632">Evidence (EGFR tyrosine kinase inhibitors):</p><ol id="CDR0000062932__48633"><li class="half_rhythm"><div> A phase III, multicenter, randomized trial compared gefitinib with carboplatin plus paclitaxel as first-line treatment in clinically selected patients in East Asia who had advanced adenocarcinoma of the lung and had never smoked or were former light smokers.[<a class="bk_pop" href="#CDR0000062932_rl_48406_37">37</a>]<ol id="CDR0000062932__48634" class="lower-alpha"><li class="half_rhythm"><div>The study met its primary objective of demonstrating the superiority of gefitinib as compared with the carboplatin-paclitaxel combination for PFS (HR for progression or death, 0.74; 95% CI, 0.65&#x02013;0.85; <i>P</i> &#x0003c; .001). </div></li><li class="half_rhythm"><div>The median PFS was 5.7 months in the gefitinib group and 5.8 months in the carboplatin-paclitaxel group.[<a class="bk_pop" href="#CDR0000062932_rl_48406_37">37</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335124/" class="def">Level of evidence: 1iDiii</a>] </div></li><li class="half_rhythm"><div> Following the time that chemotherapy was discontinued and while gefitinib was continued, the PFS curves clearly separated and favored gefitinib.<ul id="CDR0000062932__484412"><li class="half_rhythm"><div>The 12-month PFS rates were 24.9% with the gefitinib group and 6.7% with the carboplatin-paclitaxel group.</div></li></ul></div></li><li class="half_rhythm"><div>More than 90% of the patients in the trial with mutations had either del19 or exon 21 L858R mutations, which have been shown to be sensitive to EGFR inhibitors. In the subgroup of patients with a mutation, PFS was significantly longer among those who received gefitinib (HR, 0.48; 95% CI, 0.36&#x02013;0.64; <i>P</i> &#x0003c; .001), whereas, in the subgroup of patients who were negative for a mutation, PFS was significantly longer in those who received the carboplatin-paclitaxel combination (HR with gefitinib, 2.85; 95% CI, 2.05&#x02013;3.98; <i>P</i> &#x0003c; .001). There was a significant interaction between treatment and <i>EGFR</i> mutation with respect to PFS (<i>P</i> &#x0003c; .001).[<a class="bk_pop" href="#CDR0000062932_rl_48406_37">37</a>] </div></li><li class="half_rhythm"><div>OS was similar for gefitinib and carboplatin/paclitaxel, with no significant difference between treatments overall (HR, 0.90; 95% CI, 0.79&#x02013;1.02; <i>P</i> = .109) or in EGFR mutation&#x02013;positive (HR, 1.00; 95% CI, 0.76&#x02013; 1.33; <i>P</i> = .990) or EGFR mutation&#x02013;negative (HR, 1.18; 95% CI, 0.86&#x02013;1.63; <i>P</i> = .309; treatment by EGFR mutation interaction <i>P</i> = .480) subgroups. A high proportion (64.3%) of EGFR mutation&#x02013;positive patients randomly assigned to carboplatin/paclitaxel received subsequent EGFR tyrosine kinase inhibitors. PFS was significantly longer with gefitinib for patients whose tumors had both high <i>EGFR</i> gene copy number and EGFR mutation (HR, 0.48; 95% CI, 0.34&#x02013;0.67) but significantly shorter when high <i>EGFR</i> gene copy number was not accompanied by <i>EGFR</i> mutation (HR, 3.85; 95% CI, 2.09&#x02013;7.09).</div></li></ol></div></li><li class="half_rhythm"><div>Two phase III trials from Japan prospectively confirmed that patients with NSCLC and EGFR mutations have improved PFS but not OS when treated with gefitinib.[<a class="bk_pop" href="#CDR0000062932_rl_48406_38">38</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_39">39</a>] <ol id="CDR0000062932__484311" class="lower-alpha"><li class="half_rhythm"><div>In the first trial, 230 chemotherapy-na&#x000ef;ve patients with metastatic NSCLC and <i>EGFR</i> mutations were randomly assigned to receive gefitinib or carboplatin-paclitaxel.[<a class="bk_pop" href="#CDR0000062932_rl_48406_38">38</a>]<ul id="CDR0000062932__484413"><li class="half_rhythm"><div>In the planned interim analysis of data for the first 200 patients, PFS was significantly longer in the gefitinib group than in the standard-chemotherapy group (HR<sub>death</sub> or disease progression with gefitinib, 0.36; <i>P</i> &#x0003c; .001), resulting in early termination of the study. </div></li><li class="half_rhythm"><div>The gefitinib group had a significantly longer median PFS (10.8 months vs. 5.4 months in the chemotherapy group; HR, 0.30; 95% CI, 0.22&#x02013;0.41; <i>P</i> &#x0003c; .001).[<a class="bk_pop" href="#CDR0000062932_rl_48406_38">38</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>] The median OS was 30.5 months in the gefitinib group and 23.6 months in the standard chemotherapy group (<i>P</i> = .31). </div></li></ul>
</div></li><li class="half_rhythm"><div>In the second trial, the West Japanese Oncology Group conducted a phase III study (WJTOG3405) in 177 chemotherapy-na&#x000ef;ve patients aged 75 years or younger and diagnosed with stage IIIB/IV NSCLC or postoperative recurrence harboring <i>EGFR</i> mutations (either the exon 19 deletion or L858R point mutation).[<a class="bk_pop" href="#CDR0000062932_rl_48406_39">39</a>]<ul id="CDR0000062932__484414"><li class="half_rhythm"><div>Patients were randomly assigned to receive either gefitinib or cisplatin plus docetaxel (administered every 21 days for three to six cycles). The primary endpoint was PFS. </div></li><li class="half_rhythm"><div>The gefitinib group had significantly longer PFS than the cisplatin plus docetaxel group, with a median PFS of 9.2 months (95% CI, 8.0&#x02013;13.9) versus 6.3 months (range, 5.8&#x02013;7.8 months; HR, 0.489; 95% CI, 0.336&#x02013;0.710, log-rank; <i>P</i> &#x0003c; .0001).[<a class="bk_pop" href="#CDR0000062932_rl_48406_39">39</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>]</div></li></ul>
</div></li></ol></div></li><li class="half_rhythm"><div>Similar benefit may be achieved with erlotinib.<ol id="CDR0000062932__484445" class="lower-alpha"><li class="half_rhythm"><div>In an open-label, randomized, phase III trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=640351" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00874419</a>) from China, 165 patients older than 18 years with histologically confirmed stage IIIB or IV NSCLC and a confirmed activating mutation of <i>EGFR</i> (exon 19 deletion or exon 21 L858R point mutation) received either oral erlotinib (150 mg/day) until they experienced disease progression or unacceptable toxic effects, or up to four cycles of gemcitabine plus carboplatin.[<a class="bk_pop" href="#CDR0000062932_rl_48406_40">40</a>]<ul id="CDR0000062932__484446"><li class="half_rhythm"><div>Median PFS was significantly longer in erlotinib-treated patients than in those treated with chemotherapy (13.1 [95% CI, 10.58&#x02013;16.53] vs. 4.6 months [range, 4.21&#x02013;5.42 months]; HR, 0.16; 95% CI, 0.10&#x02013;0.26; <i>P</i> &#x0003c; .0001).[<a class="bk_pop" href="#CDR0000062932_rl_48406_40">40</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>]</div></li></ul></div></li></ol>
</div></li><li class="half_rhythm"><div>Similar benefit may also be achieved with afatinib, an irreversible EGFR/HER tyrosine kinase inhibitor.<ol id="CDR0000062932__484564" class="lower-alpha"><li class="half_rhythm"><div>In an open-label, randomized, phase III study, 345 Asian (72%) and white (26%) patients with stage IIIB/IV NSCLC and confirmed EGFR mutations (exon 19 deletion, L858R, or other [Note: 37 of 345 patients had other less-common mutations) received either 40 mg of oral afatinib daily or up to six cycles of cisplatin and pemetrexed for first-line treatment.[<a class="bk_pop" href="#CDR0000062932_rl_48406_41">41</a>] <ul id="CDR0000062932__484565"><li class="half_rhythm"><div>The primary endpoint was PFS. In this study the afatinib group had significantly longer PFS than the cisplatin-plus-pemetrexed group, with a median PFS of 11.1 months for afatinib and 6.9 months for chemotherapy (HR, 0.58; 95% CI, 0.43&#x02013;0.78; <i>P</i> = .001).[<a class="bk_pop" href="#CDR0000062932_rl_48406_41">41</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>] </div></li></ul></div></li><li class="half_rhythm"><div>In an open-label, randomized, phase III study, 364 East Asian patients with stage IIIB/IV NSCLC and confirmed EGFR mutations (exon 19 deletion, L858R, or other) were randomly assigned (2:1 ratio) to 40 mg of afatinib daily or gemcitabine and cisplatin for up to six cycles for first-line treatment.[<a class="bk_pop" href="#CDR0000062932_rl_48406_42">42</a>] <ul id="CDR0000062932__484566"><li class="half_rhythm"><div>The primary endpoint was PFS. Median PFS was significantly longer in the afatinib group (11.0 months; 95% CI, 9.7&#x02013;13.7) than in the gemcitabine and cisplatin group (5.6 months, [range, 5.1&#x02013;6.7 months; HR, 0.28; 95% CI, 0.20&#x02013;0.39; <i>P</i> &#x0003c; .0001).[<a class="bk_pop" href="#CDR0000062932_rl_48406_42">42</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>] </div></li></ul></div></li></ol></div></li></ol><p id="CDR0000062932__484310">The above trials demonstrated that EGFR tyrosine kinase inhibitors such as gefitinib, erlotinib, or afatinib, are superior to platinum combination chemotherapy as an initial treatment for pulmonary adenocarcinoma among nonsmokers or former light smokers in East Asia. It is likely that these results are applicable to non-Asian populations. </p><ol id="CDR0000062932__484315"><li class="half_rhythm"><div>In a European study (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=539618" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">EURTAC</a> [<a href="https://clinicaltrials.gov/show/NCT00446225" title="Study NCT00446225" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=clinical-trial">NCT00446225</a>]), 1,227 patients with advanced NSCLC were screened for <i>EGFR</i> mutations. Of these, 174 patients with <i>EGFR</i> mutations were randomly assigned to receive erlotinib or platinum-based chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_48406_43">43</a>] The primary endpoint was PFS. <ul id="CDR0000062932__484415"><li class="half_rhythm"><div>In an interim analysis of the first 153 patients, PFS in the chemotherapy arm was 5.2 months (95% CI, 4.5&#x02013;5.8) compared with 9.7 months (95% CI, 8.4&#x02013;12.3) in the erlotinib arm (HR, 0.37; <i>P</i> &#x0003c; .0001). Median survival was 19.3 months in the chemotherapy arm and 19.5 months in the erlotinib arm (HR, 0.80; <i>P</i> = .42).[<a class="bk_pop" href="#CDR0000062932_rl_48406_44">44</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>]</div></li></ul></div></li></ol><div id="CDR0000062932__484567"><h5> ALK inhibitor for ALK-translocated NSCLC (first-line)</h5><p id="CDR0000062932__484606"><b>First-line setting</b></p><p id="CDR0000062932__484607">In an open-label, randomized phase III study, 343 patients with stage IIIB/IV NSCLC harboring translocations in ALK received either 250 mg of crizotinib orally twice a day or the combination of pemetrexed and cisplatin or carboplatin for up to six cycles.[<a class="bk_pop" href="#CDR0000062932_rl_48406_45">45</a>] At the time of disease progression, patients on the chemotherapy arm were allowed to cross over to crizotinib; 60% of patients in the chemotherapy arm subsequently received crizotinib. The primary endpoint of this study was PFS. The study met its primary endpoint, demonstrating that crizotinib is superior to chemotherapy in prolonging PFS (median, 10.9 months vs. 7.0 months; HR, 0.454; 95% CI, 0.346&#x02013;0.596; <i>P</i> &#x0003c; .0001).[<a class="bk_pop" href="#CDR0000062932_rl_48406_46">46</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>]</p><p id="CDR0000062932__484609"><b>Second-line setting: crizotinib</b></p><p id="CDR0000062932__484610"> In an open-label randomized phase III study, 347 patients with stage IIIB/IV NSCLC harboring translocations in ALK who had received one previous regimen of platinum-based chemotherapy received either crizotinib (250 mg orally twice a day) or chemotherapy (pemetrexed 500 mg/m<sup>2</sup> if pemetrexed-na&#x000ef;ve or docetaxel 75mg/m<sup>2</sup> intravenously every 21 days).[<a class="bk_pop" href="#CDR0000062932_rl_48406_47">47</a>] The primary endpoint was PFS. Median PFS was significantly longer in favor of crizotinib (7.7 months vs. 3.0 months, <i>P</i> &#x0003c; .001).[<a class="bk_pop" href="#CDR0000062932_rl_48406_47">47</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335131/" class="def">Level of evidence: 1iiDiii</a>] OS, a secondary endpoint, was not significantly different, but there was significant crossover in the design.</p><p id="CDR0000062932__484611"><b>Post-crizotinib treatment setting: ceritinib </b></p><p id="CDR0000062932__484612">A single-arm, open-label trial enrolled 163 patients with ALK-translocated stage IIIB/IV NSCLC who had disease progression while receiving or were intolerant to crizotinib.[<a class="bk_pop" href="#CDR0000062932_rl_48406_48">48</a>] The primary endpoint was ORR according to Response Evaluation Criteria In Solid Tumors (RECIST, version 1.0) with a secondary endpoint of duration of response (DOR). The ORR by blinded independent review was 43.6% (95% CI, 36&#x02013;52), and the median DOR was 7.1 months (range, 5.6 to not estimable).[<a class="bk_pop" href="#CDR0000062932_rl_48406_48">48</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000587991/" class="def">Level of evidence: 3iiiDiv</a>] Of note, 38% of patients required dose modification because of gastrointestinal toxicity; elevation of alanine transaminase to more than five times the upper limit of normal occurred in 27% of patients. </p></div></div><div id="CDR0000062932__48637"><h4>Maintenance therapy after first-line chemotherapy </h4><p id="CDR0000062932__48638">One extensively investigated treatment strategy in NSCLC is maintenance therapy after initial response to chemotherapy. Options for maintenance therapy that have been investigated include the following:</p><ul id="CDR0000062932__48639"><li class="half_rhythm"><div>Continuing the initial combination chemotherapy regimen.</div></li><li class="half_rhythm"><div>Continuing only single-agent chemotherapy.</div></li><li class="half_rhythm"><div>Introducing a new agent as "maintenance."</div></li></ul><p id="CDR0000062932__48640">Multiple randomized trials have evaluated the efficacy of continuing first-line combination cytotoxic chemotherapy beyond three to four cycles.</p><p id="CDR0000062932__48641">Evidence (maintenance therapy following first-line chemotherapy):</p><ol id="CDR0000062932__48642"><li class="half_rhythm"><div>None of the trials of continued cytotoxic combinations showed a significant OS advantage with additional or longer durations beyond four cycles. For patients with nonsquamous NSCLC, two studies have demonstrated improved PFS and OS with either switch or continuation maintenance chemotherapy (e.g. maintenance pemetrexed after initial cisplatin and gemcitabine or maintenance pemetrexed after initial cisplatin and pemetrexed).[<a class="bk_pop" href="#CDR0000062932_rl_48406_49">49</a>]</div></li><li class="half_rhythm"><div>Three trials found statistically significantly improved PFS or time to progression with additional chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_48406_50">50</a>-<a class="bk_pop" href="#CDR0000062932_rl_48406_52">52</a>]</div></li><li class="half_rhythm"><div>No consistent improvement in quality of life was reported.[<a class="bk_pop" href="#CDR0000062932_rl_48406_51">51</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_53">53</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_54">54</a>]</div></li><li class="half_rhythm"><div>Chemotherapy-related toxicities were greater with prolonged chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_48406_53">53</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_54">54</a>]</div></li></ol><p id="CDR0000062932__48643">These data suggest that PFS and OS for patients with nonsquamous NSCLC, may be improved either by continuing an effective chemotherapy beyond four cycles or by immediate initiation of alternative chemotherapy. The improvement in PFS, however, is tempered by an increase in adverse events from additional cytotoxic chemotherapy and no consistent improvement in quality of life. For patients who have stable disease or who respond to first-line therapy, evidence does not support the continuation of combination cytotoxic chemotherapy until disease progression or the initiation of a different chemotherapy before disease progression. Collectively, these trials suggest that first-line cytotoxic combination chemotherapy should be stopped at disease progression or after four cycles in patients whose disease is not responding to treatment; it can be administered for no more than six cycles.[<a class="bk_pop" href="#CDR0000062932_rl_48406_50">50</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_51">51</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_53">53</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_54">54</a>] For patients with nonsquamous NSCLC who have a response or stable disease after four to six cycles of platinum combination chemotherapy, maintenance chemotherapy with pemetrexed should be considered.[<a class="bk_pop" href="#CDR0000062932_rl_48406_49">49</a>] </p><p id="CDR0000062932__48645">Evidence (first-line platinum-based combination chemotherapy followed by pemetrexed):</p><ol id="CDR0000062932__484549"><li class="half_rhythm"><div>The findings of two randomized trials (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=419741" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00102804</a> and <a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=626054" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00789373</a>) have shown improved outcomes with the addition of pemetrexed after standard first-line platinum-based combination chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_48406_52">52</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_55">55</a>]<ol id="CDR0000062932__484550" class="lower-alpha"><li class="half_rhythm"><div>In the first trial, 663 patients with stage IIIB or stage IV disease who had not progressed on four cycles of nonpemetrexed platinum-based chemotherapy were randomly assigned (2:1 ratio) to receive pemetrexed or placebo until disease progression.[<a class="bk_pop" href="#CDR0000062932_rl_48406_55">55</a>]<ul id="CDR0000062932__484335"><li class="half_rhythm"><div>Both the primary endpoint of PFS and the secondary endpoint of OS were statistically significantly prolonged with the addition of maintenance pemetrexed (median PFS, 4.3 months vs. 2.6 months; HR, 0.50; 95% CI, 0.42&#x02013;0.61; <i>P</i> &#x0003c; .0001; median OS, 13.4 months vs. 10.6 months; HR, 0.79; 95% CI, 0.65&#x02013;0.95; <i>P </i> = .012).</div></li><li class="half_rhythm"><div>Benefit was not seen in patients with squamous histology.</div></li><li class="half_rhythm"><div>Higher than grade 3 toxicity and treatment discontinuations resulting from drug-related toxic effects were higher in the pemetrexed group than in the placebo group.</div></li><li class="half_rhythm"><div>No pemetrexed-related deaths occurred. </div></li><li class="half_rhythm"><div>Relatively fewer patients in the pemetrexed group than in the placebo group received systemic post-discontinuation therapy (227 [51%] vs. 149 [67%]; <i>P </i> = .0001). </div></li><li class="half_rhythm"><div>Quality of life during maintenance therapy with pemetrexed was similar to placebo, except for a small increase in loss of appetite and significantly delayed worsening of pain and hemoptysis as assessed using the Lung Cancer Symptom Scale.[<a class="bk_pop" href="#CDR0000062932_rl_48406_56">56</a>] The quality-of-life results require cautious evaluation as there was a high degree of censoring (&#x0003e; 50%) for the primary quality-of-life endpoint of time to worsening of symptoms.</div></li><li class="half_rhythm"><div>Trials have not evaluated maintenance pemetrexed versus pemetrexed at progression.</div></li></ul></div></li><li class="half_rhythm"><div>In the second trial, 539 patients with nonsquamous NSCLC with nonprogression after treatment with pemetrexed and cisplatin were randomly assigned to continued pemetrexed or placebo.[<a class="bk_pop" href="#CDR0000062932_rl_48406_52">52</a>] <ul id="CDR0000062932__484336"><li class="half_rhythm"><div>There was a statistically significant improvement in the primary endpoint of PFS (4.1 months vs. 2.8 months (HR, 0.62; 95% CI, 0.49&#x02013;0.79) and in the secondary endpoint of OS (13.9 months vs. 11 months, HR, 0.78; 95% CI, 0.64&#x02013;0.96;).[<a class="bk_pop" href="#CDR0000062932_rl_48406_49">49</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_52">52</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335124/" class="def">Level of evidence: 1iDiii</a>]</div></li></ul></div></li></ol></div></li></ol><p id="CDR0000062932__484337">Evidence (maintenance erlotinib following platinum-based doublet chemotherapy): </p><ol id="CDR0000062932__484338"><li class="half_rhythm"><div>One trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=577805" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00556712</a>) reported favorable outcomes with maintenance erlotinib after four cycles of platinum-based doublet chemotherapy in patients with stable disease.[<a class="bk_pop" href="#CDR0000062932_rl_48406_57">57</a>] <ol id="CDR0000062932__484426" class="lower-alpha"><li class="half_rhythm"><div>In this trial, 889 patients with NSCLC but without progressive disease were randomly assigned to receive erlotinib (150 mg/day) or placebo until they experienced progressive disease or unacceptable toxicity.[<a class="bk_pop" href="#CDR0000062932_rl_48406_57">57</a>]<ul id="CDR0000062932__484427"><li class="half_rhythm"><div>Median PFS was significantly longer with erlotinib than with placebo: 12.3 weeks for patients in the erlotinib group versus 11.1 weeks for those in the placebo group (HR, 0.71; 95% CI, 0.62&#x02013;0.82; <i>P</i> &#x0003c; .0001). </div></li><li class="half_rhythm"><div>In the overall population, patients whose tumors had activating <i>EGFR</i> mutations derived the greatest PFS benefit from maintenance erlotinib treatment (n = 49; HR, 0.10; <i>P</i> &#x0003c; .0001). </div></li><li class="half_rhythm"><div>Patients whose tumors with wild-type EGFR also obtained significant PFS and OS improvements (HR, 0.78 and 0.77, respectively). </div></li><li class="half_rhythm"><div>In the subgroup of patients with stable disease whose tumors did not have activating <i>EGFR</i> mutations (n = 217), both PFS and OS were significantly prolonged with erlotinib (HR, 0.72; 95% CI, 0.54&#x02013;0.96; <i>P</i> = .0231 and HR, 0.65; 95% CI, 0.48&#x02013;0.87; <i>P</i> = .0041, respectively).</div></li><li class="half_rhythm"><div>In patients whose tumors had activating <i>EGFR</i> mutations (n = 30), OS was also improved with erlotinib (HR, 0.48; 95% CI, 0.14&#x02013;1.62) but was not statistically significant in this analysis.[<a class="bk_pop" href="#CDR0000062932_rl_48406_58">58</a>]</div></li><li class="half_rhythm"><div>EGFR IHC [immunohistochemistry], <i>EGFR</i> FISH [fluorescence <i>in situ</i> hybridization], <i>KRAS</i> mutation, and <i>EGFR</i> CA-SSR1 [simple sequence repeat 1] repeat length status were not predictive for erlotinib efficacy.[<a class="bk_pop" href="#CDR0000062932_rl_48406_59">59</a>] <i>KRAS</i> mutation status was a significant, negative prognostic factor for PFS.[<a class="bk_pop" href="#CDR0000062932_rl_48406_59">59</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335124/" class="def">Level of evidence: 1iDiii</a>]</div></li></ul></div></li></ol>
</div></li></ol></div><div id="CDR0000062932__484480"><h4>Radiation therapy</h4><p id="CDR0000062932__484481">Radiation therapy may be effective in palliating symptomatic patients with local involvement of NSCLC with any of the following:</p><ul id="CDR0000062932__484473"><li class="half_rhythm"><div>Tracheal, esophageal, or bronchial compression.</div></li><li class="half_rhythm"><div> Pain.</div></li><li class="half_rhythm"><div>Vocal cord paralysis.</div></li><li class="half_rhythm"><div>Hemoptysis.</div></li><li class="half_rhythm"><div>Superior vena cava syndrome.</div></li></ul><p id="CDR0000062932__484551">In some cases, endobronchial laser therapy and/or brachytherapy have been used to alleviate proximal obstructing lesions.[<a class="bk_pop" href="#CDR0000062932_rl_48406_1">1</a>]</p><p id="CDR0000062932__484552">Although EBRT is frequently prescribed for symptom palliation, there is no consensus on which fractionation scheme should be used. Although different multifraction regimens appear to provide similar symptom relief,[<a class="bk_pop" href="#CDR0000062932_rl_48406_60">60</a>-<a class="bk_pop" href="#CDR0000062932_rl_48406_65">65</a>] single-fraction radiation may be insufficient for symptom relief compared with hypofractionated or standard regimens, as evidenced in the <a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=651994" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00003685</a> trial.[<a class="bk_pop" href="#CDR0000062932_rl_48406_2">2</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335127/" class="def">Level of evidence: 1iiC</a>] Evidence of a modest increase in survival in patients with a better PS given high-dose radiation therapy is available.[<a class="bk_pop" href="#CDR0000062932_rl_48406_4">4</a>,<a class="bk_pop" href="#CDR0000062932_rl_48406_66">66</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] In closely observed asymptomatic patients, treatment may often be appropriately deferred until symptoms or signs of a progressive tumor develop.</p><p id="CDR0000062932__48449">Evidence (radiation therapy):</p><ol id="CDR0000062932__48450"><li class="half_rhythm"><div>A systematic review identified six randomized trials of high-dose rate endobronchial brachytherapy (HDREB) alone or with EBRT or laser therapy.[<a class="bk_pop" href="#CDR0000062932_rl_48406_67">67</a>]<ul id="CDR0000062932__484419"><li class="half_rhythm"><div>Better overall symptom palliation and fewer re-treatments were required in previously untreated patients using EBRT alone.[<a class="bk_pop" href="#CDR0000062932_rl_48406_67">67</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335127/" class="def">Level of evidence: 1iiC</a>]</div></li><li class="half_rhythm"><div>HDREB provided palliation of symptomatic patients with recurrent endobronchial obstruction previously treated by EBRT, when it was technically feasible.</div></li></ul></div></li></ol></div></div><div id="CDR0000062932__48454"><h3>Treatment Options Under Clinical Evaluation</h3><p id="CDR0000062932__48596">Treatment options under clinical evaluation include the following:</p><ol id="CDR0000062932__48513"><li class="half_rhythm"><div>New chemotherapy regimens.</div></li><li class="half_rhythm"><div>Other systemic agents.</div></li></ol></div><div id="CDR0000062932__TrialSearch_48406_sid_11"><h3>Current Clinical Trials</h3><p id="CDR0000062932__TrialSearch_48406_10">Check the list of NCI-supported cancer clinical trials that are now accepting patients with
<a href="http://www.cancer.gov/search/ClinicalTrialsLink.aspx?Diagnosis=38942&#x00026;tt=1&#x00026;format=2" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">stage IV non-small cell lung cancer</a>. The list of clinical trials can be further narrowed by location, drug, intervention, and other criteria.</p><p id="CDR0000062932__TrialSearch_48406_18">General information about clinical trials is also available from the <a href="http://www.cancer.gov/about-cancer/treatment/clinical-trials" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCI website</a>.</p></div><div id="CDR0000062932_rl_48406"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_48406_1">Miller JI Jr, Phillips TW: Neodymium:YAG laser and brachytherapy in the management of inoperable bronchogenic carcinoma. Ann Thorac Surg 50 (2): 190-5; discussion 195-6, 1990. 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[<a href="https://pubmed.ncbi.nlm.nih.gov/17054152" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 17054152</span></a>]</div></li><li><div class="bk_ref" id="CDR0000062932_rl_48406_67">Ung YC, Yu E, Falkson C, et al.: The role of high-dose-rate brachytherapy in the palliation of symptoms in patients with non-small-cell lung cancer: a systematic review. Brachytherapy 5 (3): 189-202, 2006 Jul-Sep. [<a href="https://pubmed.ncbi.nlm.nih.gov/16864071" ref="pagearea=cite-ref&amp;targetsite=entrez&amp;targetcat=link&amp;targettype=pubmed">PubMed<span class="bk_prnt">: 16864071</span></a>]</div></li></ol></div></div><div id="CDR0000062932__48457"><h2 id="_CDR0000062932__48457_">Recurrent NSCLC Treatment</h2><div id="CDR0000062932__48551"><h3>Standard Treatment Options for Recurrent NSCLC</h3><p id="CDR0000062932__48594">Standard treatment options for <a href="#CDR0000062932__510">recurrent NSCLC</a> (second-line systemic therapy) include the following: </p><ol id="CDR0000062932__48459"><li class="half_rhythm"><div> Radiation therapy (for palliation).[<a class="bk_pop" href="#CDR0000062932_rl_48457_1">1</a>]</div></li><li class="half_rhythm"><div>Chemotherapy or kinase inhibitors alone, including the following for patients who have previously received platinum chemotherapy:<ul id="CDR0000062932__484420"><li class="half_rhythm"><div>Nivolumab for patients with squamous or nonsquamous NSCLC.[<a class="bk_pop" href="#CDR0000062932_rl_48457_2">2</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_3">3</a>]</div></li><li class="half_rhythm"><div>Docetaxel.[<a class="bk_pop" href="#CDR0000062932_rl_48457_4">4</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_5">5</a>]</div></li><li class="half_rhythm"><div>Docetaxel with ramucirumab.[<a class="bk_pop" href="#CDR0000062932_rl_48457_6">6</a>]</div></li><li class="half_rhythm"><div>Pemetrexed.[<a class="bk_pop" href="#CDR0000062932_rl_48457_5">5</a>]</div></li><li class="half_rhythm"><div>Erlotinib after failure of both platinum-based and docetaxel chemotherapies.[<a class="bk_pop" href="#CDR0000062932_rl_48457_7">7</a>]</div></li><li class="half_rhythm"><div>Gefitinib.[<a class="bk_pop" href="#CDR0000062932_rl_48457_8">8</a>]</div></li><li class="half_rhythm"><div>Crizotinib for EML4-ALK translocations.[<a class="bk_pop" href="#CDR0000062932_rl_48457_9">9</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_10">10</a>]</div></li></ul></div></li><li class="half_rhythm"><div> Epidermal growth factor receptor (EGFR) inhibitors in patients with or without EGFR mutations.</div></li><li class="half_rhythm"><div>EML4-ALK inhibitors in patients with EML-ALK translocations.</div></li><li class="half_rhythm"><div>Surgical resection of isolated cerebral metastasis (for highly selected
patients).[<a class="bk_pop" href="#CDR0000062932_rl_48457_11">11</a>]</div></li><li class="half_rhythm"><div>Laser therapy or interstitial radiation therapy (for endobronchial
lesions).[<a class="bk_pop" href="#CDR0000062932_rl_48457_12">12</a>]</div></li><li class="half_rhythm"><div>Stereotactic radiation surgery (for highly selected patients).[<a class="bk_pop" href="#CDR0000062932_rl_48457_13">13</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_14">14</a>]</div></li></ol><p id="CDR0000062932__484535">Radiation therapy may provide excellent palliation of symptoms from a localized tumor mass.</p><p id="CDR0000062932__484537">The use of chemotherapy has produced objective responses and small improvement
in survival for patients with metastatic disease.[<a class="bk_pop" href="#CDR0000062932_rl_48457_15">15</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] In studies that have examined symptomatic response, improvement in subjective
symptoms has been reported to occur more frequently than objective
response.[<a class="bk_pop" href="#CDR0000062932_rl_48457_16">16</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_17">17</a>] Informed patients with good performance status (PS) and
symptomatic recurrence can be offered treatment with a platinum-based
chemotherapy regimen for palliation of symptoms. For patients who have
relapsed after platinum-based chemotherapy, second-line therapy can be
considered.</p><p id="CDR0000062932__48462">Evidence (chemotherapy and targeted therapy):</p><ol id="CDR0000062932__48463"><li class="half_rhythm"><div class="half_rhythm">Nivolumab is a fully human monoclonal antibody that inhibits the programmed death-1 co-inhibitory immune checkpoint expressed on tumor cells and infiltrating immune cells.[<a class="bk_pop" href="#CDR0000062932_rl_48457_2">2</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_3">3</a>] In two phase III clinical trials, one conducted in patients with advanced platinum-pretreated squamous NSCLC and the other trial conducted in patients with nonsquamous NSCLC, nivolumab demonstrated a significant improvement in overall survival (OS) compared with the previous standard treatment of docetaxel chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_48457_2">2</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_3">3</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence:1iiA</a>] In addition, the rates of grade 3 and 4 treatment-related toxicity in both trials were significantly lower with nivolumab than with docetaxel. Of note, all patients enrolled in phase III studies of nivolumab had an Eastern Cooperative Oncology Group (ECOG) PS of 0 or 1; patients with autoimmune disease, symptomatic interstitial lung disease, or those receiving systemic immunosuppression were excluded from enrollment.<ol id="CDR0000062932__484698" class="lower-alpha"><li class="half_rhythm"><div>A randomized, open-label, phase III trial randomly assigned 272 advanced squamous NSCLC patients who had received one regimen of platinum-containing chemotherapy to receive either nivolumab (3 mg/kg) or docetaxel (75 mg/m<sup>2</sup>), administered every 3 weeks until disease progression.[<a class="bk_pop" href="#CDR0000062932_rl_48457_2">2</a>] The primary endpoint of this study was OS. <ul id="CDR0000062932__484699"><li class="half_rhythm"><div>Nivolumab demonstrated a significant improvement in median OS compared with docetaxel (9.2 months vs. 6 months; <i>P</i> &#x0003c; .001). In addition, the objective response rate (ORR, 20% vs. 9%; <i>P</i> = .008) and median progression-free survival (PFS, 3.5 months vs. 2.8 months; <i>P</i> &#x0003c; .001) both favored nivolumab. </div></li><li class="half_rhythm"><div>Rates of treatment-related toxicity were significantly lower with nivolumab than with docetaxel (all grades, 58% for nivolumab vs. 86% for docetaxel; grades 3&#x02013;4, 7% for nivolumab vs. 55% for docetaxel).</div></li></ul></div></li><li class="half_rhythm"><div>A randomized, open-label, phase III trial randomly assigned 582 advanced nonsquamous NSCLC patients who had received one regimen of platinum-containing chemotherapy to receive either nivolumab (3 mg/kg) or docetaxel (75 mg/m<sup>2</sup>), administered every 3 weeks until disease progression.[<a class="bk_pop" href="#CDR0000062932_rl_48457_3">3</a>] Prior maintenance chemotherapy after first-line platinum doublet was allowed; patients with EGFR mutations or ALK translocations were allowed to have received an additional regimen of therapy with a tyrosine kinase inhibitor. The primary endpoint of this study was OS. <ul id="CDR0000062932__484700"><li class="half_rhythm"><div>Nivolumab demonstrated a significant improvement in median OS compared with docetaxel (12.2 months vs. 9.4 months; <i>P</i> = .0015). In this study, ORR (19% vs. 12%; <i>P</i> = .03) but not median PFS (2.3 months for nivolumab vs. 4.2 months for docetaxel; <i>P</i> = .39) favored nivolumab. The median duration of response was 17.2 months for nivolumab and 5.6 months for docetaxel. </div></li><li class="half_rhythm"><div>Rates of treatment-related toxicity were significantly lower with nivolumab than with docetaxel (all grades, 69% for nivolumab vs. 88% for docetaxel; grades 3&#x02013;4, 10% for nivolumab vs. 54% for docetaxel).</div></li></ul></div></li></ol></div><div class="half_rhythm">Nivolumab is now considered a standard second-line therapy for patients with metastatic NSCLC with progression on or after first-line platinum-based chemotherapy and is associated with improved survival and lower rates of toxicity than docetaxel. However, clinical trials of nivolumab to date have not enrolled patients with a history of autoimmune disease, interstitial lung disease, or an ECOG PS higher than 1. Patients with active autoimmune conditions cannot be treated with nivolumab. Closely monitoring all patients for autoimmune toxicities from treatment is required. Specific algorithms for the management of autoimmune toxicity are included in the U.S. Food and Drug Administration <a href="http://www.accessdata.fda.gov/drugsatfda_docs/label/2014/125554lbl.pdf" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">label for nivolumab</a>.</div></li><li class="half_rhythm"><div class="half_rhythm">Two prospective randomized studies have shown an improvement in
survival with the use of docetaxel compared with vinorelbine, ifosfamide, or best
supportive care;[<a class="bk_pop" href="#CDR0000062932_rl_48457_4">4</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_18">18</a>] however, criteria for the selection of appropriate
patients for second-line treatment are not well defined.[<a class="bk_pop" href="#CDR0000062932_rl_48457_19">19</a>]</div></li><li class="half_rhythm"><div class="half_rhythm">A meta-analysis of five trials of 865 patients assessing the efficacy and safety of docetaxel administered weekly or every 3 weeks has been reported.[<a class="bk_pop" href="#CDR0000062932_rl_48457_20">20</a>] In that analysis the following was shown:<ol id="CDR0000062932__484447" class="lower-alpha"><li class="half_rhythm"><div>Median survival was 27.4 weeks for patients treated every 3 weeks and 26.1 weeks for patients treated weekly (<i>P</i> = .24, log-rank test).</div></li><li class="half_rhythm"><div>Significantly less-severe neutropenia and febrile neutropenia were reported with weekly docetaxel (<i>P</i> &#x0003c; .001 for both), whereas no significant differences were observed for anemia, thrombocytopenia, and nonhematologic toxic effects. </div></li></ol></div></li><li class="half_rhythm"><div class="half_rhythm">A randomized phase III trial of 571 patients designed to demonstrate the noninferiority of pemetrexed compared with docetaxel showed no difference in response rates, PFS, or OS.[<a class="bk_pop" href="#CDR0000062932_rl_48457_5">5</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] Of note, patients with squamous histology benefited from docetaxel, and those with nonsquamous histologies appeared to benefit more from pemetrexed.[<a class="bk_pop" href="#CDR0000062932_rl_48457_21">21</a>]</div></li><li class="half_rhythm"><div class="half_rhythm">In a double-blind placebo-controlled phase III study, 1,253 patients with an ECOG PS of 0 to 1 who had progressive disease after first-line chemotherapy were randomly assigned to receive docetaxel and placebo or docetaxel and ramucirumab.[<a class="bk_pop" href="#CDR0000062932_rl_48457_6">6</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>] Ramucirumab is a human immunoglobulin G1 monoclonal antibody that targets the extracellular domain of VEGFR-2. The primary endpoint of the study was OS, with secondary endpoints of PFS and ORR. The study enrolled patients with either nonsquamous or squamous NSCLC; however, patients with poorly controlled hypertension, gastrointestinal perforation or fistulae, arterial thromboembolic event within 6 months (before randomization), gross hemoptysis within 2 months, or grade 3 to 4 gastrointestinal bleeding within 3 months were excluded. In addition, the trial did not include patients with tumors that had major blood vessel involvement or intratumor cavitation. <ul id="CDR0000062932__484697"><li class="half_rhythm"><div> The addition of ramucirumab to docetaxel compared with placebo plus docetaxel led to an increase in median OS (10.5 months vs. 9.1 months; hazard ratio [HR], 0.86; 95% confidence interval [CI], 0.75&#x02013;0.98), ORR (23% vs. 14%), and PFS (4.5 months vs. 3 months). The improvement in OS from the addition of ramucirumab appeared consistent across subgroups including squamous and nonsquamous histologies. </div></li><li class="half_rhythm"><div>Grade 3 to 4 treatment-related adverse events occurred in 79% of patients who received docetaxel and ramucirumab as compared with 71% of patients who received docetaxel and placebo. Febrile neutropenia, fatigue, and hypertension were among the toxicities that were more common with the addition of ramucirumab to docetaxel. There was no significant difference in the incidence of grades 3 to 4 hemorrhage between the groups. </div></li><li class="half_rhythm"><div>On the basis of this study, the addition of ramucirumab to docetaxel chemotherapy can be considered for good PS patients with advanced NSCLC who have progressive disease after first-line chemotherapy. </div></li></ul></div></li><li class="half_rhythm"><div class="half_rhythm">Two randomized placebo-controlled trials indicated that erlotinib prolongs survival and time to deterioration in symptoms in patients with NSCLC after first-line or second-line chemotherapy compared to placebo [<a class="bk_pop" href="#CDR0000062932_rl_48457_22">22</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_23">23</a>] but does not improve survival compared to standard second-line chemotherapy with docetaxel or pemetrexed.[<a class="bk_pop" href="#CDR0000062932_rl_48457_24">24</a>] <ol id="CDR0000062932__48465" class="lower-alpha"><li class="half_rhythm"><div>The trial of erlotinib versus best supportive care included 731 patients; 49% had received two prior chemotherapy regimens and 93% had received platinum-based chemotherapy.<ul id="CDR0000062932__484340"><li class="half_rhythm"><div>OS was 6.7 months among those who had received two prior chemotherapy regimens and 4.7 months among those who had received platinum-based chemotherapy. The HR was 0.70 (<i>P</i> &#x0003c; .001) in favor of erlotinib.[<a class="bk_pop" href="#CDR0000062932_rl_48457_22">22</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li><li class="half_rhythm"><div> In the trial (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=577800" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00556322</a>), which was designed to show the superiority of erlotinib versus standard second-line chemotherapy after disease progression on first-line platinum combination therapy, 424 patients were randomly assigned. <ul id="CDR0000062932__484341"><li class="half_rhythm"><div>There was no difference in the primary endpoint of OS (median OS, 5.3 months vs. 5.5 months; HR, 0.96; 95% CI, 0.78&#x02013;1.19).[<a class="bk_pop" href="#CDR0000062932_rl_48457_24">24</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li></ol></div></li><li class="half_rhythm"><div class="half_rhythm">A randomized phase III trial evaluating gefitinib versus placebo in 1,692 previously treated NSCLC patients showed the following:<ul id="CDR0000062932__484458"><li class="half_rhythm"><div>Gefitinib does not improve OS.</div></li><li class="half_rhythm"><div>Median survival did not differ significantly between the groups in the overall population (5.6 months for gefitinib and 5.1 months for placebo; HR, 0.89; 95% CI, 0.77&#x02013;1.02; <i>P</i> = .087) or among the 812 patients with adenocarcinoma (6.3 months vs. 5.4 months; HR, 0.84; CI, 0.68&#x02013;1.03; <i>P</i> = .089). </div></li><li class="half_rhythm"><div>Preplanned subgroup analyses showed significantly longer survival in the gefitinib group than in the placebo group for never-smokers (n = 375; 95% CI, 0.67 [0.49&#x02013;0.92]; <i>P</i> = .012; median survival 8.9 months vs. 6.1 months) and for patients of Asian origin (n = 342; 95% CI, 0.66 [0.48&#x02013;0.91]; <i>P</i> = .01; median survival 9.5 months vs. 5.5 months).[<a class="bk_pop" href="#CDR0000062932_rl_48457_25">25</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335125/" class="def">Level of evidence: 1iiA</a>]</div></li></ul></div></li><li class="half_rhythm"><div class="half_rhythm">In a large, randomized trial, gefitinib was compared with docetaxel in patients with locally advanced or metastatic NSCLC who had been pretreated with platinum-based chemotherapy.[<a class="bk_pop" href="#CDR0000062932_rl_48457_8">8</a>] The primary objective was to compare OS between the groups with coprimary analyses to assess noninferiority in the overall population and superiority in patients with high <i>EGFR</i> gene copy number in the intention-to-treat population. The 1,466 patients were randomly assigned to receive gefitinib (250 mg per day orally; n = 733) or docetaxel (75 mg/m<sup>2</sup> intravenously every 3 weeks; n = 733). <ul id="CDR0000062932__484459"><li class="half_rhythm"><div>Noninferiority of gefitinib compared with docetaxel was confirmed for OS (HR, 1.020; 95% CI, 0.905&#x02013;1.150). However, superiority of gefitinib in patients with high <i>EGFR</i> gene copy number (85 patients vs. 89 patients) was not proven (HR, 1.09; 95% CI, 0.78&#x02013;1.51; <i>P</i> = .62).</div></li><li class="half_rhythm"><div>In the gefitinib group, the most common adverse events were rash or acne (49% vs. 10%) and diarrhea (35% vs. 25%). In the docetaxel group, neutropenia (5% vs. 74%), asthenia (25% vs. 47%), and alopecia (3% vs. 36%) were most common.</div></li><li class="half_rhythm"><div>This trial established noninferior survival of patients treated with gefitinib compared with docetaxel, suggesting that gefitinib is a valid treatment for pretreated patients with advanced
NSCLC.</div></li></ul>
</div></li><li class="half_rhythm"><div class="half_rhythm">A study (<a href="http://cancer.gov/clinicaltrials/search/view?version=healthprofessional&#x00026;cdrid=584512" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCT00585195</a>) that screened 1,500 patients with NSCLC for <i>ALK</i> rearrangements identified 82 patients with advanced <i>ALK</i>-positive disease who were enrolled in a clinical trial that was an expanded cohort study instituted after phase I dose escalation had established a recommended dose of crizotinib dual MET and ALK inhibitor of 250 mg twice daily in 28-day cycles.[<a class="bk_pop" href="#CDR0000062932_rl_48457_9">9</a>] Most of the patients had received previous treatment. <ul id="CDR0000062932__484460"><li class="half_rhythm"><div>At a mean treatment duration of 6.4 months, the overall response rate was 57% (47 of 82 patients, with 46 confirmed partial responses, and 1 confirmed complete response); 27 patients (33%) had stable disease.[<a class="bk_pop" href="#CDR0000062932_rl_48457_9">9</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000593395/" class="def">Level of evidence: 3iiiD</a>]</div></li><li class="half_rhythm"><div>The estimated probability of 6-month PFS was 72%.</div></li><li class="half_rhythm"><div>1-year OS was 74% (95% CI, 63&#x02013;82), and 2-year OS was 54% (40&#x02013;66). </div></li><li class="half_rhythm"><div>Survival in 30 <i>ALK</i>-positive patients who were given crizotinib in the second-line or third-line setting was significantly longer than in 23 <i>ALK</i>-positive controls identified from a different cohort given any second-line therapy (median OS not reached [95% CI, 14 months&#x02013;not reached] vs. 6 months [CI 4&#x02013;17], 1-year OS, 70% [95% CI, 50&#x02013;83] vs. 44% [23&#x02013;64], and 2-year OS 55% [33&#x02013;72] vs. 12% [2&#x02013;30]; HR, 0.36; 95% CI, 0.17&#x02013;0.75; <i>P</i> = .004).[<a class="bk_pop" href="#CDR0000062932_rl_48457_10">10</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000593395/" class="def">Level of evidence: 3iiiD</a>]</div></li><li class="half_rhythm"><div>Common toxicities were grade 1 or 2 (mild) gastrointestinal side effects. </div></li><li class="half_rhythm"><div>Patients with <i>ALK</i> rearrangements tended to be younger than those without the rearrangements, and most of the patients had little or no exposure to tobacco and had adenocarcinomas.</div></li></ul></div></li></ol><p id="CDR0000062932__48468">Objective response rates to erlotinib and gefitinib are higher in
patients who have never smoked, in females, in East Asians, and in patients with adenocarcinoma and bronchioloalveolar carcinoma.[<a class="bk_pop" href="#CDR0000062932_rl_48457_26">26</a>-<a class="bk_pop" href="#CDR0000062932_rl_48457_32">32</a>] Responses may be associated with sensitizing mutations in the tyrosine kinase domain of the EGFR [<a class="bk_pop" href="#CDR0000062932_rl_48457_27">27</a>-<a class="bk_pop" href="#CDR0000062932_rl_48457_29">29</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_31">31</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_32">32</a>] and with the absence of <i>K-RAS</i> mutations.[<a class="bk_pop" href="#CDR0000062932_rl_48457_30">30</a>-<a class="bk_pop" href="#CDR0000062932_rl_48457_32">32</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335158/" class="def">Level of evidence: 3iiiDiii</a>] Survival benefit may be greater in patients with EGFR protein expression by immunohistochemistry or increased <i>EGFR</i> gene copy number by fluorescence in situ hybridization studies,[<a class="bk_pop" href="#CDR0000062932_rl_48457_31">31</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_32">32</a>] although the clinical utility of EGFR testing by immunohistochemistry has been questioned.[<a class="bk_pop" href="#CDR0000062932_rl_48457_33">33</a>]</p><div id="CDR0000062932__48469"><h4>Treatment of second primary tumor</h4><p id="CDR0000062932__48470">A solitary pulmonary metastasis from an initially resected bronchogenic
carcinoma is unusual. The lung is frequently the site of second primary
malignancies in patients with primary lung cancers. Whether the
new lesion is a new primary cancer or a metastasis may be difficult to determine. Studies
have indicated that in most patients the new lesion is a second
primary tumor, and after its resection, some patients may achieve long-term
survival. Thus, if the first primary tumor has been controlled, the second
primary tumor should be resected, if possible.[<a class="bk_pop" href="#CDR0000062932_rl_48457_34">34</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_35">35</a>]
</p></div><div id="CDR0000062932__48471"><h4>Treatment of brain metastases</h4><p id="CDR0000062932__484529">Patients who present with a solitary cerebral metastasis after resection of a
primary NSCLC lesion and who have no evidence of extracranial tumor can achieve
prolonged disease-free survival with surgical excision of the brain metastasis
and postoperative whole-brain radiation therapy.[<a class="bk_pop" href="#CDR0000062932_rl_48457_36">36</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_37">37</a>] Unresectable brain metastases
in this setting may be treated with stereotactic radiosurgery.[<a class="bk_pop" href="#CDR0000062932_rl_48457_13">13</a>]</p><p id="CDR0000062932__484533"> Approximately 50% of patients treated with resection and postoperative
radiation therapy will develop recurrence in the brain; some of these patients
will be suitable for additional treatment.[<a class="bk_pop" href="#CDR0000062932_rl_48457_11">11</a>] In those selected patients with
good PS and without progressive metastases outside of the
brain, treatment options include reoperation or stereotactic radiation surgery.[<a class="bk_pop" href="#CDR0000062932_rl_48457_11">11</a>,<a class="bk_pop" href="#CDR0000062932_rl_48457_13">13</a>] For most patients, additional radiation therapy can be considered; however, the
palliative benefit of this treatment is limited.[<a class="bk_pop" href="#CDR0000062932_rl_48457_38">38</a>][<a href="/books/n/pdqcis/glossary_loe/def-item/glossary_loe_CDR0000335158/" class="def">Level of evidence: 3iiiDiii</a>]</p></div></div><div id="CDR0000062932__48475"><h3>Treatment Options Under Clinical Evaluation</h3><ul id="CDR0000062932__484553"><li class="half_rhythm"><div>Many patients with recurrent NSCLC are eligible
for clinical trials.</div></li></ul></div><div id="CDR0000062932__TrialSearch_48457_sid_12"><h3>Current Clinical Trials</h3><p id="CDR0000062932__TrialSearch_48457_10">Check the list of NCI-supported cancer clinical trials that are now accepting patients with
<a href="http://www.cancer.gov/search/ClinicalTrialsLink.aspx?Diagnosis=42347&#x00026;tt=1&#x00026;format=2" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">recurrent non-small cell lung cancer</a>. The list of clinical trials can be further narrowed by location, drug, intervention, and other criteria.</p><p id="CDR0000062932__TrialSearch_48457_18">General information about clinical trials is also available from the <a href="http://www.cancer.gov/about-cancer/treatment/clinical-trials" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">NCI website</a>.</p></div><div id="CDR0000062932_rl_48457"><h3>References</h3><ol><li><div class="bk_ref" id="CDR0000062932_rl_48457_1">Sundstr&#x000f8;m S, Bremnes R, Aaseb&#x000f8; U, et al.: Hypofractionated palliative radiotherapy (17 Gy per two fractions) in advanced non-small-cell lung carcinoma is comparable to standard fractionation for symptom control and survival: a national phase III trial. J Clin Oncol 22 (5): 801-10, 2004. 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This section describes the latest changes made to this summary as of the date above.</p><p id="CDR0000062932__484613"><b><a href="#CDR0000062932__4">General Information About Non-Small Cell Lung Cancer (NSCLC)</a></b></p><p id="CDR0000062932__484614">Updated <a href="#CDR0000062932__27">statistics</a> with estimated new cases and deaths for 2015 (cited American Cancer Society as reference 1).</p><p id="CDR0000062932__484702"><b><a href="#CDR0000062932__359">Cellular Classification of NSCLC</a></b></p><p id="CDR0000062932__484615">Revised <a href="#CDR0000062932__484304">text</a> to state that these mutations are mutually exclusive, except for those involving <i>PI3KCA</i> and <i>BRAF</i> mutations, <i>EGFR</i> mutations, or <i>ALK</i> translocations (cited Villaruz et al. as reference 4).</p><p id="CDR0000062932__484703">Added <a href="#CDR0000062932__484306">text</a> to state that sensitizing fusions of <i>ALK</i> with other genes have also been reported.</p><p id="CDR0000062932__484704"><b><a href="#CDR0000062932__514">Treatment Option Overview for NSCLC</a></b></p><p id="CDR0000062932__484706">Added Curran et al. as <a href="#CDR0000062932__60">reference 8</a>.</p><p id="CDR0000062932__484707">Added <a href="#CDR0000062932__484667">text</a> to state that there is no clear role for routine posttreatment positron emission tomography&#x02013;computed tomography (PET-CT) scans (cited Machtay et al. as reference 18 and level of evidence 3iiA).</p><p id="CDR0000062932__484708">Added <a href="/books/NBK65865.1/#CDR0000062932__484669">text</a> to describe a prospective multicenter trial (ACRIN 6668/RTOG 0235) that studied the role of posttreatment PET-CT to predict overall survival (OS) after standard-of-care concurrent chemotherapy and radiation therapy in patients with stage III disease.</p><p id="CDR0000062932__484709"><b><a href="#CDR0000062932__544">Stages IA and IB NSCLC Treatment</a></b></p><p id="CDR0000062932__484710">Updated <a href="/books/NBK65865.1/#CDR0000062932__557">text</a> about a large randomized trial of complete ipsilateral mediastinal lymph node dissection (CMLND) versus lymph node sampling; no difference was found in OS, disease-free survival (DFS), local recurrence, or regional recurrence. Added that current evidence suggests that lung cancer resection combined with CMLND is not associated with improvement in survival compared with lung cancer resection combined with systematic sampling of mediastinal nodes in patients with stage I, II, or IIIA NSCLC (cited Darling et al. as reference 7 and level of evidence 1iiA).</p><p id="CDR0000062932__484711">Added <a href="#CDR0000062932__484617">Adjuvant brachytherapy</a> as a new subsection.</p><p id="CDR0000062932__484712">Revised <a href="#CDR0000062932__484570">text</a> about conventional radiation therapy to state that historically, conventional primary radiation therapy consisted of approximately 60 Gy to 70 Gy delivered with megavoltage equipment to the midplane of the known tumor volume using conventional fractionation; in the largest retrospective conventional radiation therapy series, patients with inoperable disease treated with definitive radiation therapy achieved 5-year survival rates of 10% to 30% (cited Sibley et al. as reference 23). Added that several series demonstrated that patients with T1, N0 tumors had better outcomes, and 5-year survival rates of 30% to 60% were found in this subgroup; however, local-only failure occurs in as many as 50% of patients treated with conventional radiation therapy to doses in the range of 60 Gy to 65 Gy (cited Dosoretz et al. as reference 25 and Kaskowitz et al. as reference 26).</p><p id="CDR0000062932__484713">Added <a href="#CDR0000062932__484629">text</a> to state that there are improvements in radiation planning and delivery techniques; however, there are limited reliable data from comparative trials to determine which approaches yield superior outcomes.</p><p id="CDR0000062932__484714">Added <a href="#CDR0000062932__484630">Hypofractionated radiation therapy</a> as a new subsection.</p><p id="CDR0000062932__484748">Added <a href="#CDR0000062932__484632">Stereotactic body radiation therapy</a> as a new subsection.</p><p id="CDR0000062932__484715"><b><a href="#CDR0000062932__48552">Stages IIA and IIB NSCLC Treatment</a></b></p><p id="CDR0000062932__484716">Added <a href="/books/NBK65865.1/#CDR0000062932__600">text </a>to state that CMLND versus lymph node sampling was evaluated in a large randomized phase III trial; there was no difference in OS, DFS, local recurrence, and regional recurrence (cited Darling et al. as reference 3 and level of evidence 1iiA).</p><p id="CDR0000062932__484717">Added <a href="#CDR0000062932__484671">text</a> to state that current evidence suggests that lung cancer resection combined with CMLND is not associated with improvement in survival compared with lung cancer resection combined with systematic sampling of mediastinal nodes in patients with stage I, II, or IIIA NSCLC.</p><p id="CDR0000062932__484718"><b><a href="#CDR0000062932__637">Stage IIIA NSCLC Treatment</a></b></p><p id="CDR0000062932__484719">Added <a href="/books/NBK65865.1/#CDR0000062932__484294">neoadjuvant chemoradiation therapy</a> as a standard treatment option for resected/resectable stage IIIA N2 NSCLC.</p><p id="CDR0000062932__484720">Added <a href="#CDR0000062932__659">text</a> to state that current evidence suggests that lung cancer resection combined with CMLND is not associated with improvement in survival compared with lung cancer resection combined with systematic sampling of mediastinal nodes in patients with stage I, II, or IIIA NSCLC (cited Darling et al. as reference 1 and level of evidence 1iiA).</p><p id="CDR0000062932__484721">Added <a href="#CDR0000062932__484642">text</a> to state that the addition of surgery to chemoradiation therapy for patients with stage IIIA NSCLC did not result in improved OS in a phase III trial, but did improve progression-free survival and local control (cited Albain et al. as reference 2 and level of evidence 1iiDiii).</p><p id="CDR0000062932__484722">Added <a href="/books/NBK65865.1/#CDR0000062932__661">text</a> about a large randomized phase III trial that evaluated CMLND versus lymph node sampling; there was no difference in OS, DFS, local recurrence, and regional recurrence.</p><p id="CDR0000062932__484723">Added <a href="#CDR0000062932__484644">Neoadjuvant chemoradiation therapy</a> as a new subsection.</p><p id="CDR0000062932__484724">Added <a href="#CDR0000062932__484672">Radiation therapy dose escalation for concurrent chemoradiation for patients with unresectable stage IIIA N2 NSCLC</a> as a new subsection.</p><p id="CDR0000062932__484749">Added <a href="#CDR0000062932__484677">Additional systemic therapy before or after concurrent chemotherapy and radiation therapy for patients with unresectable stage IIIA N2 NSCLC</a> as a new subsection.</p><p id="CDR0000062932__484725">Added <a href="#CDR0000062932__484688">Radiation therapy dose escalation for concurrent chemoradiation for patients with superior sulcus tumors</a> as a new subsection.</p><p id="CDR0000062932__484750">Added <a href="#CDR0000062932__484694">Additional systemic therapy before or after concurrent chemotherapy and radiation therapy for patients with superior sulcus tumors</a> as a new subsection.</p><p id="CDR0000062932__484726"><b><a href="#CDR0000062932__4889">Stage IIIB NSCLC Treatment</a></b></p><p id="CDR0000062932__484727">Added <a href="#CDR0000062932__484651">Radiation therapy dose escalation for concurrent chemoradiation</a> as a new subsection.</p><p id="CDR0000062932__484728">Added <a href="#CDR0000062932__484656">Additional systemic therapy before or after concurrent chemotherapy and radiation therapy</a> as a new subsection.</p><p id="CDR0000062932__484747">Added <a href="#CDR0000062932__484753">Consolidation immunotherapy</a> as a new subsection.</p><p id="CDR0000062932__484729">Added <a href="/books/NBK65865.1/#CDR0000062932__48561">text </a> to include two additional treatment options under clinical evaluation: incorporation of targeted agents into combined modality therapy in patients with <i>EGFR</i>-mutant or <i>ALK</i>-translocated tumors; and adaptive radiation therapy using PET-based response assessment during treatment.</p><p id="CDR0000062932__484730"><b><a href="#CDR0000062932__48406">Stage IV NSCLC Treatment</a></b></p><p id="CDR0000062932__484731">Added <a href="/books/NBK65865.1/#CDR0000062932__48410">text</a> to include two additional options to the list of standard treatments: protein-bound paclitaxel and immune checkpoint inhibition with nivolumab.</p><p id="CDR0000062932__484732">Revised <a href="#CDR0000062932__48413">text</a> to state that patients with tumors harboring sensitizing mutations in exons 19 or 21 of EGFR may benefit from EGFR tyrosine kinase inhibitors; and that second-line systemic therapy with nivolumab, docetaxel, pemetrexed, or erlotinib also improves survival in patients with good performance status.</p><p id="CDR0000062932__484733">Revised <a href="/books/NBK65865.1/#CDR0000062932__484456">text</a> to state that platinum combinations with vinorelbine, paclitaxel, docetaxel, gemcitabine, irinotecan, protein-bound paclitaxel, and pemetrexed yield similar improvements in survival.</p><p id="CDR0000062932__484734">Added <a href="/books/NBK65865.1/#CDR0000062932__48442">text</a> about a phase III trial that compared single-agent pemetrexed with the combination of carboplatin and pemetrexed in 205 patients with a performance status (PS) of 2 who had not had any previous chemotherapy (cited Zukin et al. as reference 28 and level of evidence 1iiA).</p><p id="CDR0000062932__484735">Added <a href="/books/NBK65865.1/#CDR0000062932__48633">text</a> about afatinib, an irreversible EGFR/HER tyrosine kinase inhibitor.</p><p id="CDR0000062932__484736">Revised <a href="#CDR0000062932__484310">text</a> to state that EGFR tyrosine kinase inhibitors such as gefitinib, erlotinib, or afatinib, are superior to platinum combination chemotherapy as an initial treatment for pulmonary adenocarcinoma among nonsmokers or former light smokers in East Asia.</p><p id="CDR0000062932__484737">Added <a href="#CDR0000062932__484567">ALK inhibitor for ALK-translocated NSCLC (first-line)</a> as a new subsection.</p><p id="CDR0000062932__484738">Revised <a href="/books/NBK65865.1/#CDR0000062932__48642">text</a> to state that for patients with nonsquamous NSCLC, two studies have demonstrated improved PFS and OS with either switch or continuation maintenance chemotherapy (cited Paz-Ares et al. as reference 49).</p><p id="CDR0000062932__484739">Revised <a href="#CDR0000062932__48643">text</a> to state that PFS, and for patients with nonsquamous NSCLC, OS, may be improved either by continuing an effective chemotherapy beyond four cycles or by immediate initiation of alternative chemotherapy. Also added that for patients with nonsquamous NSCLC who have a response or stable disease after four to six cycles of platinum combination chemotherapy, maintenance chemotherapy with pemetrexed should be considered.</p><p id="CDR0000062932__484740">Revised <a href="/books/NBK65865.1/#CDR0000062932__484549">text</a> to state that two randomized trials have shown improved outcomes with the addition of pemetrexed following standard first-line platinum-based combination chemotherapy.</p><p id="CDR0000062932__484741">Revised <a href="/books/NBK65865.1/#CDR0000062932__484550">text</a> about a trial of 539 patients with nonsquamous NSCLC with nonprogression following treatment with pemetrexed and cisplatin who were randomly assigned to continued pemetrexed or placebo; there was a statistically significant improvement in the primary endpoint of PFS and in the secondary endpoint of OS.</p><p id="CDR0000062932__484742"><b><a href="#CDR0000062932__48457">Recurrent NSCLC Treatment</a></b></p><p id="CDR0000062932__484743">Revised <a href="/books/NBK65865.1/#CDR0000062932__48459">text </a> in the list of standard treatment options for recurrent NSCLC (second-line systemic therapy) to include nivolumab for patients with squamous or nonsquamous NSCLC (cited Brahmer et al. and Paz-Ares et al. as references 2 and 18, respectively) and docetaxel with ramucirumab (cited Garon et al. as reference 6).</p><p id="CDR0000062932__484744">Added <a href="/books/NBK65865.1/#CDR0000062932__48463">text</a> about nivolumab as evidence of chemotherapy and targeted therapy.</p><p id="CDR0000062932__484745">Added <a href="/books/NBK65865.1/#CDR0000062932__48463">text</a> about a double-blind placebo-controlled phase III study in which 1,253 patients with an ECOG PS of 0 to1 and progressive disease after first-line chemotherapy were randomly assigned to receive docetaxel and placebo or docetaxel and ramucirumab; on the basis of this study, the addition of ramucirumab to docetaxel chemotherapy can be considered for good PS patients with advanced NSCLC who have progressive disease after first-line chemotherapy (added level of evidence 1iiA).</p><p id="CDR0000062932__484746">Revised <a href="#CDR0000062932__484529">text</a> to state that unresectable brain metastases in this setting may be treated with stereotactic radiosurgery.</p><p id="CDR0000062932__disclaimerHP_3">This summary is written and maintained by the <a href="http://www.cancer.gov/publications/pdq/editorial-boards/adult-treatment" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">PDQ Adult Treatment Editorial Board</a>, which is
editorially independent of NCI. The summary reflects an independent review of
the literature and does not represent a policy statement of NCI or NIH. More
information about summary policies and the role of the PDQ Editorial Boards in
maintaining the PDQ summaries can be found on the <a href="#CDR0000062932__AboutThis_1">About This PDQ Summary</a> and <a href="http://www.cancer.gov/publications/pdq" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">PDQ&#x000ae; - NCI's Comprehensive Cancer Database</a> pages.
</p></div><div id="CDR0000062932__AboutThis_1"><h2 id="_CDR0000062932__AboutThis_1_">About This PDQ Summary</h2><div id="CDR0000062932__AboutThis_2"><h3>Purpose of This Summary</h3><p id="CDR0000062932__AboutThis_3">This PDQ cancer information summary for health professionals provides comprehensive, peer-reviewed, evidence-based information about the treatment of non-small cell lung cancer. It is intended as a resource to inform and assist clinicians who care for cancer patients. It does not provide formal guidelines or recommendations for making health care decisions.</p></div><div id="CDR0000062932__AboutThis_4"><h3>Reviewers and Updates</h3><p id="CDR0000062932__AboutThis_5">This summary is reviewed regularly and updated as necessary by the <a href="http://www.cancer.gov/publications/pdq/editorial-boards/adult-treatment" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">PDQ Adult Treatment Editorial Board</a>, which is editorially independent of the National Cancer Institute (NCI). The summary reflects an independent review of the literature and does not represent a policy statement of NCI or the National Institutes of Health (NIH).</p><p id="CDR0000062932__AboutThis_22"> Board members review recently published articles each month to determine whether an article should:</p><ul id="CDR0000062932__AboutThis_6"><li class="half_rhythm"><div>be discussed at a meeting,</div></li><li class="half_rhythm"><div>be cited with text, or</div></li><li class="half_rhythm"><div>replace or update an existing article that is already cited.</div></li></ul><p id="CDR0000062932__AboutThis_7">Changes to the summaries are made through a consensus process in which Board members evaluate the strength of the evidence in the published articles and determine how the article should be included in the summary.</p><p>The lead reviewers for Non-Small Cell Lung Cancer Treatment are:</p><ul><li class="half_rhythm"><div>Janet Dancey, MD, FRCPC (Ontario Institute for Cancer Research &#x00026; NCIC Clinical Trials Group)</div></li><li class="half_rhythm"><div>Patrick Forde, MD (Sidney Kimmel Comprehensive Cancer Center at Johns Hopkins)</div></li><li class="half_rhythm"><div>Raymond Mak, MD (Harvard Medical School)</div></li><li class="half_rhythm"><div>Arun Rajan, MD (National Cancer Institute)</div></li><li class="half_rhythm"><div>Eva Szabo, MD (National Cancer Institute)</div></li></ul><p id="CDR0000062932__AboutThis_9">Any comments or questions about the summary content should be submitted to Cancer.gov through the NCI website's <a href="http://www.cancer.gov/contact/email-us" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">Email Us</a>. Do not contact the individual Board Members with questions or comments about the summaries. Board members will not respond to individual inquiries.</p></div><div id="CDR0000062932__AboutThis_10"><h3>Levels of Evidence</h3><p id="CDR0000062932__AboutThis_11">Some of the reference citations in this summary are accompanied by a level-of-evidence designation. These designations are intended to help readers assess the strength of the evidence supporting the use of specific interventions or approaches. The PDQ Adult Treatment Editorial Board uses a <a href="/books/n/pdqcis/CDR0000062796/">formal evidence ranking system</a> in developing its level-of-evidence designations.</p></div><div id="CDR0000062932__AboutThis_12"><h3>Permission to Use This Summary</h3><p id="CDR0000062932__AboutThis_13">PDQ is a registered trademark. Although the content of PDQ documents can be used freely as text, it cannot be identified as an NCI PDQ cancer information summary unless it is presented in its entirety and is regularly updated. However, an author would be permitted to write a sentence such as &#x0201c;NCI&#x02019;s PDQ cancer information summary about breast cancer prevention states the risks succinctly: [include excerpt from the summary].&#x0201d;</p><p id="CDR0000062932__AboutThis_14">The preferred citation for this PDQ summary is:</p><p id="CDR0000062932__AboutThis_15">National Cancer Institute: PDQ&#x000ae; Non-Small Cell Lung Cancer Treatment. Bethesda, MD: National Cancer Institute. Date last modified &#x0003c;MM/DD/YYYY&#x0003e;. Available at: <a href="http://www.cancer.gov/types/lung/hp/non-small-cell-lung-treatment-pdq" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">http://www.cancer.gov/types/lung/hp/non-small-cell-lung-treatment-pdq</a>. Accessed &#x0003c;MM/DD/YYYY&#x0003e;.</p><p id="CDR0000062932__AboutThis_16">Images in this summary are used with permission of the author(s), artist, and/or publisher for use within the PDQ summaries only. Permission to use images outside the context of PDQ information must be obtained from the owner(s) and cannot be granted by the National Cancer Institute. Information about using the illustrations in this summary, along with many other cancer-related images, is available in <a href="http://visualsonline.cancer.gov/" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">Visuals Online</a>, a collection of over 2,000 scientific images.
</p></div><div id="CDR0000062932__AboutThis_17"><h3>Disclaimer</h3><p id="CDR0000062932__AboutThis_18">Based on the strength of the available evidence, treatment options may be described as either &#x0201c;standard&#x0201d; or &#x0201c;under clinical evaluation.&#x0201d; These classifications should not be used as a basis for insurance reimbursement determinations. More information on insurance coverage is available on Cancer.gov on the <a href="http://www.cancer.gov/about-cancer/managing-care" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">Managing Cancer Care</a> page.</p></div><div id="CDR0000062932__AboutThis_20"><h3>Contact Us</h3><p id="CDR0000062932__AboutThis_21">More information about contacting us or receiving help with the Cancer.gov website can be found on our <a href="http://www.cancer.gov/contact" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">Contact Us for Help</a> page. Questions can also be submitted to Cancer.gov through the website&#x02019;s <a href="http://www.cancer.gov/contact/email-us" ref="pagearea=body&amp;targetsite=external&amp;targetcat=link&amp;targettype=uri">Email Us</a>.</p></div></div></div></div>
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<div xmlns:np="http://ncbi.gov/portal/XSLT/namespace" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"></div><div class="portlet"><div class="portlet_head"><div class="portlet_title"><h3><span>Views</span></h3></div><a name="Shutter" sid="1" href="#" class="portlet_shutter" title="Show/hide content" remembercollapsed="true" pgsec_name="PDF_download" id="Shutter"></a></div><div class="portlet_content"><ul xmlns:np="http://ncbi.gov/portal/XSLT/namespace" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" class="simple-list"><li><a href="/books/NBK65865.1/?report=reader">PubReader</a></li><li><a href="/books/NBK65865.1/?report=printable">Print View</a></li><li><a data-jig="ncbidialog" href="#_ncbi_dlg_citbx_NBK65865" data-jigconfig="width:400,modal:true">Cite this Page</a><div id="_ncbi_dlg_citbx_NBK65865" style="display:none" title="Cite this Page"><div class="bk_tt">PDQ Adult Treatment Editorial Board. Non-Small Cell Lung Cancer Treatment (PDQ®): Health Professional Version. 2015 Sep 3. In: PDQ Cancer Information Summaries [Internet]. 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2017</li><li><span class="bk_col_itm"><a href="/books/NBK65865.8/">NBK65865.8</a></span> March 31, 2017</li><li><span class="bk_col_itm"><a href="/books/NBK65865.7/">NBK65865.7</a></span> January 20, 2017</li><li><span class="bk_col_itm"><a href="/books/NBK65865.6/">NBK65865.6</a></span> December 21, 2016</li><li><span class="bk_col_itm"><a href="/books/NBK65865.5/">NBK65865.5</a></span> July 7, 2016</li><li><span class="bk_col_itm"><a href="/books/NBK65865.4/">NBK65865.4</a></span> May 11, 2016</li><li><span class="bk_col_itm"><a href="/books/NBK65865.3/">NBK65865.3</a></span> January 22, 2016</li><li><span class="bk_col_itm"><a href="/books/NBK65865.2/">NBK65865.2</a></span> January 6, 2016</li><li><span class="bk_col_itm">NBK65865.1</span> September 3, 2015 (Displayed Version)</li></ul></div></div><div class="portlet"><div class="portlet_head"><div class="portlet_title"><h3><span>In this Page</span></h3></div><a name="Shutter" sid="1" href="#" class="portlet_shutter" title="Show/hide content" remembercollapsed="true" pgsec_name="page-toc" id="Shutter"></a></div><div class="portlet_content"><ul xmlns:np="http://ncbi.gov/portal/XSLT/namespace" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" class="simple-list"><li><a href="#CDR0000062932__4" ref="log$=inpage&amp;link_id=inpage">General Information About Non-Small Cell Lung Cancer (NSCLC)</a></li><li><a href="#CDR0000062932__359" ref="log$=inpage&amp;link_id=inpage">Cellular Classification of NSCLC</a></li><li><a href="#CDR0000062932__470" ref="log$=inpage&amp;link_id=inpage">Stage Information for NSCLC</a></li><li><a href="#CDR0000062932__514" ref="log$=inpage&amp;link_id=inpage">Treatment Option Overview for NSCLC</a></li><li><a href="#CDR0000062932__524" ref="log$=inpage&amp;link_id=inpage">Occult NSCLC Treatment</a></li><li><a href="#CDR0000062932__526" ref="log$=inpage&amp;link_id=inpage">Stage 0 NSCLC Treatment</a></li><li><a href="#CDR0000062932__544" ref="log$=inpage&amp;link_id=inpage">Stages IA and IB NSCLC Treatment</a></li><li><a href="#CDR0000062932__48552" ref="log$=inpage&amp;link_id=inpage">Stages IIA and IIB NSCLC Treatment</a></li><li><a href="#CDR0000062932__637" ref="log$=inpage&amp;link_id=inpage">Stage IIIA NSCLC Treatment</a></li><li><a href="#CDR0000062932__4889" ref="log$=inpage&amp;link_id=inpage">Stage IIIB NSCLC Treatment</a></li><li><a href="#CDR0000062932__48406" ref="log$=inpage&amp;link_id=inpage">Stage IV NSCLC Treatment</a></li><li><a href="#CDR0000062932__48457" ref="log$=inpage&amp;link_id=inpage">Recurrent NSCLC Treatment</a></li><li><a href="#CDR0000062932__48494" ref="log$=inpage&amp;link_id=inpage">Changes to This Summary (09/03/2015)</a></li><li><a href="#CDR0000062932__AboutThis_1" ref="log$=inpage&amp;link_id=inpage">About This PDQ Summary</a></li></ul></div></div><div class="portlet"><div class="portlet_head"><div class="portlet_title"><h3><span>Related publications</span></h3></div><a 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class="source">[PDQ Cancer Information Summari...]</span><div class="brieflinkpop offscreen_noflow"><span xmlns:np="http://ncbi.gov/portal/XSLT/namespace" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" class="invert">Review</span> Small Cell Lung Cancer Treatment (PDQ®): Health Professional Version.<div class="brieflinkpopdesc"><em xmlns:np="http://ncbi.gov/portal/XSLT/namespace" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" class="author">PDQ Adult Treatment Editorial Board. </em><em xmlns:np="http://ncbi.gov/portal/XSLT/namespace" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" class="cit">PDQ Cancer Information Summaries. 2002</em></div></div></li><li class="brieflinkpopper two_line"><a class="brieflinkpopperctrl" href="/pubmed/26389244" ref="ordinalpos=1&amp;linkpos=2&amp;log$=relatedreviews&amp;logdbfrom=pubmed"><span xmlns:np="http://ncbi.gov/portal/XSLT/namespace" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" class="invert">Review</span> Lymphedema 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