Evidence reviews for prognostic factors for progression of non-proliferative diabetic retinopathy to proliferative diabetic retinopathy and diabetic macular oedema
Evidence review A
NICE Guideline, No. 242
1. Prognostic factors for the progression of non-proliferative diabetic retinopathy
1.1. Review question
What are the prognostic factors for the progression of non-proliferative diabetic retinopathy in people with diabetic retinopathy to?
- proliferative diabetic retinopathy
- diabetic macular oedema
- diabetic macular ischaemia
1.1.1. Introduction
For people with diabetes, previous research has suggested that poor glycaemic control and hypertension are established risk factors for developing diabetic retinal disease in type I diabetes. This review assessed whether other risk factors can predict the progression from non-proliferative diabetic retinopathy to proliferative diabetic retinopathy, diabetic macular oedema, or diabetic macular ischemia. Many studies have examined the risk factors for developing any sight-threatening retinopathy, but few studies have focused on the risks of developing maculopathy. This review aimed to identify the risk factors associated with the development of diabetic maculopathy or diabetic proliferative disease. Predicting who is most at risk of progression is important to help determine who should receive more frequent monitoring and earlier treatment.
1.1.2. Summary of the protocol

Table 1
Summary of the PICO.
1.1.3. Methods and process
This evidence review was developed using the methods and process described in Developing NICE guidelines: the manual. Methods specific to this review question are described in the review protocol in Appendix A and the methods document.
A Cochrane review (Perais et al. 2020) was identified which assessed prognostic risk factors for predicting the development of proliferative diabetic retinopathy. Results from this Cochrane review were used for the part of this review which covers risk factors for progression from non-proliferative diabetic retinopathy to proliferative diabetic retinopathy. The review was judged to be high quality and directly applicable to the review (see Appendix D) and so information for this part of the review was taken directly from the Cochrane review, rather than undertaking a new literature search or data analysis (see Table 2 in the methods document). The Cochrane review searched for a wider list of prognostic factors than were included in this review. It also included study types that were not included within the current review protocol, such as case-control studies. Studies that reported on the same outcomes but adjusted for different factors were reported separately, rather than combined into a meta-analysis. Only the 27 studies from the Cochrane review that matched the protocol for this review have been included and reported here.
The section of the review for progression to diabetic macular oedema or macular ischemia originally planned to include only studies consisting of cohorts of patients with non-proliferative diabetic retinopathy at baseline. However, on evaluation of potentially eligible studies and prior to commencing data extraction, it was decided to make a protocol deviation to incorporate those in which a proportion had no retinopathy, or proliferative diabetic retinopathy at baseline. This is because it became apparent that most studies included assorted populations of patients with and without diabetic retinopathy at baseline. The committee agreed that this would be appropriate and so studies with these mixed populations were included in the review and downgraded for applicability.
Declarations of interest were recorded according to NICE’s conflicts of interest policy.
1.1.4. Prognostic evidence
1.1.4.1. Included studies
A search was carried out to identify studies which evaluated risk factors for progression to diabetic macular oedema and diabetic macular ischemia. 2279 results were identified, of which 54 were identified as potential included studies at abstract level. Full text articles were ordered and reviewed against the inclusion criteria, of which 3 met the inclusion criteria for this review. Three multivariate prospective cohort studies were identified, each of which considered the progression from non-proliferative diabetic retinopathy to diabetic macular oedema. None of the evidence reported prognostic factors for progression to diabetic macular ischemia.
All the studies in the Cochrane review were assessed and 27 matched the prognostic factors and study design in the review.
Prognostic factors for progression to proliferative diabetic retinopathy (some studies reported on more than one prognostic factor):
- Evidence from 1 study – socioeconomic status,
- Evidence from 2 studies – cholesterol, triglycerides, estimated glomerular filtration rate, diabetic retinopathy features at baseline.
- Evidence from 3 studies – ethnicity, diabetic retinopathy severity at baseline
- Evidence from 4 studies – gender, duration of diabetes, diastolic blood pressure, systolic blood pressure
- Evidence from 5 studies – BMI
- Evidence from 6 studies – smoking
- Evidence from 13 studies – HbA1C
Prognostic factors for progression to diabetic macular oedema:
- Evidence from 1 study – gender, diastolic blood pressure, systolic blood pressure, cholesterol, triglycerides, estimated glomerular filtration rate, hypertension.
- Evidence from 2 studies – HbA1C
See Appendix C for the study selection flow chart.
1.1.4.2. Excluded studies
51 studies were excluded following examination of the full text articles.
See Appendix I for excluded studies and reasons for exclusion.
1.1.5. Summary of studies included in the prognostic evidence

Table 2
Prognostic factors for progression to proliferative diabetic retinopathy included from Cochrane review.

Table 3
Included studies of prognostic factors for progression to diabetic macular oedema (NICE review).
See Appendix D for full evidence tables.
1.1.6. Summary of the evidence
People progressing to proliferative diabetic retinopathy
Data from the Cochrane review (Perais et al. 2020)

Table 4
Gender - Studies undertaking multivariable regression analyses to determine the effect of gender on progression to proliferative diabetic retinopathy.

Table 5
Race -Studies undertaking multivariable regression analyses to determine the effect of race on progression to PDR.

Table 6
Duration of diabetes -Studies undertaking multivariable regression analyses to determine the effect of duration of diabetes on progression to PDR:

Table 7
Socio-economic status -Studies undertaking multivariable regression analyses to determine the effect of socio-economic status on progression to PDR.

Table 8
HbA1c -Studies undertaking multivariable regression analyses to determine the effect of HbA1c on progression to PDR.

Table 9
Diastolic blood pressure -Studies undertaking multivariable regression analyses to determine the effect of diastolic blood pressure on progression to PDR.

Table 10
Fasting plasma glucose -Studies undertaking multivariable regression analyses to determine the effect of fasting plasma glucose on progression to PDR.

Table 11
Systolic blood pressure -Studies undertaking multivariable regression analyses to determine the effect of systolic blood pressure on progression to PDR.

Table 12
Total cholesterol -Studies undertaking multivariable regression analyses to determine the effect of total cholesterol on progression to PDR.

Table 13
Triglycerides -Studies undertaking multivariable regression analyses to determine the effect of triglycerides on progression to PDR.

Table 14
Estimated glomerular filtration rate (eGFR) -Studies undertaking multivariable regression analyses to determine the effect of eGFR on progression to PDR.

Table 15
Diabetic retinopathy severity at baseline -Studies undertaking multivariable regression analyses to determine the effect of diabetic retinopathy severity at baseline on progression to PDR.

Table 16
Diabetic retinopathy features at baseline -Studies undertaking multivariable regression analyses to determine the effect of diabetic retinopathy features at baseline on progression to PDR.

Table 17
Body mass index (BMI) -Studies undertaking multivariable regression analyses to determine the effect of BMI on progression to PDR.

Table 18
Smoking -Studies undertaking multivariable regression analyses to determine the effect of smoking on progression to PDR.
Summary of the prognostic evidence for progression to diabetic macular oedema
Data from the NICE review

Table 19
Gender - Studies undertaking multivariable regression analyses to determine the effect of gender on progression to macular oedema.

Table 20
HbA1c -Studies undertaking multivariable regression analyses to determine the effect of HbA1c on progression to macular oedema.

Table 21
Diastolic blood pressure -Studies undertaking multivariable regression analyses to determine the effect of diastolic blood pressure on progression to macular oedema.

Table 22
Systolic blood pressure -Studies undertaking multivariable regression analyses to determine the effect of systolic blood pressure on progression to macular oedema.

Table 23
Total cholesterol -Studies undertaking multivariable regression analyses to determine the effect of total cholesterol on progression to macular oedema.

Table 24
Triglycerides -Studies undertaking multivariable regression analyses to determine the effect of triglycerides on progression to macular oedema.

Table 25
Estimated glomerular filtration rate (eGFR) -Studies undertaking multivariable regression analyses to determine the effect of eGFR on progression to macular oedema.

Table 26
Hypertension-Studies undertaking multivariable regression analyses to determine the effect of hypertension o on progression to macular oedema.
See Appendix E for full GRADE tables.
1.1.7. Economic evidence
1.1.7.1. Included studies
A single search was performed to identify published economic evaluations of relevance to any of the questions in this guideline update (Appendix B). This search retrieved 672 studies. Based on title and abstract screening, 671 of the studies could confidently be excluded for this review question. One study was excluded following the full-text review. No relevant health economic studies were included.
1.1.7.2. Excluded studies
See Appendix I for excluded studies and reasons for exclusion.
See the health economic study selection flow chart presented in Appendix F.
1.1.8. Summary of included economic evidence
No relevant health economic studies were identified to be included.
1.1.9. Economic model
Original health economic modelling was not prioritised for this review question.
1.1.10. Unit costs
No unit costs have been considered as part of this review question.
1.1.11. The committee’s discussion and interpretation of the evidence
1.1.11.1. The outcomes that matter most
The committee discussed that progression of non-proliferative diabetic retinopathy to proliferative diabetic retinopathy or diabetic macular oedema are important outcomes as they indicate the worsening of retinopathy which leads to other serious consequences, such as vision loss.
The committee wanted to consider evidence for the progression of non-proliferative diabetic retinopathy to diabetic macular ischemia but found no relevant studies.
1.1.11.2. The quality of the evidence
The evidence for the risk factors predicting progression from proliferative diabetic retinopathy to diabetic retinopathy ranged from moderate to very low quality, with most of the downgrading due to studies being at high to moderate risk of bias. More information about the quality of individual studies can be found in the Cochrane review (Perais et al. 2020).
Three studies investigated clinical prediction factors for the progression of non-proliferative retinopathy to diabetic macular oedema for people with type 2 diabetes. The evidence ranged from moderate to low quality. Studies were most commonly downgraded for studies being at moderate risk of bias, or being partially applicable to the review, due to mixed populations being included rather than just people with non-proliferative retinopathy. One study reported that it adjusted for confounding factors, but did not report which factors were adjusted for, making it more difficult for the committee to interpret the results. There was no evidence on the prognostic factors for progression to diabetic macular oedema for people with type 1 diabetes.
The committee were unable to determine whether some factors, such as duration of diabetes, blood pressure and total cholesterol were risk factors for progression to proliferative diabetic retinopathy. For many of these factors, confidence intervals crossed the line of no effect. The committee noted that many of the studies did not adjust for important confounding factors, such as diabetic retinopathy severity at baseline. There was also variation in the reporting of important baseline characteristics, such as retinopathy severity at baseline and HbA1c. The committee were therefore limited in the recommendations that could be made due to uncertainty about the populations and methods used in the studies. They were also concerned that some of the confounding factors in the natural course of retinopathy were not being accounted for in the analysis.
Due the nature of the data, it was difficult to conduct meta-analysis. Each study differed according to the prognostic factors evaluated, time points of prognostic factor measurements and outcomes, and which confounding factors were adjusted for. As a result, much of the analysis was based on the results of single studies. Although some of the studies had very large sample sizes, the committee were concerned by other issues, such as either the choice of confounding factors that were adjusted for, or a lack of adjustment, and inconsistent results across different studies, The committee noted that there are a range of different factors that can influence the course of diabetic retinopathy, which made it difficult for the committee to be certain of which prognostic factors are most important to consider when assessing whether someone is at risk of progression.
There was no evidence for progression from non-proliferative diabetic retinopathy to diabetic macular ischemia. The committee thought this information was important and so this was included as part of a research recommendation (see Appendix J). This will enable recommendations to be made on this in future updates of the guideline.
1.1.11.3. Imprecision and clinical importance of effects
The committee noted that some of the results had wide confidence intervals. This imprecision made it hard to be certain of the effects of different prognostic factors. Due the nature of the data it was difficult to conduct meta-analysis and it was therefore difficult for the committee to determine which factors best predict a person’s risk of progression from non-proliferative diabetic retinopathy.
The committee agreed that the evidence for some of the prognostic factors for progression to proliferative diabetic retinopathy was precise enough to consider them risk factors for progression. Both severity of retinopathy and HbA1c levels were therefore listed as prognostic factors in the recommendations. Most of the evidence for other outcomes was based on single study analysis, with confidence intervals crossing the line of no effect. The committee could not be confident in whether these results indicated that other factors do not predict progression, or whether this was due to the limited number of studies for some comparisons, most of which had small sample sizes. A few results were from much larger studies, but the committee thought that the wide confidence intervals could partly reflect the factors that were selected for adjustment, rather than being a true reflection of the effect of a particular factor on progression of retinopathy. They therefore decided not to make further recommendations on progression to proliferative diabetic retinopathy. Instead, progression to proliferative diabetic retinopathy was included in the research recommendation (see Appendix J).
The evidence on diabetic macular oedema was mostly from small trials with a high degree of imprecision. A few studies included a larger number of participants, but for these studies, either confidence intervals crossed the line of no effect, or the committee had concerns about which factors were adjusted for in the analysis. Meta-analysis was not possible for any of the outcomes due to study heterogeneity, which further limited the conclusions that could be drawn.
1.1.11.4. Benefits and harms
Proliferative diabetic retinopathy
Higher HbA1c levels and severity of retinopathy at baseline were both shown to be predictors for the development of proliferative diabetic retinopathy in people with both type 1 and type 2 diabetes. The committee agreed that both factors are important and will help identify people who are at higher risk of progression.
There was also some evidence suggesting several markers for renal disease and triglyceride profiles in people with Type 1 diabetes were prognostic factors for progression. However, this evidence was low to very low quality, due to risk of bias in the included studies and inconsistency. The committee discussed that while this evidence was not high quality, their clinical knowledge and experience supported this being included in the recommendations as a risk factor that ophthalmologists should consider when deciding on a patient’s needs for follow-up.
The committee discussed how the evidence and their clinical experience suggests that people with non-proliferative diabetic retinopathy and type 1 or type 2 diabetes should be encouraged to manage modifiable risk factures. This includes maintaining adequate glucose control and blood pressure, to prevent progression to proliferative diabetic retinopathy. The committee also discussed the need for closer monitoring and communication across the multidisciplinary healthcare teams, such as diabetologist and ophthalmologists, who support people with diabetes. This will enable clinicians who are involved in a person’s wider diabetes management to access information about the status of a person’s diabetic eye disease and take this into account when they are considering future treatment and monitoring.
Diabetic macular oedema
Moderate and low-quality evidence showed that gender, increasing HBA1c (>8%), hypertension, and an estimated globular filtration rate of 30–45 were all predictors of progression to diabetic macular oedema. However, given the limited evidence base noted in the section above on the quality of the evidence, the committee did not think they could confidently recommend each of these factors as risk factors for progression. Instead, they decided to recommend that ophthalmologists should consider stage of retinopathy when deciding on follow-up and interventions, as this reflects a combination of the above factors, and other factors, which tend to develop over the course of disease.
Moderate quality evidence did not show blood pressure, cholesterol or triglycerides to be predictors of progression of diabetic macular oedema. However, the committee were concerned that the evidence for each prognostic factor came from single studies, the majority of which did not correct for stage of retinopathy at baseline. The committee noted that, in their clinical experience, higher blood pressure is often considered a risk factor for progression to macular oedema. This was considered important, as it is something that a patient can modify if they are aware of the risks of progression. Due to the very limited evidence base, progression to diabetic macular oedema was also included in the research recommendation (see Appendix J).
Given the limited evidence available, the committee decided to make general recommendations about risk factors for the progression of non-proliferative diabetic retinopathy to either proliferative diabetic retinopathy or diabetic macular oedema. This was based on a combination of the evidence for proliferative diabetic retinopathy and the committee’s clinical experience. Until there is more evidence to specify which factors make someone more at risk of progressing to either proliferative retinopathy or to macular oedema, they thought it was important to highlight factors that may be associated with progression in general. This will ensure that people are not overlooked for additional monitoring or treatment.
1.1.11.5. Cost effectiveness and resource use
No relevant economic evaluations were identified which addressed the cost effectiveness of the progression of non-proliferative diabetic retinopathy to proliferative diabetic retinopathy or diabetic macular oedema. The committee discussed that ophthalmologists should have access to a patient’s HbA1c and blood pressure results for discussion with the patient. Educating the patient with information on how they can lower HbA1c, and blood pressure can give the patient the opportunity to reduce their risk of progression to proliferative diabetic retinopathy or diabetic macular oedema. This could lead to a reduction in resource impact by delaying or preventing progression of disease which has considerable cost and quality of life implications.
1.1.12. Recommendations supported by this evidence review
This evidence review supports Recommendations 1.1.3 to 1.1.5 and the research recommendation on prognostic factors for the progression of non-proliferative diabetic retinopathy to proliferative diabetic retinopathy, diabetic macular oedema, or macular ischemia.
1.1.13. References – included studies
- Hammes, H.-P., Welp, R., Kempe, H.-P. et al (2015) Risk factors for retinopathy and DME in type 2 diabetes-results from the German/Austrian DPV database. PLoS ONE 10(7): e0132492 [PMC free article: PMC4503301] [PubMed: 26177037]
- Hsieh, Yi-Ting, Tsai, Meng-Ju, Tu, Shih-Te et al (2018) Association of Abnormal Renal Profiles and Proliferative Diabetic Retinopathy and Diabetic Macular Edema in an Asian Population With Type 2 Diabetes. JAMA ophthalmology 136(1): 68–74 [PMC free article: PMC5833599] [PubMed: 29167896]
- Lobo, Conceicao, Pires, Isabel, Alves, Dalila et al (2018) Subclinical Macular Edema as a Predictor of Progression to Central-Involved Macular Edema in Type 2 Diabetes. Ophthalmic research 60(1): 18–22 [PubMed: 29510401]
- Perais, J, Agarwal, R, Evans, JR, Loveman, E, Colquitt, JL, Owens, D, Hogg, R, Lawrenson, JG, Takwoingi, Y, Lois, N. Prognostic factors for the development and progression of proliferative diabetic retinopathy in people with diabetic retinopathy. Cochrane Database of Systematic Reviews 2020, Issue 11. Art. No.: CD013775. DOI: 10.1002/14651858.CD013775. [PMC free article: PMC9943918] [PubMed: 36815723] [CrossRef]
Cho 2019 {published data only}
Cho, A, Noh, JW, Kim, J. Progression of diabetic retinopathy and declining renal function in patients with type 2 diabetes. Journal of the American Society of Nephrology 2019;30:507.Gange 2021 {published data only}
Gange, WS, Lopez, J, Xu, BY, Lung, K, Seabury, SA, Toy, BC. Incidence of Proliferative Diabetic Retinopathy and Other Neovascular Sequelae at 5 Years Following Diagnosis of Type 2 Diabetes. Diabetes Care 2021;44(11):2518–26. [PMC free article: PMC8546279] [PubMed: 34475031]Grauslund 2009a {published data only}
Gaedt Thorlund, M, Borg Madsen, M, Green, A, Sjølie, AK, Grauslund, J. Is smoking a risk factor for proliferative diabetic retinopathy in type 1 diabetes? Ophthalmologica 2013;230(1):50–4. [PubMed: 23751972]- Grauslund, J, Green, A, Sjølie, AK. Prevalence and 25 year incidence of proliferative retinopathy among Danish type 1 diabetic patients. Diabetologia 2009;52(9):1829–35. [PubMed: 19593541]
Harris 2013 {published data only}
Harris, NK, Talwar, N, Gardner, TW, Wrobel, JS, Herman, WH, Stein, JD. Predicting development of proliferative diabetic retinopathy. Diabetes Care 2013;36(6):1562–8. [PMC free article: PMC3661803] [PubMed: 23275374]Hsieh 2018 {published data only}
Hsieh, Y-T, Hsieh, M-C. Time-sequential correlations between diabetic kidney disease and diabetic retinopathy in type 2 diabetes - an 8-year prospective cohort study. Acta Ophthalmologica 2021;99(1):e1–6. [PubMed: 32567151]- Hsieh, Y-T, Tsai, M-J, Tu, S-T, Hsieh, M-C. Association of Abnormal Renal Profiles and Proliferative Diabetic Retinopathy and Diabetic Macular Edema in an Asian Population With Type 2 Diabetes. JAMA Ophthalmology 2018;136(1):68–74. [PMC free article: PMC5833599] [PubMed: 29167896]
Janghorbani 2000 {published data only}
Janghorbani, M, Jones, RB, Allison, SP. Incidence of and risk factors for proliferative retinopathy and its association with blindness among diabetes clinic attenders. Ophthalmic Epidemiology 2000;7(4):225–41. [PubMed: 11262670]Jeng 2016 {published data only}
Jeng, C-J, Hsieh, Y-T, Yang, C-M, Yang, C-H, Lin, C-Li, Wang, IJ. Diabetic Retinopathy in Patients with Diabetic Nephropathy: Development and Progression. PloS One 2016;11(8):e0161897. [PMC free article: PMC5001700] [PubMed: 27564383]Kalter-Leibovici 1991 {published data only}
Kalter-Leibovici, O, Van Dyk, DJ, Leibovici, L, Loya, N, Erman, A, Kremer, I, et al Risk factors for development of diabetic nephropathy and retinopathy in Jewish IDDM patients. Diabetes 1991;40(2):204–10. [PubMed: 1991571]Keen 2001 {published data only}
Keen, H, Lee, ET, Russell, D, Miki, E, Bennett, PH, Lu, M. The appearance of retinopathy and progression to proliferative retinopathy: the WHO Multinational Study of Vascular Disease in Diabetes. Diabetologia 2001;44 Suppl 2:S22–30. [PubMed: 11587046]Kim 1998 {published data only}
Kim, HK, Kim, CH, Kim, SW, Park, JY, Hong, SK, Yoon, YH, et al Development and progression of diabetic retinopathy in Koreans with NIDDM. Diabetes Care 1998;21(1):134–8. [PubMed: 9538984]Kim 2014 {published data only}
Kim, YJ, Kim, JG, Lee, JY, Lee, KS, Joe, SG, Park, JY, et al Development and progression of diabetic retinopathy and associated risk factors in Korean patients with type 2 diabetes: the experience of a tertiary center. Journal of Korean Medical Science 2014;29(12):1699–705. [PMC free article: PMC4248594] [PubMed: 25469073]Klein 1984 {published data only}
Klein, BE, Davis, MD, Segal, P, Long, JA, Harris, WA, Haug, GA, et al Diabetic retinopathy. Assessment of severity and progression. Ophthalmology 1984;91(1):10–7. [PubMed: 6709313]Lee 1992 {published data only}
Lee, ET, Lee, VS, Lu, M, Russell, D. Development of proliferative retinopathy in NIDDM: a follow-up study of American Indians in Oklahoma. Diabetes 1992;41(3):359–67. [PubMed: 1551496]Lee 2017a {published data only}
Lee, CS, Lee, AY, Baughman, D, Sim, D, Akelere, T, Brand, C, et al The United Kingdom Diabetic Retinopathy Electronic Medical Record Users Group: Report 3: Baseline Retinopathy and Clinical Features Predict Progression of Diabetic Retinopathy. American Journal of Ophthalmology 2017;180(3oq, 0370500):64–71. [PMC free article: PMC5608549] [PubMed: 28572062]Lee 2021 {published data only}
Lee, CC, Hsing, SC, Lin, YT, Lin, C, Chen, JT, Chen, YH, et al The importance of close follow-up in patients with early-grade diabetic retinopathy: A Taiwan population-based study grading via deep learning model. International Journal of Environmental Research and Public Health 2021;18(8):9768. [PMC free article: PMC8470712] [PubMed: 34574686]Lloyd 1995 {published data only}
Lloyd, CE, Becker, D, Ellis, D, Orchard, TJ. Incidence of complications in insulin-dependent diabetes mellitus: a survival analysis. American Journal of Epidemiology 1996;143(5):431–41. [PubMed: 8610658]- Lloyd, CE, Klein, R, Maser, RE, Kuller, LH, Becker, DJ, Orchard, TJ. The progression of retinopathy over 2 years: the Pittsburgh Epidemiology of Diabetes Complications (EDC) Study. Journal of Diabetes Complications 1995;9(3):140–8. [PubMed: 7548977]
McCarty 2003 {published data only}
McCarty, DJ, Fu, CL, Harper, CA, Taylor, HR, McCarty, CA. Fiveyear incidence of diabetic retinopathy in the Melbourne Visual Impairment Project. Clinical & Experimental Ophthalmology 2003;31(5):397–402. [PubMed: 14516426]Nelson 1989 {published data only}
Nelson, RG, Wolfe, JA, Horton, MB, Pettitt, DJ, Bennett, PH, Knowler, WC. Proliferative retinopathy in NIDDM: incidence and risk factors in Pima Indians. Diabetes 1989;38(4):435–40. [PubMed: 2925007]Okudaira 2000 {published data only}
Okudaira, M, Yokoyama, H, Otani, T, Uchigata, Y, Iwamoto, Y. Slightly elevated blood pressure as well as poor metabolic control are risk factors for the progression of retinopathy in early-onset Japanese Type 2 diabetes. Journal of Diabetes and its Complications 2000;14(5):281–7. [PubMed: 11113692]Porta 2001 {published data only}
Porta, M, Sjoelie, AK, Chaturvedi, N, Stevens, L, Rottiers, R, Veglio, M, et al Risk factors for progression to proliferative diabetic retinopathy in the EURODIAB Prospective Complications Study. Diabetologia 2001;44(12):2203–9. [PubMed: 11793022]Roy 2006 {published data only}
Roy, MS, AEouf, M. Six-year progression of retinopathy and associated risk factors in African American patients with type 1 diabetes mellitus: the New Jersey 725. Archives of Ophthalmology 2006;124(9):1297–306. [PubMed: 16966625]- Roy, MS, Klein, R, Janal, MN. Retinal venular diameter as an early indicator of progression to proliferative diabetic retinopathy with and without high-risk characteristics in African Americans with type 1 diabetes mellitus. Archives of Ophthalmology 2011;129(1):8–15. [PubMed: 21220623]
Skrivarhaug 2006 {published data only}
Skrivarhaug, T, Fosmark, DS, Stene, LC, Bangstad, HJ, Sandvik, L, Hanssen, KF, et al Low cumulative incidence of proliferative retinopathy in childhood-onset type 1 diabetes: a 24-year follow-up study. Diabetologia 2006;49(10):2281–90. [PubMed: 16955208]WESDR {published data only}
Cruickshanks, KJ, Moss, SE, Klein R Klein, BE. Physical activity and the risk of progression of retinopathy or the development of proliferative retinopathy. Ophthalmology 1995;102(8):1177–82. [PubMed: 9097744]- Klein, BE K, Klein, R, Moss, SE, Palta, M. A cohort study of the relationship of diabetic retinopathy to blood pressure. Archives of Ophthalmology 1995;113(5):601–6. [PubMed: 7748130]
- Klein, R, Klein, BE, Jensen, SC, Moss, SE. The relation of socioeconomic factors to the incidence of proliferative diabetic retinopathy and loss of vision. Ophthalmology 1994;101(1):68–76. [PubMed: 8302566]
- Klein, R, Klein, BE, Moss, SE, Cruickshanks, KJ. Relationship of hyperglycemia to the long-term incidence and progression of diabetic retinopathy. Archives of Internal Medicine 1994;154(19):2169–78. [PubMed: 7944837]
- Klein, R, Klein, BE, Moss, SE, Cruickshanks, KJ. The Wisconsin Epidemiologic Study of Diabetic Retinopathy: XVII. The 14- year incidence and progression of diabetic retinopathy and associated risk factors in type 1 diabetes. Ophthalmology 1998;105(10):1801–15. [PubMed: 9787347]
- Klein, R, Klein, BE, Moss, SE, Cruickshanks, KJ. The Wisconsin Epidemiologic Study of diabetic retinopathy. XIV. Ten-year incidence and progression of diabetic retinopathy. Archives of Ophthalmology 1994;112(9):1217–28. [PubMed: 7619101]
- Klein, R, Klein, BE, Moss, SE, Davis, MD, DeMets, DL. Glycosylated hemoglobin predicts the incidence and progression of diabetic retinopathy. JAMA 1988;260(19):2864–71. [PubMed: 3184351]
- Klein, R, Klein, BE, Moss, SE, Davis, MD, DeMets, DL. The Wisconsin Epidemiologic Study of Diabetic Retinopathy. IX. Four-year incidence and progression of diabetic retinopathy when age at diagnosis is less than 30 years. Archives of Ophthalmology 1989;107(2):237–43. [PubMed: 2916977]
- Klein, R, Klein, BE, Moss, SE, Davis, MD, DeMets, DL. The Wisconsin Epidemiologic Study of Diabetic Retinopathy. X. Four-year incidence and progression of diabetic retinopathy when age at diagnosis is 30 years or more. Archives of Ophthalmology 1989;107(2):244–9. [PubMed: 2644929]
- Klein, R, Klein, BE, Moss, SE. Is obesity related to microvascular and macrovascular complications in diabetes? The Wisconsin Epidemiologic Study of Diabetic Retinopathy. Archives of Internal Medicine 1997;157(6):650–6. [PubMed: 9080919]
- Klein, R, Klein, BE, Moss, SE. Relation of glycemic control to diabetic microvascular complications in diabetes mellitus. Annals of Internal Medicine 1996;124(1 Pt 2):90–6. [PubMed: 8554220]
- Klein, R, Klein, BE, Moss, SE. The Wisconsin Epidemiologic Study of Diabetic Retinopathy. XVI. The relationship of C-peptide to the incidence and progression of diabetic retinopathy. Diabetes 1995;44(7):796–801. [PubMed: 7789648]
- Klein, R, Klein, BE K, Moss, SE, Davis, MD, DeMets, DL. Is blood pressure a predictor of the incidence or progression of diabetic retinopathy? Archives of Internal Medicine 1989;149(11):2427–32. [PubMed: 2684072]
- Klein, R, Klein, BE K, Moss, SE, Wong, TY, Hubbard, L, Cruickshanks, KJ, et al The relation of retinal vessel caliber to the incidence and progression of diabetic retinopathy: XIX: the Wisconsin Epidemiologic Study of Diabetic Retinopathy. Archives of Ophthalmology 2004;122(1):76–83. [PubMed: 14718299]
- Klein, R, Klein, BE K, Moss, SE, Wong, TY. Retinal vessel caliber and microvascular and macrovascular disease in type 2 diabetes: XXI: the Wisconsin Epidemiologic Study of Diabetic Retinopathy. Ophthalmology 2007;114(10):1884–92. [PubMed: 17540447]
- Klein, R, Knudtson, MD, Lee, KE, Gangnon, R, Klein, BE K. The Wisconsin Epidemiologic Study of Diabetic Retinopathy: XXII the twenty-five-year progression of retinopathy in persons with type 1 diabetes. Ophthalmology 2008;115(11):1859–68. [PMC free article: PMC2761813] [PubMed: 19068374]
- Klein, R, Meuer, SM, Moss, SE, Klein, BE. Retinal microaneurysm counts and 10-year progression of diabetic retinopathy. Archives of Ophthalmology 1995;113(11):1386–91. [PubMed: 7487599]
- Klein, R, Meuer, SM, Moss, SE, Klein, BE. The relationship of retinal microaneurysm counts to the 4-year progression of diabetic retinopathy. Archives of Ophthalmology 1989;107(12):1780–5. [PubMed: 2597068]
- Klein, R, Moss, SE, Klein, BE K. Is gross proteinuria a risk factor for the Incidence of proliferative diaberic retinopathy? Ophthalmology 1993;100(8):1140–6. Moss SE, Klein R, Klein BE. Association of cigarette smoking with diabetic retinopathy. Diabetes Care 1991;14(2):119–26. Moss SE, [PubMed: 8341493]
- Klein, R, Klein, BE. Cigarette smoking and tenyear progression of diabetic retinopathy. Ophthalmology 1996;103(9):1438–42. Moss SE, Klein R, Klein BE. Ocular factors in the incidence and progression of diabetic retinopathy. Ophthalmology 1994;101(1):77–83. [PubMed: 8302567]
- Moss, SE, Klein, R, Klein, BE K. The association of alcohol consumption with the incidence and progression of diabetic retinopathy. Ophthalmology 1994;101(12):1962–8. [PubMed: 7997335]
1.1.13.1. Effectiveness
Studies included from the NICE review
Included systematic review (Cochrane review)
Studies included from the Cochrane review (Perais et al., 2020)
1.1.13.2. Economic
No economic studies were included.
Appendices
Appendix A. Review protocols
Review protocol for prognostic factors for the progression of non-proliferative diabetic retinopathy in people with diabetic retinopathy to:
- proliferative diabetic retinopathy
- diabetic macular oedema
- diabetic macular ischaemia
Download PDF (221K)
Appendix B. Literature search strategies
Cost effectiveness searches
A broad search covering the diabetic retinopathy population was used to identify studies on cost effectiveness. The searches were run in February 2022.
Limits and restrictions
English language limits were applied in adherence to standard NICE practice and the review protocol.
Limits to exclude, comment or letter or editorial or historical articles or conference abstract or conference paper or "conference review" or letter or case report were applied in adherence to standard NICE practice and the review protocol.
The limit to remove animal studies in the searches was the standard NICE practice, which has been adapted from: Dickersin, K., Scherer, R., & Lefebvre, C. (1994). Systematic Reviews: Identifying relevant studies for systematic reviews. BMJ, 309(6964), 1286 [PMC free article: PMC2541778] [PubMed: 7718048].
Search filters
Cost utility
The NICE cost utility filter was applied to the search strategies in MEDLINE and Embase to identify cost-utility studies.
Hubbard W, et al Development of a validated search filer to identify cost utility studies for NICE economic evidence reviews. NICE Information Services.
Cohort studies
For the modelling, cohort/registry terms were used from the NICE observational filter that was developed in-house.
The NICE Organisation for Economic Co-operation and Development (OECD) filter was also applied to search strategies in MEDLINE and Embase.
Ayiku, L., Hudson, T., et al (2021)The NICE OECD countries geographic search filters: Part 2 – Validation of the MEDLINE and Embase (Ovid) filters. Journal of the Medical Library Association) [PMC free article: PMC8608218] [PubMed: 34858087]
Cost effectiveness search strategies
Download PDF (157K)
Appendix C. Prognostic evidence study selection
Download PDF (101K)
Appendix D. Prognostic evidence
D.1. Studies included from the NICE search
Download PDF (199K)
D.2. Cochrane Systematic Review
Download PDF (196K)
D.3. Studies included from the Cochrane systematic review
For full evidence tables for the studies included from the Cochrane review, see the section on Characteristics of included studies in Perais et al. 2020.
Appendix E. GRADE tables
E.1. Prognostic evidence for people progressing to proliferative diabetic retinopathy
The quality assessment for prognostic factors for people progressing to proliferative diabetic retinopathy can be seen in the Cochrane review (Perais et al. 2020).
E.2. Prognostic evidence for people progressing to diabetic macular oedema
Download PDF (154K)
Appendix F. Economic evidence study selection
Download PDF (100K)
Appendix G. Economic evidence tables
There are no included studies for this review question.
Appendix H. Health economic model
Original health economic modelling has not been conducted for this review question.
Appendix I. Excluded studies
Clinical evidence

Table
- outcome/End point do not match that specified in the protocol Mixed population
Economic evidence
Appendix J. Research recommendations - full details
J.1. Research recommendation
J.2. What are the prognostic factors for the progression of non proliferative diabetic retinopathy to proliferative diabetic retinopathy, diabetic macular oedema and macular ischemia?
J.3. Why this is important
Progression of non-proliferative diabetic retinopathy to proliferative diabetic retinopathy, diabetic macular oedema or diabetic macular ischemia can have negative consequences for people with diabetes. Progression also results in people needing more treatments, which impacts on both patients and the NHS. Some studies have considered the risk factors for progression of non-proliferative diabetic retinopathy, but there is limited high-quality evidence to help determine which factors are the biggest risk for progression. It is important to identify which factors, or combination of factors, are accurate indicators of disease progression and can be used in clinical practice in decision-making.
J.4. Rationale for research recommendation
Download PDF (131K)
J.5. Modified PICO table
Download PDF (123K)
Final
Evidence reviews underpinning recommendations 1.1.3 to 1.1.5 and research recommendation 2 in the NICE guideline
These evidence reviews were developed by NICE
Disclaimer: The recommendations in this guideline represent the view of NICE, arrived at after careful consideration of the evidence available. When exercising their judgement, professionals are expected to take this guideline fully into account, alongside the individual needs, preferences and values of their patients or service users. The recommendations in this guideline are not mandatory and the guideline does not override the responsibility of healthcare professionals to make decisions appropriate to the circumstances of the individual patient, in consultation with the patient and/or their carer or guardian.
Local commissioners and/or providers have a responsibility to enable the guideline to be applied when individual health professionals and their patients or service users wish to use it. They should do so in the context of local and national priorities for funding and developing services, and in light of their duties to have due regard to the need to eliminate unlawful discrimination, to advance equality of opportunity and to reduce health inequalities. Nothing in this guideline should be interpreted in a way that would be inconsistent with compliance with those duties.
NICE guidelines cover health and care in England. Decisions on how they apply in other UK countries are made by ministers in the Welsh Government, Scottish Government, and Northern Ireland Executive. All NICE guidance is subject to regular review and may be updated or withdrawn.