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COVID-19 rapid guideline: managing the long-term effects of COVID-19 (NG188)

Evidence review 4: investigations

NICE Guideline, No. 188

Copyright © NICE 2020.

Literature search

NICE’s information services team identified relevant evidence through focused evidence searches between 22 and 28 October 2020 (see appendix 3). Additional studies were also considered from NICE surveillance up to 28 October 2020. The studies identified in the searches and through NICE surveillance were subsequently assessed for inclusion (see appendix 3 for further details). Results from the literature searches were screened using their titles and abstracts for relevance against the criteria from the protocol (see appendix 2). Four reviewers screened titles and abstracts. Having identified the evidence, four reviewers assessed the full text references of potentially relevant evidence to determine whether they met the inclusion criteria for this evidence review. All uncertainties were discussed amongst the reviewers and referred to an adviser if needed. See appendix 4 for the study flow chart of included studies.

Healthcare Improvement Scotland knowledge management team also conducted a search to identify qualitative evidence to support the questions in this review. See Management of the long-term effects of COVID-19: the views and experience of patients, their families and carers for more information. This review will be referred to in this document as ‘patient lived experience’.

Methods and process

This evidence review was developed using the methods and processes described the methods chapter.

Review question 4

What investigations should be carried out to determine appropriate management or treatment of symptoms?

The review protocol is shown in appendix 2.

Included studies

In total 4104 references were identified through the searches. Of these 505 were included and ordered for full text assessment. A total of 58 references were included for the whole guideline, 18 of which were included for this review. Of these 12 were cohort studies and 1 was a cross-sectional study. There was also 1 case study, 1 narrative review and consensus recommendations included for this review due to the indirectness of the cohort studies identified.

See table 1 for more details on the identified studies.

Table Icon

Table 1

Included studies for review question 4: Follow-up after acute COVID-19.

Key results

Out of the 18 studies identified, 17 did not strictly meet all of the PICO criteria. This was because the people included were not specifically enrolled into the studies for persistent and ongoing symptoms. These studies followed up people approximately 1 to 3 months following acute COVID-19. During this follow up, several investigations and assessments were carried out. These fell into the following categories: screening or assessment with questionnaires, physical tests, imaging or laboratory investigations. Only 4 of the 18 studies included only people who had not been hospitalised.

Questionnaires and screening tools

Four of the studies used tools for mental health screening for people who had been hospitalised. These tools included GAD7, PHQ9, PTSD-5 and trauma screening and cognitive impairment assessments. All four studies reported adverse mental health outcomes based on these assessments. One study, Raman 2020, reported a significantly higher PHQ-9 scores 2 to 3 months after COVID-19 compared to controls who had not had COVID-19 (p=0.009).

There were also four studies that performed a level of functional assessment during follow up. Only 1 (Aliae 2020) of the 4 studies included people who had not been hospitalised. These included assessments such as the SF-36 questionnaire, Epworth Sleepiness Scale, Fatigue Severity Scale, the Modified Rankin score and the pain, enjoyment of life and general activity scale. Two studies used a new Post-COVID-19 functional status assessment (PCFS). Raman 2020, one of the few studies to include a control group, found that functional status (including physical functioning, role limitations due to physical or emotional health, energy and social functioning) was significantly worse in people 2-3 months after acute COVID-19 compared to those who did not have COVID-19 (all p values <0.05). Aliae 2020 found that most people approximately 35 days since acute COVID-19 had a range of functional restrictions ranging from negligible to severe on PCFS.

D’Cruz 2020 was the only study to report on how to go about conducting assessments. They concluded that assessment should ideally be a face to face, holistic approach with a focus on rehabilitation and general wellbeing.

Physical tests, imaging or laboratory investigations

Respiratory tests were commonly used in the studies. These included pulmonary function tests such as spirometry and assessment using the Medical Research Council (MRC) Breathlessness Scale. Most studies found that people were still experiencing significant breathlessness at follow-up after acute COVID-19. Raman 2020 found that people who had been hospitalised for COVID-19 reported breathlessness (MRC dyspnoea score ≥2) 2-3 months after acute COVID-19 36/53 (64%) compared to 3/29 (10.3%) who had not had COVID-19 (p<0.0001).

Exercise tests were performed in many of the studies. The most common investigation was the 6-minute walk test. Other tests included the sit to stand test and the 4-metre gait speed test. Studies reported limitations in exercise such as limited distance walked and desaturation in people followed up after acute COVID-19.

Many studies used imaging when following up people after acute COVID-19. These were mostly chest X-ray, CT and MRI. D’Cruz 2020 reported that only 15/119 (13%) of people had evidence of COVID-related lung disease at 4-6 weeks after hospital discharge. However, they concluded that a chest X-ray is a poor marker of recovery, as people were showing abnormalities in other investigations, regardless of chest X-ray results. Dennis 2020 found that multi-organ MRI showed 70% of a population at low-risk of COVID-19 complications with ongoing symptoms had impairment of 1 or more organs at 4 months after initial symptoms. Huang 2020a found that cardiac MRI in 15/26 (58%) people experiencing cardiac symptoms around 47 days after onset of symptoms had abnormal findings. These manifestations included myocardial oedema, fibrosis and impaired right ventricle function.

Blood investigations carried out in the studies included routine tests, inflammatory markers and markers for iron deficiency and anaemia. Dennis 2020 found that triglycerides (p=0.002), cholesterol (p=0.021), LDL-cholesterol (p=0.005) and transferrin saturation (p=0.005) were more likely to be abnormal in hospitalised (n=164) versus non-hospitalised individuals (n=37). Sonnweber 2020 reported that COVID-19 is associated with prolonged alterations of iron homeostasis, which may be linked to severity initial disease.

Strengths and limitations

This evidence is considered as very low quality for a variety of reasons. The primary aims of the studies were not to investigate ongoing symptoms in people, so can be considered as indirect evidence for this review. Most of the sample sizes were very small and usually recruited people following hospital discharge, which may limit the generalisability of the evidence. The majority of the data in the studies was collected around 4-6 weeks after acute COVID-19 so is limited to short-term follow-up only.

Expert panel discussion

This section describes how the expert panel considered the evidence in relation to the recommendations within the guidance.

Relative value of different outcomes

The expert panel would have expected to see outcomes of investigations carried out to rule out other diagnoses or confirm post-COVID-19 syndrome or dual diagnoses. As the evidence was indirect for this question, the panel were unable to draw conclusions from this evidence. However, they were able to identify the most commonly used tests in the literature during follow-up from acute COVID-19 and determine where abnormalities were often seen in these cohorts of people.

Quality of the evidence

The overall certainty in the evidence was very low. The study designs were limited to mainly cohort studies. Whilst this was expected in terms of SARS-CoV-2 being a novel virus, it means that the data is limited and unlikely to lead to any firm conclusions at this point in time. The aims of the studies did not directly answer the question on which investigations to carry out in people with ongoing symptoms. The panel were also particularly concerned with the generalisability of the evidence. They acknowledged that most of the participants recruited were previously hospitalised with acute COVID-19 and some of the results of the investigations carried out would be reflective of this. The panel also considered that the type of investigations carried out in the literature were more likely to be carried out in secondary care settings.

In addition to this, the panel considered that comorbidities and history of related illness were important in understanding the outcomes of investigations but these were not consistently reported across the studies. The panel highlighted that the quantitative evidence often excluded children and older people and were unable to extrapolate the evidence for these groups of people.

Trade-off between benefits and harms

The panel were minded that when carrying out investigations for ongoing symptoms following acute COVID-19, it was important that other potential diagnoses are not ignored whilst trying to determine if the symptoms are due to post-COVID-19 syndrome. The panel suggested that it would be useful to carry out blood tests that are commonly carried out to rule out or confirm other conditions. They also considered that people might not associate their symptoms with COVID-19, particularly if another event, for example, a stroke, has happened since. The panel were also aware that people might not always present in a typical way, which may particularly be the case with older adults and children. For these reasons, the panel agreed with the conclusions from D’Cruz 2020 that a holistic and preferably face to face assessment is very important from both a clinical and patient perspective. If a clinician can see the patient, then they may identify concerns that the patient may not be aware of themself and may not have reported in a telephone consultation for example.

Blood tests, chest X-rays and exercise tolerance tests, e.g. sit-to-stand test were the most commonly reported tests in the evidence. The panel considered that these tests would be useful for most people as investigations and to obtain baseline measures. The panel however agreed that clinical judgment would be needed for exercise tolerance tests because it could be harmful to some people (for example, people with chest pain or severe fatigue). The evidence showed that chest X-ray may be a poor marker of improvement so the panel suggested it should only be used to inform a holistic assessment on further care needs.

Implementation and resource considerations

The panel were concerned that some of the investigations reported in the literature were unlikely to be readily available everywhere. For example, spirometry currently has a long waiting list in the UK, due to it being an aerosol-generating procedure and therefore fewer tests are being carried out. Many of the tests in the literature are generally not carried out in primary care so the panel agreed it is important to consider the setting, availability and resources needed to carry out investigations. The panel had concerns about further over-loading both primary and secondary care clinicians. The evidence suggests that a face-to-face consultation is preferable, but this is currently difficult in the pandemic setting.

Other considerations

The panel agreed that it would be difficult to do a full examination and fully comprehensive history for a patient, especially considering the time constraints. However, they concluded that a full examination, including clinical history was very important. The panel emphasised the need to focus the examination on both what was appropriate to the patient and their symptoms and what matters most to the patient. The panel also highlighted that in their experience there are people who have had mild symptoms of COVID-19 and not realised, then later develop new symptoms. This also supports the need for taking a full history.

The panel did not think a specific battery of tests should be carried out in patients presenting with ongoing symptoms as this might include tests that will not affect how the patient is managed as well as being time and resource intensive. In addition, the evidence reviewed did not provide conclusive information on a battery of tests that should be conducted for this population. Instead, the panel considered that investigations should be focused on what a patient presents with, covering any ‘red flags’ that require urgent referral, as well as picking up on any ‘pink flags’ which would be less critical, but cumulatively would be causing significant problems for the patient. These tests should include assessment of cognitive, psychological, and psychiatric symptoms, as well as any physical assessments. As the panel were unable to recommend specific screening tools to be used in these assessments, they suggested research recommendations to determine which tools are the most useful. These research recommendations are outlined in the guideline.

The panel were aware from their experience that postural symptoms are common in people with ongoing symptoms of COVID-19 and therefore should be investigated.

The panel experience was consistent with the patient lived experience evidence. Patient data and consensus asserted that people feel more reassured when investigations are carried out. However, the panel were also mindful that some investigations could be anxiety-inducing. For example, some panel members reported that some patients are being asked to record pulse-oximetry readings at home. These readings can fluctuate and therefore cause a patient to worry unnecessarily.

The patient lived experience evidence indicated that having someone in a supportive role who could co-ordinate and guide investigations would be beneficial. The panel concluded that whilst such investigations are important, clinicians should ensure that people have clear instructions and know who to contact for support if needed.

Appendix 1. Methods used to develop the guidance

Please refer to methods document for details of the methods used to develop the guidance.

Appendix 2. Review protocols

RQ 4: What investigations should be carried out to determine appropriate management or treatment of symptoms?

Table Icon

Table

4 to 12 weeks from onset of acute COVID-19 12 weeks from onset of acute COVID-19

Appendix 3. Literature search strategy

Database strategies

Please refer to the search history record for full details of the search.

Appendix 4. Study flow diagram

Image niceng188er3app4f1

Appendix 5. Included studies

  • Aliae, Mohamed-Hussein, Islam, Galal, Mahmoud, Saad et al (2020) Post-COVID-19 Functional Status: Relation to age, smoking, hospitalization and comorbidities. medRxiv [PMC free article: PMC8388571] [PubMed: 34484441]

  • Arnold, David T., Hamilton, Fergus W., Milne, Alice et al (2020) Patient outcomes after hospitalisation with COVID-19 and implications for follow-up; results from a prospective UK cohort. medRxiv: 2020081220173526 [PMC free article: PMC7716340] [PubMed: 33273026]

  • D’Cruz, Rebecca F., Waller, Michael D., Perrin, Felicity et al (2020) Chest radiography is a poor predictor of respiratory symptoms and functional impairment in survivors of severe COVID-19 pneumonia. ERJ Open Research [PMC free article: PMC7585700] [PubMed: 33575312]

  • Daher, Ayham, Balfanz, Paul, Cornelissen, Christian et al (2020) Follow up of patients with severe coronavirus disease 2019 (COVID-19): Pulmonary and extrapulmonary disease sequelae. Respiratory Medicine: 106197 to 106197 [PMC free article: PMC7573668] [PubMed: 33120193]

  • Dennis, Andrea, Wamil, Malgorzata, Kapur, Sandeep et al (2020) Multi-organ impairment in low-risk individuals with long COVID. medRxiv: 2020101420212555

  • Eiros, Rocio, Perez Manuel, Barreiro-Perez, Garcia Ana, Martin-Garcia et al Pericarditis and myocarditis long after SARS-CoV-2 infection: a cross-sectional descriptive study in health-care workers. medrxiv preprint

  • Frija-Masson, Justine, Debray, Marie-Pierre, Gilbert, Marie et al (2020) Functional characteristics of patients with SARS-CoV-2 pneumonia at 30 days post-infection. Eur. respir. j 56(2) [PMC free article: PMC7301832] [PubMed: 32554533]

  • Greenhalgh, T; Ladds, E; Knight, M ‘Long Covid’: evidence, recommendations and priority research.

  • Hacettepe, University (2020) Investigation of Validity and Reliability of Post-COVID-19 Functional Status Scale. clinicaltrials​.gov

  • Huang, Lu, Zhao, Peijun, Tang, Dazhong et al (2020) Cardiac Involvement in Patients Recovered From COVID-2019 Identified Using Magnetic Resonance Imaging. JACC. Cardiovascular imaging [PMC free article: PMC7214335] [PubMed: 32763118]

  • Huang, Yiying, Tan, Cuiyan, Wu, Jian et al (2020) Impact of coronavirus disease 2019 on pulmonary function in early convalescence phase. Respiratory research 21(1): 163 [PMC free article: PMC7323373] [PubMed: 32600344]

  • Mazza, Mario Gennaro, De Lorenzo, Rebecca, Conte, Caterina et al (2020) Anxiety and depression in COVID-19 survivors: Role of inflammatory and clinical predictors. Brain, behavior, and immunity 89: 594 to 600 [PMC free article: PMC7390748] [PubMed: 32738287]

  • Podlasin, Regina B, Kowalska, Justyna D, Pihowicz, Andrzej et al (2020) How to follow-up a patient who received tocilizumab in severe COVID-19: a case report. European journal of medical research 25(1): 37 [PMC free article: PMC7450912] [PubMed: 32854774]

  • Raman, Mp, Cassar, Em, Tunnicliffe et al (2020) Medium-term effects of SARS-CoV-2 infection on multiple vital organs, exercise capacity, cognition, quality of life and mental health, post-hospital discharge. [PMC free article: PMC7808914] [PubMed: 33490928]

  • Savarraj, Jude PJ, Burkett, Angela B., Hinds, Sarah N. et al (2020) Three-month outcomes in hospitalized COVID-19 patients. medRxiv: 2020101620211029

  • Savastano, Alfonso, Crincoli, Emanuele, Savastano, Maria Cristina et al (2020) Peripapillary Retinal Vascular Involvement in Early Post-COVID-19 Patients. Journal of clinical medicine 9(9) [PMC free article: PMC7565672] [PubMed: 32911619]

  • Sonnweber, T., Boehm, A., Sahanic, S. et al (2020) Persisting alterations of iron homeostasis in COVID-19 are associated with non-resolving lung pathologies and poor patients’ performance: a prospective observational cohort study. Respiratory Research 21(1): 276 [PMC free article: PMC7575703] [PubMed: 33087116]

  • Zhao, Yu-Miao, Shang, Yao-Min, Song, Wen-Bin et al (2020) Follow-up study of the pulmonary function and related physiological characteristics of COVID-19 survivors three months after recovery. EClinicalMedicine 25: 100463 [PMC free article: PMC7361108] [PubMed: 32838236]

Appendix 6. Evidence tables

Aliae 2020 (PDF, 175K)

Arnold 2020 (PDF, 187K)

D’Cruz 2020 (PDF, 169K)

Daher 2020 (PDF, 193K)

Dennis 2020 (PDF, 226K)

Frija-Masson 2020 (PDF, 184K)

Eiros 2020 (PDF, 238K)

Huang 2020a (PDF, 142K)

Huang 2020b (PDF, 144K)

Mazza 2020 (PDF, 178K)

Podlasin 2020 (PDF, 144K)

Raman 2020 (PDF, 206K)

Savastano 2020 (PDF, 197K)

Savarraj 2020 (PDF, 160K)

Sonnweber 2020 (PDF, 182K)

Valiente De-Santis 2020 (PDF, 191K)

Zhao 2020 (PDF, 161K)

Greenhalgh 2020a (PDF, 148K)

Appendix 7. Excluded studies

Please refer to the full list of excluded studies for this guideline.

Appendix 8. Supporting evidence

Spruit 2020 (PDF, 130K)