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Evidence review for frequency and duration of endoscopic surveillance

Barrett’s oesophagus and stage 1 oesophageal adenocarcinoma

Evidence review F

NICE Guideline, No. 231

London: National Institute for Health and Care Excellence (NICE); .
ISBN-13: 978-1-4731-5012-6
Copyright © NICE 2023.

1. Frequency and duration of endoscopic surveillance

1.1. Review question

What is the optimal frequency and duration of endoscopic surveillance for adults with Barrett’s oesophagus?

1.1.1. Introduction

Endoscopic surveillance for Barrett’s oesophagus is a resource intensive area for gastroenterology in the UK, and the frequency and duration is therefore of great importance as too much surveillance would result in patients undergoing unnecessary procedures, while too little surveillance would result in delays in cancer detection and reduced cancer prevention. Current UK practice is for endoscopy every 2 to 3 years for long segment Barrett’s and 3-5 yearly for short segment Barrett’s, with risk factors including smoking and family history determining precise intervals for individuals. Duration of surveillance is determined by whether the patient would continue to benefit, contingent on fitness to undergo and benefit from endoscopic procedures which would be necessary should a neoplastic lesion be discovered. These guidelines which are similar to European and US ones, are based largely on expert opinion in the absence of hard evidence.

1.1.2. Summary of the protocol

For full details see the review protocol in Appendix A.

1.1.3. Methods and process

This evidence review was developed using the methods and process described in Developing NICE guidelines: the manual. Methods specific to this review question are described in the review protocol in appendix A and the methods document

Declarations of interest were recorded according to NICE’s conflicts of interest policy.

1.1.4. Effectiveness evidence

1.1.4.1. Included studies

No relevant clinical studies were identified comparing lower frequencies and duration of endoscopic surveillance or no surveillance with surveillance according to current guideline recommendations.

See also the study selection flow chart in Appendix C.

1.1.4.2. Excluded studies

See the excluded studies list in Appendix E.

1.1.5. Summary of the effectiveness evidence

There was no clinical evidence found.

1.1.6. Economic evidence

1.1.6.1. Included studies

No health economic studies were included.

1.1.6.2. Excluded studies

No relevant health economic studies were excluded due to assessment of limited applicability or methodological limitations.

See also the health economic study selection flow chart in Appendix D.

1.1.7. Summary of included economic evidence

There was no economic evidence found.

1.1.8. Economic model

This area was given a high priority for new cost-effectiveness analysis. However, original economic modelling was not conducted due to a lack of clinical evidence.

1.1.9. Unit costs

Relevant unit costs are provided below to aid consideration of cost effectiveness.

1.1.10. The committee’s discussion and interpretation of the evidence

1.1.10.1. The outcomes that matter most

The outcomes considered for this review were health related quality of life, progression to high grade dysplasia or cancer, mortality, adverse events / complications, physician and patient adherence to surveillance. For purposes of decision making, all outcomes are considered equally important and were therefore rated as critical by the committee. No evidence was identified for any of the outcomes.

1.1.10.2. The quality of the evidence

No relevant clinical studies were identified comparing a different frequency and duration of endoscopic surveillance to the recommended ranges for surveillance given in current guidelines. Studies were commonly excluded because they were for a population not specified within the review protocol such as people with dysplasia, or they compared surveillance that did not match current guidelines as specified in the protocol to no surveillance.

1.1.10.3. Benefits and harms

The committee noted there was no evidence to recommend endoscopic surveillance that is of lower frequency compared to the current frequency recommended in guidelines or to support a definitive optimal frequency and duration. Based on their clinical experience and in line with the British Society of Gastroenterology guidelines on the diagnosis and management of Barrett’s oesophagus, the committee agreed the frequency and duration of surveillance should be determined according to the individual patient’s risk factors. The committee noted the frequency of endoscopic surveillance as recommended in the BSG guidelines would be appropriate as the risk of disease progression may vary between individuals. Currently the frequency of surveillance is 2-3 years for people with Barrett’s oesophagus segment 3cm or longer, and 3-5 years for people with Barrett’s oesophagus shorter than 3cm with intestinal metaplasia. The committee agreed the main risk factors included Barrett’s segment size, age, gender, smoking status, and family history. In contrast to the BSG guideline, the European and US guidelines recommend a lower frequency of surveillance that is, 5 years for short segment and 3 years for long segment. The committee noted that surveillance according to the BSG guidelines is current practice across the UK and it would not be appropriate to recommend a lower frequency of surveillance given the lack of evidence to support such a change. In line with the BSG guidelines, the committee agreed that people with short-segment (less than 3 cm) Barrett’s oesophagus and no intestinal metaplasia (confirmed at 2 endoscopies), should not be offered surveillance as the risk of disease progression is low and the any potential benefit of surveillance does not outweigh the risks involved.

The committee considered the various factors that can influence the decision to recommend different frequencies of surveillance for each patient, which include age, co-morbidities, and the fitness of the patient for repeated invasive procedures.

The committee discussed age as a risk factor for disease progression which was hence considered a factor determining the appropriate duration of surveillance. The committee noted that the European guidelines advise against surveillance for people above the age of 75 whereas the BSG guidelines do not include an age cut-off but suggest ongoing surveillance based on an individual’s clinical assessment. When discussing the duration of endoscopic surveillance, the committee agreed with the view of the BSG, arguing that an age-related threshold failed to recognise the heterogeneity of the population and the multitude of other factors that determine fitness for endoscopy. The committee agreed that surveillance should continue for as long as it was in the patient’s interests, the benefits of surveillance outweigh any potential risks, and that this decision should be part of the ongoing patient/clinician discussion. They agreed that an important factor to consider would be the suitability of treatments involved in the entire endoscopic care pathway, which include endoscopy and intensive endoscopic treatment. Suitability should be based on a clinical assessment of the individual’s general health that will determine the trade-off between the benefits and risks of undergoing the endoscopic pathway.

1.1.10.4. Cost effectiveness and resource use

In general, more frequent surveillance will be more costly but would potentially provide more health gain if more cancers are detected and treated early.

There were no published economic evaluations found. In the absence of suitable clinical evidence, cost-effectiveness modelling was not feasible.

The committee’s decision to recommend offering:

  • endoscopic surveillance every 2-3 years to people with long-segment Barrett’s oesophagus and
  • every 3-5 years to people with short-segment Barrett’s oesophagus with intestinal metaplasia

Reflects current practice and is therefore unlikely to have a substantial impact on resource.

The committee also made a research recommendation to assess clinical and molecular biomarkers that can inform the optimal interval of and time for discharge from endoscopic surveillance. The cost associated with such biomarkers would lead to an increase in NHS resource use: the costs of the new technologies and associated staff time to conduct the tests. However, it would allow surveillance to be targeted on those patients that would most benefit, which could lead to more efficient use of resources. The impact of such technologies should be subject to cost effectiveness analysis.

1.1.10.5. Other factors the committee took into account

The committee emphasised they were aware of ongoing studies looking at clinical and molecular biomarkers for risk stratification of Barrett’s oesophagus. They noted that evidence of biomarkers associated with a greater risk of progression of dysplasia or cancer could inform the appropriate frequency and duration of endoscopic surveillance and decided to make a recommendation for research in this area.

1.1.11. Recommendations supported by this evidence review

This evidence review supports recommendations 1.3.3 to 1.3.5 and the research recommendation on frequency and duration of endoscopic surveillance techniques.

1.1.12. References

1.
National Institute for Health and Care Excellence. Developing NICE guidelines: the manual [updated January 2022]. London. National Institute for Health and Care Excellence, 2014. Available from: http://www​.nice.org.uk​/article/PMG20/chapter​/1%20Introduction%20and%20overview

Appendices

Appendix B. Literature search strategies

The literature searches for this review are detailed below and complied with the methodology outlined in Developing NICE guidelines: the manual.1

For more information, please see the Methodology review published as part of the accompanying documents for this guideline.

B.1. Clinical search literature search strategy (PDF, 135K)

B.2. Health Economics literature search strategy (PDF, 121K)

Appendix D. Economic evidence study selection

Download PDF (160K)

Appendix E. Excluded studies

Clinical studies

Table 5Studies excluded from the clinical review

StudyExclusion reason
Ackroyd, R., Tam, W., Schoeman, M. et al. (2004) Prospective randomized controlled trial of argon plasma coagulation ablation vs. endoscopic surveillance of patients with Barrett’s esophagus after antireflux surgery. Gastrointestinal endoscopy 59(1): 1–7 [PubMed: 14722539] - Study does not contain an intervention relevant to this review protocol
Ajumobi A, Bahjri K, Jackson C et al. (2010) Surveillance in Barrett’s esophagus: an audit of practice. Digestive diseases and sciences 55(6): 1615–1621 [PubMed: 19669878] - Population not relevant to this review protocol
Aldulaimi, D. M., Cox, M., Nwokolo, C. U. et al. (2005) Barrett’s surveillance is worthwhile and detects curable cancers. A prospective cohort study addressing cancer incidence, treatment outcome and survival. European journal of gastroenterology & hepatology 17(9): 943–50 [PubMed: 16093872] - Comparator in study does not match that specified in this review protocol
Barbiere, J. M. and Lyratzopoulos, G. (2009) Cost-effectiveness of endoscopic screening followed by surveillance for Barrett’s esophagus: a review. Gastroenterology 137(6): 1869–76 [PubMed: 19840798] - Systematic review used as source of primary studies
Barr, H.; Stone, N.; Rembacken, B. (2005) Endoscopic therapy for Barrett’s oesophagus. Gut 54(6): 875–84 [PMC free article: PMC1774518] [PubMed: 15888799] - Review article but not a systematic review
Bulamu, N. B., Chen, G., Bright, T. et al. (2019) Preferences for Surveillance of Barrett’s Oesophagus: a Discrete Choice Experiment. Journal of gastrointestinal surgery : official journal of the Society for Surgery of the Alimentary Tract 23(7): 1309–1317 [PubMed: 30478530] - Non-randomised study with no comparison group
Chandan, S., Mashiana, H. S., Dhaliwal, A. J. et al. (2020) CLINICAL APPLICABILITY OF WIDE AREA TRANSEPITHELIAL SAMPLING (WATS-3D) IN SCREENING & SURVEILLANCE OF BARRETT’S ESOPHAGUS - A SYSTEMATIC REVIEW & SENSITIVITY META-ANALYSIS. Gastrointest. Endosc. 91(6): AB395–AB396 - Conference abstract
Codipilly, D. C., Chandar, A. K., Singh, S. et al. (2018) The Effect of Endoscopic Surveillance in Patients With Barrett’s Esophagus: A Systematic Review and Meta-analysis. Gastroenterology 154(8): 2068–2086.e5 [PMC free article: PMC5985204] [PubMed: 29458154]

- Systematic review used as source of primary studies

- Comparator in study does not match that specified in this review protocol

Cooper, G. S., Yuan, Z., Chak, A. et al. (2002) Association of prediagnosis endoscopy with stage and survival in adenocarcinoma of the esophagus and gastric cardia. Cancer 95(1): 32–8 [PubMed: 12115314] - Comparator in study does not match that specified in this review protocol
Corley, D. A., Mehtani, K., Quesenberry, C. et al. (2013) Impact of endoscopic surveillance on mortality from Barrett’s esophagus-associated esophageal adenocarcinomas. Gastroenterology 145(2): 312–9.e1 [PMC free article: PMC3767470] [PubMed: 23673354] - Population not relevant to this review protocol
Craanen, M. E., Blok, P., Meijer, G. A. et al. (2002) Surveillance in Barrett’s oesophagus: a critical reappraisal. Scandinavian Journal of Gastroenterology - Supplement: 4–8 [PubMed: 12408496] - Review article but not a systematic review
DeMeester, S. R. (2001) Surveillance endoscopy and follow-up for Barrett’s esophagus. Problems in General Surgery 18(2): 94–98 - Review article but not a systematic review
Ding, Y. E., Li, Y., He, X. K. et al. (2018) Impact of Barrett’s esophagus surveillance on the prognosis of esophageal adenocarcinoma: A meta-analysis. Journal of digestive diseases 19(12): 737–744 [PubMed: 30375167] - Systematic review used as source of primary studies
El-Serag, H. B., Naik, A. D., Duan, Z. et al. (2016) Surveillance endoscopy is associated with improved outcomes of oesophageal adenocarcinoma detected in patients with Barrett’s oesophagus. Gut 65(8): 1252–60 [PubMed: 26311716] - Population not relevant to this review protocol
Falk, G. W.; Ours, T. M.; Richter, J. E. (2000) Practice patterns for surveillance of Barrett’s esophagus in the united states. Gastrointestinal endoscopy 52(2): 197–203 [PubMed: 10922091] - Study design not relevant to this review protocol
Fountoulakis A, Zafirellis KD, Dolan K et al. (2004) Effect of surveillance of Barrett’s oesophagus on the clinical outcome of oesophageal cancer. The British journal of surgery 91(8): 997–1003 [PubMed: 15286961] - Comparator in study does not match that specified in this review protocol
Garside, R., Pitt, M., Somerville, M. et al. (2006) Surveillance of Barrett’s oesophagus: exploring the uncertainty through systematic review, expert workshop and economic modelling. Health Technology Assessment (Winchester, England) 10(8): 1–142, iii [PubMed: 16545207] - Systematic review used as source of primary studies
Gerson, L. B. and Triadafilopoulos, G. (2002) Screening for esophageal adenocarcinoma: an evidence-based approach. American Journal of Medicine 113(6): 499–505 [PubMed: 12427500] - Systematic review does not contain factors of interest
Grover, M., Strickland, C., Kesler, E. et al. (2006) How should patients with Barrett’s esophagus be monitored?. Journal of Family Practice 55(3): 243–7 [PubMed: 16510060] - Review article but not a systematic review
Hirst, N. G., Gordon, L. G., Whiteman, D. C. et al. (2011) Is endoscopic surveillance for non-dysplastic Barrett’s esophagus cost-effective? Review of economic evaluations. Journal of Gastroenterology & Hepatology 26(2): 247–54 [PubMed: 21261712] - Systematic review used as source of primary studies
Kastelein, F., van Olphen, S. H., Steyerberg, E. W. et al. (2016) Impact of surveillance for Barrett’s oesophagus on tumour stage and survival of patients with neoplastic progression. Gut 65(4): 548–54 [PubMed: 25903690] - Comparison group population does not match protocol: people with OAC from the general population; population is not a single cohort with Barrett’s oesophagus
Macdonald, C. E.; Wicks, A. C.; Playford, R. J. (2000) Final results from 10 year cohort of patients undergoing surveillance for Barrett’s oesophagus: observational study. BMJ 321(7271): 1252–5 [PMC free article: PMC27527] [PubMed: 11082084] - Population does not meet guideline agreed definition of Barrett’s oesophagus
Ofman, J. J., Lewin, K., Ramers, C. et al. (2000) The economic impact of the diagnosis of dysplasia in Barrett’s esophagus. American journal of gastroenterology 95(10): 2946–2952 [PubMed: 11051373] - No relevant outcomes reported
Old, O., Moayyedi, P., Love, S. et al. (2015) Barrett’s Oesophagus Surveillance versus endoscopy at need Study (BOSS): protocol and analysis plan for a multicentre randomized controlled trial. Journal of medical screening 22(3): 158–164 [PubMed: 25767103] - Protocol and analysis plan; no extractable results
Provenzale, D., Kemp, J. A., Arora, S. et al. (1994) A guide for surveillance of patients with Barrett’s esophagus. American journal of gastroenterology 89(5): 670–80 [PubMed: 8172136] - Study design not relevant to this review protocol
Qiao, Y., Hyder, A., Bae, S. J. et al. (2015) Surveillance in Patients With Barrett’s Esophagus for Early Detection of Esophageal Adenocarcinoma: A Systematic Review and Meta-Analysis. Clinical and Translational Gastroenterology 6: e131 [PMC free article: PMC4816094] [PubMed: 26658838] - Systematic review used as source of primary studies
Quera, R.; O’Sullivan, K.; Quigley, E. M. M. (2006) Surveillance in barrett’s oesophagus: Will a strategy focused on a high-risk group reduce mortality from oesophageal adenocarcinoma?. Endoscopy 38(2): 162–169 [PubMed: 16479424] - Population not relevant to this review protocol
Roberts, K. J., Harper, E., Alderson, D. et al. (2010) Long-term survival and cost analysis of an annual Barrett’s surveillance programme. Eur J Gastroenterol Hepatol 22(4): 399–403 [PubMed: 19858726] - Comparator in study does not match that specified in this review protocol
Royston, C., Caygill, C., Charlett, A. et al. (2016) The evolution and outcome of surveillance of Barrett’s oesophagus over four decades in a UK District General Hospital. Eur J Gastroenterol Hepatol 28(12): 1365–1373 [PubMed: 27571366] - Comparator in study does not match that specified in this review protocol
Rubenstein JH, Sonnenberg A, Davis J et al. (2008) Effect of a prior endoscopy on outcomes of esophageal adenocarcinoma among United States veterans. Gastrointestinal endoscopy 68(5): 849–855 [PMC free article: PMC3481546] [PubMed: 18547567] - Population not relevant to this review protocol
Rubenstein, J. H. and Inadomi, J. M. (2021) Cost-Effectiveness of Screening, Surveillance, and Endoscopic Eradication Therapies for Managing the Burden of Esophageal Adenocarcinoma. Gastrointestinal endoscopy clinics of North America 31(1): 77–90 [PubMed: 33213801] - Systematic review used as source of primary studies
Shaheen, N. J.; Provenzale, D.; Sandler, R. S. (2002) Upper endoscopy as a screening and surveillance tool in esophageal adenocarcinoma: a review of the evidence. American journal of gastroenterology 97(6): 1319–27 [PubMed: 12094844] - Review article but not a systematic review
Shen, E. F., Gladstone, S., Milne, G. et al. (2003) Endoscopic surveillance practice for Barrett’s oesophagus in Scotland and early experience in implementing local guidelines. Scottish Medical Journal 48(2): 43–45 [PubMed: 12774594] - No relevant outcomes reported
Singh, R.; Ragunath, K.; Jankowski, J. (2007) Barrett’s Esophagus: Diagnosis, Screening, Surveillance, and Controversies. Gut & Liver 1(2): 93–100 [PMC free article: PMC2871632] [PubMed: 20485625] - Review article but not a systematic review
Theron, B. T., Padmanabhan, H., Aladin, H. et al. (2016) The risk of oesophageal adenocarcinoma in a prospectively recruited Barrett’s oesophagus cohort. United european gastroenterology journal 4(6): 754–761 [PMC free article: PMC5386229] [PubMed: 28408992] -Study does not contain an intervention relevant to this review protocol
van Sandick, J. W., van Lanschot, J. J., Kuiken, B. W. et al. (1998) Impact of endoscopic biopsy surveillance of Barrett’s oesophagus on pathological stage and clinical outcome of Barrett’s carcinoma. Gut 43(2): 216–22 [PMC free article: PMC1727211] [PubMed: 10189847] - Population not relevant to this review protocol
Verbeek, R. E., Leenders, M., Ten Kate, F. J. et al. (2014) Surveillance of Barrett’s esophagus and mortality from esophageal adenocarcinoma: a population-based cohort study. Am J Gastroenterol 109(8): 1215–22 [PubMed: 24980881] - Population not relevant to this review protocol
Vissapragada, R., Bulamu, N. B., Brumfitt, C. et al. (2021) Improving cost-effectiveness of endoscopic surveillance for Barrett’s esophagus by reducing low-value care: a review of economic evaluations. Surgical endoscopy 26: 26 [PubMed: 34312726] - Systematic review used as source of primary studies
Vogt, J. S., Larsen, A. C., Sommer, T. et al. (2018) Quality of endoscopic surveillance of Barrett’s esophagus. Scandinavian journal of gastroenterology 53(3): 256–259 [PubMed: 29361878] - Population not relevant to this review protocol includes dysplastic Barrett’s
Wani, S. and Sharma, P. (2006) The rationale for screening and surveillance of Barrett’s metaplasia. Best Practice & Research in Clinical Gastroenterology 20(5): 829–42 [PubMed: 16997164] - Review article but not a systematic review
Wong, T.; Tian, J.; Nagar, A. B. (2010) Barrett’s surveillance identifies patients with early esophageal adenocarcinoma. American Journal of Medicine 123(5): 462–7 [PubMed: 20399324] - Comparator in study does not match that specified in this review protocol
Yang, Y., Chen, H. N., Wang, R. et al. (2015) Cost-Effectiveness Analysis on Endoscopic Surveillance Among Western Patients With Barrett’s Esophagus for Esophageal Adenocarcinoma Screening. Medicine 94(39): e1105 [PMC free article: PMC4616820] [PubMed: 26426603] - Systematic review used as source of primary studies

Health Economic studies

Published health economic studies that met the inclusion criteria (relevant population, comparators, economic study design, published 2006 or later and not from non-OECD country or USA) but that were excluded following appraisal of applicability and methodological quality are listed below. See the health economic protocol for more details.

None.

Appendix F. Research recommendation

Frequency and duration of endoscopic surveillance

What is the usefulness of clinical and molecular biomarkers to inform the optimal frequency and duration of endoscopic surveillance for adults with Barrett’s oesophagus?

Why this is important

Barrett’s surveillance is currently performed at 2–5-year intervals in patients who are deemed to potentially benefit from surveillance. This interval is based on consensus opinion rather than evidence, although it is to some extent tailored according to known clinical determinants of progression. The length of Barrett’s oesophagus appears to be the strongest risk factor for progression (<3cm, lower risk vs 3cm or longer, higher risk), but other clinical risk factors for oesophageal cancer have been described, including male gender, increasing age, positive family history and smoking status. If further factors associated with a greater risk of progression of non-dysplastic Barrett’s are identified and a stronger association between already identified factors and risk of progression is established through research, this would allow more precise individual tailoring of follow-up intervals, reducing frequency in those at low risk and intensifying it in those at high risk.

Rationale for research recommendation

Download PDF (64K)

Modified PICO table

Download PDF (93K)

Tables

Table 1PICO characteristics of review question

Population

Inclusion: Adults, 18 years and over, with non-dysplastic Barrett’s oesophagus

Exclusion: Adults with any level of dysplasia or indefinite dysplasia

Interventions
  • Lower frequencies of:
    • High-resolution endoscopy
    • Chromoendoscopy
  • No surveillance
ComparisonSurveillance according to recommendations current ranges
Outcomes
  • Health related quality of life
  • Progression to high grade dysplasia or cancer
  • Mortality
  • Adverse events / complications (bleeding, perforation, pain)
  • Adherence to surveillance (physician and patient)
Time point: any time point available; no minimum follow-up
Study design
  • RCT
  • SR of RCTs
  • If no RCT data is available, non-randomised studies will be considered if there is an active comparator within the study and results are based on a multi-variate analysis (adjusting for any confounder)
  • Cross sectional studies
Published NMAs and IPDs will be considered for inclusion.

Table 2Unit costs

ResourceUnit costsSource
diagnostic endoscopic upper gastrointestinal tract procedure with biopsy, (FE21Z)£554National Schedule of NHS Costs. 2019/20

Final

Evidence review underpinning recommendations 1.3.3 to 1.3.5 and a research recommendation in the NICE guideline

National Institute for Health and Care Excellence

Disclaimer: The recommendations in this guideline represent the view of NICE, arrived at after careful consideration of the evidence available. When exercising their judgement, professionals are expected to take this guideline fully into account, alongside the individual needs, preferences and values of their patients or service users. The recommendations in this guideline are not mandatory and the guideline does not override the responsibility of healthcare professionals to make decisions appropriate to the circumstances of the individual patient, in consultation with the patient and/or their carer or guardian.

Local commissioners and/or providers have a responsibility to enable the guideline to be applied when individual health professionals and their patients or service users wish to use it. They should do so in the context of local and national priorities for funding and developing services, and in light of their duties to have due regard to the need to eliminate unlawful discrimination, to advance equality of opportunity and to reduce health inequalities. Nothing in this guideline should be interpreted in a way that would be inconsistent with compliance with those duties.

NICE guidelines cover health and care in England. Decisions on how they apply in other UK countries are made by ministers in the Welsh Government, Scottish Government, and Northern Ireland Executive. All NICE guidance is subject to regular review and may be updated or withdrawn.

Copyright © NICE 2023.
Bookshelf ID: NBK595311PMID: 37792979