Cover of Evidence review for CVD risk assessment tools: primary prevention

Evidence review for CVD risk assessment tools: primary prevention

Cardiovascular disease: risk assessment and reduction, including lipid modification

Evidence review A

NICE Guideline, No. 238

London: National Institute for Health and Care Excellence (NICE); .
ISBN-13: 978-1-4731-5203-8
Copyright © NICE 2023.

1. Cardiovascular risk assessment tools in adults without established cardiovascular disease

1.1. Review question

What is the most accurate tool for determining 10-year and lifetime cardiovascular risk in adults without established cardiovascular disease?

1.1.1. Introduction

A number of risk tools, using a combination of modifiable and non-modifiable risk factors, have been developed to assess a person’s risk of experiencing a cardiovascular event. Previous iterations of this guideline have assessed these for accuracy and at present recommend QRISK2 for risk assessment in those who have not experienced a cardiac event (the primary prevention population). There are annual updates of the QRISK tool adding in new clinical variables, and other tools continue to be developed with a view to improve the tools to better predict events and more accurately assess risk in different population subgroups that were either absent in previous tools derivation and validation populations, or in which the prior existing tools performed less well.

Risk tools have been developed to predict both 10 year and lifetime risk of adverse events. The previous guideline recommends that 10-year risk is calculated as there was insufficient evidence to recommend that lifetime risk assessment tools be recommended. Research into lifestyle risk assessment tools has also progressed, with new tools being developed and those existing ones being enhanced by additional clinical variables in their equations. It is also suggested that lifetime risk tools may better facilitate communication of risk to people having their cardiovascular risk assessed.

This evidence review therefore intends to update the previous review with the new evidence that has been published in both risk tools for predicting both 10-year and lifetime cardiovascular risk for primary prevention to determine whether the newer tools are superior to QRISK2.

1.1.2. Summary of the protocol

For full details see the review protocol in Appendix A.

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Table 1

PICO characteristics of review question.

1.1.3. Methods and process

This evidence review was developed using the methods and process described in Developing NICE guidelines: the manual. Methods specific to this review question are described in the review protocol in appendix A and the methods document.

Declarations of interest were recorded according to NICE’s conflicts of interest policy.

When a specific risk assessment tool was validated in multiple publications using the same data source and population, only the most recent study or study with the largest applicable sample size was included if the patient registration dates overlap. Therefore, earlier reports/reports of smaller cohorts from the same database were excluded to avoid double counting.

1.2. Risk prediction evidence

Evidence was available for all risk tools included in the protocol. The predictor variables included, and the outcomes predicted in these tools are summarised in Table 2 and Table 3, respectively. Full details of the predictor variables can be found in Appendix D.1.

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Table 2

Predictor variables included in CVD risk assessment tools.

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Table 3

Outcomes predicted by CVD risk assessment tools.

1.2.1. Included studies

A search for cohort studies assessing the validation of risk assessment tools for cardiovascular disease (CVD) events and mortality was undertaken. Only tools that have UK validation and studies of adults without established CVD were included. Sixteen cohort studies on 11 risk tools, reported in 17 papers, were included in the review.13, 511, 1316, 19, 21, 23

Evidence from these studies on the discriminative ability of the tools is summarised in the overview tables (Table 5, Table 6, and Table 7), and the clinical evidence summary (Table 8) below. Evidence on their calibration and on reclassification is summarised in sections 1.2.5 and 1.2.6, respectively.

The results of one study6 are not included in the summary, but are available in Appendix D. They are not included in the evidence summary because this is the original derivation study for the ASCVD tool in an American population, and so is included for reference only because UK validation studies are available for this tool.

See also the study selection flow chart in Appendix A, study evidence tables in Appendix D, and forest plots and summary ROC curves in Appendix E.

1.2.2. Excluded studies

One Cochrane review12 was identified but excluded because none of the included studies used a tool specified in the review protocol.

One study22 from the 2014 update of CG181 was excluded, although it assessed a tool within the protocol for this update of the review, because it was based on a simulated population and did not provide any data of relevance for decision making.

See the excluded studies list in Appendix I.

1.2.3. Summary of studies included in the prognostic evidence

The included study characteristics are summarised in Table 4 below.

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Table 4

Summary of studies included in the evidence review.

See Appendix D for full evidence tables. See Appendix J for List of abbreviations used in Table 4.

1.2.4. Summary of prognostic evidence: discrimination

1.2.4.1. Overview of outcome data
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Table 5

Summary of results: AUC (95% CI).

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Table 6

Summary of results: D statistics.

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Table 7

Summary of results: sensitivity and specificity.

1.2.4.2. Clinical evidence profile for C statistic data
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Table 8

Clinical evidence profile: Discriminative capacity of selected CVD risk prediction tools.

1.2.5. Summary of prognostic evidence: calibration

No calibration statistics matching the protocol were reported in the included studies, so GRADE assessment was not possible. However, available calibration curves and ratios of predicted to observed are provided below.

1.2.5.1. Calibration curves and predicted:observed events
QRISK2–2011, QRISK2–2010 and QRISK2–2008

Figure 1 shows the calibration plots for the 3 versions of QRISK2 and the NICE version of the Framingham equation. All 3 versions of the QRISK2 prediction models show good calibration in all 10ths of risk, with the exception of the highest 10th of risk in both men and women (calibration slope, range 0.92–0.95).

Figure 1. Calibration curves: observed versus predicted 10-year risk of CVD (from Collins 2012).

Figure 1

Calibration curves: observed versus predicted 10-year risk of CVD (from Collins 2012).

Reproduced from Predicting the 10 year risk of cardiovascular disease in the United Kingdom: independent and external validation of an updated version of QRISK2, Gary S Collins, Douglas G Altman, 344:e4181, copyright 2012 with permission from BMJ Publishing Group Ltd.

QRISK2–2012

Figure 2, Figure 3 and Table 9 show the ratio of predicted to observed events for QRISK2–2012 (Tillin 201423). This shows under-prediction for all ethnic groups in men, and in European white and South Asian groups in women, as well as large overprediction in African Caribbean women.

QRISK2 showed a closer relationship with observed risk in African Caribbean men, but a marked under-prediction of observed risk in South Asian women.

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Table 9

QRISK2-2012 predicted : observed events.

Figure 2. Calibration curves for QRISK2: observed versus predicted 10-year risk of CVD in men.

Figure 2

Calibration curves for QRISK2: observed versus predicted 10-year risk of CVD in men.

Figure 3. Calibration curves for QRISK2: observed versus predicted 10-year risk of CVD in women.

Figure 3

Calibration curves for QRISK2: observed versus predicted 10-year risk of CVD in women.

Reproduced from Ethnicity and prediction of cardiovascular disease: performance of QRISK2 and Framingham scores in a U.K. tri-ethnic prospective cohort study (SABRE--Southall And Brent REvisited) T Tillin et al, Heart 2014 Jan;100(1):60–7, Open Access article.

QRISK2–2014

Figure 4 shows the calibration plots for QRISK2–2014, comparing the mean predicted risks and observed risks for each score across each 10th of predicted risk. The QRISK2–2014 prediction model shows good calibration in all 10ths of risk, except for the highest 10th of risk in both men and women.

Figure 4. Calibration curves: observed versus predicted 10-year risk of CVD (from Hippisley-Cox 2014).

Figure 4

Calibration curves: observed versus predicted 10-year risk of CVD (from Hippisley-Cox 2014).

Reproduced from The performance of seven QPrediction risk scores in an independent external sample of patients from general practice: a validation study, Julia Hippisley-Cox, Carol Coupland, Peter Brindle, vol 4, copyright 2014, with permission from BMJ Publishing Group Ltd.

QRISK3–2017

Figure 5 shows the calibration plots for QRISK3–2017, comparing the mean predicted risks and observed risks for each score across each 10th of predicted risk (Hippisley-Cox 20177). In women, the mean 10 year predicted risk was 4.7% and the observed 10 year risk was 5.8% (95% CI: 5.8% to 5.9%). In men, the mean 10 year predicted risk was 6.4% and the observed 10 year risk was 7.5% (95% CI: 7.5% to 7.6%).

QRISK3–2017 shows good calibration in all 10ths of risk across all age groups, except for those aged 25–39 where mean predicted risks were slightly higher than observed risks.

Figure 5. Calibration curves: observed versus predicted 10-year risk of CVD (from Hippisley-Cox 2017).

Figure 5

Calibration curves: observed versus predicted 10-year risk of CVD (from Hippisley-Cox 2017).

Reproduced from Development and validation of QRISK3 risk prediction algorithms to estimate future risk of cardiovascular disease: prospective cohort study, Julia Hippisley-Cox, Carol Coupland, Peter Brindle, BMJ 2017;357:j2099, Open Access article.

QRISK3 external validation

Figure 6 and Figure 7 show the calibration plots for QRISK3 in women and men, respectively (Livingstone 202115).

In women, when not considering competing mortality risks, calibration was excellent for the whole cohort, and also excellent for those aged 25–44 years. However, QRISK3 over-predicted CVD risk in older age groups. When competing mortality risks were accounted for (Figure 6), there was over-prediction of risk at higher levels of predicted CVD risk in all women. The same pattern of increasing over-prediction with increasing age was observed, but in greater magnitude, and calibration was poor in older age groups.

In men, when not considering competing mortality risks, calibration was excellent, although with somewhat greater over-prediction at higher levels of predicted CVD risk than in women (Figure 7). Calibration was excellent for men aged 25–44 years, but QRISK3 progressively over-predicted CVD risk with increasing age. When competing mortality risks were accounted for, QRISK3 over-predicted risk at higher levels of predicted CVD risk in all men. Calibration was poor, with large over-prediction in older age groups.

Figure 6. QRISK3 calibration in women.

Figure 6

QRISK3 calibration in women.

Reproduced from Effect of competing mortality risks on predictive performance of the QRISK3 cardiovascular risk prediction tool in older people and those with comorbidity: external validation population cohort study, S Livingstone et al, The Lancet VOLUME 2, ISSUE 6, E352-E361, Open Access article.

Figure 7. QRISK3 calibration in men.

Figure 7

QRISK3 calibration in men.

Reproduced from Effect of competing mortality risks on predictive performance of the QRISK3 cardiovascular risk prediction tool in older people and those with comorbidity: external validation population cohort study, S Livingstone et al, The Lancet VOLUME 2, ISSUE 6, E352-E361, Open Access article.

CRISK, CRISK-CCI and QRISK3

Figure 8 shows the calibration plots for QRISK3, CRISK and CRISK-CCI from Livingstone 202216. Figure 9 shows the calibration stratified by age groups.

In women overall, there was some overprediction with CRISK at higher levels of predicted risk, but CRISK was better calibrated than QRISK3, whilst calibration with CRISK-CCI was excellent. In younger women, there was some underprediction with CRISK and CRISK-CCI that was similar to QRISK3. In older women, CRISK modestly over-predicted CVD risk, particularly at higher levels of predicted risk but was still better calibrated than QRISK3 whilst calibration with CRISK-CCI was excellent.

In men overall, calibration using CRISK-CCI was better than CRISK which showed some underprediction, whilst QRISK3 overpredicted CVD risk. In younger men, there was some underprediction with CRISK and QRISK3, but calibration with CRISK-CCI was excellent. In older men at lower levels of predicted risk, calibration with CRISK and CRISK-CCI was good, whilst there was overprediction with QRISK3. However, all models overpredicted risk at higher levels of predicted risk.

Figure 8. Calibration plot of QRISK3, CRISK and CRISK-CCI.

Figure 8

Calibration plot of QRISK3, CRISK and CRISK-CCI.

Reproduced from Predictive performance of a competing risk cardiovascular prediction tool CRISK compared to QRISK3 in older people and those with comorbidity: population cohort study, S Livingstone et al, BMC Medicine volume 20, Article number: 152 (2022), unadapted, Open Access article.

Figure 9. Calibration plots of QRISK3, CRISK and CRISK-CCI stratified by age.

Figure 9

Calibration plots of QRISK3, CRISK and CRISK-CCI stratified by age.

Reproduced from Predictive performance of a competing risk cardiovascular prediction tool CRISK compared to QRISK3 in older people and those with comorbidity: population cohort study, S Livingstone et al, BMC Medicine volume 20, Article number: 152 (2022), unadapted, Open Access article.

PRIMROSE-lipid and -BMI tools

Figure 10 shows the calibration plots from the PRIMROSE tools (Osborn 201521). In men, the PRIMROSE models showed over-prediction in those with 7.5–20% predicted risk and underprediction of risk in the highest risk group. In women, the PRIMROSE models were well calibrated, except for some underprediction of risk in the highest risk group for PRIMROSE-BMI.

Among those estimated to be at high-risk (risk score >20%), the following proportions were observed to have developed CVD:

  • PRIMROSE BMI 531/2989 (17.8%)
  • PRIMROSE lipid 570/2991 (19.1%)

Among those estimated to be at low risk (risk score <20%) the following proportions were observed to have developed CVD:

  • PRIMROSE BMI 641/17 418 (3.7%)
  • PRIMROSE lipid 602/17 416 (3.5%)
chart, scatter chart

Figure 10

Calibration plots for PRIMROSE tools.

This figure reproduced from Cardiovascular risk prediction models for people with severe mental illness: results from the prediction and management of cardiovascular risk in people with severe mental illnesses (PRIMROSE) research program, DPJ Osborn et al, JAMA Psychiatry 2015 Feb;72(2):143–51, has been redacted pending copyright approval from JAMA Psychiatry.

SCORE2

Figure 11 shows the ratio of predicted to observed events for SCORE22. This shows over-prediction in younger age groups and under-prediction in older age groups, particularly in men.

Figure 11. Calibration of SCORE2 in CPRD data by age groups (SCORE2 working group 2021).

Figure 11

Calibration of SCORE2 in CPRD data by age groups (SCORE2 working group 2021).

This figure reproduced from SCORE2 risk prediction algorithms: new models to estimate 10-year risk of cardiovascular disease in Europe, SCORE2 working group and ESC Cardiovascular risk collaboration, European Heart Journal, Volume 42, Issue 25, 1 July 2021, Pages 2439–2454, adapted (cropped to show only SCORE2 fatal + non-fatal risk), has been redacted pending copyright approval from Oxford University Press.

SCORE2-OP

Figure 12 shows the ratio of predicted to observed events for SCORE2-OP1. This shows good calibration, with a slight underprediction at 10–20% predicted risk and a slight overprediction at >20% predicted risk.

Figure 12. Calibration plot of observed versus estimated (O/E) risk within deciles of the CPRD cohort.

Figure 12

Calibration plot of observed versus estimated (O/E) risk within deciles of the CPRD cohort.

This figure reproduced from SCORE2-OP risk prediction algorithms: estimating incident cardiovascular event risk in older persons in four geographical risk regions, SCORE2-OP working group and ESC Cardiovascular risk collaboration, European Heart Journal, Volume 42, Issue 25, 1 July 2021, Pages 2455–2467, has been redacted pending copyright approval from Oxford University Press.

QRISK lifetime

Table 10 shows the ratio of predicted to observed events for QRISK lifetime (Hippisley-Cox 20109). This shows minor under-prediction in those at low predicted risk but good calibration in the highest 10th of risk.

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Table 10

Predicted and observed lifetime risk of cardiovascular disease by 10th of predicted lifetime risk in the validation cohort of 1,267,159 patients.

Reproduced from Derivation, validation, and evaluation of a new QRISK model to estimate lifetime risk of cardiovascular disease: cohort study using QResearch database, Julia Hippisley-Cox, Carol Coupland, John Robson, Peter Brindle, BMJ 2010 Dec 9;341:c6624, with permission from BMJ Publishing Group Ltd.

LIFE-CVD

Figure 13 shows the calibration plot for the LIFE-CVD model (Jaspers 2020 11). This shows some over prediction at lower risk and under prediction at higher predicted risk levels.

Figure 13. External calibration of predicted vs. observed 10-year risk using the LIFE-CVD model.

Figure 13

External calibration of predicted vs. observed 10-year risk using the LIFE-CVD model.

This figure reproduced from Prediction of individualized lifetime benefit from cholesterol lowering, blood pressure lowering, antithrombotic therapy, and smoking cessation in apparently healthy people, NEM Jaspers et al, European Heart Journal 2020 Mar 14;41(11):1190–1199, has been redacted pending copyright approval from Oxford University Press.

1.2.6. Summary of prognostic evidence: reclassification

No reclassification statistics were reported in the included studies. Therefore, a narrative summary of the available information is provided below where both the proportion reclassified and the observed risk in this subset of patients are reported.

1.2.6.1. QRISK3 vs QRISK2 (Hippisley-Cox 2017 7)

There were 458,263 (17.2%) people classified as high risk (risk ≥10% over 10 years) with QRISK2–2017; 458 869 (17.2%) using QRISK3 without SBP variance, and 458 868 (17.2%) using QRISK3 with SBP variance.

Of the 458,263 people classified as high risk on QRISK2–2017, 10,948 (2.4%) would be reclassified as low risk using QRISK3 without SBP variance. The 10-year observed risk among these reclassified patients was 10.3% (95% CI: 9.6% to 11.1%). Conversely, of the 2,213,035 classified as low risk using QRISK2–2017, 11,554 (0.5%) would be reclassified as high risk using QRISK3 without SBP variance. The 10-year observed risk among these reclassified patients was 12.2% (95% CI: 11.4% to 13.1%).

Of the 458,869 patients with a 10-year predicted risk score of 10% or more using QRISK3 without SBP variance, 9,102 (2.0%) would be reclassified as low risk using QRISK3 with SBP variance. The 10-year observed risk among these reclassified individuals was 9.6% (95% CI: 8.9% to 10.5%). Conversely, of the 2,213,429 with a 10-year predicted risk score of less than 10% using QRISK3 without SBP variance, 9,101 (2.4%) would be reclassified as high risk using QRISK3 with SBP variance. The 10-year observed risk among these reclassified patients was 10.7% (95% CI: 9.9% to 11.6%).

1.2.7. Economic evidence

1.2.7.1. Included studies

One health economic study with a relevant comparison was included in this review.24 This is summarised in the health economic evidence profile below (Table 11) and the health economic evidence table in Appendix G.

1.2.7.2. Excluded studies

No relevant health economic studies were excluded due to assessment of limited applicability or methodological limitations.

See also the health economic study selection flow chart in Appendix F.

1.2.8. Summary of included economic evidence

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Table 11

Health economic evidence profile: risk assessment tools.

1.2.9. Economic model

This area was not prioritised for new cost-effectiveness analysis.

1.2.10. Evidence statements

1.2.10.1. Economic
  • One cost-utility analysis found that risk assessment using an SMI-specific BMI algorithm (PRIMROSE) was the dominant strategy (lowest cost and highest QALYs) in people with serious mental illness compared to an SMI-specific lipid algorithm (PRIMROSE) and a UK-adjusted Framingham general population BMI or lipid algorithm. This analysis was assessed as partially applicable with potentially serious limitations.

1.2.11. The committee's discussion and interpretation of the evidence

1.2.11.1. The outcomes that matter most

The committee agreed that the clinical outcomes that the tools of relevance to this review should predict were CVD events, in particular cardiovascular mortality, non-fatal MI and stroke. The accuracy of prediction tools to estimate the risk of CVD events at 10-year or lifetime thresholds was measured using the following metrics:

Discrimination
  • Area under the ROC curve (c-index, c-statistic).
  • Classification measures at 5%, 7.5%, 10%, 15% and 20% predicted risk thresholds: sensitivity, and specificity.
  • D statistic
Calibration
  • Calibration plots
  • Predicted risk versus observed risk
  • Statistical tests for agreement between predicted and observed events (e.g., Hosmer-Lemeshow or Nam–D'Agostino statistics)
Reclassification / revalidation
  • net classification improvement
  • integrated discrimination index

The committee agreed that a good risk tool should accurately predict the true CVD risk (either 10-year or lifetime risk), that is it needs to be well calibrated; over- or under- prediction would lead to over- or under- treatment, which could result in harm. Discrimination is important to correctly classify individuals into risk groups to inform decisions on pharmacological treatment. Clinically relevant re-classification decisions are also important to compare the utility of the tools.

The committee noted that very little evidence was available for the sensitivity and specificity of the tools at specific thresholds and that no reclassification statistics were reported.

1.2.11.2. The quality of the evidence

The quality of the evidence ranged from low to high, with the majority being of moderate quality. Downgrading of the evidence was mainly due to risk of bias; some tools having internal validation only, cohorts having less than 100 events and studies not reporting calibration data. For some tools with both internal and external validation there was inconsistency in the findings between the cohorts. It was noted that some of the studies included softer end points that may be more difficult to define in their models (for example TIA or angina), or outcomes subject to practice variation (e.g., revascularisation). However, it was agreed that this should not be considered as a reason for downgrading the quality of the evidence as the model development criteria in these studies appeared sufficiently robust to predict the primary outcomes of interest.

Data sources

The committee discussed the differences in the validation databases used in the different UK studies and whether they could be considered as distinct cohorts. It was noted that these are all UK primary care data, but that they are drawn from distinct sets of GP practices, and so can be considered different cohorts while still being representative of the UK primary care population.

1.2.11.3. Benefits and harms
Discrimination

QRISK2 and QRISK3 showed similar ability to classify individuals into risk groups based on AUC data. CRISK and CRISK-CCI tools also showed similar discrimination but did not have any external validation data. These tools all have a higher discriminative capacity in women than in men. Other tools included in the review were inferior in terms of this assessment metric.

Calibration

QRISK2 and QRISK3 were demonstrated to be generally well calibrated but showed some overprediction in the highest risk groups. Calibration of QRISK3 was also less accurate when accounting for competing mortality risk. CRISK, and especially CRISK-CCI, were better calibrated than QRISK3, but all 3 models overpredicted risk at higher levels of predicted risk in those aged 75–84 years. The committee noted that although overprediction could result in unnecessary treatment and anxiety, underprediction would have worse consequences in this context as the tools are used to identify those people who will be offered statins. This means people who would benefit from statins due to their high risk of CVD events may not be identified.

The QRISK2 and 3 and CRISK and CRISK-CCI tools were agreed to be good tools for ranking people from likely highest to lowest risk based on their calibration performance. This was agreed to be useful from a population health perspective because a tool is needed to help triage people. However, it was also noted that most CVD events occur among people who are not perceived to be at high risk because this is often the largest group; therefore, the greatest impact on population health will be based on what threshold is chosen to define those at high risk and, in turn, who should be offered statins. It was noted that whatever threshold is chosen it is likely that events will still be missed.

Given the poorer discriminative ability of other tools considered in the review, their calibration data was considered of less value for decision making and did not inform the committee discussions. However, it was noted that PRIMROSE and LIFE-CVD showed under-prediction in the highest risk groups, which significantly limits their utility. SCORE2 also showed under-prediction in older age groups and SCORE2-OP showed slight under-prediction at 10–20% predicted risk.

The evidence demonstrated that QRISK3, CRISK and CRISK-CCI over-predict in people aged over 75 and that their discriminative ability reduces with increasing age, even when accounting for competing mortality risk. However, the committee did not consider this a problem in terms of the use of the tool for determining when to offer treatment in clinical practice, as people aged over 75 would already have a greater than 10% risk. The need to assess risk was therefore agreed as important both to inform treatment threshold, but also to inform discussions with a person about risk. Calibration and discrimination data for different age subgroups were not available for QRISK2.

Reclassification

Limited data were available for reclassification, and no reclassification statistics were reported. However, data showed that QRISK3 correctly reclassified to high risk 0.5% of those who were low risk on QRISK2. The committee discussed that this reflects the benefit of QRISK3 for correctly assessing risk in people for whom the clinical variables added since QRISK2 apply. There was also evidence that a higher proportion of those with observed CVD events were correctly classified as high risk with QRISK3 than with CRISK-CCI.

Lifetime risk tools

The committee queried the value of studies assessing lifetime risk tools over a 10-year period. It was agreed this evidence was very limited in terms of how it could be used to inform accuracy of the tool over a lifetime. However, the committee discussed the potential utility of lifetime risk estimates in younger people, who may not cross the threshold for being considered high risk based on 10-year estimates. In this group, the use of lifetime risk estimates could help inform discussions about CVD risk and the importance of lifestyle modification at an earlier age. They highlighted that these tools may underestimate the effects of treatment however, as they assume the cholesterol levels entered are the value someone has always had, rather than using RCT data to estimate the impact medicines may have on reducing cholesterol. They agreed that while they should not be used for that purpose, this was not needed explicitly in the recommendation as this was worded so as not to imply this was where they could help conversations and that did not override their benefit in aiding discussions about risk. They therefore agreed to include a recommendation in the guideline within the section on communication about risk, giving the example of QRISK-lifetime of one such tool that could be used. Although this tool performed best from the limited evidence of lifetime risk tools, it was agreed the recommendation should not be restricted to that tool as newer evidence may emerge and so this was just provided as an example.

Summary

The committee agreed that all of the tools have limitations. They tend to be quite well calibrated, but less accurate in terms of discrimination therefore none are very good screening tests for predicting those who will and will not get disease, but they can be useful in splitting into low, medium and high risk, or ordering likelihood of events occurring. The committee discussed that one use of risk assessment tools for CVD is to help decide on suitability for treatment (See evidence review C for further discussion on this topic). The committee agreed that using an appropriate risk assessment tool should not replace clinical judgement and that risk score interpretation should be individualised.

The committee agreed that overall the evidence suggests that QRISK3 performs better than QRISK2, although the difference in performance was marginal. The evidence that QRISK3 appropriately reclassified 0.5% of those low risk on QRISK2 to the high-risk category was agreed to be important and reflects the added accuracy of this version of the tool for classifying people with conditions not included in the QRISK2 algorithm, such as severe mental illness and systemic lupus erythematosus. The committee raised concerns that QRISK3 would take longer to complete in practice as QRISK2 is embedded in clinical systems and so pulls the necessary data from medical records. Any additional time taken to complete such a tool would lead to a risk that it wouldn’t be fully completed, particularly when considering the current context is people working in very busy clinics when healthcare professionals are already very limited by time. The committee were aware that QRISK3 had been incorporated into the NHS health check and that discussions were ongoing at the time of development of the guideline regarding the continuation of inclusion within clinical systems. The committee however agreed the best risk assessment tool should still be recommended within the guideline as the implementation in systems would apply to all tools. It was agreed that the best tool should be recommended, but recognised that it may be necessary to use QRISK2 until QRISK3 is available in clinical systems. However, this should not be the case for people who use corticosteroids or atypical antipsychotics or have a diagnosis of systemic lupus erythematosus, migraine, severe mental illness, or erectile dysfunction because QRISK2 may underestimate their 10-year CVD risk because, unlike QRISK3, it does not include these variables. In these cases, where QRISK2 is still the version within the care providers electronic system, the web version of QRISK3 should be used. It was acknowledged that QRISK3 is now the standard version of this tool and that the annual remodelling of the algorithm to the latest version of the QResearch database will be applied to QRISK3. Therefore, earlier versions of QRISK, including QRISK2, may not be subject to this annual remodelling and their performance may decay. This was agreed to be another reason in support of recommending QRISK3.

It was agreed that an important aspect of the use of any tool is the conversation that is had about risk between the healthcare professional and the person, and how risk is communicated.

Subgroups

Overall, it was agreed that QRISK3 appears to perform reasonably well in terms of discrimination for subgroups with comorbidities including people with CKD, type 1 diabetes and severe mental illnesses, although not so well for people with type 2 diabetes. However, it was further noted that all of this evidence was from internal validation studies only and performance was not as good as it was in the whole population cohort. Furthermore, the models considered perform relatively poorly in terms of discrimination for people with type 2 diabetes. The committee noted that this could be due to some variables associated with type 2 diabetes that would affect CVD risk not being captured in the risk tool, including the length of time someone has had diabetes, their blood sugar control and the therapies that they receive, some of which reduce CVD risk. Additionally, as the CVD event rate is already high in this population risk discrimination is more difficult.

No calibration data were available for any of these subgroups and the AUC statistic was lower than that for the overall cohort in all subgroups.

The previous update of this guideline also considered evidence for UKPDS (a type 2 diabetes specific risk calculator). They noted that the UKPDS is based on a historical cohort and had not been updated. At that time, the former committee noted that QRISK2 included diabetes as a risk factor and the development cohort included more than 40,000 people with prevalent type 2 diabetes compared to 4540 newly diagnosed type 2 diabetes patients in the UKPDS derivation cohort and the accuracy results overall were better than UKPDS (although there was no direct head-to-head comparison). They discussed that there was some suggestion that people with diabetes were of equivalent risk to a secondary prevention population, but on balance the committee consensus was that although incidence of CVD events was increased in people with type 2 diabetes, it was not quite as high as a secondary prevention and so use of a risk tool was still of value. They therefore agreed it was appropriate to recommend QRISK3 for people with type 2 diabetes despite the fact that there had not been external validation of QRISK3 in a type 2 diabetes population. The committee’s opinion was that it is still difficult to persuade some people to try statin treatment, even when they know they have diabetes, and so continued use of a risk tool could help the communication of risk and improve uptake of statins, even knowing it performs less well in this group. The committee agreed that was an important factor and that a risk tool should continue to be recommended for people with type 2 diabetes, although raised that communication of risk may be better informed, in their opinion, by lifetime risk tools. In line with the previous update of this guidance, QRISK is still the best tool for this population and QRISK3 should replace QRISK2 as it is the current version of this tool.

The committee discussed whether it was appropriate to recommend the use of a risk tool for people with either chronic kidney disease (CKD) or type 1 diabetes, in whom risk tools have not previously been recommended. Although type 1 diabetes was included within QRISK3 and there was internal validation data available, the committee noted that people with type 1 diabetes are at very high risk of CVD events. As discussed in the previous version of this guideline, features of the metabolic syndrome are highly relevant to the occurrence of CVD events in type 1 diabetes and these risk factors will be recognised by specialists in diabetes who will treat people accordingly. Like QRISK2, QRISK3 only includes a tick box for type 1 diabetes, which does not include factors considered clinically important such as length of time the person has had diabetes or urine albumin. As evidence in this population is still limited the committee agreed that a recommendation not to use a risk tool in this group should be retained.

They acknowledged that QRISK3 has expanded the definition of CKD to include stage 3, and that there is now internal validation data which shows reasonable discriminative power for both population subgroups, although no calibration data were available. However, the committee agreed people with CKD are often at high CVD risk, including those with stage 1 or 2 CKD which is not captured in QRISK3 and in whom risk can actually be higher than in many people with stage 3 without albuminuria. Therefore, they considered that QRISK3 is likely to significantly underestimate CVD risk, especially those with CKD stage 1 or 2. They also noted that the AUC for this group was lower than the general population sample and was only available from an internal validation cohort. Therefore, the committee agreed that a recommendation not to use a risk tool in people with CKD should be retained. They noted that people with albuminuria (A2 or A3) or with eGFR <60 ml/min/1.73m2 with or without albuminuria should be considered at greater risk of CVD and CVD risk modification should be considered within this group.

As QRISK3 includes consideration of more population subgroups than QRISK2, the committee agreed that these factors could be removed from the 2014 recommendation highlighting where risk tools may underestimate 10-year risk. They acknowledged that the evidence for the performance of the tool in these subgroups had not been validated in separate groups of people to those analysed for its development, nor was calibration data available for these subgroups. However, they agreed that the tool should still be recommended in these groups as the risk tool is used to determine a threshold for treatment and therefore use of QRISK3 for someone with in these subgroups could impact treatment decisions. Based on their clinical experience, the committee agreed that it remained important to highlight that risk tools may still underestimate CVD risk in certain groups of people that are not adequately reflected in the tool. These included autoimmune disorders and other systemic inflammatory disorders as although systemic lupus erythematosus and rheumatoid arthritis are included in QRISK3, this does not adequately reflect the other related conditions that are associated with an increased risk of CVD and that this should still be noted. Furthermore, it was noted that the definition of severe mental illness used in the cohort to derive and validate QRISK3 differed from that in many electronic record systems. The cohort included a large proportion with moderate to severe depression, who are not consistently defined as having severe mental illness. The committee were aware that people with severe mental illness defined as schizophrenia, bipolar disorder and other psychoses are known to be at higher risk of CVD than people with moderate to severe depression. While risk may be increased in this group compared to the general population, the likely impact of including a large proportion in the cohort is that risk may be still slightly underestimated in people with severe mental illness. The committee also noted there was the potential for risk to be overestimated in people with moderate to severe depression. However, they noted this was not evidenced and as recommendations reinforce the importance of shared decision making in CVD risk management, the impact of minimal risk of overestimation was low. The committee agreed that the QRISK3 tool did provide the best estimate of risk for people with severe mental illness, but noted it was important to retain the recommendation that risk tools may underestimate risk in people with severe mental illness. The committee agreed that clinical judgement should inform interpretation of the risk score, based on the individual’s circumstances.

1.2.11.4. Cost effectiveness and resource use

One cost-effectiveness analysis was included that compared severe mental illness (SMI)-specific risk assessment using the PRIMROSE algorithm to a general population risk assessment tool in a population with SMI and without established CVD. This analysis found risk assessment using the PRIMROSE BMI algorithm was the most cost-effective option however the general population comparator was based on a UK adapted Framingham equation that was excluded from the guideline update clinical review protocol as QRISK2 was concluded as better for risk assessment in the 2014 CG181 update. In addition, QRISK3 includes fields related to SMI and so should reflect risk in people with SMI better than the general population algorithm used in this analysis. This limited the conclusions that could be drawn from this analysis. It was also noted that the PRIMROSE risk tool had not been externally validated and the clinical review did not provide evidence that this tool would perform better than QRISK3 (although no direct comparison was available).

No other cost-effectiveness analyses were identified. The committee discussed whether the different risk tools would require different resource use and so have different costs to use. The tools included in the clinical review were considered to require similar information. It was noted that QRISK3 has additional fields to complete over QRISK2 (which is currently recommended): whether the individual has a diagnosis of migraine, systemic lupus erythematosus, severe mental illness or erectile dysfunction, whether they have a prescription for corticosteroids or atypical antipsychotics, and a measure of systolic blood pressure variability. It was noted that this information can mostly be elicited quickly by asking the patient or from patient records and it was not considered likely to require additional or longer appointment times if QRISK3 was integrated into clinical systems in the same way as QRISK2 currently is, however the committee noted this is currently under discussion by the relevant parties. The committee noted that the measure of blood pressure variability may not be completed unless it was calculated within IT systems automatically but much of the clinical validation data was for QRISK3 without this field completed and the tool would still calculate risk if this was omitted.

QRISK3 is available as a web tool but the committee highlighted that QRISK2 has to-date usually been integrated into clinical IT systems and that using QRISK3 would be more time consuming to complete if it was not similarly integrated. It was noted that in August 2021 Public Health England issued guidance about using QRISK3 in NHS health checks (responsibility for the NHS Health Check programme has now transferred to the Office for Health Improvement and Disparities). This guidance includes information about integration of QRISK3 and noted that at the time of publication QRISK3 was already incorporated into one system. Also, since QRISK3 is now the standard version of QRISK provided in ClinRisk Ltd software development kits, as software updates are deployed it will become the current version by default over time. The committee were aware that there was some uncertainty about future provision of risk tools in clinical systems but that a statement had been made by EMIS in Pulse Today stating that they are working to offer the QIRSK2 calculator beyond April. Although no information was available about QRISK3, the committee agreed that if integrated into systems, use of QRISK3 was not considered likely to require additional resources over QRISK2.

Assuming risk tools continue to be integrated in clinical systems and that significant differences in resource use are not expected related to carrying out risk assessment, whatever risk tool is used, the cost effectiveness of using a risk assessment tool will therefore be related to its effectiveness in correctly predicting risk. The committee discussed what influence risk assessment will have on the treatment and outcomes in the rest of the treatment pathway. It was noted that risk assessment is currently used to determine who starts statin treatment. It is also used when considering starting other treatments including blood pressure lowering medication for people with stage 1 hypertension and type 2 diabetes treatment. The committee also highlighted that if individuals have a better understanding of their CVD risk and its implications this could also improve their willingness to start treatment, adhere to treatment and make lifestyle modifications.

Theoretically, the consequence of inaccurate risk assessment could be that a group of people incorrectly calculated as being above the selected risk threshold are prescribed medication but do not get sufficient benefit to justify their use; and/or a group of people incorrectly calculated as being below the selected risk threshold are not prescribed medication and health benefits and cost savings of avoiding future health events are missed. It was noted that statins were shown to be cost-effective even at low risk levels. Therefore, overestimation of risk by a tool will be less of an issue than underestimation or misclassification from a statins cost-effectiveness perspective. Overestimation will lead to more people being treated and lower absolute benefit in the additional people treated but is likely to still be cost effective. For other treatments not looked at in this guideline however this may not always be the case.

The clinical review found that although QRISK3 performed better than QRISK2, the tools’ performance did not vary substantially overall and so changing to QRISK3 may not have a large impact to costs or outcomes on a population level. However, it was noted that for people in the specific population groups that have been added to QRISK3 it will increase their risk estimate and so may change their risk category which could affect the treatments they are offered and therefore the health benefits they receive.

The committee discussed that calculating lifetime risk is likely to require healthcare professionals to enter data into an online calculator as it is not currently incorporated into clinical IT systems. This would take some additional time however it is not clear whether this would result in longer consultations or not. In addition, it would not be done for everyone. If integrated into clinical systems time impact would be minimal. Lifetime risk calculation is likely to be useful in younger people who do not meet conventional criteria for being high risk but who do have risk factors for cardiovascular disease that could confer a high lifetime risk. Lifetime risk estimates could also be useful in some people for whom additional information about cardiovascular risk is deemed helpful to fully inform the patient and encourage them to make lifestyle changes or start or adhere to risk reducing treatments. Given this, any additional time costs were considered likely to improve management of cardiovascular risk and so reduce clinical events.

1.2.11.5. Other factors the committee took into account

It was noted that QRISK3 is only validated for use in people aged 25–84 inclusive. The committee therefore agreed it was important to retain the 2014 recommendation highlighting that people aged 85 years or older should be considered at high risk due to age alone. There are no risk tools validated in people aged under 25, and as the majority of people of this age group would not be high risk, the committee agreed no separate recommendation was required.

The committee were aware that hormone therapies used for gender reassignment may impact a person’s risk of CVD. They were aware however that the NHS Health Check best practice guidance states that gender should be recorded as reported by the individual. If the individual discloses gender reassignment, they should be provided with CVD risk calculations based on both genders and advised to discuss with their GP which calculation is most appropriate for them as an individual. They agreed that healthcare professionals should follow this guidance when undertaking formal risk assessments.

The committee discussed other equalities issues that were highlighted when starting development of the update. They noted that the factors included in QRISK3 do address consideration of many relevant factors, for example severe mental illness (as mentioned above), ethnicity and socio-economic status. They also agreed that when full formal CVD risk assessments were first introduced some factors were not consistently recorded in people’s medical records, however this was no longer a particular issue, and so they agreed recommendations to highlight these as risk factors for CVD, or areas in which risk might be underestimated, were no longer required in the guideline.

The committee discussed how sudden death was captured in the databases used. Some committee members raised that in the past where sudden death was listed as the cause of death on a death certificate, it was listed as MI in medical records, leading to an innate bias. The committee were unsure if this was still true. They queried whether the databases used in the development of these models included sudden death in cardiovascular mortality. It was noted that the committee’s knowledge of these databases was that if the sudden death was 30 days within an MI, then this was listed within cardiovascular mortality (due to MI). The committee considered this was appropriate.

It was noted when a cut off for a tool is selected (for example, using a 10% risk on QRISK2) it corresponds to a particular point on the area under the curve, and therefore a particular sensitivity and specificity. The committee discussed that it would be useful to know the detection rate at the threshold that was being considered as that in which statin treatment should be offered to a person. This data was not reported in the included papers, but it was possible to calculate this for QRISK3 from an external validation cohort. The committee noted that the sensitivity improved as the high risk threshold was lowered from 10% to 7.5%, but at the expense of an increased false positive rate. They noted it was important to be aware of the trade-off between these metrics when considering whether it was appropriate to lower the threshold for treatment.

The committee discussed whether cardiovascular risk assessment was needed at all and whether risk assessment could be stopped if all people over a certain age were offered statins given that they were found to be cost effective for most people between 40 and 80 years of age and they considered that age was the largest single determinant of risk. However, age alone had not been considered as part of the review, and although it may be possible to determine at what age everyone was over a defined high-risk threshold for a particular tool, there were concerns that this would be detrimental to a person’s understanding of their individualised CVD risk and the importance of risk factor modification. It was noted that statins are not the only primary prevention treatment where initiation is influenced by CV-risk. In addition, it was agreed that it was important to be able to assess level of risk to aid discussions about lifestyle changes and treatment initiation because people at higher risk were likely to be more motivated to make changes or start treatment and would also receive the largest benefit of doing so. The committee were aware of reports indicating that the uptake of statins in those at greater than 10% risk is currently less than 50%. They raised concerns that without a risk assessment or good communication about risk in absolute terms on an individual level, this could be even lower. Furthermore, it was noted that there could be an equalities consideration regarding engagement with lipid-lowering strategies. In the committee’s experience, people with lower levels of education and from lower socio-economic groups may be less likely to take statins, even when they are at high risk. Not informing people of their risk score as a motivator of change, would likely negatively impact this as they may be even less likely to engage in lifestyle modification or consider treatment if they are unaware of their risk. This was not evidenced by recent audit data that the committee were aware of, but the committee agreed it was nevertheless important to be aware of with a view to not negatively impacting this. A further equalities consideration was the ability to reach people who are not registered with a GP, who are likely to also overlap with the above group. The committee agreed this is a particular challenge in reducing health inequalities, as NICE guidelines apply where NHS care is commissioned or delivered, they agreed that this should equally be considered by outreach services that may also include people not registered with GPs in order to try to help all people have a better understanding of CVD risk. Therefore, they agreed it is beneficial to recommend that a risk assessment tool is used to inform a threshold for treatment to enable effective communication of risk and avoid reinforcing health inequalities.

Overall, it was agreed, risk assessment as a starting point for risk management is beneficial irrespective of the treatment initiation threshold for statins (the treatment initiation threshold is discussed in the statins evidence report C).

The committee also noted that healthcare professionals may be familiar with the JBS3 tool for assessing lifetime risk. They discussed that this tool was based using the QRISK-Lifetime algorithm and therefore it was not included separately within the review. QRISK-Lifetime was provided as an example of a lifetime risk calculator in the new recommendation for communicating risk, but the recommendation was not restricted to QRISK-Lifetime.

1.2.12. Recommendations supported by this evidence review

This evidence review supports recommendations 1.1.7 to 1.1.11 and 1.1.16.

1.2.13. References

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Appendices

Appendix A. Review protocols

A.1. Review protocol for CVD risk assessment tools: primary prevention

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A.2. Health economic review protocol

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Appendix B. Literature search strategies

Cardiovascular risk assessment tools in adults without established cardiovascular disease

The literature searches detailed below are for the review:

What is the most accurate tool for determining 10-year and lifetime cardiovascular risk in adults without established cardiovascular disease?

They complied with the methodology outlined in Developing NICE guidelines: the manual.17

For more information, please see the Methodology review published as part of the accompanying documents for this guideline.

B.1. Clinical search literature search strategy

Searches were constructed using a PICO framework where population (P) terms were combined with Intervention (I) and in some cases Comparison (C) terms. Outcomes (O) are rarely used in search strategies as these concepts may not be indexed or described in the title or abstract and are therefore difficult to retrieve. Search filters were applied to the search where appropriate.

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B.2. Health Economics literature search strategy

Health economic evidence was identified by conducting literature searches as below. The following databases were searched: NHS Economic Evaluation Database (NHS EED - this ceased to be updated after 31st March 2015), Health Technology Assessment database (HTA - this ceased to be updated from 31st March 2018) and The International Network of Agencies for Health Technology Assessment (INAHTA). Searches for recent evidence were run on Medline and Embase from 2014 onwards for health economics, and all years for quality-of-life studies.

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Appendix C. Prognostic evidence study selection

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Appendix D. Prognostic evidence

D.1. Risk factors and variables included in the risk assessment tools

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D.2. Evidence tables from the 2014 version of CG181

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D.3. Evidence tables from update search

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Appendix E. Forest plots and summary ROC curves

E.1. Summary of C statistic data

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E.2. Sensitivity and specificity data

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E.3. Summary ROC curves

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Appendix F. Economic evidence study selection

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Appendix G. Economic evidence tables

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Appendix H. Health economic model

This area was not prioritised for new cost-effectiveness analysis.

Appendix I. Excluded studies

I.1. Clinical studies

Table Icon

Table 26

Studies excluded from the clinical review.

I.2. Health Economic studies

Published health economic studies that met the inclusion criteria (relevant population, comparators, economic study design, published 2007 or later and not from non-OECD country or USA) but that were excluded following appraisal of applicability and methodological quality are listed below. See the health economic protocol for more details.

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Table 27

Studies excluded from the health economic review.

Appendix J. List of abbreviations

Table Icon

Table 28

List of abbreviations.