nih-gov/www.grants.nih.gov/grants/guide/rfa-files/RFA-AI-22-069.html

4521 lines
No EOL
190 KiB
HTML

<!-- Changed ON 09/24/2024 -->
<!-- Google Tag Manager -->
<script>(function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start':
new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0],
j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src=
'https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f);
})(window,document,'script','dataLayer','GTM-T2DH393N');</script>
<!-- End Google Tag Manager -->
<HTML lang="en-US">
<HEAD>
<!-- From FOATemplate.txt -->
<TITLE>Expired RFA-AI-22-069: Cooperative Centers on Human Immunology (U19 Clinical Trial Optional)</TITLE>
<META NAME="description" CONTENT="NIH Funding Opportunities and Notices in the NIH Guide for Grants and Contracts: Cooperative Centers on Human Immunology (U19 Clinical Trial Optional) RFA-AI-22-069. NIAID">
<META NAME="Keywords" CONTENT="RFA-AI-22-069: Cooperative Centers on Human Immunology (U19 Clinical Trial Optional)">
<meta name="viewport" content="width=device-width, initial-scale=1.0">
<link href="../guide_styles/css/bootstrap.min.css" rel="stylesheet">
<link href="../guide_styles/css/style.css" rel="stylesheet">
<link href="../guide_styles/css/FOAM_Style.css" rel="stylesheet">
</HEAD>
<BODY>
<link type="text/css" href="../guide_styles/css/expired.css" rel="stylesheet" media="all">
<div class="noticeBar">This notice has expired. Check the <a href="https://grants.nih.gov/funding/searchguide/">NIH Guide</a> for active opportunities and notices.</div>
<div id="watermark_background">
<p id="watermark_text">EXPIRED</p>
</div>
<div class="container">
<div class="row">
<div class="col-xs-12">
<body lang=EN-US link=blue vlink=purple>
<div class=WordSection1>
<div class="heading1"><a name="_Toc258852634"></a>Department of Health and Human Services</div>
<div class="heading1"><a name="_Toc258873264"></a><a
name="_Part_1._Overview"></a>Part 1. Overview Information</div>
<table class=regulartextTable border=1 cellspacing=0 cellpadding=0 width="100%">
<div class="row">
<div class="col-md-4 datalabel">Participating Organization(s)</div>
<div class="col-md-8 datacolumn"><p class=regulartext>National Institutes of Health (<a href="http://www.nih.gov">NIH</a>)</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel"><a name="_Components_of_Participating"></a>Components
of Participating Organizations</div>
<div class="col-md-8 datacolumn"><p class=regulartext>National Institute of Allergy and Infectious Diseases (<a
href="https://www.niaid.nih.gov/" target="_blank">NIAID</a>)</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Funding Opportunity Title</div>
<div class="col-md-8 datacolumn"><p class="title">Cooperative Centers on Human Immunology
(U19 Clinical Trial Optional)</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Activity Code</div>
<div class="col-md-8 datacolumn"><p class=regulartext><a
href="//grants.nih.gov/grants/funding/ac_search_results.htm?text_curr=u19&amp;Search.x=0&amp;Search.y=0&amp;sort=ac&amp;Search_Type=Activity&amp;text_prev=">U19</a>
Research Program Cooperative Agreements</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Announcement Type</div>
<div class="col-md-8 datacolumn"><p class=regulartext>Reissue of <a
href="https://grants.nih.gov/grants/guide/rfa-files/rfa-ai-17-040.html">RFA-AI-17-040</a></p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Related Notices</div>
<div class="col-md-8 datacolumn">
<p><a href="https://grants.nih.gov/grants/guide/notice-files/NOT-OD-23-012.html">NOT-OD-23-012</a> Reminder: FORMS-H Grant Application Forms and Instructions Must be Used for Due Dates On or After January 25, 2023 - New Grant Application Instructions Now Available
</p>
</div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Funding Opportunity Announcement (FOA) Number</div>
<div class="col-md-8 datacolumn"><p class="title">RFA-AI-22-069</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Companion Funding Opportunity</div>
<div class="col-md-8 datacolumn"><p class=regulartext>None </p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel"><a name="_Number_of_Applications"></a>Number of
Applications</div>
<div class="col-md-8 datacolumn"><p class=regulartext>See <a href="#_3._Additional_Information">Section III. 3.
Additional Information on Eligibility</a>.</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Assistance Listing Number(s)<sub> </sub></div>
<div class="col-md-8 datacolumn"><p class=regulartext>93.855</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Funding Opportunity Purpose</div>
<div class="col-md-8 datacolumn"><p class=regulartext>This Funding Opportunity Announcement (FOA) seeks to
solicit applications from interdisciplinary teams to participate in the
Cooperative Centers on Human Immunology (CCHI) program. The program supports
mechanistic and hypothesis-testing studies to discover novel molecules,
mechanisms, or regulatory pathways governing function of the human immune
system in both healthy and vulnerable populations (<em>i.e.</em>, across lifespan,
organ/tissue transplant recipients, pregnant women). Studies of interest
include immunity related to prevention or treatment of infectious diseases,
immune-mediated pathogenesis/sequelae associated with infectious disease,
and/or immune-mediated diseases. This FOA also supports technology
development to advance studies of the human immune system. The overarching
goal of the CCHI is to provide foundational information on human immune
system function to support translation of immunology research into clinical
benefits.</p></div>
</div><!--end row-->
</table>
<div class="heading2" style="clear:both;">Key Dates</div>
<table class=regulartextTable border=1 cellspacing=0 cellpadding=0 width="100%">
<div class="row">
<div class="col-md-4 datalabel">Posted Date</div>
<div class="col-md-8 datacolumn"><p class=regulartext>November 15, 2022</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Open Date (Earliest Submission Date)</div>
<div class="col-md-8 datacolumn"><p class=regulartext>March 7, 2023</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Letter of Intent Due Date(s)</div>
<div class="col-md-8 datacolumn"><p class=regulartext>30 days prior to the application due date</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Application Due Date(s)</div>
<div class="col-md-8 datacolumn"><p class=regulartext>April 7, 2023 </p>
<p class=regulartext>All applications are due by 5:00 PM local time of
applicant organization. All <a href="#Application Types Allowed">types of non-AIDS
applications</a> allowed for this funding opportunity announcement are due on
the listed date(s). Applicants are encouraged to apply early to allow
adequate time to make any corrections to errors found in the application
during the submission process by the due date.</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">AIDS Application Due Date(s)</div>
<div class="col-md-8 datacolumn"><p class=regulartext>Not Applicable</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Scientific Merit Review </div>
<div class="col-md-8 datacolumn"><p class=regulartext><a
href="http://grants1.nih.gov/grants/funding/submissionschedule.htm#reviewandaward"></a>October
2023</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Advisory Council Review</div>
<div class="col-md-8 datacolumn"><p class=regulartext>January 2024</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Earliest Start Date</div>
<div class="col-md-8 datacolumn"><p class=regulartext>February 2024</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Expiration Date</div>
<div class="col-md-8 datacolumn"><p class=regulartext>April 8, 2023 </p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Due Dates for E.O. 12372 </div>
<div class="col-md-8 datacolumn"><p class=regulartext>Not Applicable</p></div>
</div><!--end row-->
</table>
<div class="heading4"><a name="_Required_Application_Instructions"></a>Required
Application Instructions</div>
<p class=regulartext>It is critical that applicants follow the Multi-Project (M)
Instructions in the <a
href="https://grants.nih.gov/grants/guide/url_redirect.htm?id=82400">SF424
(R&amp;R) Application Guide</a>, except where instructed to do otherwise (in
this FOA or in a Notice from the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11164"><i>NIH
Guide for Grants and Contracts</i></a>). Conformance to&nbsp;all requirements (both
in the Application Guide and the FOA) is required and strictly enforced. Applicants
must read and follow all application instructions in the Application Guide as
well as any program-specific instructions noted in <a
href="#_Section_IV._Application_1">Section IV</a>. When the program-specific
instructions deviate from those in the Application Guide, follow the
program-specific instructions. <b>Applications&nbsp;that do not comply with
these instructions may be delayed or not accepted for review.</b></p>
<br>
<style>
.assist_button {
background-color: #4CAF50; /* Green */
border: none;
color: white;
padding: 8px 16px;
text-align: center;
text-decoration: none;
display: inline-block;
font-size: 14px;
}
.important {
color: #F00;
font-weight: bold;
font-size 14px;
}
</style>
<div class="heading1">Table of Contents</div>
<p class=regulartext><a href="#_Part_1._Overview">Part 1. Overview Information</a><br>
<a href="#_Part_2._Full">Part 2. Full Text of the Announcement</a></p>
<p class=regulartext><span class=P_SingleIndent><a href="#_Section_I._Funding">Section
I. Funding Opportunity Description</a></span><br>
<span class=P_SingleIndent><a href="#_Section_II._Award_1">Section II. Award Information</a></span><br>
<span class=P_SingleIndent><a href="#_Section_III._Eligibility">Section III. Eligibility Information</a></span><br>
<span class=P_SingleIndent><a href="#_Section_IV._Application_1">Section IV. Application and Submission
Information</a></span><br>
<span class=P_SingleIndent><a href="#_Section_V._Application">Section V. Application Review Information</a></span><br>
<span class=P_SingleIndent><a href="#_Section_VI._Award">Section VI. Award Administration Information</a></span><br>
<span class=P_SingleIndent><a href="#_Section_VII._Agency">Section VII. Agency Contacts</a></span><br>
<span class=P_SingleIndent><a href="#_Section_VIII._Other">Section VIII. Other Information</a></span></p>
<div class="heading1"><a name="_Toc258852635"></a><a
name="_Toc258873265"></a><br>
<a name="_Part_2._Full"></a>Part 2.
Full Text of Announcement</div>
<div class="heading2"><a name=IFundOppDesc></a><a
name="_Toc258852636"></a><a name="_Toc258873266"></a><a
name="_Section_I._Funding"></a>Section I. Funding Opportunity
Description</div>
<p class=regulartext><a name="_Toc258873267"> </a></p>
<div class="heading4">Purpose</div>
<p class=regulartext>&nbsp;</p>
<p class=regulartext>This Funding Opportunity Announcement (FOA) seeks to solicit
applications from interdisciplinary teams to participate in the Cooperative
Centers on Human Immunology (CCHI) program. The program supports mechanistic
and hypothesis-testing studies to discover novel molecules, mechanisms, or
regulatory pathways governing function of the human immune system in both
healthy and vulnerable populations (i.e., across lifespan, organ/tissue
transplant recipients, pregnant women). Studies of interest include immunity
related to prevention or treatment of infectious diseases, immune-mediated
pathogenesis/sequelae associated with infectious disease, and/or immune-mediated
diseases. This FOA also supports technology development to advance studies of
the human immune system. The overarching goal of the CCHI is to provide
foundational information on human immune system function to support translation
of immunology research into clinical benefits.</p>
<div class="heading4">Background</div>
<p class=regulartext>&nbsp;</p>
<p class=regulartext>It is more difficult to dissect mechanisms of immune
response and regulation in humans than in animal model systems. Experimental
approaches are more limited in humans, and genetic and environmental
heterogeneity make it more difficult to draw definitive conclusions. Although
much has been learned from animal models, not all aspects translate directly to
human applications, making studies in humans essential. Furthermore, human
immunological research can now be conducted using sophisticated methods that permit
analysis of tissue-specific and systemic responses. The
recent advances in &quot;omics&quot; technologies have enabled system biology
approaches that provide deeper interrogation of the molecular changes in
human immune responses to infection, vaccination, and immune-mediated diseases.
Large datasets from human samples are available in public repositories and
knowledgebases, providing opportunities for more hypothesis-driven studies to
better understand the immune mechanisms. </p>
<p class=regulartext>To foster research in human immunology, NIAID established
the CCHI program in 2003. Complementary to other data-gathering and
hypothesis-generating programs supported by NIAID such as the Human Immunology
Project Consortium (HIPC), the CCHI focuses on understanding the mechanisms
underlying human immune system functions and how these processes impact other
physiological systems. NIAID expanded the scope of the initial CCHI program to
address research needs in infectious diseases and immune-mediated diseases,
operating as a tightly interactive and collaborative network of eight research
centers. Each center supports a centralized infrastructure that promotes and
coordinates multi-disciplinary research. CCHI investigators are actively
contributing to a fundamental understanding of human immunology, particularly
in the areas of immune activation and memory responses to infection and
vaccinations, including those of SARS-CoV-2 infection and COVID-19 disease.
They are also at the forefront of technology development, which includes tissue
imaging techniques, cluster based TCR repertoire analysis methods, and
development of organoids derived from human tissues that offer ex vivo
platforms for dissecting immune response.</p>
<p class=regulartext>The COVID-19 pandemic has highlighted the importance of
understanding host immune responses against emerging pathogens. Many advances
have been made in characterizing the immunopathogenesis of COVID-19, providing
foundational information for the discovery of therapeutic targets. NIAID
recently published its <a
href="https://www.niaid.nih.gov/sites/default/files/pandemic-preparedness-plan.pdf">Pandemic
Preparedness Plan</a> and hosted a workshop to introduce NIAID&rsquo;s strategy and
request feedback from the scientific community on prioritizing prototype
pathogens within viral families of highest pandemic potential for medical
countermeasure development. Studies of the human immune system are vital for
preparing for future pandemics and are a key aspect of NIAID's mission.
CCHI-supported studies will advance our understanding of the human immune
system, enabling development of next generation vaccines and therapeutics to
strengthen pandemic preparedness. </p>
<div class="heading4">Objectives and Scope</div>
<p class=regulartext>&nbsp;</p>
<p class=regulartext>The primary objective of the CCHI program is to support
research on human immune system regulation and function for the discovery and
characterization of new principles of human immunology for the prevention and
treatment of infectious and immune-mediated diseases. This research may entail
the development of new technologies to support studies of the human immune system.
The program will include support of a centralized infrastructure needed to
coordinate multi-disciplinary research in human immunology; continuing
recruitment of outstanding immunologists to the study of the human immune
system; and promotion of public data access and the flexibility to support new
research opportunities as they arise. </p>
<p class=regulartext>Each application is expected to be synergistic, with
projects and cores being connected by a common theme that produces scientific
gains beyond those achievable if each project were pursued independently. All
applications must include at least one Research Project focused on
understanding host defenses to infectious diseases, pathogen-specific
vaccination, or adjuvants. </p>
<p class=regulartext>All applications must propose studies on primary human cells
or tissues; animal studies may be included only to extend or guide mechanistic
analyses of human samples. This program will support clinical studies using U.
S. Food and Drug Administration (FDA)-approved interventions (e.g., licensed
vaccines) that are used per indications in the product label and are exempt by
regulatory authorities from needing an Investigational New Drug (IND)
application. </p>
<p class=regulartext>This program will support clinical trials that either do not
require IND application or are IND-exempt, and that and that will advance
discovery and characterization of new principles of human immunology related to
infectious and/or immune-mediated diseases. However, applications that include
clinical trials with high risk or disease-modifying interventions in human
subjects will be considered non-responsive and will not be reviewed. Proposing
a clinical trial is optional for this FOA. If a clinical trial will be proposed
in the application, potential applicants are strongly encouraged to consult
with the Scientific/Research Contact listed in this FOA during the early stages
of preparation of the application, as well as submit a Letter of Intent 30 days
prior to the application due date. To ensure eligibility for this program,
applicants should contact the FDA or the equivalent non-US regulatory authority
(if applicable) to discuss whether an IND (or equivalent) application or
exemption/waiver is required. NIAID reserves the right to decide whether a
proposed clinical trial is responsive to the FOA based on the definitions and
guidance provided herein. If an application is selected for NIAID funding, any
proposed clinical trials will be reviewed by the Project Scientist(s) assigned
by NIAID and the NIAID Division of Allergy, Immunology and Transplantation
(DAIT) Clinical Research Committee. Approved clinical protocols will be
developed collaboratively as per the NIAID clinical term of award. </p>
<p class=regulartext>When clinical studies are a component of the research
proposed, NIAID policy requires that studies be <a
href="https://www.niaid.nih.gov/research/guidance-policies-and-standard-operating-procedures">monitored</a>
commensurate with the degree of risk to study subjects and the complexity of
the study. The full policy, including terms and conditions of award, is available
at:&nbsp;<a
href="https://www.niaid.nih.gov/grants-contracts/niaid-clinical-terms-award">https://www.niaid.nih.gov/grants-contracts/niaid-clinical-terms-award</a>.
<em>If an application is
selected for NIAID funding, any proposed clinical trials will be reviewed by
the Project Scientist(s) assigned by NIAID and the NIAID Division of Allergy,
Immunology and Transplantation (DAIT) Clinical Research Committee. Final
clinical protocols will be developed collaboratively. </em> </p>
<p class=regulartext><strong>Examples
of research areas of interest include, but are not limited to:</strong></p>
<ul>
<li>
Understanding of host immune responses to pathogens with pandemic
potential.</li>
<li>
Differential effects of natural infection versus vaccination as
primary antigen exposure on immune responses to subsequent exposures (in
adults, teens, and the elderly).</li>
<li>
Analyses of immune responses to infection and vaccination in the
presence of immune-modulating co-morbidities (<em>i.e.</em>, age, diabetes, obesity, autoimmunity,
transplant, and cancer) </li>
<li>
Mechanisms of induction and durability of immune memory.</li>
<li>
Mechanisms of adjuvant-guided adaptive immune responses,
promoting effector vs. long-term memory response.</li>
<li>
Studies of immune-mediated diseases to define critical regulatory
pathways and tolerance mechanisms that comprise a well-regulated functional
immune response.</li>
<li>
Identification of mechanisms of immune dysregulation that may
impact protective immunity against infection or vaccination.</li>
<li>
Development and utilization of unique human model systems, <em>i.e.</em>, human organoid
systems or computational modeling systems, to understand immune mediated
disorders or immune responses to infection or vaccination.</li>
<li>
Developing and applying spatial omics assays to dissect dynamic
changes in immune responses in tissues and organs.</li>
<li>
Computational tools for analyzing human immune responses and predicting
and modeling human responses from animal studies.</li>
<li>
Imaging technologies for analyses of <em>in vivo</em> immune responses.</li>
</ul>
<p class=regulartext>&nbsp;</p>
<p class=regulartext><a name="_Hlk106198425"><strong>Applications meeting the following conditions will be
considered non-responsive and will not be reviewed:</strong></a></p>
<ul>
<li>
Applications that are not focused on mechanisms of the activation
and regulation of human immune responses.</li>
<li>
Applications that do not include at least one Research Project
focused on understanding host defenses to infectious diseases,
pathogen-specific vaccination, or adjuvants.</li>
<li>
Applications that are focused on vaccine or product development
for infectious or immune-mediated disease indications.</li>
<li>
Applications that do not include the use of primary human cells,
fluids, or tissue in Research Projects.</li>
<li>
Applications that are focused on animal studies that do not
extend or guide mechanistic analyses of human samples.</li>
<li>
Applications that include clinical trials with high risk or
disease-modifying interventions in human subjects.</li>
<li>
Applications that require an IND or equivalent from the U.S. FDA.</li>
<li>
Applications that include large scale immune profiling studies to
generate hypotheses in the absence of mechanistic studies.</li>
<li>
Applications that include the discovery or validation of immune
epitopes recognized by T cells or antibodies as the primary focus.</li>
<li>
Applications that include clinical trials in which the primary
objective is to test the safety or efficacy of an investigational vaccine,
adjuvant, or other product.</li>
<li>
Applications that include HIV/SIV/AIDS studies.</li>
<li>
Applications that develop of new animal models.</li>
<li>
Applications that involve cancer studies, except those examining
immune responses to infectious diseases or pathogen-specific vaccines in cancer
patients.</li>
<li>
Applications that involve behavioral research or epidemiological
studies.</li>
<li>
Applications proposing clinical trial(s) that do not include a
Clinical Core.</li>
</ul>
<p class=regulartext>&nbsp;</p>
<div class="heading4">CCHI Components</div>
<p class=regulartext>&nbsp;</p>
<p class=regulartext>Highly integrated and collaborative interdisciplinary teams
are encouraged for the CCHI program. The scope of this work requires
interdisciplinary teams that can pursue coordinated activities that bridge
scientific disciplines and expertise in immunology, infectious diseases, vaccinology,
immune-mediated diseases, omics technologies, and bioinformatics. Bringing
multidisciplinary groups together creates opportunities for synergy that would
rarely happen otherwise. The research teams within each center may be composed
of investigators located at one institution, or may be formed through a
consortium of different institutions.</p>
<p class=regulartext><strong>Administrative
Core (required):</strong> Each application must include an
Administrative Core, which is responsible for managing, coordinating, and
supervising the entire range of the center's activities; monitoring progress;
ensuring that the overall project management plan is implemented effectively
and within proposed timelines; and ensuring data sharing and regulatory
compliance.</p>
<p class=regulartext><strong>Infrastructure
and Opportunity Fund (IOF) Management Core (required):</strong> To
capitalize on emerging opportunities consistent with the goals of the CCHI an
Infrastructure and Opportunities Fund (IOF) will be made available to one
institution chosen from successful applicants by NIH after award to manage for
the entire CCHI. This institution must agree to take responsibility for
managing the IOF, and includes establishing an administrative structure,
disbursement and tracking of funds, and reporting status. Examples of
activities supported by the IOF may/could include collaborative and
pilot/feasibility projects; resource development and sharing opportunities;
translational projects; early stage investigator projects; and development and
management of a website for CCHI activities. IOF projects must be within the
scope of this FOA and may be submitted by recipients or by outside
investigators.</p>
<p class=regulartext><strong>Clinical
Core:</strong> A Clinical Core is <strong><em>optional</em></strong> for the
applications proposing clinical studies, and it is required
for applications that include clinical trials. It may provide
human cells/samples to projects and must be responsible for the conduct of
clinical trials (if proposed in the application). This Core will ensure a
standardized approach to the recruitment and clinical characterization of human
subjects in all studies that will be conducted by the CCHI center. In addition,
the Core will be responsible for implementing appropriate human subject
protection measures, including cGCP rules, across all studies. This will
require that the Core ensures appropriate training of personnel and monitors
all clinical study activities of the CCHI center. In this context, the Core
will conduct functions such as clinical protocol development, informed consent
form development, development of a manual of procedures for each clinical
protocol that the CCHI center will conduct, development of protocol-specific
case report forms, training of clinical personnel prior to protocol initiation
(both cGCP and protocol-specific training), preparing IRB applications and
other approval processes, preparing annual progress reports to the IRB and NIH,
monitoring of the clinical component of the study, capturing and reporting
adverse events related to any intervention or procedure, and handling protocol
deviations. </p>
<p class=regulartext><strong>Service
Core(s) (optional):</strong> Service Cores may be included to provide
CCHI investigators with pre-existing technologies or services that have already
been validated and refined for use (<em>e.g.</em>,
assays, reagents, technologies, and services such as statistical, or
informatics). Each Service Core must support at least two of the projects.
Service Core activities must not overlap with each other or with the activities
of a project. </p>
<p class=regulartext><strong>Research
Projects (2 required, including 1 infectious disease-related):</strong>
Each application must propose at least two milestone-driven and
hypothesis-testing mechanistic immunology Research Projects, anticipated to
advance understanding of the mechanisms regulating human immune responses. At
least one of the projects must be applicable to immunity to infectious
diseases, pathogen-specific vaccines, or adjuvants. A project on
immune-mediated disease is not a requirement but is permitted.</p>
<p class=regulartext><strong>Technology
Development Project (optional):</strong> The Technology Development
Project is intended to create, validate, and refine new or significantly
enhance existing technologies, assays, or computational tools for analyzing
human immune responses. A Technology Development Project may be included but is
not required.</p>
<p class=regulartext><strong>Steering
Committee:</strong> NIAID will establish a Steering Committee with the
PD(s)/PI(s) of each award serving as the governing body of the CCHI. This
committee will promote scientific collaboration and exchange of scientific
findings among the centers. It will review and make recommendations for funding
of applications submitted to the CCHI IOF.</p>
<p class=regulartext><strong>External
Advisory Board (EAB):</strong> NIAID will convene an EAB to review and
evaluate the scientific progress of the individual CCHI recipients and the
Consortium as a whole. The EAB may make suggestions to NIAID for prioritizing
research of individual CCHI Centers or the Consortium as a whole. EAB members
will be selected by NIAID after award and should not be proposed or contacted
by applicants. </p>
<p class=regulartext><strong>External
Scientific Advisory Group (ESAG) (optional):</strong> An ESAG may be
formed after award at the discretion of the PD(s)/PI(s) to evaluate and advise
on scientific progress within the center. </p>
<p class=regulartext><strong>Note:
</strong>The recipients will be expected to deposit data and data analyses
into <a href="https://www.immport.org/home" Title="Link to Non-U.S. Government Site">ImmPort</a>, or other public data
portals as designated by NIAID. </p>
<p class=regulartext><strong>Note:</strong>
Under a public health emergency, NIAID may re-direct funds or provide
additional funds to individual awards to support research of direct relevance
to the emergency.</p>
<p class=regulartext><strong>Note:</strong>
Applicants are <em>strongly</em>
encouraged to consult with the Scientific/Research Contact listed in Section
VII during the early stages of preparation of the application, particularly for
applications proposing clinical trials.</p>
<p class=regulartext>See <span class=P_SingleIndent><a href="#_Section_VIII._Other">Section VIII. Other
Information</a></span> for award authorities and regulations.</p>
<div class="heading2"><a name="_Section_II._Award_1"></a>Section II. Award Information</div>
<table class=regulartextTable border=1 cellspacing=0 cellpadding=0 width="100%">
<div class="row">
<div class="col-md-4 datalabel">Funding Instrument</div>
<div class="col-md-8 datacolumn"><p class=regulartext>Cooperative Agreement: A support mechanism used when there
will be substantial Federal scientific or programmatic involvement.
Substantial involvement means that, after award, NIH scientific or program
staff will assist, guide, coordinate, or participate in project activities. See
Section VI.2 for additional information about the substantial involvement for
this FOA.</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Application Types Allowed</div>
<div class="col-md-8 datacolumn"><p class=regulartext>New <br>
Renewal - Renewals will only be accepted from applicants funded under <a
href="https://grants.nih.gov/grants/guide/rfa-files/rfa-ai-17-040.html">RFA-AI-17-040</a></p>
<p class=regulartext>The <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11116">OER
Glossary</a> and the SF424 (R&amp;R) Application Guide provide details on
these application types. Only those application types listed here are allowed
for this FOA.</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Clinical Trial?</div>
<div class="col-md-8 datacolumn"><p class=regulartext>Optional: Accepting applications that either propose or do
not propose clinical trial(s)</p>
<p class=regulartext><a
href="https://grants.nih.gov/grants/guide/url_redirect.htm?id=82370">Need
help determining whether you are doing a clinical trial?</a></p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Funds Available and Anticipated Number of Awards</div>
<div class="col-md-8 datacolumn"><p class=regulartext>NIAID intends to commit $13.7 million in FY2024 to
fund 4-5 awards and includes direct costs of $0.9 million annually to support
an infrastructure and Opportunity Fund.</p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Award Budget</div>
<div class="col-md-8 datacolumn"><p class=regulartext>Application budgets are not expected to exceed $2.5
million direct costs per year, which is anticipated to include $0.9 million
direct costs for the Infrastructure and Opportunity Fund (IOF) Management
Core. Application budgets need to reflect the actual needs of the proposed
project. </p></div>
</div><!--end row-->
<div class="row">
<div class="col-md-4 datalabel">Award Project Period</div>
<div class="col-md-8 datacolumn"><p class=regulartext>The scope of the proposed project should determine the
project period. The maximum period is five years.</p></div>
</div><!--end row-->
</table>
<p>&nbsp;</p>
<p class="regulartext" style="clear:both;">NIH grants policies as
described in the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11120"><i>NIH
Grants Policy Statement</i></a> will apply
to the applications submitted and awards made from this FOA.</p>
<div class="heading2"><a name="_Toc258873268"></a><a
name="_Section_III._Eligibility"></a>Section III. Eligibility
Information</div>
<div class="heading3">1. Eligible Applicants</div>
<div class="heading4">Eligible Organizations</div>
<p class=regulartext>Higher Education Institutions</p>
<ul>
<li>
Public/State Controlled Institutions of Higher Education </li>
<li>
Private Institutions of Higher Education </li>
</ul>
<p class=P_SingleIndent>The following types of Higher Education Institutions
are always encouraged to apply for NIH support as Public or Private
Institutions of Higher Education: </p>
<ul>
<ul>
<li>
Hispanic-serving Institutions</li>
<li>
Historically Black Colleges and Universities (HBCUs)</li>
<li>
Tribally Controlled Colleges and Universities (TCCUs) </li>
<li>
Alaska Native and Native Hawaiian Serving Institutions</li>
<li>
Asian American Native American Pacific Islander Serving Institutions
(AANAPISIs)</li>
</ul>
</ul>
<p class=regulartext>Nonprofits Other Than Institutions of Higher Education</p>
<ul>
<li>
Nonprofits with 501(c)(3) IRS Status (Other than Institutions of
Higher Education) </li>
<li>
Nonprofits without 501(c)(3) IRS Status (Other than Institutions
of Higher Education) </li>
</ul>
<p class=regulartext>For-Profit Organizations</p>
<ul>
<li>
Small Businesses</li>
<li>
For-Profit Organizations (Other than Small Businesses)</li>
</ul>
<p class=regulartext>Governments</p>
<ul>
<li>
State Governments </li>
<li>
County Governments</li>
<li>
City or Township Governments</li>
<li>
Special District Governments</li>
<li>
Indian/Native American Tribal Governments (Federally Recognized) </li>
<li>
Indian/Native American Tribal Governments (Other than Federally
Recognized)</li>
</ul>
<p class=regulartext>Federal Government</p>
<ul>
<li>
Eligible Agencies of the Federal Government</li>
<li>
U.S. Territory or Possession</li>
</ul>
<p class=regulartext>Other</p>
<ul>
<li>
Independent School Districts</li>
<li>
Public Housing Authorities/Indian Housing Authorities</li>
<li>
Native American Tribal Organizations (other than Federally
recognized tribal governments)</li>
<li>
Faith-based or Community-based Organizations</li>
<li>
Regional Organizations</li>
</ul>
<div class="heading4">Foreign Institutions</div>
<p class=regulartext>Non-domestic (non-U.S.) Entities (Foreign Institutions) <b>are
not</b> eligible to apply.</p>
<p class=regulartext>Non-domestic (non-U.S.) components of U.S. Organizations <b>are not</b> eligible
to apply.</p>
<p class=regulartext>Foreign components, as <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11118">defined in
the <i>NIH Grants Policy Statement</i></a>, <b>are </b> allowed. </p>
<div class="heading4">Required Registrations</div>
<p class=regulartext><strong>Applicant
Organizations</strong></p>
<p class=regulartext>Applicant organizations must complete and maintain the
following registrations as described in the SF 424 (R&amp;R) Application Guide
to be eligible to apply for or receive an award. All registrations must be
completed prior to the application being submitted. Registration can take 6
weeks or more, so applicants should begin the registration process as soon as
possible. The <a
href="//grants.nih.gov/grants/guide/notice-files/NOT-OD-15-039.html">NIH
Policy on Late Submission of Grant Applications</a> states that failure to
complete registrations in advance of a due date is not a valid reason for a
late submission.</p>
<ul>
<li>
<a
href="https://grants.nih.gov/grants/guide/url_redirect.htm?id=82390">System for
Award Management (SAM)</a> Applicants must complete and maintain an active
registration, <b>which requires renewal at least annually</b>. The renewal
process may require as much time as the initial registration. SAM registration
includes the assignment of a Commercial and Government Entity (CAGE) Code for
domestic organizations which have not already been assigned a CAGE Code.
<ul>
<li>
<a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11176">NATO
Commercial and Government Entity (NCAGE) Code</a> Foreign organizations must
obtain an NCAGE code (in lieu of a CAGE code) in order to register in SAM. </li>
<li>
Unique Entity Identifier (UEI)- A UEI is issued as part of the
SAM.gov registration process. The same UEI must be used for all registrations,
as well as on the grant application.</li>
</ul>
</li>
<li>
<a
href="https://grants.nih.gov/grants/guide/url_redirect.htm?id=11123">eRA
Commons</a> - Once the unique organization identifier is established,
organizations can register with eRA Commons in tandem with completing their
full SAM and Grants.gov registrations; all registrations must be in place by
time of submission. eRA Commons requires organizations to identify at least one
Signing Official (SO) and at least one Program Director/Principal Investigator
(PD/PI) account in order to submit an application. </li>
<li>
<a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=82300">Grants.gov</a>
Applicants must have an active SAM registration in order to complete the
Grants.gov registration. </li>
</ul>
<p class=regulartext><strong>Program
Directors/Principal Investigators (PD(s)/PI(s)) </strong></p>
<p class=regulartext>All PD(s)/PI(s) must have an eRA Commons account.
&nbsp;PD(s)/PI(s) should work with their organizational officials to either
create a new account or to affiliate their existing account with the applicant
organization in eRA Commons.If the PD/PI is also the organizational Signing
Official, they must have two distinct eRA Commons accounts, one for each role.
Obtaining an eRA Commons account can take up to 2 weeks.</p>
<div class="heading4">Eligible Individuals (Program Director/Principal
Investigator)</div>
<p class=regulartext>Any individual(s) with the skills, knowledge, and resources
necessary to carry out the proposed research as the Program Director(s)/Principal
Investigator(s) (PD(s)/PI(s)) is invited to work with his/her organization to
develop an application for support. Individuals from diverse backgrounds,
including underrepresented racial and ethnic groups, individuals with
disabilities, and women are always encouraged to apply for NIH support.</p>
<p class=regulartext>For institutions/organizations proposing multiple PDs/PIs, visit
the Multiple Program Director/Principal Investigator Policy and submission
details in the Senior/Key Person Profile (Expanded) Component of the SF424
(R&amp;R) Application Guide. </p>
<p class=regulartext><br>
Note that the multiple PD(s)/PI(s) option may be used only for the Overall
Program. Projects are limited to a single project lead per project and a single
core lead per core within the multi-component application.</p>
<p class=regulartext>An investigator can serve as a PD/PI on only one CCHI award
or application. This includes all PD(s)/PI(s) of a multiple-PD/PI application.</p>
<div class="heading3">2. Cost Sharing</div>
<p class=regulartext>This FOA does not require cost sharing as defined in the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11126"><i>NIH
Grants Policy Statement</i>.</a></p>
<div class="heading3"><a name="_3._Additional_Information"></a>3. Additional Information on Eligibility</div>
<div class="heading4">Number of Applications</div>
<p class=regulartext>Applicant organizations may submit more than one application,
provided that each application is scientifically distinct. </p>
<p class=regulartext>The NIH will not accept duplicate or highly overlapping
applications under review at the same time per 2.3.7.4 Submission of
Resubmission Application.&quot;.&nbsp; This means that the NIH will not accept:</p>
<ul>
<li>
A new (A0) application that is submitted before issuance of the
summary statement from the review of an overlapping new (A0) or resubmission
(A1) application.</li>
<li>
A resubmission (A1) application that is submitted before issuance
of the summary statement from the review of the previous new (A0) application.</li>
<li>
An application that has substantial overlap with another
application pending appeal of initial peer review (see <a
href="https://grants.nih.gov/grants/policy/nihgps/HTML5/section_2/2.3.9_application_receipt_information_and_deadlines.htm#Similar,">2.3.9.4
Similar, Essentially Identical, or Identical Applications</a>).</li>
</ul>
<p class=regulartext><a name="_Toc258873269"></a><a
name="_Section_IV._Application"></a>Note that the current FOA will not allow
foreign clinical trial sites. However, foreign components that will be allowed
include mechanistic projects, observational studies, specialized assays, etc. </p>
<div class="heading2"><a name="_Section_IV._Application_1"></a>Section IV. Application and Submission Information</div>
<div class="heading3">1. Requesting an
Application Package</div>
<p class=regulartext>The application forms package specific to this opportunity
must be accessed through ASSIST or an institutional system-to-system solution. A
button to apply using ASSIST is available in <a
href="#_Required_Application_Instructions">Part 1</a> of this FOA. See your
administrative office for instructions if you plan to use an institutional
system-to-system solution.</p>
<div class="heading3"><a name="_2._Content_and"></a>2. Content and Form of Application Submission</div>
<p class=regulartext>It is critical that applicants follow the Multi-Project (M) Instructions
in the <a href="https://grants.nih.gov/grants/guide/url_redirect.htm?id=82400">SF424
(R&amp;R) Application Guide</a>, except where instructed in this funding
opportunity announcement to do otherwise and where instructions in the
Application Guide are directly related to the Grants.gov downloadable forms
currently used with most NIH opportunities. Conformance to the requirements in
the Application Guide is required and strictly enforced. Applications that are
out of compliance with these instructions may be delayed or not accepted for
review.</p>
<div class="heading4">Letter of Intent </div>
<p class=regulartext>Although a letter of intent is not required, is not binding,
and does not enter into the review of a subsequent application, the information
that it contains allows IC staff to estimate the potential review workload and
plan the review. </p>
<p class=regulartext>By the date listed in <a href="#_Part_1._Overview">Part 1. Overview
Information</a>, prospective applicants are asked to submit a letter of intent
that includes the following information:</p>
<ul>
<li>
Descriptive title of proposed activity</li>
<li>
Name(s), address(es), and telephone number(s) of the PD(s)/PI(s)</li>
<li>
Names of other key personnel</li>
<li>
Participating institution(s)</li>
<li>
Number and title of this funding opportunity</li>
</ul>
<p class=regulartext>The letter of intent should be sent to: </p>
<p class=P_SingleIndent>Anuja Mathew, Ph.D. <br>
Telephone: 301-761-6911 <br>
Email: <a href="/cdn-cgi/l/email-protection#b6d7d8c3dcd798dbd7c2ded3c1f6d8dfde98d1d9c0"><span class="__cf_email__" data-cfemail="d3b2bda6b9b2fdbeb2a7bbb6a493bdbabbfdb4bca5">[email&#160;protected]</span></a> </p>
<div class="heading4">Page Limitations</div>
<table class=regulartextTable border=1 cellspacing=0 cellpadding=0>
<thead>
<tr>
<td width=355 valign=top>
<p class=regulartext><strong>Available
Component Types </strong></p>
</td>
<td width=216 valign=top>
<p class=regulartext><strong>Research
Strategy/Program Plan Page Limits</strong></p>
</td>
</tr>
</thead>
<tr>
<td width=355 valign=top>
<p class=regulartext>Overall</p>
</td>
<td width=216 valign=top>
<p class=regulartext>12 pages</p>
</td>
</tr>
<tr>
<td width=355 valign=top>
<p class=regulartext>Admin Core</p>
</td>
<td width=216 valign=top>
<p class=regulartext> 6 pages</p>
</td>
</tr>
<tr>
<td width=355 valign=top>
<p class=regulartext>Core (use for Infrastructure and Opportunity Fund
Management Core, Clinical Core, and Service Core)</p>
</td>
<td width=216 valign=top>
<p class=regulartext> 6 pages each</p>
</td>
</tr>
<tr>
<td width=355 valign=top>
<p class=regulartext>Project (use for Research Project, Technology Development
Project) </p>
</td>
<td width=216 valign=top>
<p class=regulartext>12 pages each</p>
</td>
</tr>
</table>
<p class=regulartext>Additional page limits described in the SF424 Application
Guide and the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11133">Table of
Page Limits</a> must be followed.</p>
<div class="heading4">Instructions for the Submission of Multi-Component
Applications</div>
<p class=regulartext>The following section supplements the instructions found in
the SF424 (R&amp;R) Application Guide, and should be used for preparing a
multi-component application. </p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment in FORMS-H application forms packages. If required, the Data
Management and Sharing (DMS) Plan must be provided in the Overall component.</p>
<p class=regulartext>The application should consist of the following components:</p>
<ul>
<li>
Overall: required</li>
<li>
Administrative Core; required; 1</li>
<li>
Infrastructure and Opportunity Fund Management Core: required; 1</li>
<li>
Clinical Core: optional for applications proposing clinical
studies, but required for applications proposing clinical trials; maximum of 1</li>
<li>
Service Core(s): optional; maximum of 3</li>
<li>
Research Projects: required; minimum of 2, maximum of 3</li>
<li>
Technology Development Project: optional; maximum of 1 </li>
</ul>
<div class="heading4">Overall Component</div>
<p class=regulartext>When preparing your application, use Component Type
Overall .</p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed, with the following additional instructions, as noted.</p>
<div class="heading4">SF424 (R&amp;R) Cover (Overall)</div>
<p class=regulartext>Complete entire form. </p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">PHS 398 Cover Page Supplement (Overall)</div>
<p class=regulartext>Note: Human Embryonic Stem Cell
lines from other components should be repeated in cell line table in Overall
component. </p>
<p class=heading4Indent>&nbsp;</p>
<div class="heading4">Research &amp; Related Other
Project Information (Overall)</div>
<p class=regulartext>Follow standard instructions. </p>
<p class=heading4Indent>&nbsp;</p>
<div class="heading4">Project/Performance Site
Location(s) (Overall)</div>
<p class=regulartext>Enter primary site only. </p>
<p class=P_SingleIndent>&nbsp;</p>
<p class=regulartext><i>A summary of Project/Performance
Sites in the Overall section of the assembled application image in eRA Commons
compiled from data collected in the other components will be generated upon
submission.</i></p>
<p class=P_SingleIndent><em>&nbsp;</em></p>
<div class="heading4">Research &amp; Related
Senior/Key Person Profile (Overall)</div>
<p class=regulartext>Include only the Project
Director/Principal Investigator (PD/PI) and any multi-PDs/PIs (if applicable to
this FOA) for the entire application. </p>
<p class=P_SingleIndent>Provide evidence that demonstrates the PD(s)'/PI(s)'
abilities to provide leadership, guidance, and direction over the proposed
project. </p>
<p class=regulartext><i>A summary of Senior/Key Persons
followed by their Biographical Sketches in the Overall section of the assembled
application image in eRA Commons will be generated upon submission.</i></p>
<p class=P_SingleIndent><em>&nbsp;</em></p>
<div class="heading4">Budget (Overall)</div>
<p class=regulartext>The only budget information
included in the Overall component is the Estimated Project Funding section of
the SF424 (R&amp;R) Cover. </p>
<p class=regulartext><i>A budget summary in the Overall
section of the assembled application image in eRA Commons compiled from
detailed budget data collected in the other components will be generated upon
submission.</i></p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">PHS 398 Research Plan (Overall)</div>
<p class=regulartext><strong>&nbsp;</strong></p>
<p class=regulartext><b>Specific Aims: </b>Describe the
central scientific theme of the proposed research, and list in priority order
the broad, long-range objectives and goals of the center. </p>
<p class=regulartext><b>&nbsp;</b></p>
<p class=regulartext><b>Research Strategy: </b>Summarize
the overall research plan for the CCHI center application and explain how the
proposed program supports the study of mechanisms by which the human immune
system is activated and regulated. Describe the central theme of the proposed program
and explain how the proposed Research Projects and Technology Development Project
(if applicable) are synergistic and fit under the overarching program theme.
The CCHI application should be viewed as an alliance of interrelated projects,
each capable of standing on its own scientific merit, but complementary to one
another. This is an important section for it provides the group of
investigators an opportunity to convey the conceptual wholeness of the overall
program. Therefore, it should contain a statement of the scientific goals and
lay out a broad strategy to achieve these goals. As the strategy develops, each
project and core should be cited briefly as to its place in the overall scheme.
Briefly describe the human populations and the rationale for their selection
for each project and core and explain how the study of these populations will
enhance the goals of the overall center. Include a schematic overview (figure)
of the interactions, synergy, and collaborations among all the components. If
there was no prior experience of collaboration among the investigators, explain
how the proposed investigator collaborations will result in synergy. </p>
<p class=P_SingleIndent><b>Letters of Support:</b> Provide any institutional
letters of support specific to the Overall Component.</p>
<p class=P_SingleIndent><strong>Other
Plan(s):</strong></p>
<p class=P_SingleIndent>Note: Effective for due dates on or after January 25,
2023, the Data Management and Sharing Plan will be attached in the Other
Plan(s) attachment in FORMS-H application forms packages.</p>
<p class=P_SingleIndent>All instructions in the SF424 (R&amp;R) Application
Guide must be followed, with the following additional instructions:</p>
<ul>
<li>
All applicants planning research (funded or conducted in whole or
in part by NIH) that results in the generation of scientific data are required
to comply with the instructions for the Data Management and Sharing Plan. All
applications, regardless of the amount of direct costs requested for any one
year, must address a Data Management and Sharing Plan. The Data Management and
Sharing (DMS) Plan must be provided in the Overall component.</li>
<li>
Recipients are expected to deposit data and data analyses into
ImmPort (<a href="https://www.immport.org/home" Title="Link to Non-U.S. Government Site">https://www.immport.org/home</a>)
or other public data portal as designated by NIAID.</li>
</ul>
<p class=regulartext><b>Appendix:</b></p>
<p class=P_SingleIndent>Only limited items are allowed in the Appendix. Follow
all instructions for the Appendix as described in the SF424 (R&amp;R)
Application Guide; any instructions provided here are in addition to the SF424
(R&amp;R) Application Guide instructions. </p>
<p class=heading4Indent>PHS Human Subjects and Clinical
Trials Information (Overall)</p>
<p class=P_SingleIndent>When involving human subjects research, clinical
research, and/or NIH-defined clinical trials follow all instructions for the
PHS Human Subjects and Clinical Trials Information form in the SF424 (R&amp;R)
Application Guide, with the following additional instructions:</p>
<p class=P_SingleIndent>&nbsp;</p>
<p class=P_SingleIndent>If you answered Yes to the question Are Human
Subjects Involved? on the R&amp;R Other Project Information form, there must
be at least one human subjects study record using the<strong> Study Record: PHS Human Subjects and
Clinical Trials Information</strong> form or a <strong>Delayed Onset Study</strong>
record within the application. The study record(s) must be included in the
component(s) where the work is being done, unless the same study spans multiple
components. To avoid the creation of duplicate study records, a single study
record with sufficient information for all involved components must be included
in the Overall component when the same study spans multiple components. </p>
<p class=P_SingleIndent><strong>Study
Record: PHS Human Subjects and Clinical Trials Information</strong></p>
<p class=regulartext>All instructions in the SF424
(R&amp;R) Application Guide must be followed.</p>
<p class=P_SingleIndent><strong>Delayed
Onset Study</strong></p>
<p class=regulartext>Note: <a
href="https://grants.nih.gov/grants/glossary.htm#DelayedOnsetStudy">Delayed
onset</a> does NOT apply to a study that can be described but will not start
immediately (i.e., delayed start).</p>
<p class=regulartext>All instructions in the SF424
(R&amp;R) Application Guide must be followed. </p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">PHS Assignment Request
Form (Overall)</div>
<p class=regulartext>All instructions in the SF424
(R&amp;R) Application Guide must be followed. </p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">Administrative Core</div>
<p class=regulartext>When preparing your application, use Component Type Admin
Core. </p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed, with the following additional instructions, as noted.</p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment in FORMS-H application forms packages. If required, the Data
Management and Sharing (DMS) Plan must be provided in the Overall component.</p>
<div class="heading4">SF424 (R&amp;R) Cover (Administrative
Core)</div>
<p class=regulartext>Complete only the following fields:</p>
<ul>
<li>
Applicant Information</li>
<li>
Type of Applicant (optional)</li>
<li>
Descriptive Title of Applicant&rsquo;s Project</li>
<li>
Proposed Project Start/Ending Dates</li>
</ul>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">PHS 398 Cover Page Supplement (Administrative
Core)</div>
<p class=regulartext>Enter Human Embryonic Stem Cells in
each relevant component.</p>
<p class=heading4Indent>&nbsp;</p>
<div class="heading4">Research &amp; Related Other
Project Information (Administrative Core)</div>
<p class=regulartext><b>Human Subjects:</b> Answer only
the Are Human Subjects Involved? and 'Is the Project Exempt from Federal
regulations? questions.</p>
<p class=regulartext><b>Vertebrate Animals:</b> Answer
only the Are Vertebrate Animals Used? question.</p>
<p class=regulartext><b>Project Narrative: </b>Do not
complete. Note: ASSIST screens will show an asterisk for this attachment
indicating it is required. However, eRA systems only enforce this requirement
in the Overall component and applications will not receive an error if omitted
in other components.</p>
<div class="heading4">Project /Performance Site
Location(s) (Administrative Core)</div>
<p class=regulartext>List all performance sites that
apply to the specific component.</p>
<p class=regulartext><i>Note: The Project Performance
Site form allows up to 300 sites, prior to using additional attachment for
additional entries.</i></p>
<div class="heading4">Research &amp; Related
Senior/Key Person Profile (Administrative Core)</div>
<ul>
<li>
In the Project Director/Principal Investigator section of the
form, use Project Role of Other with Category of Core Lead and provide a
valid eRA Commons ID in the Credential field.</li>
<li>
In the additional Senior/Key Profiles section, list Senior/Key
persons that are working in the component.</li>
<li>
Include a single Biographical Sketch for each Senior/Key person
listed in the application regardless of the number of components in which they
participate. When a Senior/Key person is listed in multiple components, the
Biographical Sketch can be included in any one component.</li>
<li>
If more than 100 Senior/Key persons are included in a component,
the Additional Senior Key Person attachments should be used. </li>
<li>
For institutions/organizations proposing a single PD/PI, the PD/PI
must serve as the Administrative Core Lead. For institutions/organizations
proposing multiple PD(s)/PI(s), the Contact PD/PI must serve as the
Administrative Core Lead. </li>
</ul>
<div class="heading4">Budget (Administrative Core)</div>
<p class=regulartext>Budget forms appropriate for the
specific component will be included in the application package.</p>
<p class=regulartext><i>Note: The R&amp;R Budget form
included in many of the component types allows for up to 100 Senior/Key Persons
in section A and 100 Equipment Items in section C prior to using attachments
for additional entries. All other SF424 (R&amp;R) instructions apply.</i></p>
<div class="heading4">PHS 398 Research Plan (Administrative
Core)</div>
<p class=regulartext><b>Specific Aims:</b><strong> </strong>List in priority
order the activities and services of the Administrative Core. Describe the work
to be completed to address issues of program coordination, communication, and
management. </p>
<p class=regulartext><b>Research Strategy: </b> Provide
a staffing and administrative plan that includes a discussion of the structure
and roles of administrative and scientific staff for the core, and the
functions to be performed; how resources will be prioritized, allocated, and
managed; and how to enable compliance with the data sharing and other resource
sharing policies. Provide a management plan for fiscal accountability,
communication within the program, including group meetings and teleconferences.
Provide a plan for coordination, problem identification and resolution, and the
establishment of a strong collaborative environment for the center.</p>
<p class=regulartext>Optionally, an External Scientific
Advisory Group (ESAG) may be formed after award at the discretion of the
PD(s)/PI(s) to evaluate and advise on scientific progress within the center.
For renewal applications: identify any current or former ESAG members. New
applications should <em>not</em>
name, recruit or contact potential ESAG members until after an award is made. </p>
<p class=P_SingleIndent><strong>Other
Plan(s):</strong></p>
<p class=P_SingleIndent>Note: Effective for due dates on or after January 25,
2023, the Data Management and Sharing Plan will be attached in the Other
Plan(s) attachment of the Overall component in FORMS-H application forms
packages.</p>
<p class=P_SingleIndent>All instructions in the SF424 (R&amp;R) Application
Guide must be followed, with the following additional instructions:</p>
<ul>
<li>
All applicants planning research (funded or conducted in whole or
in part by NIH) that results in the generation of scientific data are required
to comply with the instructions for the Data Management and Sharing Plan. All
applications, regardless of the amount of direct costs requested for any one
year, must address a Data Management and Sharing Plan. The Data Management and
Sharing (DMS) Plan must be provided in the Overall component.</li>
</ul>
<p class=regulartext><b>Appendix:</b> </p>
<p class=P_SingleIndent>Only limited items are allowed in the Appendix.Follow
all instructions for the Appendix as described in the SF424 (R&amp;R)
Application Guide; any instructions provided here are in addition to the SF424
(R&amp;R) Application Guide instructions. </p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">PHS Human Subjects and Clinical Trials Information
(Administrative Core)</div>
<p class=P_SingleIndent>When involving human subjects research, clinical
research, and/or NIH-defined clinical trials follow all instructions for the
PHS Human Subjects and Clinical Trials Information form in the SF424 (R&amp;R)
Application Guide, with the following additional instructions:</p>
<p class=P_SingleIndent>If you answered Yes to the question Are Human
Subjects Involved? on the R&amp;R Other Project Information form, you must
include at least one human subjects study record using the <strong>Study Record: PHS Human Subjects and
Clinical Trials Information</strong><strong> </strong>form or a <strong>Delayed Onset Study</strong>
record.</p>
<p class=P_SingleIndent><strong>Study
Record: PHS Human Subjects and Clinical Trials Information</strong></p>
<p class=regulartext>All instructions in the SF424
(R&amp;R) Application Guide must be followed.</p>
<p class=P_SingleIndent><strong>Delayed
Onset Study</strong></p>
<p class=regulartext>Note: <a
href="https://grants.nih.gov/grants/glossary.htm#DelayedOnsetStudy">Delayed
onset</a> does NOT apply to a study that can be described but will not start
immediately (i.e., delayed start).All instructions in the SF424 (R&amp;R)
Application Guide must be followed. </p>
<div class="heading4">Infrastructure and Opportunity Fund Management Core</div>
<p class=regulartext>When preparing your application, use Component Type Core. </p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed, with the following additional instructions, as noted.</p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment in FORMS-H application forms packages. If required, the Data
Management and Sharing (DMS) Plan must be provided in the Overall component.</p>
<div class="heading4">SF424 (R&amp;R) Cover (Infrastructure and Opportunity
Fund Management Core)</div>
<p class=regulartext>Complete only the following fields:</p>
<ul>
<li>
Applicant Information</li>
<li>
Type of Applicant (optional)</li>
<li>
Descriptive Title of Applicant&rsquo;s Project</li>
<li>
Proposed Project Start/Ending Dates</li>
</ul>
<div class="heading4">PHS 398 Cover Page Supplement (Infrastructure and
Opportunity Fund Management Core)</div>
<p class=regulartext>Enter Human Embryonic Stem Cells in each relevant component.</p>
<p class=heading4Indent>&nbsp;</p>
<div class="heading4">Research &amp; Related Other Project Information (Infrastructure
and Opportunity Fund Management Core)</div>
<p class=regulartext><strong>Human
Subjects:</strong> Answer only the Are Human Subjects Involved? and
'Is the Project Exempt from Federal regulations? questions.</p>
<p class=regulartext><strong>Vertebrate
Animals:</strong> Answer only the Are Vertebrate Animals Used?
question.</p>
<p class=regulartext><strong>Project
Narrative:</strong> Do not complete. Note: ASSIST screens will show an
asterisk for this attachment indicating it is required. However, eRA systems
only enforce this requirement in the Overall component and applications will
not receive an error if omitted in other components.</p>
<div class="heading4">Project /Performance Site Location(s) (Infrastructure and
Opportunity Fund Management Core)</div>
<p class=regulartext>List all performance sites that apply to the specific
component.</p>
<p class=regulartext>Note: The Project Performance Site form allows up to 300
sites, prior to using additional attachment for additional entries.</p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">Research &amp; Related Senior/Key Person Profile (Infrastructure
and Opportunity Fund Management Core)<br>
<br>
</div>
<ul>
<li>
In the Project Director/Principal Investigator section of the
form, use Project Role of Other with Category of Core Lead and provide a
valid eRA Commons ID in the Credential field.</li>
<li>
In the additional Senior/Key Profiles section, list Senior/Key
persons that are working in the component.</li>
<li>
Include a single Biographical Sketch for each Senior/Key person
listed in the application regardless of the number of components in which they
participate. When a Senior/Key person is listed in multiple components, the
Biographical Sketch can be included in any one component.</li>
<li>
If more than 100 Senior/Key persons are included in a component,
the Additional Senior Key Person attachments should be used.</li>
<li>
Multiple Core Leads are NOT permitted for IOF Management Core. </li>
</ul>
<div class="heading4">Budget (Infrastructure and Opportunity Fund Management Core)</div>
<p class=regulartext>Budget forms appropriate for the specific component will be
included in the application package. </p>
<p class=regulartext>The budget for Infrastructure and Opportunity Fund (IOF) Management
Core is not expected to exceed $900,000 direct costs per year, of which
$150,000 may be budgeted for management of the core. IOF Management Core
application budgets must include the following costs:</p>
<ul>
<li>
A maximum of 1.2 person months' salary for the IOF Management
Leader. </li>
<li>
A minimum of 6 person months' salary for an IOF administrator and
a maximum of 6 person months for Information Technology staff (if required) to
be included in the Other Personnel category. </li>
<li>
IT computing supplies, if required. </li>
<li>
Costs for pilot/feasibility projects per year to be included in
the Other Direct Costs category for the remaining funds. </li>
<li>
IOF travel for either the IOF administrator or IT staff member to
attend the annual program Steering Committee meeting (one-day meeting) in
Bethesda/Rockville, Maryland area. </li>
<li>
Include travel funds for the core lead and up to one (1)
additional staff member to participate in the CCHI annual face-to-face meeting,
to be held in the Bethesda/Rockville, MD area (two days per annual meeting).</li>
</ul>
<p class=regulartext>Note: The R&amp;R Budget form included in many of the
component types allows for up to 100 Senior/Key Persons in section A and 100
Equipment Items in section C prior to using attachments for additional entries.
All other SF424 (R&amp;R) instructions apply.</p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">PHS 398 Research Plan (Infrastructure and Opportunity
Fund Management Core)</div>
<p class=regulartext><strong>Specific
Aims:</strong><strong> </strong>List
in priority order the proposed activities and services of the IOF Management
Core. Concisely and realistically describe the work to be completed to address
issues of program coordination, communication, and fiscal management. </p>
<p class=P_SingleIndent><strong>Research Strategy: </strong>The
IOF management plan is expected to include:</p>
<ul>
<li>
an administrative structure; </li>
<li>
plans for the logistics for solicitation, review, and award of
pilot projects, including receipt of applications; </li>
<li>
proposed procedures to support the Steering Committee in the
timely award of consortium agreements, including the time interval for
establishment and renewal or consortium agreements</li>
<li>
tracking and monitoring of timely submission and payment of
invoices, and plans for handling consortium agreement administration delays; </li>
<li>
plans for interacting with the institutions that will receive IOF
funds; </li>
<li>
reporting on the status of the funds and consortium agreements
awarded;</li>
<li>
providing an administrative assistant to coordinate these activities
with the NIAID, Steering Committee and the institution&rsquo;s grants and contracts
staff; </li>
<li>
providing IT support for the maintenance and/or development of an
internal website, if required; </li>
<li>
include a statement of commitment from the Institution&rsquo;s signing
official agreeing to take fiscal responsibility for the management of the
Infrastructure and Opportunities Funds, if chosen by NIAID to administer the
fund. </li>
</ul>
<p class=P_SingleIndent>This section should only include information about
the management of the IOF and should NOT include any IOF proposed research
projects.</p>
<p class=P_SingleIndent>&nbsp;</p>
<p class=P_SingleIndent><strong>Other
Plan(s):</strong></p>
<p class=P_SingleIndent>Note: Effective for due dates on or after January 25,
2023, the Data Management and Sharing Plan will be attached in the Other
Plan(s) attachment of the Overall component in FORMS-H application forms
packages.</p>
<p class=P_SingleIndent>All instructions in the SF424 (R&amp;R) Application
Guide must be followed, with the following additional instructions:</p>
<ul>
<li>
All applicants planning research (funded or conducted in whole or
in part by NIH) that results in the generation of scientific data are required
to comply with the instructions for the Data Management and Sharing Plan. All
applications, regardless of the amount of direct costs requested for any one
year, must address a Data Management and Sharing Plan. The Data Management and
Sharing (DMS) Plan must be provided in the Overall component.</li>
</ul>
<p class=Bullet><strong>Appendix:
</strong></p>
<ul>
<li>Only limited items are allowed in the Appendix. Follow
all instructions for the Appendix as described in the SF424 (R&amp;R)
Application Guide; any instructions provided here are in addition to the SF424
(R&amp;R) Application Guide instructions. </li>
</ul>
<div class="heading4">PHS Human Subjects and Clinical Trials Information (Infrastructure
and Opportunity Fund Management Core)</div>
<p class=heading4Indent>&nbsp;</p>
<p class=regulartext>When involving human subjects research, clinical research,
and/or NIH-defined clinical trials follow all instructions for the PHS Human
Subjects and Clinical Trials Information form in the SF424 (R&amp;R)
Application Guide, with the following additional instructions:</p>
<p class=regulartext>If you answered Yes to the question Are Human Subjects
Involved? on the R&amp;R Other Project Information form, you must include at
least one human subjects study record using the <strong>Study Record: PHS Human Subjects and Clinical Trials
Information </strong>form or a <strong>Delayed
Onset Study</strong> record.</p>
<p class=regulartext><strong>Study
Record: PHS Human Subjects and Clinical Trials Information</strong></p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed. </p>
<p class=regulartext><strong>Delayed
Onset Study</strong></p>
<p class=regulartext>Note: <a
href="https://grants.nih.gov/grants/glossary.htm#DelayedOnsetStudy">Delayed
onset</a> does NOT apply to a study that can be described but will not start
immediately (i.e., delayed start).All instructions in the SF424 (R&amp;R)
Application Guide must be followed. </p>
<div class="heading4">Clinical Core</div>
<p class=regulartext>When preparing your application, use Component Type Core. </p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed, with the following additional instructions, as noted.</p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment in FORMS-H application forms packages. If required, the Data
Management and Sharing (DMS) Plan must be provided in the Overall component.</p>
<div class="heading4">SF424 (R&amp;R) Cover (Clinical Core)</div>
<p class=regulartext>Complete only the following fields:</p>
<ul>
<li>
Applicant Information</li>
<li>
Type of Applicant (optional)</li>
<li>
Descriptive Title of Applicant&rsquo;s Project</li>
<li>
Proposed Project Start/Ending Dates</li>
</ul>
<div class="heading4">PHS 398 Cover Page Supplement (Clinical Core)</div>
<p class=regulartext>Enter Human Embryonic Stem Cells in each relevant component.</p>
<p class=heading4Indent>&nbsp;</p>
<div class="heading4">Research &amp; Related Other Project Information (Clinical
Core)</div>
<p class=regulartext><strong>Human
Subjects:</strong> Answer only the Are Human Subjects Involved? and
'Is the Project Exempt from Federal regulations? questions.</p>
<p class=regulartext><strong>Vertebrate
Animals:</strong> Answer only the Are Vertebrate Animals Used?
question.</p>
<p class=regulartext><strong>Project
Narrative:</strong> Do not complete. Note: ASSIST screens will show an
asterisk for this attachment indicating it is required. However, eRA systems
only enforce this requirement in the Overall component and applications will
not receive an error if omitted in other components.</p>
<div class="heading4">Project /Performance Site Location(s) (Clinical Core)</div>
<p class=regulartext>List all performance sites that apply to the specific
component.</p>
<p class=regulartext>Note: The Project Performance Site form allows up to 300
sites, prior to using additional attachment for additional entries.</p>
<div class="heading4">Research &amp; Related Senior/Key Person Profile (Clinical
Core)<br>
<br>
</div>
<ul>
<li>
In the Project Director/Principal Investigator section of the
form, use Project Role of Other with Category of Core Lead and provide a
valid eRA Commons ID in the Credential field.</li>
<li>
In the additional Senior/Key Profiles section, list Senior/Key
persons that are working in the component.</li>
<li>
Include a single Biographical Sketch for each Senior/Key person
listed in the application regardless of the number of components in which they
participate. When a Senior/Key person is listed in multiple components, the
Biographical Sketch can be included in any one component.</li>
<li>
If more than 100 Senior/Key persons are included in a component,
the Additional Senior Key Person attachments should be used. </li>
</ul>
<div class="heading4">Budget (Clinical Core)</div>
<p class=regulartext>Budget forms appropriate for the specific component will be
included in the application package. </p>
<ul>
<li>
Include funds to support all functions of this core including
clinical protocol development, informed consent form development, development
of a manual of procedures for each clinical protocol that the CCHI will
conduct, development of protocol-specific case report forms, training of
clinical personnel prior to protocol initiation (both cGCP and
protocol-specific training), monitoring of the clinical component of the study,
capturing and reporting adverse events related to any intervention or procedure
and handling protocol deviations. </li>
<li>
Include travel funds for the Core Lead and up to three (3)
additional scientific staff to participate in the CCHI annual face-to-face
meeting, to be held in the Bethesda/Rockville, MD area (two days per annual
meeting).</li>
</ul>
<p class=regulartext>Note: The R&amp;R Budget form included in many of the
component types allows for up to 100 Senior/Key Persons in section A and 100
Equipment Items in section C prior to using attachments for additional entries.
All other SF424 (R&amp;R) instructions apply.</p>
<div class="heading4">PHS 398 Research Plan (Clinical Core)</div>
<p class=P_SingleIndent>&nbsp;</p>
<p class=regulartext><strong>Specific
Aims:</strong><strong> </strong>List
in priority order the proposed activities and services of the Clinical Core.
Describe the work to be completed indicating the core&rsquo;s relationship to the
program&rsquo;s goals. The Clinical Core must support the activities of at least two
of the projects.<strong> </strong></p>
<p class=P_SingleIndent><strong>Research Strategy: </strong></p>
<ul>
<li>
Explain how the core will serve the proposed research projects.
For example, describe core activities to provide a uniform screening and
characterization of potential participants in the studies proposed by each of
the center&rsquo;s research projects. </li>
<li>
Describe the clinical outcomes that will be captured and the
methodologies that will be used. </li>
<li>
Describe processes and procedures for clinical protocol
development, informed consent form development, development of a manual of
procedures for each clinical protocol that the center will conduct, development
of protocol-specific case report forms, training of clinical personnel prior to
protocol initiation (both cGCP and protocol-specific training), preparing IRB
applications and other approval processes, preparing annual progress reports to
the IRB and NIH, monitoring of the clinical component of the study, capturing
and reporting adverse events related to any intervention or procedure, and
handling protocol deviations.</li>
<li>Describe and justify any incentives provided to subjects
to participate in the proposed study, if in addition to those under the parent
clinical trial. <strong> </strong></li>
</ul>
<p class=regulartext><strong>Letters
of Support: </strong>Provide any institutional letters of support
specific to the Clinical Core.</p>
<p class=P_SingleIndent>&nbsp;</p>
<p class=MsoCommentText><strong>Other
Plan(s):</strong></p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment of the Overall component in FORMS-H application forms packages.</p>
<p class=MsoCommentText>All instructions in the SF424
(R&amp;R) Application Guide must be followed, with the following additional
instructions:</p>
<ul>
<li>
All applicants planning research (funded or conducted in whole or
in part by NIH) that results in the generation of scientific data are required
to comply with the instructions for the Data Management and Sharing Plan. All
applications, regardless of the amount of direct costs requested for any one
year, must address a Data Management and Sharing Plan. The Data Management and
Sharing (DMS) Plan must be provided in the Overall component.</li>
</ul>
<p class=regulartext><strong>Appendix:
</strong></p>
<p class=regulartext>Only limited items are allowed in the Appendix. Follow all
instructions for the Appendix as described in the SF424 (R&amp;R) Application
Guide; any instructions provided here are in addition to the SF424 (R&amp;R)
Application Guide instructions. </p>
<p class=regulartext>Include the following:</p>
<ul>
<li>
blank informed consent forms for the parent clinical trial(s)</li>
<li>
blank informed consent forms for the proposed additional studies,
if different from the parent trial(s)</li>
</ul>
<p class=regulartext>It is recommended that applications submitted under this FOA
have clear language in the informed consent form(s) that distinguishes proposed
immune profiling studies from the clinical trials with which they are linked.
It is also recommended that the following items be clarified in the consent
form: 1) additional blood or tissue that will be collected as part of the
proposed profiling study; 2) the right of the subjects to refuse to participate
in the proposed profiling study and still participate in the parent clinical
trial; 3) that no charges to the subject for participation in the proposed
profiling study are incurred; and 4) agreement to share the subject s
de-identified data obtained from the immune profiling study as well as the
parent trial. </p>
<div class="heading4">PHS Human Subjects and Clinical Trials Information (Clinical
Core)</div>
<p class=regulartext>When involving human subjects research, clinical research,
and/or NIH-defined clinical trials follow all instructions for the PHS Human
Subjects and Clinical Trials Information form in the SF424 (R&amp;R)
Application Guide, with the following additional instructions:</p>
<p class=regulartext>If you answered Yes to the question Are Human Subjects
Involved? on the R&amp;R Other Project Information form, you must include at
least one human subjects study record using the <strong>Study Record: PHS Human Subjects and Clinical Trials
Information </strong>form or a <strong>Delayed
Onset Study</strong> record.</p>
<p class=regulartext><strong>Study
Record: PHS Human Subjects and Clinical Trials Information</strong></p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed, with the following additional instructions:</p>
<p class=regulartext>For all clinical research or trial protocols and procedures
that span multiple Research Projects, enter requested information in the PHS
Human Subjects and Clinical Trials Information section associated with the
Clinical Core, not the Overall component. Do not duplicate information
requested under the PHS Human Subjects and Clinical Trials Information Forms
across components. Human subject details that are specific to a particular
Research Project should be entered in the PHS Human Subjects and Clinical
Trials Information Forms in the appropriate Research Project component. </p>
<p class=regulartext>The materials from the independently-funded clinical trials
should identify the Research Projects they will provide with tissue samples. </p>
<p class=regulartext><strong>Delayed
Onset Study</strong></p>
<p class=regulartext>Note: <a
href="https://grants.nih.gov/grants/glossary.htm#DelayedOnsetStudy">Delayed
onset</a> does NOT apply to a study that can be described but will not start
immediately (i.e., delayed start). All instructions in the SF424 (R&amp;R)
Application Guide must be followed </p>
<div class="heading4">Service Core</div>
<p class=regulartext>When preparing your application, use Component Type Core. </p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed, with the following additional instructions, as noted.</p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment in FORMS-H application forms packages. If required, the Data
Management and Sharing (DMS) Plan must be provided in the Overall component.</p>
<div class="heading4">SF424 (R&amp;R) Cover (Service Core)</div>
<p class=regulartext>Complete only the following fields:</p>
<ul>
<li>
Applicant Information</li>
<li>
Type of Applicant (optional)</li>
<li>
Descriptive Title of Applicant&rsquo;s Project</li>
<li>
Proposed Project Start/Ending Dates</li>
</ul>
<div class="heading4">PHS 398 Cover Page Supplement (Service Core)</div>
<p class=regulartext>Enter Human Embryonic Stem Cells in each relevant component.</p>
<p class=heading4Indent>&nbsp;</p>
<div class="heading4">Research &amp; Related Other Project Information (Service
Core)</div>
<p class=regulartext><strong>Human
Subjects:</strong> Answer only the Are Human Subjects Involved? and
'Is the Project Exempt from Federal regulations? questions.</p>
<p class=regulartext><strong>Vertebrate
Animals:</strong> Answer only the Are Vertebrate Animals Used?
question.</p>
<p class=regulartext><strong>Project
Narrative:</strong> Do not complete. Note: ASSIST screens will show an
asterisk for this attachment indicating it is required. However, eRA systems
only enforce this requirement in the Overall component and applications will
not receive an error if omitted in other components.</p>
<div class="heading4">Project /Performance Site Location(s) (Service Core)</div>
<p class=regulartext>List all performance sites that apply to the specific
component.</p>
<p class=regulartext><em>Note: The
Project Performance Site form allows up to 300 sites, prior to using additional
attachment for additional entries.</em></p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">Research &amp; Related Senior/Key Person Profile (Service
Core)</div>
<ul>
<li>
In the Project Director/Principal Investigator section of the
form, use Project Role of Other with Category of Core Lead and provide a
valid eRA Commons ID in the Credential field.</li>
<li>
In the additional Senior/Key Profiles section, list Senior/Key
persons that are working in the component.</li>
<li>
Include a single Biographical Sketch for each Senior/Key person
listed in the application regardless of the number of components in which they
participate. When a Senior/Key person is listed in multiple components, the
Biographical Sketch can be included in any one component.</li>
<li>
If more than 100 Senior/Key persons are included in a component,
the Additional Senior Key Person attachments should be used. </li>
</ul>
<div class="heading4">Budget (Service Core)</div>
<p class=regulartext>Budget forms appropriate for the specific component will be
included in the application package.</p>
<ul>
<li>
Include travel funds for the Service Core Lead and up to two
additional scientific staff to participate in the CCHI annual face-to-face
meeting, to be held in the Bethesda/Rockville, MD area (two days per annual
meeting).</li>
<li>
For cores obtaining samples from independently funded clinical
trials, include the following costs, when such costs are not included in the
Projects: additional clinical trial-related activities such as the costs of
re-consenting study participants, preparation of protocol or IND amendments,
and additional sample collection, preparation, and shipping.</li>
</ul>
<p class=regulartext>Note: The R&amp;R Budget form included in many of the
component types allows for up to 100 Senior/Key Persons in section A and 100
Equipment Items in section C prior to using attachments for additional entries.
All other SF424 (R&amp;R) instructions apply.</p>
<div class="heading4">PHS 398 Research Plan (Service Core)</div>
<p class=regulartext><strong>Specific
Aims:</strong><strong> </strong> List
in priority order the activities and services of the Service Core. In addition,
state the core&rsquo;s relationship to the center&rsquo;s goals and how it will support the
research proposed by two or more individual research projects in the
application. </p>
<p class=P_SingleIndent><strong>Research Strategy: </strong>Indicate
the specific projects to be served by the core and explain why the Core
resources are not otherwise available. Describe the reagents, resources,
technologies, or other services to be provided by the core. Describe how it
will serve multiple projects and explain how requests will be prioritized and
coordinated. Any proposed development of new technologies, assays, etc. must be
presented within a research/technology development project and not in a Service
Core.</p>
<p class=P_SingleIndent>If the Service Core proposes
clinical studies designed only to collect and provide samples for two or more
research projects, this section must describe the following aspects of the
proposed trial(s)/study(ies):</p>
<ul>
<li>
Discuss the role of the study in the overall research strategy of
the application. Outline the objectives and concisely describe the design of
the proposed study, include rationale and process for the selection of the
participant population, choice of intervention (if applicable), choice of study
sites, and duration and schedule of events. </li>
<li>
Discuss the study's feasibility. If applicable, include general
concepts for sample size determinations and statistical methodologies, and
provide study-specific details in the PHS Human Subjects and Clinical Trial
Information Forms.</li>
</ul>
<p class=P_SingleIndent>Note: Specific details for clinical
trials and clinical studies will be captured using the PHS Human Subjects and
Clinical Trials Information Form. Do not duplicate information requested under
the PHS Human Subjects and Clinical Trials Information Forms.</p>
<p class=P_SingleIndent>If the data management
activities are included in a Service Core, describe the data management infrastructure
that will support the proposed activities and how the services of this core
will support and advance the outcomes from the proposed research program.</p>
<p class=P_SingleIndent><em>Staffing Plan:</em> Include a description of a
staffing plan that will support the functions associated with this core,
including any professional staff or staff with specialized skills to fully
address the extent of core needs and submission of data, meta-data, and related
data analyses to the ImmPort database (or other appropriate public databases
designated by NIAID) (<a href="https://www.immport.org/home" Title="Link to Non-U.S. Government Site">https://www.immport.org/home</a>).</p>
<p class=P_SingleIndent>&nbsp;</p>
<p class=regulartext><strong>Letters
of Support: </strong>Provide any institutional letters of support
specific to the Service Core.</p>
<p class=P_SingleIndent>&nbsp;</p>
<p class=MsoCommentText><strong>Other
Plan(s):</strong></p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment of the Overall component in FORMS-H application forms packages.</p>
<p class=MsoCommentText>All instructions in the SF424
(R&amp;R) Application Guide must be followed, with the following additional
instructions:</p>
<ul>
<li>
All applicants planning research (funded or conducted in whole or
in part by NIH) that results in the generation of scientific data are required
to comply with the instructions for the Data Management and Sharing Plan. All
applications, regardless of the amount of direct costs requested for any one
year, must address a Data Management and Sharing Plan. The Data Management and
Sharing (DMS) Plan must be provided in the Overall component.</li>
</ul>
<p class=regulartext><strong>Appendix:
</strong></p>
<p class=regulartext>Only limited items are allowed in the Appendix. Follow all
instructions for the Appendix as described in the SF424 (R&amp;R) Application
Guide; any instructions provided here are in addition to the SF424 (R&amp;R)
Application Guide instructions. </p>
<div class="heading4">PHS Human Subjects and Clinical Trials Information (Service
Core)</div>
<p class=regulartext>When involving human subjects research, clinical research,
and/or NIH-defined clinical trials follow all instructions for the PHS Human
Subjects and Clinical Trials Information form in the SF424 (R&amp;R)
Application Guide, with the following additional instructions:</p>
<p class=regulartext>If you answered Yes to the question Are Human Subjects
Involved? on the R&amp;R Other Project Information form, you must include at
least one human subjects study record using the <strong>Study Record: PHS Human Subjects and Clinical Trials
Information </strong>form or a <strong>Delayed
Onset Study</strong> record.</p>
<p class=regulartext><strong>Study
Record: PHS Human Subjects and Clinical Trials Information</strong></p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed. </p>
<p class=regulartext><strong>Delayed
Onset Study</strong></p>
<p class=regulartext>Note: <a
href="https://grants.nih.gov/grants/glossary.htm#DelayedOnsetStudy">Delayed
onset</a> does NOT apply to a study that can be described but will not start
immediately (i.e., delayed start).All instructions in the SF424 (R&amp;R)
Application Guide must be followed. </p>
<div class="heading4">Research Project</div>
<p class=regulartext>When preparing your application, use Component Type Project. </p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed, with the following additional instructions, as noted.</p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment in FORMS-H application forms packages. If required, the Data
Management and Sharing (DMS) Plan must be provided in the Overall component.</p>
<div class="heading4">SF424 (R&amp;R) Cover (Research Project)</div>
<p class=regulartext>Complete only the following fields:</p>
<ul>
<li>
Applicant Information</li>
<li>
Type of Applicant (optional)</li>
<li>
Descriptive Title of Applicant&rsquo;s Project</li>
<li>
Proposed Project Start/Ending Dates</li>
</ul>
<div class="heading4">PHS 398 Cover Page Supplement (Research Project)</div>
<p class=regulartext>Enter Human Embryonic Stem Cells in each relevant component.</p>
<div class="heading4">Research &amp; Related Other Project Information (Research
Project)</div>
<p class=regulartext><strong>Human
Subjects:</strong> Answer only the Are Human Subjects Involved? and
'Is the Project Exempt from Federal regulations? questions.</p>
<p class=regulartext><strong>Vertebrate
Animals:</strong> Answer only the Are Vertebrate Animals Used?
question.</p>
<p class=regulartext><strong>Project
Narrative:</strong> Do not complete. Note: ASSIST screens will show an
asterisk for this attachment indicating it is required. However, eRA systems
only enforce this requirement in the Overall component and applications will
not receive an error if omitted in other components.</p>
<div class="heading4">Project /Performance Site Location(s) (Research Project)</div>
<p class=regulartext>List all performance sites that apply to the specific
component.</p>
<p class=regulartext>Note: The Project Performance Site form allows up to 300
sites, prior to using additional attachment for additional entries.</p>
<div class="heading4">Research &amp; Related Senior/Key Person Profile (Research
Project)<br>
<br>
</div>
<ul>
<li>
In the Project Director/Principal Investigator section of the
form, use Project Role of Other with Category of Project Lead and provide a
valid eRA Commons ID in the Credential field.</li>
<li>
In the additional Senior/Key Profiles section, list Senior/Key
persons that are working in the component.</li>
<li>
Include a single Biographical Sketch for each Senior/Key person
listed in the application regardless of the number of components in which they
participate. When a Senior/Key person is listed in multiple components, the
Biographical Sketch can be included in any one component.</li>
<li>
If more than 100 Senior/Key persons are included in a component,
the Additional Senior Key Person attachments should be used. </li>
</ul>
<div class="heading4">Budget (Research Project)</div>
<p class=regulartext>Budget forms appropriate for the specific component will be
included in the application package. </p>
<ul>
<li>
Include travel funds for the Project Lead and up to three (3)
additional scientific staff to participate in the CCHI annual face-to-face
meeting, to be held in the Bethesda/Rockville, MD area (two days per annual
meeting).</li>
<li>
If samples for the proposed studies are to be collected from a
CCHI-funded clinical trial or study include the following costs, when such
costs have not been included under a Service Core or Clinical Core: clinical
protocol development, informed consent form development, development of a
manual of procedures for each clinical protocol that the CCHI center will
conduct, development of protocol-specific case report forms, training of
clinical personnel prior to protocol initiation (both cGCP and
protocol-specific training), monitoring of the clinical component of the study,
and capturing and reporting adverse events related to any intervention or
procedure and handling protocol deviations.</li>
<li>
If samples for the proposed studies are to be collected from an
independently funded clinical trial include the following costs, when such
costs have not been included under a Service Core: the costs of re-consenting
study participants, preparation of protocol or IND amendments, and additional
sample collection, preparation, and shipping</li>
</ul>
<p class=regulartext>Note: The R&amp;R Budget form included in many of the
component types allows for up to 100 Senior/Key Persons in section A and 100
Equipment Items in section C prior to using attachments for additional entries.
All other SF424 (R&amp;R) instructions apply.</p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">PHS 398 Research Plan (Research Project)</div>
<p class=regulartext><strong>Specific
Aims:</strong><strong> </strong>List,
in priority order, the broad long-range objectives and goals of the proposed project.
Concisely describe the hypothesis or hypotheses to be tested. In addition,
state the individual research project's relationship to the center&rsquo;s goals and
how it is related to other projects or cores to create synergy. </p>
<p class=P_SingleIndent><strong>Research Strategy: </strong>Describe
how the proposed studies will utilize primary human immune cells, fluids, or
tissues and, if needed, relevant animal models, to provide mechanistic insights
that will advance our understanding of human immune function or regulation
applicable to (1) the innate, adaptive, and mucosal immune responses to
infection, vaccination, and adjuvants, or (2) immune-mediated diseases (if
applicable).</p>
<ul>
<li>
Explain the rationale for selecting the methods and approaches to
accomplish the specific aims, including the selection of sample sources.</li>
<li>
State the biological significance of the research. Explain how
the Research Project addresses the common immunological theme of the
application and how the project contributes to the overall goals of the center.</li>
<li>
Include a data and/or statistical analysis plan that describes
how data will be analyzed. For clinical trials, applicants will provide
specific statistical design and power information under the PHS Human Subjects
and Clinical Trials Information, and these should not be duplicated under the
Research Strategy.</li>
<li>
Explain how animal studies will provide mechanistic insights into
immune function or regulation, and discuss how they will extend/complement the
findings of proposed human studies.</li>
</ul>
<p class=Bullet><em>Milestones and Timelines:</em>
In a clearly labeled section, describe annual milestones and timelines for the
Research Project. For clinical trials, applicants will provide specific
clinical trials timelines under the PHS Human Subjects and Clinical Trials
Information, and these should not be duplicated under the Research Strategy.</p>
<p class=regulartext><strong>Letters
of Support: </strong>Provide any institutional letters of support
specific to the Research Project, including a Memorandum of Understanding (MOU)
or Materials Transfer Agreement (MTA) that documents availability and/or access
to human materials for each source (<em>i.e.</em>,
sample availability corresponding to the outlined Milestones and Timelines).</p>
<p class=MsoCommentText><strong>Other
Plan(s):</strong></p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment of the Overall component in FORMS-H application forms packages.</p>
<p class=MsoCommentText>All instructions in the SF424
(R&amp;R) Application Guide must be followed, with the following additional
instructions:</p>
<ul>
<li>
All applicants planning research (funded or conducted in whole or
in part by NIH) that results in the generation of scientific data are required
to comply with the instructions for the Data Management and Sharing Plan. All
applications, regardless of the amount of direct costs requested for any one
year, must address a Data Management and Sharing Plan. The Data Management and
Sharing (DMS) Plan must be provided in the Overall component.</li>
</ul>
<p class=regulartext><strong>Appendix:
</strong></p>
<p class=regulartext>Only limited items are allowed in the Appendix. Follow all
instructions for the Appendix as described in the SF424 (R&amp;R) Application Guide;
any instructions provided here are in addition to the SF424 (R&amp;R)
Application Guide instructions. </p>
<div class="heading4">PHS Human Subjects and Clinical Trials Information (Research
Project)</div>
<p class=regulartext>When involving human subjects research, clinical research,
and/or NIH-defined clinical trials follow all instructions for the PHS Human
Subjects and Clinical Trials Information form in the SF424 (R&amp;R)
Application Guide, with the following additional instructions:</p>
<p class=regulartext>If you answered Yes to the question Are Human Subjects
Involved? on the R&amp;R Other Project Information form, you must include at
least one human subjects study record using the <strong>Study Record: PHS Human Subjects and Clinical Trials
Information </strong>form or a <strong>Delayed
Onset Study</strong> record.</p>
<p class=regulartext><strong>Study
Record: PHS Human Subjects and Clinical Trials Information</strong></p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed. </p>
<p class=regulartext><strong>Section
2 - Study Population Characteristics</strong></p>
<p class=regulartext><strong>2.7 -
Study Timeline</strong></p>
<p class=regulartext>A study timeline is required for all studies utilizing human
biospecimens, including studies that are not clinical trials and selecting
exemption 4. For studies using human biospecimens collected from
independently-funded clinical research or clinical trials, provide a timeline
for obtaining these samples and implementing the proposed project.</p>
<p class=regulartext><strong>Delayed
Onset Study</strong></p>
<p class=regulartext>Note: <a
href="https://grants.nih.gov/grants/glossary.htm#DelayedOnsetStudy">Delayed
onset</a> does NOT apply to a study that can be described but will not start
immediately (i.e., delayed start).All instructions in the SF424 (R&amp;R)
Application Guide must be followed. </p>
<div class="heading4">Technology Development Project</div>
<p class=regulartext>When preparing your application, use Component Type Project. </p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed, with the following additional instructions, as noted.</p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment in FORMS-H application forms packages. If required, the Data Management
and Sharing (DMS) Plan must be provided in the Overall component.</p>
<div class="heading4">SF424 (R&amp;R) Cover (Technology Development Project)</div>
<p class=regulartext>Complete only the following fields:</p>
<ul>
<li>
Applicant Information</li>
<li>
Type of Applicant (optional)</li>
<li>
Descriptive Title of Applicant&rsquo;s Project</li>
<li>
Proposed Project Start/Ending Dates</li>
</ul>
<div class="heading4">PHS 398 Cover Page Supplement (Technology Development
Project)</div>
<p class=regulartext>Enter Human Embryonic Stem Cells in each relevant component.</p>
<div class="heading4">Research &amp; Related Other Project Information (Technology
Development Project)</div>
<p class=regulartext><strong>Human
Subjects:</strong> Answer only the Are Human Subjects Involved? and
'Is the Project Exempt from Federal regulations? questions.</p>
<p class=regulartext><strong>Vertebrate
Animals:</strong> Answer only the Are Vertebrate Animals Used?
question.</p>
<p class=regulartext><strong>Project
Narrative:</strong> Do not complete. Note: ASSIST screens will show an
asterisk for this attachment indicating it is required. However, eRA systems
only enforce this requirement in the Overall component and applications will
not receive an error if omitted in other components.</p>
<div class="heading4">Project /Performance Site Location(s) (Technology
Development Project)</div>
<p class=regulartext>List all performance sites that apply to the specific
component.</p>
<p class=regulartext>Note: The Project Performance Site form allows up to 300
sites, prior to using additional attachment for additional entries.</p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">Research &amp; Related Senior/Key Person Profile (Technology
Development Project)<br>
<br>
</div>
<ul>
<li>
In the Project Director/Principal Investigator section of the
form, use Project Role of Other with Category of Project Lead and provide a
valid eRA Commons ID in the Credential field.</li>
<li>
In the additional Senior/Key Profiles section, list Senior/Key
persons that are working in the component.</li>
<li>
Include a single Biographical Sketch for each Senior/Key person
listed in the application regardless of the number of components in which they
participate. When a Senior/Key person is listed in multiple components, the
Biographical Sketch can be included in any one component.</li>
<li>
If more than 100 Senior/Key persons are included in a component,
the Additional Senior Key Person attachments should be used. </li>
</ul>
<div class="heading4">Budget (Technology Development Project)</div>
<p class=regulartext>Budget forms appropriate for the specific component will be
included in the application package. </p>
<ul>
<li>
Include travel funds for the Project Lead and up to three (3)
additional scientific staff to participate in the CCHI annual face-to-face
meeting, to be held in the Bethesda/Rockville, MD area (two days per annual
meeting).</li>
<li>
Include costs associated with the Project's submission of data
into the ImmPort (<a href="https://immport.niaid.nih.gov/home">https://immport.niaid.nih.gov/home</a>)
database or other publicly accessible database approved by NIAID (as
appropriate) when such costs are not included in the Administrative Core.</li>
</ul>
<p class=regulartext>Note: The R&amp;R Budget form included in many of the
component types allows for up to 100 Senior/Key Persons in section A and 100
Equipment Items in section C prior to using attachments for additional entries.
All other SF424 (R&amp;R) instructions apply.</p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">PHS 398 Research Plan (Technology Development Project)</div>
<p class=regulartext><strong>Specific
Aims:</strong><strong> </strong> List,
in priority order, the broad long-range objectives and goals of the proposed
project. Concisely describe the hypothesis or hypotheses to be tested, or the
rationale for technology development. In addition, state the individual
research project's relationship to the center&rsquo;s goals and how it is relates to
other projects or cores to create synergy. </p>
<p class=regulartext><strong>Research
Strategy: </strong>Describe how the proposed research will develop a new,
or significantly enhance, an existing technology(ies), assay(s) and/or
computational tool(s) relevant to the proposed Research Projects and the
rationale for selecting the methods to accomplish the specific aims. State the
biological significance of the research. Discuss how the proposed research will
address an unmet need that contributes to the common theme and the overall
goals of the center. Describe the potential benefit to the scientific community
at large and have a variety of biomedical research applications.</p>
<p class=P_SingleIndent><em>Milestones and Timelines:</em> In a clearly
labeled section, describe annual milestones and timelines for the project.</p>
<p class=P_SingleIndent>For clinical trials,
applicants will provide specific clinical trials timelines under the PHS Human
Subjects and Clinical Trials Information, and these should not be duplicated
under the Research Strategy.</p>
<p class=regulartext><strong>Letters
of Support: </strong>Provide any institutional letters of support
specific to the Research Project, including a Memorandum of Understanding (MOU)
or Materials Transfer Agreement (MTA) that documents availability and/or access
to human materials for each source (<em>i.e.</em>,
sample availability corresponding to the outlined Milestones and Timelines). </p>
<p class=Bullet>&nbsp;</p>
<p class=MsoCommentText><strong>Other
Plan(s):</strong></p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Management and Sharing Plan will be attached in the Other Plan(s)
attachment of the Overall component in FORMS-H application forms packages.</p>
<p class=MsoCommentText>All instructions in the SF424
(R&amp;R) Application Guide must be followed, with the following additional
instructions:</p>
<ul>
<li>
All applicants planning research (funded or conducted in whole or
in part by NIH) that results in the generation of scientific data are required
to comply with the instructions for the Data Management and Sharing Plan. All
applications, regardless of the amount of direct costs requested for any one
year, must address a Data Management and Sharing Plan. The Data Management and
Sharing (DMS) Plan must be provided in the Overall component.</li>
</ul>
<p class=regulartext><strong>Appendix:
</strong></p>
<p class=regulartext>Only limited items are allowed in the Appendix. Follow all
instructions for the Appendix as described in the SF424 (R&amp;R) Application
Guide; any instructions provided here are in addition to the SF424 (R&amp;R)
Application Guide instructions. </p>
<p class=P_SingleIndent>&nbsp;</p>
<div class="heading4">PHS Human Subjects and Clinical Trials Information (Technology
Development Project)</div>
<p class=P_SingleIndent>When involving human subjects
research, clinical research, and/or NIH-defined clinical trials follow all
instructions for the PHS Human Subjects and Clinical Trials Information form in
the SF424 (R&amp;R) Application Guide, with the following additional
instructions:</p>
<p class=P_SingleIndent>If you answered Yes to the
question Are Human Subjects Involved? on the R&amp;R Other Project
Information form, you must include at least one human subjects study record
using the <strong>Study Record:
PHS Human Subjects and Clinical Trials Information </strong>form or a <strong>Delayed Onset Study</strong>
record.</p>
<p class=P_SingleIndent><strong>Study Record: PHS Human Subjects and
Clinical Trials Information</strong></p>
<p class=regulartext>All instructions in the SF424 (R&amp;R) Application Guide
must be followed, with the following additional instructions:</p>
<p class=P_SingleIndent><strong>Section 2 - Study Population
Characteristics</strong></p>
<p class=P_SingleIndent><strong>2.7 - Study Timeline</strong></p>
<p class=P_SingleIndent>A study timeline is required
for all studies utilizing human biospecimens, including studies that are not
clinical trials and selecting exemption 4. For studies using human biospecimens
collected from independently-funded clinical research or clinical trials,
provide a timeline for obtaining these samples and implementing the proposed
project. </p>
<p class=P_SingleIndent><strong>Delayed Onset Study</strong></p>
<p class=regulartext>Note: <a
href="https://grants.nih.gov/grants/glossary.htm#DelayedOnsetStudy">Delayed
onset</a> does NOT apply to a study that can be described but will not start
immediately (i.e., delayed start).All instructions in the SF424 (R&amp;R)
Application Guide must be followed. </p>
<div class="heading3">3. Unique Entity Identifier
and System for Award Management (SAM)</div>
<p class=regulartext>See Part 1. Section III.1 for information regarding the
requirement for obtaining a unique entity identifier and for completing and
maintaining active registrations in System for Award Management (SAM), NATO
Commercial and Government Entity (NCAGE) Code (if applicable), eRA Commons, and
Grants.gov.</p>
<p class=regulartext>&nbsp;</p>
<div class="heading3">4. Submission Dates and
Times</div>
<p class=regulartext><a href="#_Part_1._Overview">Part I. Overview Information</a>
contains information about Key Dates and times. Applicants are encouraged to
submit applications before the due date to ensure they have time to make any
application corrections that might be necessary for successful submission. When
a submission date falls on a weekend or <a
href="https://grants.nih.gov/grants/guide/url_redirect.htm?id=82380">Federal
holiday</a>, the application deadline is automatically extended to the next
business day.</p>
<p class=regulartext>Organizations must submit applications to <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11128"
target="_blank">Grants.gov</a> (the online portal to find and apply for grants
across all Federal agencies) using ASSIST or other electronic submission
systems. Applicants must then complete the submission process by tracking the
status of the application in the <a
href="https://grants.nih.gov/grants/guide/url_redirect.htm?id=11123"
target="_blank">eRA Commons</a>, NIH&rsquo;s electronic system for grants
administration. NIH and Grants.gov systems check the application against many
of the application instructions upon submission. Errors must be corrected and a
changed/corrected application must be submitted to Grants.gov on or before the
application due date and time. If a Changed/Corrected application is submitted
after the deadline, the application will be considered late. Applications that
miss the due date and time are subjected to the NIH Policy on Late Application
Submission. </p>
<p class=regulartext><strong>Applicants
are responsible for viewing their application before the due date in the eRA
Commons to ensure accurate and successful submission. </strong></p>
<p class=regulartext>Information on the submission process and a definition of
on-time submission are provided in the SF424 (R&amp;R) Application Guide.</p>
<div class="heading3">5. Intergovernmental Review
(E.O. 12372)</div>
<p class=regulartext>This initiative is not subject to <a
href="https://grants.nih.gov/grants/policy/nihgps/html5/section_10/10.10.1_executive_orders.htm">intergovernmental
review.</a> </p>
<div class="heading3"><a name="_5._Funding_Restrictions"></a>6. Funding Restrictions</div>
<p class=regulartext>All NIH awards are subject to the terms and conditions, cost
principles, and other considerations described in the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11120"><i>NIH
Grants Policy Statement</i></a>. </p>
<p class=regulartext>Pre-award costs are allowable only as described in the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11143"><i>NIH
Grants Policy Statement</i></a>.</p>
<div class="heading3">7. Other Submission
Requirements and Information</div>
<p class=regulartext>Applications must be submitted electronically following the
instructions described in the SF424 (R&amp;R) Application Guide. &nbsp;Paper
applications will not be accepted.</p>
<p class=regulartext>For information on how your application will be
automatically assembled for review and funding consideration after submission
go to: <a
href="//grants.nih.gov/grants/ElectronicReceipt/files/Electronic_Multi-project_Application_Image_Assembly.pdf">http://grants.nih.gov/grants/ElectronicReceipt/files/Electronic_Multi-project_Application_Image_Assembly.pdf</a>. </p>
<p class=regulartext><b>Applicants must complete all required registrations before
the application due date.</b> <span class=P_SingleIndent><a href="#_Section_III._Eligibility">Section III.
Eligibility Information</a></span> contains information about registration.</p>
<p class=regulartext>For assistance with your electronic application or for more information on the electronic submission
process, visit <a
href="https://grants.nih.gov/grants/how-to-apply-application-guide.html">How to
Apply Application Guide</a>. If you encounter a system issue beyond your
control that threatens your ability to complete the submission process on-time,
you must follow the <a
href="https://grants.nih.gov/grants/how-to-apply-application-guide/due-dates-and-submission-policies/dealing-with-system-issues.htm">Dealing
with System Issues</a> guidance. For assistance
with application submission, contact the Application Submission Contacts in <a
href="#_Section_VII._Agency">Section VII</a>.</p>
<p class=regulartext><strong>Important reminders:</strong></p>
<p class=regulartext>All PD(s)/PI(s) and component
Project Leads must include their eRA Commons ID in the Credential field<b> </b>of
the Senior/Key Person Profile form<b>. </b>Failure to register in the Commons
and to include a valid PD/PI Commons ID in the credential field will prevent
the successful submission of an electronic application to NIH.</p>
<p class=regulartext>The applicant organization must
ensure that the unique entity identifier provided on the application is the
same identifier used in the organization&rsquo;s profile in the eRA Commons and for
the System for Award Management. Additional information may be found in the
SF424 (R&amp;R) Application Guide.</p>
<p class=regulartext>See <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11146">more tips</a>
for avoiding common errors.</p>
<p class=regulartext>Upon receipt, applications will be evaluated for
completeness and compliance with application
instructions by the Center for Scientific Review and responsiveness by
NIAID, NIH. Applications that are incomplete,
non-compliant and/or nonresponsive will not be reviewed.</p>
<div class="heading4"><a name="_Toc258873270">&nbsp;</a></div>
<div class="heading4">Post Submission Materials</div>
<p class=regulartext>Applicants are required to follow the instructions for
post-submission materials, as described in <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=82299">the policy</a>.
Any instructions
provided here are in addition to the instructions in the policy.</p>
<div class="heading2"><a name="_Section_V._Application"></a>Section V. Application Review Information</div>
<div class="heading3"><a name="_1._Criteria"></a>1.
Criteria</div>
<p class=regulartext>Only the review criteria described below will be considered
in the review process. Applications submitted to the NIH in support of the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11149">NIH mission</a>
are evaluated for scientific and technical merit through the NIH peer review
system.</p>
<p class=regulartext>Note: Effective for due dates on or after January 25, 2023,
the Data Sharing Plan and Genomic Data Sharing Plan (GDS) will not be evaluated
at time of review.</p>
<p class=regulartext> In addition, for applications involving clinical trials:</p>
<p class=regulartext>A proposed Clinical Trial application may include study
design, methods, and intervention that are not by themselves innovative but
address important questions or unmet needs. Additionally, the results of the
clinical trial may indicate that further clinical development of the
intervention is unwarranted or lead to new avenues of scientific investigation.
</p>
<div class="heading4">Overall Impact - Overall</div>
<p class=regulartext>Reviewers will provide an overall impact score to reflect
their assessment of the likelihood for the center to exert a sustained,
powerful influence on the research field(s) involved, in consideration of the
following review criteria and additional review criteria (as applicable for the
center proposed).</p>
<div class="heading4"><a name="scored_1"></a>Scored Review Criteria - Overall</div>
<p class=regulartext>Reviewers will consider each of the review criteria below in
the determination of scientific merit and give a separate score for each. An
application does not need to be strong in all categories to be judged likely to
have major scientific impact. For example, a center that by its nature is not
innovative may be essential to advance a field.</p>
<div class="heading4">Significance</div>
<p class=regulartext>Does the center address an
important problem or a critical barrier to progress in the field? Is the prior research
that serves as the key support for the proposed center rigorous? If the aims
of the center are achieved, how will scientific knowledge, technical capability,
and/or clinical practice be improved? How will successful completion of the
aims change the concepts, methods, technologies, treatments, services, or
preventative interventions that drive this field? </p>
<p class=P_SingleIndent><em>Specific
to this FOA:</em></p>
<p class=P_SingleIndent>How adequately does the application
focus on the study of mechanisms by which the human immune system is activated
and regulated?</p>
<p class=P_SingleIndent><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=regulartext>Are the scientific rationale and
need for a clinical trial to test the proposed hypothesis or intervention well
supported by preliminary data, clinical and/or preclinical studies, or
information in the literature or knowledge of biological mechanisms? For trials
focusing on clinical or public health endpoints, is this clinical trial necessary
for testing the safety, efficacy, or effectiveness of an intervention that
could lead to a change in clinical practice, community behaviors or health care
policy?&nbsp; For trials focusing on mechanistic, behavioral, physiological,
biochemical, or other biomedical endpoints, is this trial needed to advance
scientific understanding?</p>
<div class="heading4"><a name="scored_2"></a>Investigator(s)</div>
<p class=regulartext>Are the PD(s)/PI(s), collaborators,
and other researchers well suited to the center? If Early Stage Investigators
or those in the early stages of independent careers, do they have appropriate
experience and training? If established, have they demonstrated an ongoing
record of accomplishments that have advanced their field(s)? If the center is
collaborative or multi-PD/PI, do the investigators have complementary and
integrated expertise; are their leadership approach, governance and
organizational structure appropriate for the center? </p>
<p class=P_SingleIndent><strong>&nbsp;</strong></p>
<p class=P_SingleIndent><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=P_SingleIndent>With regard to the proposed leadership for the center,
do the PD/PI(s) and key personnel have the expertise, experience, and ability
to organize, manage and implement the proposed clinical trial and meet
milestones and timelines? Do they have appropriate expertise in study
coordination, data management and statistics? For a multicenter trial, is the
organizational structure appropriate and does the application identify a core
of potential center investigators and staffing for a coordinating center? </p>
<div class="heading4"><a name="scored_3"></a>Innovation</div>
<p class=regulartext>Does the application challenge and
seek to shift current research or clinical practice paradigms by utilizing
novel theoretical concepts, approaches or methodologies, instrumentation, or
interventions? Are the concepts, approaches or methodologies, instrumentation,
or interventions novel to one field of research or novel in a broad sense? Is a
refinement, improvement, or new application of theoretical concepts, approaches
or methodologies, instrumentation, or interventions proposed? </p>
<p class=P_SingleIndent><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=P_SingleIndent>Does the design/research plan include innovative
elements, as appropriate, that enhance its sensitivity, potential for
information or potential to advance scientific knowledge or clinical practice? </p>
<div class="heading4"><a name="scored_4"></a>Approach</div>
<p class=regulartext>Are the overall strategy,
methodology, and analyses well-reasoned and appropriate to accomplish the
specific aims of the center? Have investigators included plans to address
weaknesses in the rigor of prior research that serves as the key support for
the proposed project? Have the investigators presented strategies to ensure a
robust and unbiased approach, as appropriate for the work proposed? Are
potential problems, alternative strategies, and benchmarks for success presented?
If the project is in the early stages of development, will the strategy
establish feasibility and will particularly risky aspects be managed? Have the
investigators presented adequate plans to address relevant biological
variables, such as sex, for studies in vertebrate animals or human subjects?</p>
<p class=regulartext>If the center involves human
subjects and/or NIH-defined clinical research, are the plans to address:</p>
<p class=regulartext> 1) the protection of human
subjects from research risks, and </p>
<p class=regulartext> 2) inclusion (or exclusion) of
individuals on the basis of sex/gender, race, and ethnicity, as well as the
inclusion or exclusion of individuals of all ages (including children and older
adults), justified in terms of the scientific goals and research strategy
proposed? </p>
<p class=P_SingleIndent><em>Specific
to this FOA: </em>How cohesive is the
application in terms of projects and cores fitting into a common theme? How
adequate is the coordination and synergy between the individual Research
Projects, Technology Development Project (if applicable), and Cores to achieve
the central objectives of the application? To what extent will the integration
of the individual Research Projects and Technology Development Project (if
applicable) into a single application be more beneficial than pursuing each
project independently?</p>
<p class=P_SingleIndent><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=P_SingleIndent>Does the application adequately address the
following, if applicable</p>
<p class=P_SingleIndent><em>Study
Design</em></p>
<p class=P_SingleIndent>Is the study design justified and appropriate to
address primary and secondary outcome variable(s)/endpoints that will be clear,
informative and relevant to the hypothesis being tested? Is the scientific
rationale/premise of the study based on previously well-designed preclinical
and/or clinical research? Given the methods used to assign participants and
deliver interventions, is the study design adequately powered to answer the
research question(s), test the proposed hypothesis/hypotheses, and provide
interpretable results? Is the trial appropriately designed to conduct the
research efficiently? Are the study populations (size, gender, age, demographic
group), proposed intervention arms/dose, and duration of the trial, appropriate
and well justified?</p>
<p class=P_SingleIndent>Are potential ethical issues adequately addressed? Is
the process for obtaining informed consent or assent appropriate? Is the
eligible population available? Are the plans for recruitment outreach,
enrollment, retention, handling dropouts, missed visits, and losses to
follow-up appropriate to ensure robust data collection? Are the planned
recruitment timelines feasible and is the plan to monitor accrual adequate? Has
the need for randomization (or not), masking (if appropriate), controls, and
inclusion/exclusion criteria been addressed? Are differences addressed, if
applicable, in the intervention effect due to sex/gender and race/ethnicity?</p>
<p class=P_SingleIndent>Are the plans to standardize, assure quality of, and
monitor adherence to, the trial protocol and data collection or distribution
guidelines appropriate? Is there a plan to obtain required study agent(s)? Does
the application propose to use existing available resources, as applicable?</p>
<p class=P_SingleIndent>&nbsp;</p>
<p class=P_SingleIndent><em>Data
Management and Statistical Analysis</em></p>
<p class=P_SingleIndent>Are planned analyses and statistical approach
appropriate for the proposed study design and methods used to assign
participants and deliver interventions? Are the procedures for data management
and quality control of data adequate at clinical site(s) or at center
laboratories, as applicable? Have the methods for standardization of procedures
for data management to assess the effect of the intervention and quality
control been addressed? Is there a plan to complete data analysis within the
proposed period of the award? </p>
<div class="heading4"><a name="scored_5"></a>Environment</div>
<p class=regulartext>Will the scientific environment in
which the work will be done contribute to the probability of success? Are the
institutional support, equipment and other physical resources available to the
investigators adequate for the center proposed? Will the center benefit from
unique features of the scientific environment, subject populations, or
collaborative arrangements? </p>
<p class=P_SingleIndent><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=P_SingleIndent>If proposed, are the administrative, data
coordinating, enrollment and laboratory/testing centers, appropriate for the
trial proposed?</p>
<p class=P_SingleIndent>Does the application adequately address the
capability and ability to conduct the trial at the proposed site(s) or centers?
Are the plans to add or drop enrollment centers, as needed, appropriate?</p>
<p class=P_SingleIndent>If international site(s) is/are proposed, does the
application adequately address the complexity of executing the clinical trial?</p>
<p class=P_SingleIndent>If multi-sites/centers, is there evidence of the
ability of the individual site or center to (1) enroll the proposed numbers,
(2) adhere to the protocol, (3) collect and transmit data in an accurate and
timely fashion, and (4) operate within the proposed organizational structure? </p>
<div class="heading4">Overall Impact - Individual Research Projects, Technology
Development Project</div>
<p class=regulartext>Reviewers will provide an overall impact score to reflect
their assessment of the likelihood for the project to exert a sustained,
powerful influence on the research field(s) involved, in consideration of the
following review criteria and additional review criteria (as applicable for the
project proposed).</p>
<div class="heading4">Scored Review Criteria - Individual Research Projects,
Technology Development Project</div>
<p class=regulartext>Reviewers will consider each of the review criteria below in
the determination of scientific merit and give a separate score for each. An
application does not need to be strong in all categories to be judged likely to
have major scientific impact. For example, a project that by its nature is not
innovative may be essential to advance a field.</p>
<p class=heading4Indent>Significance</p>
<p class=P_SingleIndent>Does the project address an important problem or a critical
barrier to progress in the field? Is the prior research that serves as the key
support for the proposed project rigorous? If the aims of the project are
achieved, how will scientific knowledge, technical capability, and/or clinical
practice be improved? How will successful completion of the aims change the
concepts, methods, technologies, treatments, services, or preventative
interventions that drive this field? </p>
<p class=P_SingleIndent><em>Specific
to this FOA: </em></p>
<p class=P_SingleIndent>For Research Projects and the Technology Development Project
(if applicable): How likely are new principles of human immunology to be
discovered through the proposed efforts? How relevant are the goals of the
Project to the primary theme of the overall application?</p>
<p class=P_SingleIndent>For Research Projects: How likely are the proposed
mechanisms to play important roles in human immune activation and regulation?</p>
<p class=P_SingleIndent>For the Technology Development Project (if applicable): How
compelling is the need for the new technology within the proposed center? What
potential benefit will this new technology bring to the scientific community at
large and how likely is it that the new technology will have a variety of
research applications?</p>
<p class=P_SingleIndent><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=P_SingleIndent>Are the scientific rationale and need for a clinical trial
to test the proposed hypothesis or intervention well supported by preliminary
data, clinical and/or preclinical studies, or information in the literature or
knowledge of biological mechanisms? For trials focusing on clinical or public
health endpoints, is this clinical trial necessary for testing the safety,
efficacy or effectiveness of an intervention that could lead to a change in
clinical practice, community behaviors or health care policy?&nbsp; For trials
focusing on mechanistic, behavioral, physiological, biochemical, or other
biomedical endpoints, is this trial needed to advance scientific understanding?</p>
<p class=P_SingleIndent>&nbsp;</p>
<p class=heading4Indent>Investigator(s)</p>
<p class=P_SingleIndent>Are the PD(s)/PI(s), collaborators, and other researchers
well suited to the project? If Early Stage Investigators or those in the early
stages of independent careers, do they have appropriate experience and
training? If established, have they demonstrated an ongoing record of
accomplishments that have advanced their field(s)? If the project is
collaborative or multi-PD/PI , do the investigators have complementary and
integrated expertise; are their leadership approach, governance and
organizational structure appropriate for the project? </p>
<p class=P_SingleIndent><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=P_SingleIndent>With regard to the proposed leadership for the project, do
the PD/PI(s) and key personnel have the expertise, experience, and ability to
organize, manage and implement the proposed clinical trial and meet milestones
and timelines? Do they have appropriate expertise in study coordination, data
management and statistics? For a multicenter trial, is the organizational
structure appropriate and does the application identify a core of potential
center investigators and staffing for a coordinating center? </p>
<p class=heading4Indent>Innovation</p>
<p class=P_SingleIndent>Does the application challenge and seek to shift current
research or clinical practice paradigms by utilizing novel theoretical
concepts, approaches or methodologies, instrumentation, or interventions? Are
the concepts, approaches or methodologies, instrumentation, or interventions
novel to one field of research or novel in a broad sense? Is a refinement,
improvement, or new application of theoretical concepts, approaches or
methodologies, instrumentation, or interventions proposed? </p>
<p class=P_SingleIndent><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=P_SingleIndent>Does the design/research plan include innovative elements,
as appropriate, that enhance its sensitivity, potential for information or
potential to advance scientific knowledge or clinical practice? </p>
<p class=heading4Indent>Approach</p>
<p class=P_SingleIndent>Are the overall strategy, methodology, and analyses
well-reasoned and appropriate to accomplish the specific aims of the project?
Have investigators included plans to address weaknesses in the rigor of prior
research that serves as the key support for the proposed project? Have the
investigators presented strategies to ensure a robust and unbiased approach, as
appropriate for the work proposed? Are potential problems, alternative
strategies, and benchmarks for success presented? If the project is in the
early stages of development, will the strategy establish feasibility and will
particularly risky aspects be managed? Have the investigators presented
adequate plans to address relevant biological variables, such as sex, for
studies in vertebrate animals or human subjects?</p>
<p class=P_SingleIndent>If the project involves human subjects and/or NIH-defined
clinical research, are the plans to address:</p>
<p class=P_SingleIndent> 1) the protection of human subjects from research risks,
and </p>
<p class=P_SingleIndent> 2) inclusion (or exclusion) of individuals on the basis of
sex/gender, race, and ethnicity, as well as the inclusion or exclusion of
individuals of all ages (including children and older adults), justified in
terms of the scientific goals and research strategy proposed? </p>
<p class=P_SingleIndent><em>Specific
to this FOA:</em></p>
<p class=P_SingleIndent>Research Projects:</p>
<ul>
<li class="P_SingleIndent">
How adequate is the focus on hypothesis-testing, mechanistic
studies of the human immune system? Do the hypotheses address mechanisms of
human immune function or regulation?</li>
<li class="P_SingleIndent">
How adequate are the data and/or statistical analyses plans (for
non-clinical trial projects)?</li>
<li class="P_SingleIndent">
If animal studies are proposed, what is the potential of
extending the findings of human studies?</li>
<li class="P_SingleIndent">
How adequate are the annual milestones and timelines proposed?</li>
<li class="P_SingleIndent">
For those studies using de-identified human biospecimens
collected from independently-funded clinical research or clinical trials, how
adequate and feasible are the timeline and documentation to successfully obtain
the samples and implement the proposed project(s)?</li>
</ul>
<p class=P_SingleIndent>Technology Development Project (if applicable):</p>
<ul>
<li class="P_SingleIndent">
How likely will the proposed research develop a new or
significantly enhanced technology, assay, or computational tool?</li>
<li class="P_SingleIndent">
To what extent does the project address an unmet need that
contributes to the common immunological theme amongst all the proposed Research
Projects?</li>
<li class="P_SingleIndent">
How adequate are the annual milestones and timelines proposed?</li>
<li class="P_SingleIndent">
For those studies using de-identified human biospecimens
collected from independently-funded clinical research or clinical trials, how
adequate and feasible are the timeline and documentation to successfully obtain
the samples and implement the proposed project(s)?</li>
</ul>
<p class=P_SingleIndent><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=P_SingleIndent>Does the application adequately address the following, if
applicable?</p>
<p class=P_SingleIndent><em>Study
Design</em></p>
<p class=P_SingleIndent>Is the study design justified and appropriate to address
primary and secondary outcome variable(s)/endpoints that will be clear,
informative, and relevant to the hypothesis being tested? Is the scientific
rationale/premise of the study based on previously well-designed preclinical
and/or clinical research? Given the methods used to assign participants and
deliver interventions, is the study design adequately powered to answer the
research question(s), test the proposed hypothesis/hypotheses, and provide
interpretable results? Is the trial appropriately designed to conduct the
research efficiently? Are the study populations (size, gender, age, demographic
group), proposed intervention arms/dose, and duration of the trial appropriate
and well justified?</p>
<p class=P_SingleIndent>Are potential ethical issues adequately addressed? Is the
process for obtaining informed consent or assent appropriate? Is the eligible
population available? Are the plans for recruitment outreach, enrollment,
retention, handling dropouts, missed visits, and losses to follow-up
appropriate to ensure robust data collection? Are the planned recruitment
timelines feasible and is the plan to monitor accrual adequate? Has the need for
randomization (or not), masking (if appropriate), controls, and
inclusion/exclusion criteria been addressed? Are differences addressed, if
applicable, in the intervention effect due to sex/gender and race/ethnicity?</p>
<p class=P_SingleIndent>Are the plans to standardize, assure quality of, and monitor
adherence to the trial protocol and data collection or distribution guidelines
appropriate? Is there a plan to obtain required study agent(s)? Does the
application propose to use existing available resources, as applicable?</p>
<p class=P_SingleIndent><em>Data Management
and Statistical Analysis</em></p>
<p class=P_SingleIndent>Are planned analyses and the statistical approach
appropriate for the proposed study design and methods used to assign
participants and deliver interventions? Are the procedures for data management
and quality control of data adequate at clinical site(s) or at center
laboratories, as applicable? Have the methods for standardization of procedures
for data management to assess the effect of the intervention and quality
control been addressed? Is there a plan to complete data analysis within the
proposed period of the award?</p>
<div class="heading4">Environment</div>
<p class=regulartext>Will the scientific environment in which the work will be
done contribute to the probability of success? Are the institutional support,
equipment and other physical resources available to the investigators adequate
for the project proposed? Will the project benefit from unique features of the
scientific environment, subject populations, or collaborative arrangements? </p>
<p class=regulartext><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=regulartext>If proposed, are the administrative, data coordinating,
enrollment, and laboratory/testing centers appropriate for the trial proposed?</p>
<p class=regulartext>Does the application adequately address the capability and
ability to conduct the trial at the proposed site(s) or centers? Are the plans
to add or drop enrollment centers, as needed, appropriate?</p>
<p class=regulartext>If international site(s) is/are proposed, does the
application adequately address the complexity of executing the clinical trial?</p>
<p class=regulartext>If multi-sites/centers, is there evidence of the ability of the
individual site or center to (1) enroll the proposed numbers, (2) adhere to the
protocol, (3) collect and transmit data in an accurate and timely fashion, and
(4) operate within the proposed organizational structure?</p>
<div class="heading4">Overall Impact - Administrative Core, Service Core(s)</div>
<p class=regulartext>Reviewers will provide an overall impact score to reflect
their assessment of the likelihood for the core to meet its intended goals in
consideration of the following review criteria and additional review criteria
(as applicable for the core proposed).</p>
<div class="heading4">Review Criteria - Administrative Core, Service Core(s)</div>
<p class=regulartext>Reviewers will consider each of the review criteria below,
as appropriate for the individual Core, in the determination of scientific
merit and provide an overall impact score for each Core but will not give
separate scores for these items.</p>
<p class=regulartext><strong>Administrative
Core</strong></p>
<ul>
<li>
How adequate are the staffing and administrative plans to
facilitate attainment of the objectives of the proposed program?</li>
<li>
How adequate is the plan to organize communications, group
meetings, and teleconferences?</li>
<li>
How appropriate are the plans for coordination, problem
identification and resolution, and establishment of a strong collaborative
environment for the program?</li>
<li>
Are the plans for resource allocation within the program adequate
and appropriate?</li>
<li>
How appropriate is the management plan for fiscal accountability
and communication within the program?</li>
<li>
How sufficient are the designated personnel to enable compliance
with the data sharing and other resource sharing policy?</li>
</ul>
<p class=regulartext><strong>Service
Core(s) (if applicable)</strong></p>
<ul>
<li>
How adequate is the provision of the proposed core services to
the Research and Technology Development Projects?</li>
<li>
How well is the core connected to the central focus of the
overall center?</li>
<li>
How appropriate are the quality of the relevant facilities or
services provided (including procedures, techniques, quality control) and
criteria for prioritization and usage?</li>
</ul>
<p class=regulartext><strong>In
addition, for applications involving clinical trials</strong></p>
<p class=regulartext>Does the application adequately address the following, if applicable</p>
<p class=regulartext><em>&nbsp;</em></p>
<p class=regulartext><em>Study
Design</em></p>
<p class=regulartext>Is the study design justified and appropriate to address
primary and secondary outcome variable(s)/endpoints that will be clear,
informative, and relevant to the hypothesis being tested? Is the scientific
rationale/premise of the study based on previously well-designed preclinical
and/or clinical research? Given the methods used to assign participants and
deliver interventions, is the study design adequately powered to answer the
research question(s), test the proposed hypothesis/hypotheses, and provide
interpretable results? Is the trial appropriately designed to conduct the
research efficiently? Are the study populations (size, gender, age, demographic
group), proposed intervention arms/dose, and duration of the trial appropriate and
well justified?</p>
<p class=regulartext>Are potential ethical issues adequately addressed? Is the
process for obtaining informed consent or assent appropriate? Is the eligible
population available? Are the plans for recruitment outreach, enrollment,
retention, handling dropouts, missed visits, and losses to follow-up
appropriate to ensure robust data collection? Are the planned recruitment
timelines feasible and is the plan to monitor accrual adequate? Has the need
for randomization (or not), masking (if appropriate), controls, and
inclusion/exclusion criteria been addressed? Are differences addressed, if
applicable, in the intervention effect due to sex/gender and race/ethnicity?</p>
<p class=regulartext>Are the plans to standardize, assure quality of, and monitor
adherence to the trial protocol and data collection or distribution guidelines
appropriate? Is there a plan to obtain required study agent(s)? Does the
application propose to use existing available resources, as applicable?</p>
<p class=regulartext><em>Data
Management and Statistical Analysis</em></p>
<p class=regulartext>Are planned analyses and statistical approach appropriate
for the proposed study design and methods used to assign participants and
deliver interventions? Are the procedures for data management and quality
control of data adequate at clinical site(s) or at center laboratories, as
applicable? Have the methods for standardization of procedures for data
management to assess the effect of the intervention and quality control been
addressed? Is there a plan to complete data analysis within the proposed period
of the award?</p>
<div class="heading4">Additional Review Criteria - Overall, Cores, Technology
Development Project and Research Projects</div>
<div class="heading4">&nbsp;</div>
<p class=regulartext>As applicable for the cores or projects proposed, reviewers
will evaluate the following additional items while determining scientific and
technical merit, and in providing an overall impact score, but will not give
separate scores for these items.</p>
<p class=P_SingleIndent><strong>Infrastructure and Opportunity Fund
(IOF) Management Core</strong></p>
<ul>
<li>
How adequate is the provision of the proposed services? How well
qualified are the personnel charged with managing the IOF? </li>
</ul>
<div class="heading4">Study Timeline</div>
<p class=P_SingleIndent><strong>Specific to applications proposing
clinical trials</strong></p>
<p class=P_SingleIndent>Is the study timeline described in detail, taking into
account start-up activities, the anticipated rate of enrollment, and planned
follow-up assessment? Is the projected timeline feasible and well justified?
Does the project incorporate efficiencies and utilize existing resources (e.g.,
CTSAs, practice-based research networks, electronic medical records,
administrative database, or patient registries) to increase the efficiency of
participant enrollment and data collection, as appropriate?</p>
<p class=P_SingleIndent>Are potential challenges and corresponding solutions
discussed (e.g., strategies that can be implemented in the event of enrollment
shortfalls)? </p>
<div class="heading4"><a name=humans></a>Protections
for Human Subjects</div>
<p class=regulartext>For research that involves human
subjects but does not involve one of the categories of research that are exempt
under 45 CFR Part 46, the committee will evaluate the justification for
involvement of human subjects and the proposed protections from research risk
relating to their participation according to the following five review
criteria: 1) risk to subjects, 2) adequacy of protection against risks, 3)
potential benefits to the subjects and others, 4) importance of the knowledge
to be gained, and 5) data and safety monitoring for clinical trials.</p>
<p class=regulartext>For research that involves human
subjects and meets the criteria for one or more of the categories of research
that are exempt under 45 CFR Part 46, the committee will evaluate: 1) the
justification for the exemption, 2) human subjects involvement and
characteristics, and 3) sources of materials. For additional information on
review of the Human Subjects section, please refer to the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11175">Guidelines
for the Review of Human Subjects</a>.</p>
<div class="heading4"><a name=inclusion></a>Inclusion
of Women, Minorities, and Individuals Across the Lifespan &nbsp;</div>
<p class=regulartext>When the proposed cores or projects
involves human subjects and/or NIH-defined clinical research, the committee
will evaluate the proposed plans for the inclusion (or exclusion) of individuals
on the basis of sex/gender, race, and ethnicity, as well as the inclusion (or
exclusion) of individuals of all ages (including children and older adults) to
determine if it is justified in terms of the scientific goals and research
strategy proposed. For additional information on review of the Inclusion
section, please refer to the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11174">Guidelines
for the Review of Inclusion in Clinical Research</a>.</p>
<div class="heading4"><a name=animals></a>Vertebrate
Animals</div>
<p class=regulartext>The committee will evaluate the
involvement of live vertebrate animals as part of the scientific assessment
according to the following criteria: (1) description of proposed procedures
involving animals, including species, strains, ages, sex, and total number to
be used; (2) justifications for the use of animals versus alternative models
and for the appropriateness of the species proposed; (3) interventions to
minimize discomfort, distress, pain and injury; and (4) justification for
euthanasia method if NOT consistent with the AVMA Guidelines for the Euthanasia
of Animals. Reviewers will assess the use of chimpanzees as they would any
other application proposing the use of vertebrate animals. For additional
information on review of the Vertebrate Animals section, please refer to the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11150">Worksheet
for Review of the Vertebrate Animal Section</a>.</p>
<div class="heading4"><a name=biohazards></a>Biohazards</div>
<p class=regulartext>Reviewers will assess whether
materials or procedures proposed are potentially hazardous to research
personnel and/or the environment, and if needed, determine whether adequate protection
is proposed.</p>
<div class="heading4"><a name=resubmissions></a>Resubmissions</div>
<p class=regulartext>Not Applicable </p>
<div class="heading4"><a name=renewals></a>Renewals</div>
<p class=regulartext>For Renewals, the committee will
consider the progress made in the last funding period</p>
<div class="heading4"><a name=revisions></a>Revisions</div>
<p class=regulartext>Not Applicable </p>
<div class="heading4">Additional Review Considerations - Overall, Technology
Development Project and Research Projects </div>
<p class=regulartext>As applicable for the project proposed, reviewers will
consider each of the following items, but will not give scores for these items,
and should not consider them in providing an overall impact score.</p>
<div class="heading4"><a name=foreign></a>Applications
from Foreign Organizations</div>
<p class=regulartext>Not Applicable </p>
<div class="heading4"><a name=agents></a>Select Agent
Research</div>
<p class=regulartext>Reviewers will assess the
information provided in this section of the application, including 1) the
Select Agent(s) to be used in the proposed research, 2) the registration status
of all entities where Select Agent(s) will be used, 3) the procedures that will
be used to monitor possession use and transfer of Select Agent(s), and 4) plans
for appropriate biosafety, biocontainment, and security of the Select Agent(s).</p>
<div class="heading4"><a name=sharing></a>Resource
Sharing Plans</div>
<p class=regulartext>Reviewers will comment on whether
the Resource Sharing Plan(s) (i.e., <a
href="https://sharing.nih.gov/other-sharing-policies/model-organism-sharing-policy#policy-overview">Sharing
Model Organisms</a>) or the rationale for not sharing the resources, is
reasonable.</p>
<div class="heading4"><br>
<a name=authentication></a>Authentication of Key Biological
and/or Chemical Resources</div>
<p class=regulartext>For projects involving key
biological and/or chemical resources, reviewers will comment on the brief plans
proposed for identifying and ensuring the validity of those resources.</p>
<div class="heading4"><a name=budget></a>Budget and
Period of Support</div>
<p class=regulartext>Reviewers will consider whether the
budget and the requested period of support are fully justified and reasonable
in relation to the proposed research.</p>
<div class="heading3">2. Review and Selection
Process </div>
<p class=regulartext>Applications will be evaluated for scientific and technical
merit by (an) appropriate Scientific Review Group(s), convened by the National
Institute of Allergy and Infectious Diseases in accordance with <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11154">NIH peer
review policy and procedures</a>, using the stated <a href="#_1._Criteria">review
criteria</a>. Assignment to a Scientific Review Group will be shown in the eRA
Commons. </p>
<p class=regulartext>As part of the scientific peer review, all applications:</p>
<ul>
<li>
May undergo a selection process in which only those applications
deemed to have the highest scientific and technical merit (generally the top
half of applications under review) will be discussed and assigned an overall impact
score. </li>
<li>
Will receive a written critique.</li>
</ul>
<p class=regulartext><a
href="https://grants.nih.gov/grants/policy/nihgps/html5/section_2/2.4.2_appeals_of_initial_scientific_review.htm">Appeals</a>
of initial peer review will not be accepted for applications submitted in
response to this FOA.</p>
<p class=regulartext>Applications will be assigned to the appropriate NIH
Institute or Center. Applications will compete for available funds with all
other recommended applications submitted in response to this FOA. Following
initial peer review, recommended applications will receive a second level of
review by the National Advisory Allergy and Infectious Diseases Council. The
following will be considered in making funding decisions: </p>
<ul>
<li>
Scientific and technical merit of the proposed project as
determined by scientific peer review. </li>
<li>
Availability of funds. </li>
<li>
Relevance of the proposed project to program priorities. </li>
</ul>
<div class="heading3"><a name="_3._Anticipated_Announcement"></a>3. Anticipated Announcement and Award Dates</div>
<p class=regulartext>After the peer review of the application is completed, the
PD/PI will be able to access his or her Summary Statement (written critique)
via the <a href="https://grants.nih.gov/grants/guide/url_redirect.htm?id=11123">eRA
Commons</a>.&nbsp;Refer to Part 1 for dates for peer review, advisory council
review, and earliest start date.</p>
<p class=regulartext>Information regarding the disposition of applications is
available in the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11120"><i>NIH
Grants Policy Statement</i>.</a> </p>
<div class="heading2"><a name="_Toc258873271"></a><a
name="_Section_VI._Award"></a>Section VI. Award
Administration Information</div>
<div class="heading3">1. Award Notices</div>
<p class=regulartext>If the application is under consideration for funding, NIH
will request &quot;just-in-time&quot; information from the applicant as
described in the <a
href="https://grants.nih.gov/grants/policy/nihgps/HTML5/section_2/2.5.1_just-in-time_procedures.htm"><i>NIH
Grants Policy Statement</i>.</a> </p>
<p class=regulartext>A formal notification in the form of a Notice of Award (NoA)
will be provided to the applicant organization for successful applications. The
NoA signed by the grants management officer is the authorizing document and
will be sent via email to the recipient&rsquo;s business official. </p>
<p class=regulartext>Recipients must comply with any funding restrictions described
in <a href="#_5._Funding_Restrictions">Section IV.5. Funding Restrictions</a>. Selection
of an application for award is not an authorization to begin performance. Any
costs incurred before receipt of the NoA are at the recipient's risk. These
costs may be reimbursed only to the extent considered allowable pre-award costs.</p>
<p class=regulartext>Any application awarded in response to this FOA will be
subject to terms and conditions found on the <a
href="https://grants.nih.gov/grants/policy/nihgps/HTML5/part_ii_subpart_b.htm">Award
Conditions and Information for NIH Grants</a> website.&nbsp; This includes any
recent legislation and policy applicable to awards that is highlighted on this
website.</p>
<p class=regulartext>Individual awards are based on the application submitted to,
and as approved by, the NIH and are subject to the IC-specific terms and
conditions identified in the NoA. </p>
<p class=regulartext>ClinicalTrials.gov: If an award provides for one or more
clinical trials. By law (Title VIII, Section 801 of Public Law 110-85), the
&quot;responsible party&quot; must register and submit results information for
certain applicable clinical trials on the ClinicalTrials.gov Protocol
Registration and Results System Information Website (<a
href="https://register.clinicaltrials.gov">https://register.clinicaltrials.gov</a>).
NIH expects registration and results reporting of all trials whether required
under the law or not. For more information, see <a
href="https://grants.nih.gov/policy/clinical-trials/reporting/index.htm">https://grants.nih.gov/policy/clinical-trials/reporting/index.htm</a>
</p>
<p class=regulartext>Institutional Review Board or Independent Ethics Committee
Approval: Grantee institutions must ensure that all protocols are reviewed by
their IRB or IEC. To help ensure the safety of participants enrolled in
NIH-funded studies, the awardee must provide NIH copies of documents related to
all major changes in the status of ongoing protocols. </p>
<p class=regulartext>Data and Safety Monitoring Requirements: The NIH policy for
data and safety monitoring requires oversight and monitoring of all
NIH-conducted or -supported human biomedical and behavioral intervention
studies (clinical trials) to ensure the safety of participants and the validity
and integrity of the data. Further information concerning these requirements is
found at http://grants.nih.gov/grants/policy/hs/data_safety.htm and in the
application instructions (SF424 (R&amp;R) and PHS 398). </p>
<p class=regulartext>Investigational New Drug or Investigational Device Exemption
Requirements: Consistent with federal regulations, clinical research projects
involving the use of investigational therapeutics, vaccines, or other medical
interventions (including licensed products and devices for a purpose other than
that for which they were licensed) in humans under a research protocol must be
performed under a Food and Drug Administration (FDA) investigational new drug
(IND) or investigational device exemption (IDE). </p>
<div class="heading4">Prior Approval of Pilot Projects</div>
<p class=regulartext>All recipient-selected projects require prior approval by
NIH prior to initiation. </p>
<ul>
<li>
The recipient institution will comply with the NIH <a
href="https://grants.nih.gov/grants/guide/notice-files/NOT-OD-15-128.html">Guidance
on Changes That Involve Human Subjects in Active Awards and That Will Require
Prior NIH Approval</a>. </li>
<li>
The recipient institution will provide NIH with specific plans
for data and safety monitoring, and will notify the IRB and NIH of serious
adverse events and unanticipated problems, consistent with <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=21600">NIH DSMP
policies</a>. </li>
</ul>
<div class="heading3">2. Administrative and
National Policy Requirements</div>
<p class=regulartext>All NIH grant and cooperative agreement awards include the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11120">NIH Grants
Policy Statement</a> as part of the NoA. For these terms of award, see the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11157">NIH Grants
Policy Statement Part II: Terms and Conditions of NIH Grant Awards, Subpart A:
General</a>&nbsp;and <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11159">Part II:
Terms and Conditions of NIH Grant Awards, Subpart B: Terms and Conditions for
Specific Types of Grants, Recipients, and Activities</a>, including of note,
but not limited to:</p>
<ul>
<li>
<a
href="https://grants.nih.gov/grants/policy/nihgps/HTML5/section_3/3.1_federalwide_standard_terms_and_conditions_for_research_grants.htm">Federalwide
Research Terms and Conditions</a> </li>
<li>
<a
href="https://grants.nih.gov/grants/guide/notice-files/NOT-OD-21-041.html">Prohibition
on Certain Telecommunications and Video Surveillance Services or Equipment</a> </li>
<li>
<a
href="https://grants.nih.gov/grants/policy/nihgps/HTML5/section_4/4.2.1_acknowledgement_of_federal_funding.htm">Acknowledgment of Federal Funding</a> </li>
</ul>
<p class=regulartext>If a recipient is successful and receives a Notice of Award,
in accepting the award, the recipient agrees that any activities under the
award are subject to all provisions currently in effect or implemented during
the period of the award, other Department regulations and policies in effect at
the time of the award, and applicable statutory provisions.</p>
<p class=regulartext>Should the applicant organization successfully compete for
an award, recipients of federal financial assistance (FFA) from HHS must
administer their programs in compliance with federal civil rights laws that
prohibit discrimination on the basis of race, color, national origin,
disability, age and, in some circumstances, religion, conscience, and sex
(including gender identity, sexual orientation, and pregnancy).&nbsp; This
includes ensuring programs are accessible to persons with limited English
proficiency and persons with disabilities. The HHS Office for Civil Rights
provides guidance on complying with civil rights laws enforced by HHS. Please
see <a
href="https://www.hhs.gov/civil-rights/for-providers/provider-obligations/index.html">https://www.hhs.gov/civil-rights/for-providers/provider-obligations/index.html</a>
<a
href="https://www.hhs.gov/civil-rights/for-individuals/nondiscrimination/index.html">https://www.hhs.gov/civil-rights/for-individuals/nondiscrimination/index.html</a></p>
<p class=regulartext>HHS recognizes that research projects are often limited in
scope for many reasons that are nondiscriminatory, such as the principal
investigator&rsquo;s scientific interest, funding limitations, recruitment
requirements, and other considerations. Thus, criteria in research protocols
that target or exclude certain populations are warranted where nondiscriminatory
justifications establish that such criteria are appropriate with respect to the
health or safety of the subjects, the scientific study design, or the purpose
of the research. For additional guidance regarding how the provisions apply to
NIH grant programs, please contact the Scientific/Research Contact that is
identified in Section VII under Agency Contacts of this FOA.</p>
<p class=P_SingleIndent>&nbsp;</p>
<p class=regulartext>Recipients of FFA must ensure that their programs are
accessible to persons with limited English proficiency. For guidance on
meeting the legal obligation to take reasonable steps to ensure meaningful
access to programs or activities by limited English proficient individuals see <a
href="https://www.hhs.gov/civil-rights/for-individuals/special-topics/limited-english-proficiency/fact-sheet-guidance/index.html">https://www.hhs.gov/civil-rights/for-individuals/special-topics/limited-english-proficiency/fact-sheet-guidance/index.html</a>&nbsp;and&nbsp;<a
href="https://www.lep.gov/">https://www.lep.gov</a>.</p>
<ul>
<li>
For information on an institution's specific legal obligations
for serving qualified individuals with disabilities, including reasonable
accomodations and making services accessible to them, see <a href="https://www.hhs.gov/ocr/civilrights/understanding/disability/index.html">http://www.hhs.gov/ocr/civilrights/understanding/disability/index.html</a>.</li>
<li>
HHS funded health and education programs must be administered in
an environment free of sexual harassment, see <a
href="https://www.hhs.gov/civil-rights/for-individuals/sex-discrimination/index.html">https://www.hhs.gov/civil-rights/for-individuals/sex-discrimination/index.html</a>;
For information about NIH's commitment to supporting a safe and respectful work
environment, who to contact with questions or concerns, and what NIH's
expectations are for institutions and the individuals supported on NIH-funded
awards, please see <a href="https://grants.nih.gov/grants/policy/harassment.htm">https://grants.nih.gov/grants/policy/harassment.htm</a>.
</li>
<li>
For guidance on administering programs in compliance with
applicable federal conscience protection and associated anti-discrimination
laws see <a
href="https://www.hhs.gov/conscience/conscience-protections/index.html">https://www.hhs.gov/conscience/conscience-protections/index.html</a>
and <a href="https://www.hhs.gov/conscience/religious-freedom/index.html">https://www.hhs.gov/conscience/religious-freedom/index.html</a>.&nbsp;&nbsp;
</li>
</ul>
<p class=regulartext>Please contact the HHS Office for Civil Rights for more
information about obligations and prohibitions under federal civil rights laws
at <a href="https://www.hhs.gov/ocr/about-us/contact-us/index.html">https://www.hhs.gov/ocr/about-us/contact-us/index.html</a>
or call 1-800-368-1019 or TDD 1-800-537-7697.&nbsp; </p>
<p class=regulartext>In accordance with the statutory provisions contained in
Section 872 of the Duncan Hunter National Defense Authorization Act of Fiscal
Year 2009 (Public Law 110-417), NIH awards will be subject to the Federal
Awardee Performance and Integrity Information System (FAPIIS) requirements.
FAPIIS requires Federal award making officials to review and consider
information about an applicant in the designated integrity and performance
system (currently FAPIIS) prior to making an award. An applicant, at its
option, may review information in the designated integrity and performance
systems accessible through FAPIIS and comment on any information about itself
that a Federal agency previously entered and is currently in FAPIIS. The
Federal awarding agency will consider any comments by the applicant, in
addition to other information in FAPIIS, in making a judgement about the
applicant&rsquo;s integrity, business ethics, and record of performance under Federal
awards when completing the review of risk posed by applicants as described in
45 CFR Part 75.205 and 2 CFR Part 200.206 Federal awarding agency review of risk
posed by applicants. This provision will apply to all NIH grants and
cooperative agreements except fellowships.</p>
<p class=Heading4>Cooperative Agreement Terms and Conditions of Award</p>
<p class=regulartext>The following special terms of award are in addition to, and
not in lieu of, otherwise applicable U.S. Office of Management and Budget (OMB)
administrative guidelines, U.S. Department of Health and Human Services (DHHS)
grant administration regulations at 45 CFR Part 75 and 2 CFR Part 200, and
other HHS, PHS, and NIH grant administration policies. <br>
<br>
The administrative and funding instrument used for this program will be the
cooperative agreement, an &quot;assistance&quot; mechanism (rather than an
&quot;acquisition&quot; mechanism), in which substantial NIH programmatic
involvement with the recipients is anticipated during the performance of the
activities. Under the cooperative agreement, the NIH purpose is to support and
stimulate the recipients' activities by involvement in and otherwise working
jointly with the recipients in a partnership role; it is not to assume
direction, prime responsibility, or a dominant role in the activities.
Consistent with this concept, the dominant role and prime responsibility
resides with the recipients for the project as a whole, although specific tasks
and activities may be shared among the recipients and the NIH as defined below.
</p>
<p class=regulartext><strong>The
PD(s)/PI(s) will have the primary responsibility for:</strong></p>
<ul>
<li>
Being a member of the Steering Committee, one voting member from
each center.</li>
<li>
Accepting and implementing policies approved by the Steering Committee.</li>
<li>
For clinical trials and other human subject research,
implementing current Good Clinical Practice guidelines and specific NIAID/DAIT
policies.</li>
<li>
Recipients will retain custody of and have primary rights to the
data and software developed under these awards, subject to Government rights of
access consistent with current DHHS, PHS, and NIH policies.</li>
</ul>
<p class=regulartext><strong>NIH
staff have substantial programmatic involvement that is above and beyond the
normal stewardship role in awards, as described below:</strong></p>
<ul>
<li>
Coordinate NIAID staff assistance, including participation in
periodic on-site monitoring with respect to compliance with Federal
regulations, quality control, accuracy of data recording, sample accrual, etc.</li>
<li>
Facilitate collaborations with and access to other NIAID-supported
research resources and services.</li>
<li>
Provide oversight for human subjects protections and provide
monitoring for any studies that involve more than minimal risk for participants
or that involve vulnerable populations.</li>
<li>
Provide assistance to the Steering Committee in the development
of procedures for evaluating the performance of research studies and monitoring
any clinical trials developed via the IOF.</li>
<li>
Promote coordination of Steering Committee activities and
implementation of its recommendations, decisions, and policies.</li>
<li>
Establish an EAB to review and evaluate the scientific progress
of the individual CCHI recipients and the Consortium as a whole. </li>
<li>
Additionally, an agency program official or IC program director
will be responsible for the normal scientific and programmatic stewardship of
the award and will be named in the award notice.</li>
</ul>
<p class=regulartext><strong>&nbsp;</strong></p>
<p class=regulartext><strong>Areas
of Joint Responsibility include:</strong></p>
<p class=regulartext><em>Steering
Committee</em>: The Steering Committee will serve as the governing body
of the CCHI and will assist in making recommendations for applications
submitted for CCHI Infrastructure and Opportunities Fund (IOF).</p>
<p class=regulartext><em>Infrastructure
and Opportunities Fund</em>: The Steering Committee will oversee the
Infrastructure and Opportunities Fund, consistent with the goals of the
program. The Steering Committee will device and implement procedures,
practices, and subcommittees as needed, for the IOF solicitation, receipt,
review, development, evaluation, and recommendation of feasibility, pilot,
resource development, or collaborative projects or potential resource sharing
opportunities and other collaborative needs. The Steering Committee will also
assess additional professional and administrative staffing needs beyond the
administrative support provided as part of the requirements to manage the IOF
budget and activities (<em>e.g.,</em>
for review activities or IT needs as required) and provide recommendations to
the NIH Project Scientist. In addition, the Steering Committee will be
responsible for an annual report of progress of projects, status of funds, and
other activities funded by the IOF program, including outcomes of all completed
projects.</p>
<ul>
<li>
Each CCHI center will be represented by one PD/PI as a voting
member of the Steering Committee. NIAID Project Scientists will be non-voting
members.</li>
</ul>
<p class=regulartext><strong>External
Scientific Advisory Group (ESAG)</strong></p>
<p class=regulartext>The Administrative Core may support an External Scientific
Advisory Group, to be formed after award at the discretion of the PD(s)/PI(s).
The ESAG will evaluate scientific progress within the CCHI center and provide
advice to the center on an annual basis.</p>
<p class=regulartext><strong>Dispute
Resolution:</strong></p>
<p class=regulartext>Any disagreements that may arise in scientific or
programmatic matters (within the scope of the award) between award recipients
and the NIH may be brought to Dispute Resolution. A Dispute Resolution Panel
composed of three members will be convened. It will have three members: a
designee of the Steering Committee chosen without NIH staff voting, one NIH
designee, and a third designee with expertise in the relevant area who is
chosen by the other two; in the case of individual disagreement, the first
member may be chosen by the individual recipient. This special dispute
resolution procedure does not alter the recipient's right to appeal an adverse
action that is otherwise appealable in accordance with PHS regulation 42 CFR
Part 50, Subpart D and DHHS regulation 45 CFR Part 16.</p>
<div class="heading3">3. Data Management and Sharing</div>
<p class=regulartext>Note: The NIH Policy for Data Management and Sharing is
effective for due dates on or after January 25, 2023. </p>
<p class=regulartext>Consistent with the NIH Policy for Data Management and
Sharing, when data management and sharing is applicable to the award,
recipients will be required to adhere to the Data Management and Sharing
requirements as outlined in the <a
href="https://grants.nih.gov/grants/policy/nihgps/HTML5/section_8/8.2.3_sharing_research_resources.htm#Data">NIH
Grants Policy Statement</a>. Upon the approval of a Data Management and Sharing
Plan, it is required for recipients to implement the plan as described.</p>
<div class="heading3">4. Reporting</div>
<p class=regulartext>When multiple years are involved, recipients will be
required to submit the <a href="//grants.nih.gov/grants/rppr/index.htm">Research Performance Progress Report
(RPPR)</a> annually and financial statements as required in the <a
href="https://grants.nih.gov/grants/policy/nihgps/HTML5/section_8/8.4.1_reporting.htm"><i>NIH
Grants Policy Statement</i>.</a> </p>
<p class=regulartext><a name=SectionVII></a>A final RPPR, invention statement, and the expenditure data portion of the
Federal Financial Report are required for closeout of an award, as described in
the <a
href="https://grants.nih.gov/grants/policy/nihgps/HTML5/section_8/8.6_closeout.htm"><i>NIH
Grants Policy Statement</i></a>. NIH FOAs outline intended research goals and
objectives. Post award, NIH will review and measure performance based on the
details and outcomes that are shared within the RPPR, as described at 45 CFR
Part 75.301 and 2 CFR 200.301.</p>
<p class=regulartext>The Federal Funding Accountability and Transparency Act of
2006 (Transparency Act), includes a requirement for recipients of Federal
grants to report information about first-tier subawards and executive
compensation under Federal assistance awards issued in FY2011 or later. All recipients
of applicable NIH grants and cooperative agreements&nbsp;are required to report
to the Federal Subaward Reporting System (FSRS) available at <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11170">www.fsrs.gov</a>
on all subawards over the threshold. See the <a
href="https://grants.nih.gov/grants/policy/nihgps/HTML5/section_4/4.1.8_federal_funding_accountability_and_transparency_act__ffata_.htm"><i>NIH
Grants Policy Statement</i></a> for additional information on this reporting
requirement. </p>
<p class=regulartext>In accordance with the regulatory requirements provided at
45 CFR 75.113 and 2 CFR Part 200.113 and Appendix XII to 45 CFR Part 75 and 2
CFR Part 200, recipients that have currently active Federal grants, cooperative
agreements, and procurement contracts from all Federal awarding agencies with a
cumulative total value greater than $10,000,000 for any period of time during
the period of performance of a Federal award, must report and maintain the
currency of information reported in the System for Award Management
(SAM)&nbsp;about civil, criminal, and administrative proceedings in connection
with the award or performance of a Federal award that reached final disposition
within the most recent five-year period.&nbsp; The recipient must also make
semiannual disclosures regarding such proceedings.&nbsp;Proceedings information
will be made publicly available in the designated integrity and performance
system (currently FAPIIS). This is a statutory requirement under section 872
of Public Law 110-417, as amended (41 U.S.C. 2313). As required by section
3010 of Public Law 111-212, all information posted in the designated integrity
and performance system on or after April 15, 2011, except past performance
reviews required for Federal procurement contracts, will be publicly
available. Full reporting requirements and procedures are found in Appendix
XII to 45 CFR Part 75 and 2 CFR Part 200 Award Term and Condition for
Recipient Integrity and Performance Matters.</p>
<div class="heading2"><a name="_Toc258873272"></a><a
name="_Section_VII._Agency"></a>Section VII. Agency Contacts</div>
<p class=regulartext>We encourage inquiries concerning this funding opportunity
and welcome the opportunity to answer questions from potential applicants. <br>
<br>
</p>
<div class="heading4">Application Submission Contacts</div>
<p class=regulartext>eRA Service Desk (Questions
regarding ASSIST, eRA Commons, application errors and warnings, documenting
system problems that threaten submission by the due date, and post-submission
issues)</p>
<p class=regulartext>Finding Help Online:&nbsp;<a
href="https://grants.nih.gov/support/index.html">https://grants.nih.gov/support/index.html</a>(preferred
method of contact)<br>
Telephone: 301-402-7469 or 866-504-9552 (Toll Free)</p>
<p class=regulartext>General Grants Information
(Questions regarding application instructions, application processes, and NIH
grant resources)<br>
Email:&nbsp;<a href="/cdn-cgi/l/email-protection#aee9dccfc0dadde7c0c8c1eec0c7c680c9c1d8"><span class="__cf_email__" data-cfemail="ce89bcafa0babd87a0a8a18ea0a7a6e0a9a1b8">[email&#160;protected]</span></a>&nbsp;(preferred
method of contact)<br>
Telephone: 301-945-7573</p>
<p class=regulartext>Grants.gov Customer Support&nbsp;(Questions regarding
Grants.gov registration and Workspace)<br>
Contact Center Telephone: 800-518-4726<br>
Email:&nbsp;<a href="/cdn-cgi/l/email-protection#05767075756a7771456277646b71762b626a73"><span class="__cf_email__" data-cfemail="daa9afaaaab5a8ae9abda8bbb4aea9f4bdb5ac">[email&#160;protected]</span></a><br>
<br>
</p>
<div class="heading4">Scientific/Research Contact(s)</div>
<p class=regulartext>Chao Jiang, Ph.D.<br>
National Institute of Allergy and Infectious Diseases (NIAID)<br>
Telephone: 301-761-7802 <br>
Email: <a href="/cdn-cgi/l/email-protection#ceada6afa1e0a4a7afa0a98ea0a7a6e0a9a1b8"><span class="__cf_email__" data-cfemail="b8dbd0d9d796d2d1d9d6dff8d6d1d096dfd7ce">[email&#160;protected]</span></a> </p>
<div class="heading4">Peer Review Contact(s)</div>
<p class=regulartext>Anuja Mathew, Ph.D. <br>
National Institute of Allergy and Infectious Diseases (NIAID)<br>
Telephone: 301-761-6911<br>
Email: <a href="/cdn-cgi/l/email-protection#0c6d6279666d22616d7864697b4c626564226b637a"><span class="__cf_email__" data-cfemail="1e7f706b747f30737f6a767b695e70777630797168">[email&#160;protected]</span></a></p>
<div class="heading4">Financial/Grants Management Contact(s)</div>
<p class=regulartext>Nicole Guidetti <br>
National Institute of Allergy and Infectious Diseases (NIAID)<br>
Telephone: 301-761-6934 <br>
Email: <a href="/cdn-cgi/l/email-protection#afc1c6ccc0c3ca81c8dac6cbcadbdbc6efc1c6c781c8c0d9"><span class="__cf_email__" data-cfemail="0e60676d61626b20697b676a6b7a7a674e60676620696178">[email&#160;protected]</span></a> <br>
<br>
</p>
<div class="heading2"><a name="_Toc258873273"></a><a
name="_Section_VIII._Other"></a>Section VIII. Other
Information</div>
<p class=regulartext>Recently issued trans-NIH <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11163">policy
notices</a> may affect your application submission. A full list of policy
notices published by NIH is provided in the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11164"><i>NIH
Guide for Grants and Contracts</i></a>. All
awards are subject to the terms and conditions, cost principles, and other considerations
described in the <a
href="//grants.nih.gov/grants/guide/url_redirect.htm?id=11120">NIH Grants Policy Statement</a>.</p>
<div class="heading4">Authority and Regulations</div>
<p class=regulartext>Awards are made under the authorization of Sections 301 and
405 of the Public Health Service Act as amended (42 USC 241 and 284) and under
Federal Regulations 42 CFR Part 52 and 45 CFR Part 75 and 2 CFR Part 200. </p>
</div>
<script data-cfasync="false" src="/cdn-cgi/scripts/5c5dd728/cloudflare-static/email-decode.min.js"></script></body>
</div>
</div>
<div class="row">
<div class="col-xs-12">
<P>
<HR>
<A HREF="/grants/guide/WeeklyIndex.cfm?11-18-22">Weekly TOC for this Announcement</A><br>
<A HREF="/grants/guide/index.html">NIH Funding Opportunities and Notices</A>
<hr>
</div>
</div>
<div class="row">
<div class="col-md-4"> <a href="/grants/oer.htm"><img src="/images7/nih-oer-logo.jpg" alt="NIH Office of Extramural Research Logo" usemap="#Map2" border="0"></a>
<map name="Map2" id="Map2">
<area shape="rect" coords="89,17,359,39" href="http://www.nih.gov" />
<area shape="rect" coords="91,39,286,58" href="http://grants.nih.gov/grants/oer.htm" />
<area shape="rect" coords="3,5,78,55" href="http://grants.nih.gov/grants/oer.htm" />
</map>
</div>
<div class="col-md-4">
<div style="float:left; padding: 5 5 5 70"> <a href="https://www.hhs.gov/"><img src="/images7/dhhs_sm.gif" width="36" height="37" border="0" alt="Department of Health and Human Services (HHS) - Home Page" long desc="Logo, circular in shape, depicting an American eagle in-flight with stylized profiles of human faces appearing on the trailing edge of the wings. The perimeter of the logo is encircled with the words 'Department of Health and Human Services U S A'"></a></div>
<div style="padding: 5 5 5 5;">Department of Health<br>
and Human Services (HHS)</div>
</div>
<div class="col-md-4">
<div style="padding: 5 5 5 0" align="center"> <a href="https://www.usa.gov/"><img src="/images7/USA_Gov_logo.gif" border="0" alt="USA.gov - Government Made Easy" long desc="Logo,- the words 'USA.gov - Government Made Easy' with single streaking star above the logo"></a> </div>
</div>
</div>
<div class="row">
<div class="col-xs-12" align="center" style="padding: 20 5 5 5"> <span style="color:#6E6E6E; font-size:1.0em; font-family: 'Trebuchet MS', Arial, Helvetica, sans-serif">NIH... Turning Discovery Into Health<sup>&reg;</sup></span> </div>
</div>
<div class="row">
<div class="col-xs-12" align="center">
</div>
</div>
</div>
</BODY>
</HTML>