Cover of How to assess people for RRT

How to assess people for RRT

Renal replacement therapy and conservative management

Evidence review

NICE Guideline, No. 107

Authors

.

London: National Institute for Health and Care Excellence (NICE); .
ISBN-13: 978-1-4731-3107-1
Copyright © NICE 2018.

1. How to assess people for RRT

1.1. Review question: What assessment is needed for people progressing through later stages of CKD for whom RRT or conservative management may be appropriate?

1.2. Introduction

This review explores which assessments need to be carried out in people who may start renal replacement therapy. The focus is on those tests where there are variations in practice. Specifically we look at cardiac assessment, ultrasound of iliac vessels, ultrasound mapping of vascular access sites and pre-transplant psychological assessment for living donor – recipient pair or recipient only.

While there is widespread agreement that a cardiovascular assessment is required for many patients prior to transplantation, there is no consensus regarding the optimal method of assessment. Similarly there is uncertainty regarding the value of ultrasound of iliac vessels to evaluate the calibre of these blood vessels prior to transplantation. In preparation for the creation of arteriovenous fistulae (AVF), ultrasound mapping of the vascular access sites may improve outcomes. However, the utility of this compared to physical examination alone is uncertain. The purpose of the psychological assessment of transplant recipients is to assess suitability and identify concerns that may affect transplant outcome. Issues such as informed consent and motivation for donating need to be explored with the living donor. This review identifies the evidence on the clinical and cost effectiveness of the above assessments.

1.3. PICO table

For full details see the review protocol in appendix A.

Table 1. PICO characteristics of review question.

Table 1

PICO characteristics of review question.

The guideline committee prioritised the interventions listed above for consideration as components of the assessment. The committee felt they represented interventions that are currently offered variably across the country and with uncertain clinical and cost effectiveness underlying their provision.

1.4. Clinical evidence

1.4.1. Included studies

Three studies were included in the review;2, 5, 6 these are summarised in Table 2 below. Evidence from these studies is summarised in the clinical evidence summary below (Table 3). Psychological assessment included psychosocial assessment, evaluation and support.

All three studies were RCTs that assessed the clinical effectiveness of ultrasound mapping of vascular access sites compared to clinical examination alone. No studies, RCT or NRS, were identified that assessed the clinical effectiveness of the other interventions identified by the committee.

See also the study selection flow chart in appendix C, study evidence tables in appendix D, forest plots in appendix E and GRADE tables in appendix F.

1.4.2. Excluded studies

See the excluded studies list in appendix I.

1.4.3. Summary of clinical studies included in the evidence review

Table 2. Summary of studies included in the evidence review.

Table 2

Summary of studies included in the evidence review.

See appendix D for full evidence tables.

1.4.4. Quality assessment of clinical studies included in the evidence review

Table 3. Clinical evidence summary: Ultrasound vs physical examination.

Table 3

Clinical evidence summary: Ultrasound vs physical examination.

See appendix F for full GRADE tables.

1.5. Economic evidence

1.5.1. Included studies

No relevant health economic studies were included.

1.5.2. Excluded studies

No health economic studies that were relevant to this question were excluded due to assessment of limited applicability or methodological limitations.

See also the health economic study selection flow chart in appendix G.

1.5.3. Unit costs

Relevant current UK unit costs were provided to aid consideration of cost effectiveness. Clinical evidence was identified relating to ultrasound mapping of veins prior to creation of vascular access for haemodialysis. Below is the cost of a vascular ultrasound scan occurring in an outpatient setting. Diagnostic imaging is reported separately in the NHS reference costs in this setting. The clinical evidence suggested a possible reduction in access failure. Access failure may result in an additional access-related procedure and so NHS reference costs for these are included in Table 5.

Table 4. UK NHS reference costs 2015/16 for ultrasound occurring in an outpatient setting.

Table 4

UK NHS reference costs 2015/16 for ultrasound occurring in an outpatient setting.

Table 5. UK NHS reference costs 2015/16 for dialysis access-related inpatient and outpatient procedures.

Table 5

UK NHS reference costs 2015/16 for dialysis access-related inpatient and outpatient procedures.

1.5.4. Cost calculation

Clinical evidence was identified relating to routine ultrasound mapping of veins prior to creation of AVF for haemodialysis. Rates of ultrasound use will be higher with a routine ultrasound strategy, and so ultrasound costs will be higher; the exact difference between strategies will depend on whether the comparator is no ultrasound or selective ultrasound which varied between included clinical studies. However, the evidence suggests that the rates of AVF failure (which will require an additional procedure) are lower and this will offset the additional ultrasound costs. Below we calculate the cost of AVF failure required to completely offset the additional ultrasound costs. This is also summarised in Table 6 below.

Where the comparison is routine ultrasound versus no ultrasound (as in Nursal 20065 and Ferring 20102) the average per person cost difference will be the cost of an ultrasound; that is £58 (see unit cost section above). Where the comparison is routine ultrasound versus selective ultrasound the rate of ultrasound in the selective arm needs to be taken into account. In Smith 20146 from the clinical review, 34% of people had an ultrasound in the selective arm resulting in an average ultrasound cost per person of £20 (£58 x 34%) and the difference with a routine ultrasound strategy is reduced to £38 (£58 - £20).

Downstream, the clinical evidence suggested a lower rate of AVF failure with routine ultrasound. AVF failure would result in resource use such as an additional vascular access procedure and so this would at least partially offset the higher cost with routine ultrasound. Using the absolute failure rates reported in the clinical evidence profile in section 1.44 of an absolute reduction of 97 per 1000, to offset the additional cost of ultrasound AVF failure would need to associated with a cost at least £593 (when the comparator is no ultrasound) or £391 (when the comparator is selective ultrasound with a 34% use rate).

The definition of AVF failure varied between the included clinical studies. In Ferring 20102 AVF failure was defined as “AVFs were unusable for dialysis, requiring a salvage intervention, new access formation or insertion of a HD catheter” while in Smith 20146 it was just thrombosis. The NHS references costs related to dialysis access are reported in Table 5 in the previous section. The average cost for admission for these procedures is greater than that required to offset the additional cost of ultrasound - ‘Open Arteriovenous Fistula, Graft or Shunt Procedures’ is £2012 and ‘Insertion of HD catheter’ is £1149 in adults and £2367 in children.

Even if a higher cost of ultrasound is used (£70, the upper quartile from the NHS reference costs), the cost of AVF required to offset the additional ultrasound costs is below these average admission costs.

Table 6. Routine ultrasound mapping of veins prior to creation of vascular access for haemodialysis: threshold cost calculation.

Table 6

Routine ultrasound mapping of veins prior to creation of vascular access for haemodialysis: threshold cost calculation.

1.6. Resource impact

The recommendations made based on this review (see section 1.9) are not expected to have a substantial impact on resources.

1.7. Evidence statements

1.7.1. Clinical evidence statements

  • Moderate quality evidence from 3 studies of 333 participants showed a clinically important benefit of routine ultrasound scanning in terms of AVF success rate.

1.7.2. Health economic evidence statements

  • No relevant economic evaluations were included.

1.8. Interpreting the evidence

1.8.1.1. The outcomes that matter most

Routine ultrasound mapping of veins prior to creation of vascular access

Critical outcomes were mortality and quality of life. Time to failure of RRT was defined as time until that modality of RRT was no longer working or suitable, and a modality switch occurred. Since death in a person receiving RRT could also be considered “failure”, some papers presented “death censored failure”, but we have favoured presenting both death and failure separately.

Other important outcomes were numbers of hospitalisation, measures of mental wellbeing and cognitive impairment, malignancy and adverse events, in the case of ultrasound scanning vascular access issues (including AVF failure) was a particularly important adverse event. We were also interested in outcomes representing people’s experience of care.

Cardiac assessment

No evidence was identified.

US of iliac vessels

No evidence was identified.

Psychological assessment for live donor pair or recipient

No evidence was identified

1.8.1.2. The quality of the evidence

Routine ultrasound mapping of veins prior to creation of vascular access

There was moderate quality evidence in adults, for a benefit of routine ultrasound scanning on the outcome of AVF failure. There were no other outcomes available for this comparison in any age group. There was no other evidence available for any of the other comparisons.

Cardiac assessment

No evidence was identified.

US of iliac vessels

No evidence was identified.

Psychological assessment for live donor pair or recipient

No evidence was identified.

1.8.1.3. Benefits and harms

Routine ultrasound mapping of veins prior to creation of vascular access

The point estimate for the absolute effect fell just short of the agreed upon absolute MID for dichotomous outcomes but given the magnitude of the relative and absolute effects, the impact of AVF failures and the consensus based nature of the absolute MID points, the committee agreed that the evidence represented a clinically important benefit of routine ultrasound scanning in terms of reducing AVF failure.

The committee noted that there were unlikely to be any specific harms of routine ultrasound scanning, the harms of offering the intervention therefore were only related to any possible delays in fistula formation if scanning was not immediately available. The committee agreed that the benefit in terms of failure rate outweighed concerns about delays in formation.

Cardiac assessment

The committee noted that there may be benefits of cardiac assessment in preparation for transplant in terms of preventing people with excessively high cardiovascular risk from being inappropriately exposed to the risks of surgery, allowing people to optimise their cardiovascular risk profile before surgery and promoting the most appropriate use of potential kidney transplants. However there are considerable harms involved in terms of potentially delaying the patient pathway towards transplantation (especially when the benefits of pre-emptive transplantation are considered) and the harms of each individual cardiac assessment themselves. Given the magnitude and uncertainty of these benefits and harms, as well as the current variability of service provision, this was considered an important area for a research recommendation.

The committee noted that it is current practice to undertake cardiac assessment in children and young people (up to 18 years) to identify congenital anomalies and confirm adequate function to withstand high fluid loads during transplantation

US of iliac vessels

No evidence was identified.

Psychological assessment for live donor – recipient pair or recipient

No evidence was identified.

1.8.2. Cost effectiveness and resource use

Routine ultrasound mapping of veins prior to creation of vascular access

No relevant published studies were identified.

Clinical evidence of benefit was identified for routine ultrasound mapping of veins prior to creation of an AVF for haemodialysis. Rates of ultrasound use will be higher with the routine ultrasound strategy, and so ultrasound costs will be higher; the exact difference between strategies will depend on whether the comparator is no ultrasound or selective ultrasound which varied between included clinical studies. However, the rates of AVF failure (which will require an additional procedure) were found to be higher in the clinical review and this will offset the additional ultrasound costs.

A threshold analysis based on the evidence included in the clinical review found that in order to offset the additional costs of a routine ultrasound strategy the cost of AVF failure would need to be at least £593 when the comparator was no ultrasound or £391 when the comparator was selective ultrasound. The committee considered the current UK average costs for procedures that would be required in the case of AVF failure (for example, a salvage procedure, new AVF creation procedure or insertion of an HD catheter), and concluded that as these were well in excess of the threshold value required to offset the cost of routine ultrasound it was reasonable to conclude that this was likely to be cost saving. The average cost for admission for ‘Open Arteriovenous Fistula, Graft or Shunt Procedures’ is £2012 and ‘Insertion of HD catheter’ is £1149 in adults and £2367 in children.

Given the clinical benefit to the patient of avoiding procedures and the likely cost savings the committee concluded that routine ultrasound mapping prior to creation of AVF was likely to be cost effective and so this supported a recommendation for its use.

The committee believe that currently practice is variable regarding whether a selective or routine strategy is employed but agreed that a recommendation for routine ultrasound scanning would not involve a large change in practice. The recommendation is not expected to result in a substantial resource impact to the NHS in England.

Cardiac assessment

No relevant published studies were identified. Undertaking cardiac assessment will involve resource use and this will vary depending on what assessments are undertaken, although plausibly there may be downstream cost or health benefits that offset this. However, given the lack of clinical evidence the committee was unable to make a judgement regarding cost effectiveness.

US of iliac vessels

No relevant published studies were identified. Undertaking ultrasound of iliac vessels will involve resource use, although there may be cost or health benefits that offset this. Given the lack of clinical evidence the committee was unable to make a judgement regarding cost effectiveness.

Psychological assessment for live donor – recipient pair or recipient

No relevant published studies were identified. Undertaking psychological assessment for live donor pairs or recipients will involve resource use and may delay treatment. The committee agreed that there were likely benefits to patients but also potential harms due to delays in treatment. Given this and the lack of clinical or cost effectiveness evidence the committee agreed that a recommendation for assessment in specific high risk groups was appropriate. Psychological assessment in high risk people was considered current practice in many areas. The recommendation was considered likely to better target psychological assessment in other areas. The recommendation was not considered likely to have a substantial resource impact overall.

1.8.3. Other factors the committee took into account

The committee also recognised that an assessment should involve preparing people for renal replacement therapy for example procedures to create vascular access. Preparing a person psychologically is important for reducing non-adherence and improving outcomes. The committee also highlighted the importance of discussing a person’s individual preferences and understanding how decisions on renal replacement therapy or conservative management are likely to impact on a person’s everyday life.

Routine ultrasound mapping of veins prior to creation of vascular access

The committee discussed how ultrasound scanning may take place. Current clinical practice is variable but typically involves at minimum a selective ultrasound scanning program, for those in whom a physical examination alone is insufficient or impractical (CT or angiography may also be required). In some centres this scanning is done by the consultant who will be responsible for subsequent AVF creation, whereas in others people are referred to ultrasound departments. The studies including in the review involved duplex ultrasound scanning.

The committee discussed whether there would be any implementation issues for a routine ultrasound strategy and concluded that there should not be any significant issues as ultrasound is already widely used within hospitals.

Psychological assessment for live donor pair or recipient

The committee noted that as part of the initial assessment for RRT other members of the MDT and psychosocial team may assess for psychosocial issues and provide support as appropriate. Further assessment by a clinical psychologist or psychiatrist is only for those people who are considering transplant and where complex risk factors have been previously identified in order plan appropriate support/psychological intervention. These issues are usually complex, and assessment should be carried out a specially trained mental health professional

The committee discussed that the purpose of this assessment of the transplant recipient is to identify any potential risk factors for example substance abuse, non-adherence to treatment or a previous or current mental health condition that may result in post-operative non-adherence or morbidity, and to advise on or provide support and intervention as appropriate. The psychological assessment of young people and children covers psycho-social factors, quality of life, knowledge of the condition, worries and concerns and readiness for transplant. How the person processes information and any barriers to learning are also assessed.

The committee noted that living donors have to undergo a Human Tissue Authority Independent Assessment. This explores capacity, checks the person is not being pressured and will not receive any payment. The committee discussed whether donors should undergo additional psychological assessment but agreed that this should be based on individual circumstances.

The committee noted the importance of adhering to the Mental Capacity Act (2005).

The guideline committee was aware of NICE’s guideline on information and education in CG182 Chronic Kidney Disease in adults: assessment and management.

References

1.
Department of Health. NHS reference costs 2015-16. Available from: https://www​.gov.uk/government​/publications​/nhs-reference-costs-2015-to-2016 Last accessed: 17/01/2018.
2.
Ferring M, Claridge M, Smith SA, Wilmink T. Routine preoperative vascular ultrasound improves patency and use of arteriovenous fistulas for hemodialysis: a randomized trial. Clinical Journal of the American Society of Nephrology. 2010; 5(12):2236–44 [PMC free article: PMC2994085] [PubMed: 20829420]
3.
Mihmanli I, Besirli K, Kurugoglu S, Atakir K, Haider S, Ogut G et al. Cephalic vein and hemodialysis fistula: surgeon’s observation versus color Doppler ultrasonographic findings. Journal of Ultrasound in Medicine. 2001; 20(3):217–22 [PubMed: 11270525]
4.
National Institute for Health and Clinical Excellence. The guidelines manual. London. National Institute for Health and Clinical Excellence, 2012. Available from: http://www​.nice.org.uk/article/pmg6/ [PubMed: 27905714]
5.
Nursal TZ, Oguzkurt L, Tercan F, Torer N, Noyan T, Karakayali H et al. Is routine preoperative ultrasonographic mapping for arteriovenous fistula creation necessary in patients with favorable physical examination findings? Results of a randomized controlled trial. World Journal of Surgery. 2006; 30(6):1100–7 [PubMed: 16736343]
6.
Smith GE, Barnes R, Chetter IC. Randomized clinical trial of selective versus routine preoperative duplex ultrasound imaging before arteriovenous fistula surgery. British Journal of Surgery. 2014; 101(5):469–74 [PubMed: 24756913]
7.
Zhang Z, Wang XM. Hemodynamic evaluation of native arteriovenous fistulas for chronic hemodialysis with color Doppler ultrasound. Chinese Journal of medical imaging technology. 2006; 22(5):718–21

Appendices

Appendix B. Literature search strategies

B.1. Clinical search literature search strategy

The literature searches for this review are detailed below and complied with the methodology outlined in Developing NICE guidelines: the manual 2014, updated 2017 https://www.nice.org.uk/guidance/pmg20/resources/developing-nice-guidelines-the-manual-pdf-72286708700869

For more detailed information, please see the Methodology Review.

Searches were constructed using a PICO framework where population (P) terms were combined with Intervention (I) and in some cases Comparison (C) terms. Outcomes (O) are rarely used in search strategies for interventions as these concepts may not be well described in title, abstract or indexes and therefore difficult to retrieve. Search filters were applied to the search where appropriate.

Table 9. Database date parameters and filters used

  1. Line 81 (Medline) and line 75 (Embase) were added to the search strategy to reduce the number of items retrieved for observational studies as the overall results from the search were very large.
    This was checked to ensure that relevant studies were not excluded.

Medline (Ovid) search terms

Embase (Ovid) search terms

Cochrane Library (Wiley) search terms

B.2. Health Economics literature search strategy

Health economic evidence was identified by conducting a broad search relating to renal replacement therapy population in NHS Economic Evaluation Database (NHS EED – this ceased to be updated after March 2015) and the Health Technology Assessment database (HTA) with no date restrictions. NHS EED and HTA databases are hosted by the Centre for Research and Dissemination (CRD). Additional searches were run on Medline and Embase for health economics.

Table 10. Database date parameters and filters used

Medline (Ovid) search terms

Embase (Ovid) search terms

NHS EED and HTA (CRD) search terms

Appendix C. Clinical evidence selection

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Appendix D. Clinical evidence tables

Download PDF (264K)

Appendix E. Forest plots

E.1. Ultrasound versus physical examination

Figure 1. AVF failure

Appendix G. Health economic evidence selection

Figure 57. Flow chart of economic study selection for the guideline

Appendix H. Health economic evidence tables

None.

Appendix I. Excluded studies

I.2. Excluded health economic studies

Studies that meet the review protocol population and interventions and economic study design criteria but have not been included in the review based on applicability and/or methodological quality are summarised below with reasons for exclusion.

Table 13. Studies excluded from the health economic review

Appendix J. Research recommendations

J.1. Cardiac assessment before transplantation

Research question: What is the clinical and cost effectiveness of cardiac assessment before transplantation?

Why this is important:

There was no evidence for cardiac assessment identified in this review so the committee could not form a recommendation regarding its effectiveness. It is important to form recommendations in this area so that assessment of people prior to transplantation is done in the most clinical and cost effective manner.

Criteria for selecting high-priority research recommendations