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Cover of Treatment for early rectal cancer

Treatment for early rectal cancer

Colorectal cancer (update)

Evidence review C1

NICE Guideline, No. 151

Authors

.

London: National Institute for Health and Care Excellence (NICE); .
ISBN-13: 978-1-4731-3657-1
Copyright © NICE 2020.

Treatment for early rectal cancer

This evidence review supports recommendations 1.3.1 to 1.3.2.

Review question

What is the most effective treatment for early rectal cancer?

Introduction

Early rectal cancer is defined as a TNM classification of T1 or T2, N0 and M0 (National Comprehensive Cancer Network 2010). Currently, there is wide variation in practice in treatments for early rectal cancer. While treatment for early rectal cancer has typically involved anterior or abdominoperineal resection, local excision treatments have been shown to be promising for some cases of early rectal cancer (Park 2012). Minimally invasive procedures such as local excision may prevent the potential morbidity and mortality of more invasive procedures, and also result in improved rates of quality of life (Park 2012). Therefore, the aim of this review was to determine the most effective treatment for early rectal cancer.

Summary of the protocol

Please see Table 1 for a summary of the population, intervention, comparison and outcomes (PICO) characteristics of this review.

For further details see the review protocol in appendix A.

Methods and process

This evidence review was developed using the methods and process described in Developing NICE guidelines: the manual 2014. Methods specific to this review question are described in the review protocol in appendix A.

Declarations of interest were recorded according to NICE’s 2014 conflicts of interest policy until 31 March 2018. From 1 April 2018, declarations of interest were recorded according to NICE’s 2018 conflicts of interest policy. Those interests declared until April 2018 were reclassified according to NICE’s 2018 conflicts of interest policy (see Register of Interests).

Clinical evidence

Included studies

Nine publications from 4 RCTs and 5 retrospective cohort studies were included in this review (Barendse 2018; Chakravarti 1999; Chen 2012; Kawaguti 2014; Kiriyami 2011; Lezoche 2012; Park 2013; Winde 1997; Yan 2013).

The included studies are summarised in Table 2.

Three RCTs (Chen 2012; Lezoche 2012; Winde 1997) compared total mesorectal excision to transanal excision. One cohort study compared endoscopic resection to transanal excision (Chakravarti 1999). Four cohort studies compared transanal excision with external radiotherapy or chemoradiotherapy to transanal excision alone (Kawaguti 2014; Kiriyami 2011; Park 2013; Yan 2013).

See the literature search strategy in appendix B and study selection flow chart in appendix C.

Excluded studies

Studies not included in this review with reasons for their exclusions are provided in appendix K.

Summary of clinical studies included in the evidence review

A summary of the studies that were included in this review are presented in Table 2.

See the full evidence tables in appendix D and the forest plots in appendix E.

Quality assessment of clinical outcomes included in the evidence review

See the clinical evidence profiles in appendix F.

Economic evidence

Included studies

A systematic review of the economic literature was conducted but no economic studies were identified which were applicable to this review question.

Excluded studies

A global search of economic evidence was undertaken for all review questions in this guideline. See Supplement 2 for further information.

Economic model

No economic modelling was undertaken for this review because the committee agreed that other topics were higher priorities for economic evaluation.

Evidence statements

Clinical evidence statements
Comparison 1: Total mesorectal excision versus transanal excision
Critical outcomes
Overall survival
  • Low quality evidence from 2 RCTs (N=153; median follow-up 3.6 to 9.6 years) showed no clinically important difference in overall survival between receiving total mesorectal excision compared to transanal excision in people with early rectal cancer.
  • Low quality evidence from 1 RCT (N=60; median follow-up 18 months) reports no deaths in either arm when comparing total mesorectal excision to transanal excision in people with early rectal cancer.
Local recurrence
  • Low quality evidence from 1 RCT (N=60; median follow-up 1.5 years) showed no clinically important difference in local recurrence free survival between receiving total mesorectal excision compared to transanal excision in people with early rectal cancer.
  • Very low quality evidence from 2 RCTs (N=153; mean/median follow-up 3.6 to 9.6 years) showed no clinically important difference in local recurrence rate between receiving total mesorectal excision compared to transanal excision in people with early rectal cancer.
Overall quality of life

No evidence was identified to inform this outcome.

Important outcomes
Disease-free survival
  • Low quality evidence from 1 RCT (N=100; median follow-up 9.6 years) showed no clinically important difference in disease-free survival between receiving total mesorectal excision compared to transanal excision in people with early rectal cancer.
Mortality (within 90 days)
  • Low quality evidence from 1 RCT (N=100) showed no clinically important difference in mortality (within 30 day timeframe) between receiving total mesorectal excision compared to transanal excision in people with early rectal cancer.
Grade 3 or 4 treatment complications
  • Low quality evidence from 1 RCT (N=100) showed no clinically important difference in perianal phlegmon or pelvic perionitis between receiving total mesorectal excision compared to transanal excision in people with early rectal cancer.
  • Low quality evidence from 1 RCT (N=60) showed no clinically important difference in rectal perforation between receiving total mesorectal excision compared to transanal excision in people with early rectal cancer.
  • Low quality evidence from 1 RCT (N=53) showed no clinically important difference in peritoneal perforation between receiving total mesorectal excision compared to transanal excision in people with early rectal cancer.
  • Low quality evidence from 1 RCT (N=60) showed no clinically important difference in major bleeding (> 200 mL) between receiving total mesorectal excision compared to transanal excision in people with early rectal cancer.
  • Low quality evidence from 1 RCT (N=53) showed no clinically important difference in ischemic compartment syndrome of the lower leg between receiving total mesorectal excision compared to transanal excision in people with early rectal cancer.
Comparison 2: Endoscopic resection versus transanal excision
Critical outcomes
Overall survival
  • There were no events in 1 RCT (N=176; follow-up >4 years [mean/median follow-up not reported]); quality of evidence and relative effect were not estimable.
  • There were no events in 1 cohort study (N=24; median follow-up 5 years); quality of evidence and relative effect were not estimable.
  • There were no events in 1 cohort study (N=63; median follow-up 1.6 to 2.4 years); quality of evidence and relative effect were not estimable.
  • There were no events in 1 cohort study (N=63; median follow-up 1.7 to 2.3 years); quality of evidence and relative effect were not estimable.
  • There were no events in 1 cohort study (N=54; median follow-up 1.3 to 2.3 years); quality of evidence and relative effect were not estimable.
Local recurrence
  • Low quality evidence from 1 RCT (N=176; mean/median follow-up not reported) showed no clinically important difference in local recurrence rates between endoscopic resection compared to transanal excision in people with early rectal cancer.
  • Very low quality evidence from 1 cohort study (N=24; median follow-up 5 years) showed no clinically important difference in local recurrence rates between endoscopic resection compared to transanal excision in people with early rectal cancer.
  • Very low quality evidence from 1 cohort study (N=63; median follow-up 4.6 years) showed a clinically important decrease in local recurrence rates between endoscopic resection compared to transanal excision in people with early rectal cancer.
  • There were no events in 1 cohort study (N=63; median follow-up 1.7 to 2.3 years); quality of evidence and relative effect were not estimable.
  • There were no events in 1 cohort study (N=54; median follow-up 1.3 to 2.3 years); quality of evidence and relative effect were not estimable.
Overall quality of life

No evidence was identified to inform this outcome.

Important outcomes
Disease-free survival

No evidence was identified to inform this outcome.

Mortality (within 90 days)

No evidence was identified to inform this outcome.

Grade 3 or 4 treatment complications
  • Very low quality evidence from 1 cohort study (N=24) showed no clinically important difference in pneumothorax between endoscopic resection compared to transanal excision in people with early rectal cancer.
  • Very low quality evidence from 1 cohort study (N=54) showed no clinically important difference in rectal perforation between endoscopic resection compared to transanal excision in people with early rectal cancer.
  • Very low quality evidence from 1 cohort study (N=24) showed no clinically important difference in peritoneal perforation between endoscopic resection compared to transanal excision in people with early rectal cancer.
  • Very low quality evidence from 1 cohort study (N=24) showed no clinically important difference in pneumoperitoneum between endoscopic resection compared to transanal excision in people with early rectal cancer.
  • Very low quality evidence from 1 cohort study (N=63) showed no clinically important difference in pneumoperitoneum between endoscopic resection compared to transanal excision in people with early rectal cancer.
  • Very low quality evidence from 1 cohort study (N=63) showed no clinically important difference in perforation/postoperative leakage between endoscopic resection compared to transanal excision in people with early rectal cancer.
Comparison 3: Transanal excision with external radiotherapy or chemoradiotherapy versus transanal excision alone
Critical outcomes
Overall survival

No evidence was identified to inform this outcome.

Local recurrence
  • Very low quality evidence from 1 cohort study (N=99; median follow-up 4.3 years) showed no clinically important difference in local recurrence free survival between receiving transanal excision with external radiotherapy or chemoradiotherapy compared to transanal excision alone in people with early rectal cancer.
Overall quality of life

No evidence was identified to inform this outcome.

Important outcomes
Disease-free survival

No evidence was identified to inform this outcome.

Mortality (within 90 days)

No evidence was identified to inform this outcome.

Grade 3 or 4 complications

No evidence was identified to inform this outcome.

Comparison 4: Internal radiotherapy versus transanal excision

No evidence was identified to inform this comparison.

Comparison 5: Total mesorectal excision versus endoscopic resection

No evidence was identified to inform this comparison.

Comparison 6: Total mesorectal excision versus internal radiotherapy

No evidence was identified to inform this comparison.

Comparison 7: Endoscopic resection versus external radiotherapy or chemoradiotherapy with or without surgery

No evidence was identified to inform this comparison.

Comparison 8: Endoscopic resection versus internal radiotherapy

No evidence was identified to inform this comparison.

Comparison 9: Total mesorectal excision versus internal radiotherapy

No evidence was identified to inform this comparison.

Comparison 10: External radiotherapy or chemoradiotherapy with or without surgery versus internal radiotherapy

No evidence was identified to inform this comparison.

Economic evidence statements

No economic evidence was identified which was applicable to this review question.

The committee’s discussion of the evidence

Interpreting the evidence
The outcomes that matter most

Overall survival and local recurrence were considered critical outcomes for decision making because local recurrence suggests ineffective treatment of the early rectal cancer, potentially requiring further treatment and affecting overall survival. Overall quality of life was also a critical outcome because of the impact of disease recurrence on patients and the potential long term adverse effects of the treatments considered.

Disease-free survival and treatment complications were considered important outcomes.

The quality of the evidence

Evidence was available for the comparison of total mesorectal excision versus transanal excision, endoscopic resection versus transanal excision, transanal excision versus external radiotherapy or chemoradiotherapy. No evidence was found comparing internal radiotherapy versus transanal excision, total mesorectal excision versus endoscopic resection, total mesorectal excision versus internal radiotherapy, endoscopic resection versus external radiotherapy or chemoradiotherapy with or without surgery, endoscopic resection versus internal radiotherapy, total mesorectal excision versus internal radiotherapy, or external radiotherapy or chemoradiotherapy with or without surgery versus internal radiotherapy. A network meta-analysis was considered but was not possible due to the limited available evidence and the limitations in the evidence discussed below.

Evidence was available for all of the outcomes except quality of life. The quality of the evidence was assessed using GRADE and varied from low to very low quality. The quality of evidence was most often downgraded because of methodological limitations affecting the risk of bias, indirectness of the study population, and imprecision around the risk estimate.

Methodological limitations affecting the risk of bias were generally attributable to lack of or unclear randomisation, allocation and outcome assessment blinding, and lack of controlling for confounders. Indirectness of the study population was attributable to a proportion of the sample having lymphatic involvement at baseline. Uncertainty around the risk estimate was generally attributable to low event rates and small sample sizes.

The largest of the included RCTs was a non-inferiority trial and not powered to determine the most effective treatment. Given that, even when pooled together, the remaining studies had much smaller sample sizes than this trial, the committee was unable to conclude with confidence whether one treatment was better than the other.

The quality of the evidence for some of the outcomes was not assessable due to the data being presented as medians or zero events in both treatment arms.

The low quality of the evidence, and lack of evidence for many comparisons, affected the decision-making and the strength of the recommendations as there was insufficient evidence to recommend one type of treatment over another.

Benefits and harms

While the evidence did not favour one treatment over the other, the committee were aware of risks and benefits of each approach.

TAE, including transanal minimally invasive surgery (TAMIS) and transanal endoscopic microsurgery (TEMS), needs a general anaesthetic, may require conversion to an open or laparoscopic procedure and may have postoperative complications. However, benefits include it being a minimally invasive procedure (no external scars) requiring no resection of the bowel, and therefore better functional results, shorter hospital stay and the avoidance of a stoma. It also allows for a full thickness excision of the lesion.

ESD may need further surgery depending on histology and prevents a full thickness excision. However, benefits include the fact that it is a minimally invasive procedure that can be performed with sedation instead of general anaesthesia, does not require the resection of the bowel and therefore has better functional results, has shorter hospital stays (can be performed as a day case) and avoids the need for a stoma.

TME may require conversion to an open procedure, have significant postoperative complications, including anastomotic leak, pelvic abscess, anastomotic stricture and bleeding, injury to neighbouring structures, require a potentially permanent stoma, lead to incisional hernia, adhesions, sexual and bowel dysfunction and require a longer hospital stay. However, while TME is associated with higher morbidity, it can give better curative results as it also removes lymph nodes which allows for accurate staging of the cancer and whether adjuvant treatment is required. Furthermore TME can be done with a minimally invasive technique (laparoscopic or robotic).

The committee highlighted that the key point on deciding which technique to use is the risk of residual disease, specifically, lymph node involvement. A local excision (TAE and ESD) will not remove the lymph nodes whereas a TME does. Furthermore, until the lesion is resected, staging is based on radiological investigations. From their clinical experience, the committee noted that most patients would favour a local excision over a TME. However, if histological features of the local excision specimen determine a high risk of nodal disease, then a TME procedure would subsequently be recommended. Additionally, TME may be discussed from the outset if initial staging scans indicate the need for a more invasive procedure or the patient indicates interest for a single, definitive procedure.

The committee considered that a potential benefit of the recommendations could be the increased use of TEM or ESD, with fewer treatment-related adverse events than TME. Potential risks include over-treatment with TME, or radiotherapy, and contention over the effectiveness of treatments. The committee balanced these harms against the benefits by recommending a discussion of the likely implications of treatments to help patients bring their own values and preferences into the treatment decision. Because the evidence did not favour one treatment option over another one, a shared decision about which treatment to have should be based on the person’s preferences, taking into consideration the implications of each of these treatments, including potential benefits, risks and practical factors.

No evidence was available on the effectiveness of preoperative radiotherapy for people with early rectal cancer. Based on the committee’s expertise, they made a consensus recommendation about not offering preoperative radiotherapy for these people unless in a context of a clinical trial. The committee was aware of the ongoing STAR-TREC trial comparing total mesorectal excision to either long-course or shortcourse chemoradiotherapy.

Cost effectiveness and resource use

A systematic review of the economic literature was conducted but no relevant studies were identified which were applicable to this review question.

The recommendations partly reflect current practice as the three options that have been recommended (ESD, TAE [including TAMIS and TEMS] and TME) are the treatments that are most frequently used. However, while the recommendation does not suggest a preference for one technique other another, it is possible that it may result in the increased use of ESD. An increase in resources may be required to provide ESD in centres where it is not currently available. This could include the cost of training staff as well as the equipment costs. However, it’s unlikely to require a substantial increase in resources as many centres are likely to continue using other techniques.

Other factors the committee took into account

No areas of the review or recommendations need specific attention with regard to equalities issues.

Given the low quality of the published evidence the committee discussed making research recommendations about the effects of interventions for early rectal cancer on patient-reported quality of life and about how interventions could be selected for patients. Following their discussion the committee decided not to make any research recommendations for this topic, partly because it was not a priority in comparison to the other research topics within this guideline and also because the some of the interventions of interest were already being compared in the ongoing STAR-TREC trial.

References

  • Barendse 2018

    Barendse R, Musters G, de Graaf E, et al. (2018) Randomised controlled trial of transanal endoscopic microsurgery versus endoscopic mucosal resection for large rectal adenomas (TREND Study). Gut 67(5): 837–846 [PubMed: 28659349]
  • Chakravarti 1999

    Chakravarti A, Compton C, Shellito P, et al. (1999) Long-term follow-up of patients with rectal cancer managed by local excision with and without adjuvant irradiation. Annals of Surgery 230(1): 49–54 [PMC free article: PMC1420844] [PubMed: 10400036]
  • Chen 2013

    Chen Y, Liu Z, Zhu K, et al. (2013) Transanal endoscopic microsurgery versus laparoscopic lower anterior resection for the treatment of T1-2 rectal cancers. Hepato-Gastroenterology 60(124): 727–32 [PubMed: 23159393]
  • Kawaguti 2014

    Kawaguti F, Nahas C, Marques C, et al. (2014) Endoscopic submucosal dissection versus transanal endoscopic microsurgery for the treatment of early rectal cancer. Surgical Endoscopy and Other Interventional Techniques 28(4): 1173–1179 [PubMed: 24232053]
  • Kiriyami 2011

    Kiriyama S, Saito Y, Matsuda T, et al. (2011) Comparing endoscopic submucosal dissection with transanal resection for non-invasive rectal tumour: A retrospective study. Journal of Gastroenterology and Hepatology 26(6): 1028–1033 [PubMed: 21299616]
  • Lezoche 2012

    Lezoche E, Baldarelli M, Lezoche G, et al. (2012) Randomized clinical trial of endoluminal locoregional resection versus laparoscopic total mesorectal excision for T2 rectal cancer after neoadjuvant therapy. British Journal of Surgery 99(9): 1211–1218 [PubMed: 22864880]
  • National Comprehensive Cancer Network 2010

    National Comprehensive Cancer Network (2010) National Comprehensive Cancer Network Clinical Practice Guidelines in Oncology: Rectal Cancer. Version 1
  • Park 2012

    Park S, Min Y, Shin J, et al. (2012) Endoscopic submucosal dissection or transanal endoscopic microsurgery for nonpolypoid rectal high grade dysplasia and submucosa-invading rectal cancer. Endoscopy 44(11): 1031–1036 [PubMed: 23012217]
  • Winde 1997

    Winde G, Blasius G, Herwig R, et al. (1997) Benefit in therapy of superficial rectal neoplasms objectivized: Transanal endoscopic microsurgery (TEM) compared to surgical standards. Minimally Invasive Therapy and Allied Technologies 6(4): 315–323
  • Yan 2016

    Yan F, Lou Z, Hu S, et al. (2016) Endoscopic submucosal dissection versus transanal local excision for rectal carcinoid: A comparative study. World Journal of Surgical Oncology 14(1): 162 [PMC free article: PMC4915057] [PubMed: 27324379]

Appendices

Appendix A. Review protocol

Review protocol for review question: What is the most effective treatment for early rectal cancer?

Table 3Review protocol for effective treatment for early rectal cancer

Field (based on PRISMA-P)Content
Review question in guidelineWhat is the most effective treatment for early rectal cancer?
Type of review questionIntervention
Objective of the reviewTo determine the most effective treatment for early rectal cancer.
Eligibility criteria – population/disease/condition/issue/domain

Adults with early rectal cancer

Early rectal cancer defined by the guideline committee according to the TNM classification as:

  • T1 or T2
  • N0
  • M0
Tumour staging determined by ultrasound or MRI.

Rectal cancer defined as any tumour within 15 cm from anal verge excluding anal canal.

Eligibility criteria – intervention(s)/exposure(s)/prognostic factor(s)
  • Transanal excision (TAE) (for example transanal endoscopic microsurgery [TEM/TEMS], transanal resection of tumour [TART], transanal minimally invasive surgery [TAMIS])
  • Total mesorectal excision (TME) (for example anterior resection, abdominoperineal resection)
  • Endoscopic resection (for example polypectomy, endoscopic submucosal dissection [ESD], endoscopic mucosal resection [EMR])
  • External radiotherapy or chemoradiotherapy with or without surgery
    • Short-course
    • Long-course
  • Internal radiotherapy
    • Contact
    • Brachytherapy
Eligibility criteria – comparator(s)/control or reference (gold) standardComparing interventions to each other
Outcomes and prioritisationCritical outcomes:
  • Overall survival (MID: statistical significance)
  • Local recurrence rate (MID: statistical significance)
  • Overall quality of life measured using validated scales (MID: published MIDs from literature, see below)
Important outcomes:
  • Disease-free survival (MID: statistical significance)
  • Mortality (within 90 days) (MID: statistical significance)
  • Grade 3 or 4 complications (i.e. re-intervention or multi-organ failure) (MID: statistical significance)
Quality of Life MIDs from the literature:
  • EORTC QLQ-C30: 5 points
  • EORTC QLQ-CR29: 5 points
  • EORTC QLQ-CR38: 5 points
  • EQ-5D: 0.09 using FACT-G quintiles
  • FACT-C: 5 points
  • FACT-G: 5 points
  • 12 Item Short Form Survey (SF-12): >3.77 for the mental component summary (MCS) and >3.29 for the physical component summary (PCS)
  • 36 Item Short Form Survey (SF-36): >7.1 for the physical functioning scale, >4.9 for the bodily pain scale, and >7.2 for the physical component summary
Eligibility criteria – study design
  • Systematic reviews of RCTs
  • RCTs
  • Comparative observational studies (if insufficient RCTs for the critical outcomes)
Other inclusion exclusion criteriaInclusion:
  • English-language
  • All settings will be considered that consider medications and treatments available in the UK
  • Studies published post 1997
Observational studies should include multivariate analysis controlling for the following confounding factors:
  • Age
  • Performance status
  • Tumour location
  • Clinical stage
  • Tumour grade
  • Lymphovascular invasion (for surgery studies)
  • Perineural invasion (for surgery studies)
  • Completeness of resection (for surgery studies)
  • Tumour size (for surgery studies)
Studies conducted post 1997 will be considered for this review question because the guideline committee considered that treatment techniques have evolved and evidence prior to 1997 would not be relevant any longer.
Proposed sensitivity/sub-group analysis, or meta-regressionIn case of heterogeneity, the following subgroup analyses will be conducted:
  • Tumour stage 1 or 2
  • Age
Selection process – duplicate screening/selection/analysis

Sifting, data extraction, appraisal of methodological quality and GRADE assessment will be performed by the systematic reviewer. Resolution of any disputes will be with the senior systematic reviewer and the Topic Advisor. Quality control will be performed by the senior systematic reviewer.

Dual sifting will be undertaken for this question for a random 10% sample of the titles and abstracts identified by the search.

Data management (software)

Pairwise meta-analyses will be performed using Cochrane Review Manager (RevMan5).

‘GRADEpro’ will be used to assess the quality of evidence for each outcome.

NGA STAR software will be used for study sifting, data extraction, recording quality assessment using checklists and generating bibliographies/citations.

Information sources – databases and dates

Potential sources to be searched (to be confirmed by the Information Scientist): Medline, Medline In-Process, CCTR, CDSR, DARE, HTA, Embase

Limits (e.g. date, study design):

  • Apply standard animal/non-English language exclusion
  • Limit to RCTs and systematic reviews in first in-stance, but download all results
  • Dates: from 1997

Identify if an updateNot an update
Author contacts

https://www​.nice.org​.uk/guidance/indevelopment/gid-ng10060

Developer: NGA

Highlight if amendment to previous protocolFor details please see section 4.5 of Developing NICE guidelines: the manual
Search strategy – for one databaseFor details please see appendix B
Data collection process – forms/duplicateA standardised evidence table format will be used, and published as appendix D (clinical evidence tables) or H (economic evidence tables).
Data items – define all variables to be collectedFor details please see evidence tables in appendix D (clinical evidence tables) or H (economic evidence tables).
Methods for assessing bias at outcome/study level

Standard study checklists were used to critically appraise individual studies. For details please see section 6.2 of Developing NICE guidelines: the manual

Appraisal of methodological quality:

The methodological quality of each study will be assessed using an appropriate checklist:

  • ROBIS for systematic reviews
  • Cochrane risk of bias tool for RCTs
  • ROBINS-I for non-randomised studies
The quality of the evidence for an outcome (i.e. across studies) will be assessed using GRADE.

The risk of bias across all available evidence was evaluated for each outcome using an adaptation of the ‘Grading of Recommendations Assessment, Development and Evaluation (GRADE) toolbox’ developed by the international GRADE working group http://www​.gradeworkinggroup.org/

Criteria for quantitative synthesis (where suitable)For details please see section 6.4 of Developing NICE guidelines: the manual
Methods for analysis – combining studies and exploring (in)consistency

Synthesis of data:

Pairwise meta-analysis of randomised trials will be conducted where appropriate.

When meta-analysing continuous data, final and change scores will be pooled if baselines are comparable. If any studies report both, the method used in the majority of studies will be analysed.

MIDs:

The guideline committee identified statistically significant differences as appropriate indicators for clinical significance for all outcomes except quality of life for which published MIDs from literature will be used (see outcomes section for more information).

Meta-bias assessment – publication bias, selective reporting bias

For details please see section 6.2 of Developing NICE guidelines: the manual

If sufficient relevant RCT evidence is available, publication bias will be explored using RevMan software to examine funnel plots.

Assessment of confidence in cumulative evidenceFor details please see sections 6.4 and 9.1 of Developing NICE guidelines: the manual
Rationale/context – Current managementFor details please see the introduction to the evidence review.
Describe contributions of authors and guarantor

A multidisciplinary committee developed the guideline. The committee was convened by The National Guideline Alliance and chaired by Peter Hoskin in line with section 3 of Developing NICE guidelines: the manual.

Staff from The National Guideline Alliance under-took systematic literature searches, appraised the evidence, conducted meta-analysis and cost-effectiveness analysis where appropriate, and drafted the guideline in collaboration with the committee. For details please see Supplement 1: methods.

Sources of funding/supportThe NGA is funded by NICE and hosted by the Royal College of Obstetricians and Gynaecologists
Name of sponsorThe NGA is funded by NICE and hosted by the Royal College of Obstetricians and Gynaecologists
Roles of sponsorNICE funds the NGA to develop guidelines for those working in the NHS, public health, and social care in England
PROSPERO registration numberNot registered

CCTR: Cochrane Central Register of Controlled Trials; CDSR: Cochrane Database of Systematic Reviews; DARE: Database of Abstracts of Reviews of Effects; EQ-5D: EuroQol five dimensions questionnaire; EORTC QLQ-C30: European Organisation for Research and Treatment of Cancer Quality of Life Questionnaire Core 30 Items; EORTC QLQ-CR29: European Organisation for Research and Treatment of Cancer Quality of Life Questionnaire colorectal cancer module (29 items); EORTC QLQ-CR38: European Organisation for Research and Treatment of Cancer Quality of Life Questionnaire colorectal cancer module (38 items); FACT-C: Functional Assessment of Cancer Therapy questionnaire (colorectal cancer); FACT-G: Functional Assessment of Cancer Therapy questionnaire (general); GRADE: Grading of Recommendations Assessment, Development and Evaluation; HTA: Health Technology Assessment; M0: distant metastasis stage; MID: minimal important difference; MRI: magnetic resonance imaging; NGA: National Guideline Alliance; NHS: National Health Service; NICE: National Institute for Health and Care Excellence; PRISMA-P: Preferred Reporting Items for Systematic review and Meta-Analysis Protocols; PROSPERO: International prospective register of systematic review; RCT: randomised controlled trial; ROBINS-I: a tool for assessing risk of bias in non-randomised studies of interventions; ROBIS: a tool for assessing risk of bias in systematic reviews; TNM: cancer classification system standing for tumour, node, metastasis

Appendix B. Literature search strategies

Literature search strategies for review question: What is the most effective treatment for early rectal cancer?

A combined search was conducted for the following three review questions:

  • What is the most effective treatment for early rectal cancer?
  • What is the effectiveness of preoperative radiotherapy or chemoradiotherapy for rectal cancer?
  • What is the optimal surgical technique for rectal cancer?

Database: Embase/Medline

Last searched on: 12/02/2019

#Search
1exp Rectal Neoplasms/ use prmz
2*rectum cancer/ or *rectum tumour/
32 use oemezd
4exp Adenocarcinoma/
5(T1 or T2 or N0 or M0).ti,ab.
61 or 3
74 or 5
86 and 7
9((rectal or rectum) adj3 (cancer* or neoplas* or malignan* or tumo?r* or carcinom* or adeno*)).ti,ab.
10early rect* cancer.ti,ab.
116 or 8 or 9 or 10
12exp radiotherapy/ or exp radiation oncology/ or exp external beam radiotherapy/ or exp Brachytherapy/ or exp preoperative care/ or exp neoadjuvant therapy/ or exp multimodality cancer therapy/ or exp chemotherapy/ or exp antineo-plastic agent/ or exp drug therapy/ or exp chemoradiotherapy/ or exp fluorouracil/ or exp folinic acid/ or exp capecitabine/ or exp oxaliplatin/ or exp bevacizumab/ or exp methotrexate/ or exp radiation dose fractionation/ or exp tumour recurrence/
1312 use oemezd
14exp Radiotherapy/ or exp Radiation Oncology/ or exp Radiotherapy, Computer-Assisted/ or exp Brachytherapy/ or exp Preoperative Care/ or exp Neoadjuvant Therapy/ or exp Combined Modality Therapy/ or exp Chemoradiotherapy/ or exp Antineoplastic Combined Chemotherapy Protocols/ or exp Drug Therapy/ or exp Antineoplastic Agents/ or exp Fluorouracil/ or exp Leucovorin/ or exp Capecitabine/ or exp Bevacizumab/ or exp Methotrexate/ or exp Dose Fractionation/
1514 use prmz
16((radiotherap* or chemoradio* or radiation or brachytherapy* or chemotherapy*) adj (pre?op* or preop* or periop* or neoadjuvant)).ti,ab.
17(5-fluorouracil or 5-FU or leucovorin or folinic acid or capecitabine or oxaliplatin or bevacizumab or methotrexate or dose* or fraction* or recurren*).ti,ab.
1813 or 15 or 16 or 17
19exp Laparoscopy/ or exp Transanal Endoscopic Microsurgery/ or exp Minimally Invasive Surgical Procedures/ or exp Endoscopy/ or exp Endoscopic Mucosal Resection/ or exp Surgical Procedures, Operative/ or exp Robotic Surgical Procedures/ or exp Surgery, Computer-Assisted/ or exp Dissection/
2019 use prmz
21exp laparoscopy/ or exp endoscopic surgery/ or exp transanal endoscopic microsurgery/ or exp endoscopy/ or exp minimally invasive surgery/ or exp endoscopic mucosal resection/ or exp surgery/ or exp robotic surgical procedure/ or exp computer assisted surgery/ or exp dissection/ or exp total mesorectal excision/ or exp excision/ or exp rectum resection/ or exp endoscopic polypectomy/ or exp polypectomy/ or exp endoscopic submucosal dissection/
2221 use oemezd
23(laparoscop* or endoscop* or transanal excision* or TAE or transanal endoscopic microsurger* or TEM or TEMS or transanal resection or TART or transanal minimally invasive surger* or TAMIS or total mesorectal excision* or TaTME or transanal total mesorectal excision* or TME or anterior resection* or abdominoperineal resection* or endoscopic resection* or polypectomy or endoscopic submucosal dissection* or ESD or endoscopic mucosal resection* or EMR or surger* or surgic* or operat*).ti,ab.
2420 or 22 or 23
2511 and 18
2611 and 18 and 24
2725 or 26
28limit 27 to english language
29limit 28 to yr=“1997 -Current”
30(conference abstract or letter).pt. or letter/ or editorial.pt. or note.pt. or case report/ or case study/ use oemezd
31Letter/ or editorial/ or news/ or historical article/ or anecdotes as topic/ or comment/ or case report/ use prmz
32(letter or comment* or abstracts).ti.
33or/30–32
34randomized controlled trial/ use prmz
35randomized controlled trial/ use oemezd
36random*.ti,ab.
37or/34–36
3833 not 37
39(animals/ not humans/) or exp animals, laboratory/ or exp animal experimentation/ or exp models, animal/ or exp rodentia/ use prmz
40(animal/ not human/) or nonhuman/ or exp animal experiment/ or exp experimental animal/ or animal model/ or exp rodent/ use oemezd
41(rat or rats or mouse or mice).ti.
4238 or 39 or 40 or 41
4329 not 42
44clinical Trials as topic.sh. or (controlled clinical trial or pragmatic clinical trial or randomized controlled trial).pt. or (placebo or randomi#ed or randomly).ab. or trial.ti.
4544 use prmz
46crossover procedure/ or double blind procedure/ or randomized controlled trial/ or single blind procedure/ or (assign* or allocat* or crossover* or cross over* or ((doubl* or singl*) adj blind*) or factorial* or placebo* or random* or volunteer*).ti,ab.
4746 use oemezd
48or/45,47
4943 and 48
50epidemiologic studies/ or observational study/ or case control studies/ or retrospective studies/ or cohort studies/ or longitudinal studies/ or follow-up studies/ or prospective studies/ or cross-sectional studies/
5150 use prmz
52exp observational study/ or exp case control study/ or exp retrospective study/ or exp cohort analysis/ or exp longitudinal study/ or exp follow up/ or exp prospective study/ or exp cross-sectional study/
5352 use oemezd
54((retrospective* or cohort* or longitudinal or follow?up or prospective or cross section*) adj3 (stud* or research or analys*)).ti.
5551 or 53 or 54
5643 and 55
5749 or 56
5857 not 56
5956 or 58
Database: Cochrane Library

Last searched on: 12/02/2019

#Search
1MeSH descriptor: [Rectal Neoplasms] explode all trees
2MeSH descriptor: [Adenocarcinoma] explode all trees
3T1 or T2 or N0 or M0
4#2 or #3
5#1 and #4
6(rectal or rectum) near (cancer* or neoplas* or malignan* or tumo?r* or carcinom* or adeno*)
7early rect* cancer
8#1 or #5 or #6 or #7
9MeSH descriptor: [Radiotherapy] explode all trees
10MeSH descriptor: [Radiation Oncology] explode all trees
11MeSH descriptor: [Radiotherapy, Computer-Assisted] explode all trees
12MeSH descriptor: [Brachytherapy] explode all trees
13MeSH descriptor: [Preoperative Care] explode all trees
14MeSH descriptor: [Neoadjuvant Therapy] explode all trees
15MeSH descriptor: [Combined Modality Therapy] explode all trees
16MeSH descriptor: [Chemoradiotherapy] explode all trees
17MeSH descriptor: [Antineoplastic Combined Chemotherapy Protocols] explode all trees
18MeSH descriptor: [Drug Therapy] explode all trees
19MeSH descriptor: [Antineoplastic Agents] explode all trees
20MeSH descriptor: [Fluorouracil] explode all trees
21MeSH descriptor: [Capecitabine] explode all trees
22MeSH descriptor: [Bevacizumab] explode all trees
23MeSH descriptor: [Methotrexate] explode all trees
24MeSH descriptor: [Dose Fractionation] explode all trees
25(radiotherap* or chemoradio* or radiation or brachytherapy* or chemotherapy*) near (pre?op* or preop* or periop* or neoadjuvant)
265-fluorouracil or 5-FU or leucovorin or folinic acid or capecitabine or oxaliplatin or bevacizumab or methotrexate or dose* or fraction* or recurren*
27#9 or #10 or #11 or #12 or #13 or #14 or #15 or #16 or #17 or #18 or #19 or #20 or #21 or #22 or #23 or #24 or #25 or #26
28MeSH descriptor: [Laparoscopy] explode all trees
29MeSH descriptor: [Transanal Endoscopic Microsurgery] explode all trees
30MeSH descriptor: [Minimally Invasive Surgical Procedures] explode all trees
31MeSH descriptor: [Endoscopy] explode all trees
32MeSH descriptor: [Endoscopic Mucosal Resection] explode all trees
33MeSH descriptor: [Surgical Procedures, Operative] explode all trees
34MeSH descriptor: [Robotic Surgical Procedures] explode all trees
35MeSH descriptor: [Surgery, Computer-Assisted] explode all trees
36MeSH descriptor: [Dissection] explode all trees
37laparoscop* or endoscop* or transanal excision* or TAE or transanal endoscopic microsurger* or TEM or TEMS or transanal resection or TART or transanal minimally invasive surger* or TAMIS or total mesorectal excision* or TME or anterior resection* or abdominoperineal resection* or endoscopic resection* or polypectomy or endoscopic submucosal dissection* or ESD or endoscopic mucosal resection* or EMR or surger* or surgic* or operat*
38#28 or #29 or #30 or #31 or #32 or #33 or #34 or #35 or #36 or #37
39#8 and #27
40#8 and #27 and #38
41#39 or #40 Publication Year from 1997 to 2017

Appendix C. Clinical evidence study selection

Clinical evidence study selection for review question: What is the most effective treatment for early rectal cancer?

Figure 1. Study selection flow chart.

Figure 1Study selection flow chart

*The literature search was done for 3 review questions at once including the current review and reviews ‘What is the most effective treatment for early rectal cancer?’ and ‘What is the optimal surgical technique for rectal cancer after preoperative radiotherapy or chemoradiotherapy?’. The number of titles and abstracts identified applies for all three reviews but all the other numbers are applicable to this specific review only. In addition, possibly relevant studies were added from systematic reviews.

Appendix D. Clinical evidence tables

Clinical evidence tables for review question: What is the most effective treatment for early rectal cancer?

Table 4. Clinical evidence tables (PDF, 408K)

Appendix E. Forest plots

Forest plots for review question: What is the most effective treatment for early rectal cancer?

Figure 2. Comparison 1: Total mesorectal excision versus transanal excision – Overall survival (median follow up 9.6 years; mean follow up 3.6 years); event is death from any cause.

Figure 2Comparison 1: Total mesorectal excision versus transanal excision – Overall survival (median follow up 9.6 years; mean follow up 3.6 years); event is death from any cause

CI: confidence interval; O-E: observed minus expected; TEM: transanal endoscopic microsurgery; TME: total mesorectal excision; V: variance

Figure 3. Comparison 1: Total mesorectal excision versus transanal excision – Local recurrence rate (median follow up 1.5 years); event is local recurrence.

Figure 3Comparison 1: Total mesorectal excision versus transanal excision – Local recurrence rate (median follow up 1.5 years); event is local recurrence

CI: confidence interval; M-H: Mantel-Haenszel; TEM: transanal endoscopic microsurgery; TME: total mesorectal excision

Figure 4. Comparison 1: Total mesorectal excision versus transanal excision – Local recurrence rate (median follow up 9.6 years); event is local recurrence.

Figure 4Comparison 1: Total mesorectal excision versus transanal excision – Local recurrence rate (median follow up 9.6 years); event is local recurrence

CI: confidence interval; M-H: Mantel-Haenszel; TEM: transanal endoscopic microsurgery; TME: total mesorectal excision

Figure 5. Comparison 1: Total mesorectal excision versus transanal excision – Disease free survival (median follow up 9.6 years); event is local or distant failure or death.

Figure 5Comparison 1: Total mesorectal excision versus transanal excision – Disease free survival (median follow up 9.6 years); event is local or distant failure or death

Source: CI: confidence interval; (O-E): observed - expected; TEM: transanal endoscopic microsurgery; TME: total mesorectal excision

Figure 6. Comparison 1: Total mesorectal excision versus transanal excision – Mortality within 90 days (timeframe 30 days).

Figure 6Comparison 1: Total mesorectal excision versus transanal excision – Mortality within 90 days (timeframe 30 days)

CI: confidence interval; M-H: Mantel-Haenszel; TEM: transanal endoscopic microsurgery; TME: total mesorectal excision

Figure 7. Comparison 1: Total mesorectal excision versus transanal excision – Grade 3 or 4 treatment complication (perianal phlegmon or pelvic peritonitis).

Figure 7Comparison 1: Total mesorectal excision versus transanal excision – Grade 3 or 4 treatment complication (perianal phlegmon or pelvic peritonitis)

CI: confidence interval; M-H: Mantel-Haenszel; TEM: transanal endoscopic microsurgery; TME: total mesorectal excision

Figure 8. Comparison 1: Total mesorectal excision versus transanal excision – Grade 3 or 4 treatment complications.

Figure 8Comparison 1: Total mesorectal excision versus transanal excision – Grade 3 or 4 treatment complications

CI: confidence interval; TEM: transanal endoscopic microsurgery; TME: total mesorectal excision

Figure 9. Comparison 2: Endoscopic resection versus transanal excision – Local recurrence rate (median follow up 1.3 to 5 years).

Figure 9Comparison 2: Endoscopic resection versus transanal excision – Local recurrence rate (median follow up 1.3 to 5 years)

CI: confidence interval; ESD: endoscopic submucosal dissection; TALE: transanal local excision; TEM: transanal endoscopic microsurgery

Figure 10. Comparison 2: Endoscopic resection versus transanal excision – Local recurrence rate (median follow-up 4.6 years).

Figure 10Comparison 2: Endoscopic resection versus transanal excision – Local recurrence rate (median follow-up 4.6 years)

CI: confidence interval; ESD: endoscopic submucosal dissection; TALE: transanal local excision; TEM: transanal endoscopic microsurgery

Figure 11. Comparison 2: Endoscopic resection versus transanal excision – Local recurrence rate (median follow-up 1.3 to 2.3 years).

Figure 11Comparison 2: Endoscopic resection versus transanal excision – Local recurrence rate (median follow-up 1.3 to 2.3 years)

CI: confidence interval; ESD: endoscopic submucosal dissection; M-H: Mantel-Haenszel; TALE: transanal local excision; TEM: transanal endoscopic microsurgery

Figure 12. Comparison 2: Endoscopic resection versus transanal excision – Grade 3 or 4 treatment complications.

Figure 12Comparison 2: Endoscopic resection versus transanal excision – Grade 3 or 4 treatment complications

CI: confidence interval; ESD: endoscopic submucosal dissection; TEM: transanal endoscopic microsurgery

Figure 13. Comparison 2: Endoscopic resection versus transanal excision – Grade 3 or 4 treatment complication (perforation/postoperative leakage).

Figure 13Comparison 2: Endoscopic resection versus transanal excision – Grade 3 or 4 treatment complication (perforation/postoperative leakage)

CI: confidence interval; ESD: endoscopic submucosal dissection; M-H: Mantel-Haenszel; TEM: transanal endoscopic microsurgery

Figure 14. Comparison 3: Transanal mesorectal excision versus transanal excision – Local recurrence-free survival (median follow up 4.3 years); event is local recurrence.

Figure 14Comparison 3: Transanal mesorectal excision versus transanal excision – Local recurrence-free survival (median follow up 4.3 years); event is local recurrence

CI: confidence interval; EBRT: external beam radiotherapy; LE: local excision; O-E: observed minus expected; V: variance

Appendix F. GRADE tables

GRADE tables for review question: What is the most effective treatment for early rectal cancer?

Table 5Clinical evidence profile for comparison 1: Total mesorectal excision versus transanal excision

Quality assessmentNo of patientsEffectQualityImportance
No of studiesDesignRisk of biasInconsistencyIndirectnessImprecisionOther considerationsTMETAERelative (95% CI)Absolute
Overall survival (median follow up 9.6 years; mean follow up 3.6 years); event is death from any cause
2randomised trialsserious1no serious inconsistencyno serious indirectnessserious2none

8/78

(10.3%)

11/75

(14.7%)

HR 0.8 (0.32 to 1.99)At 9.6 years transanal excision 80%a, total mesorectal excision 84% (64% to 93%)LOWCRITICAL
Overall survival (median follow up 18 months); event is death from any cause
1randomised trialsserious1no serious inconsistencyno serious indirectnessserious2none

0/30

(0%)

0/30

(0%)

Not estimablecNot estimablecLOWCRITICAL
Local recurrence free survival (median follow up 1.5 years); event is local recurrence
1randomised trialsserious1no serious inconsistencyno serious indirectnessserious2none

0/30

(0%)

2/30

(6.7%)

Peto odds ratio 0.13 (0.01 to 2.14)At 1.5 years transanal excision 93%b, total mesorectal excision 99% (81% to 100%)LOWCRITICAL
Local recurrence rate (median follow up 9.6 years); event is local recurrence
2randomised trialsvery serious1,3no serious inconsistencyno serious indirectnessserious2none

3/78

(3.8%)

5/75

(6.7%)

RR 0.62 (0.17 to 2.27)25 fewer per 1000 (from 55 fewer to 85 more)VERY LOWCRITICAL
Overall quality of life (Better indicated by lower values)
0No evidence available----------CRITICAL
Disease free survival (median follow up 9.6 years); event is local or distant failure or death
1randomised trialsserious1no serious inconsistencyno serious indirectnessserious2none

4/50

(8%)

3/50

(6%)

HR 1.36 (0.3 to 6.1)At 9.6 years transanal excision 94%a, total mesorectal excision 92% (67% to 98%)LOWIMPORTANT
Mortality (within 90 days): 30-days
1randomised trialsserious1no serious inconsistencyno serious indirectnessserious2none

0/50

(0%)

0/50

(0%)

RD 0.00 (−0.04, 0.04)not estimable5LOWIMPORTANT
Grade 3 or 4 treatment complications - Perianal phlegmon or pelvic perionitis
1randomised trialsserious1no serious inconsistencyno serious indirectnessserious2none

3/50

(6%)

1/50

(2%)

RR 3.00 (0.32 to 27.87)40 more per 1000 (from 14 fewer to 537 more)LOWIMPORTANT
Grade 3 or 4 treatment complications - Rectal perforation
1randomised trialsserious1no serious inconsistencyno serious indirectnessserious2none

0/30

(0%)

2/30

(6.7%)

Peto odds ratio 0.13 (0.01, 2.14)57 fewer per 1000 (from 66 fewer to 66 more)LOWIMPORTANT
Grade 3 or 4 treatment complications - Peritoneal perforation
1randomised trialsserious3no serious inconsistencyno serious indirectnessserious2none

0/28

(0%)

1/25

(4%)

Peto odds ratio 0.12 (0.00, 6.09)35 fewer per 1000 (from 40 fewer to 162 more)LOWIMPORTANT
Grade 3 or 4 treatment complications - Major bleeding (> 200 mL)
1randomised trialsserious1no serious inconsistencyno serious indirectnessserious2none

1/30

(3.3%)

0/30

(0%)

Peto odds ratio 7.39 (0.15, 372.38)109 fewer per 1000 (from 17 fewer to 862 more)LOWIMPORTANT
Grade 3 or 4 treatment complications - Ischemic compartment syndrome of the lower leg
1randomised trialsserious3no serious inconsistencyno serious indirectnessserious2none

0/28

(0%)

1/25

(4%)

Peto odds ratio 0.12 (0.00, 6.09)35 fewer per 1000 (from 40 fewer to 162 more)LOWIMPORTANT

CI: confidence interval; HR: hazard ratio; RR: relative risk; TAE: transanal excision; TME: total mesorectal excision

1

Quality of the evidence downgraded by 1 because of lack of or unclear allocation and outcome assessment blinding.

2

Quality of evidence downgraded by 1 because of imprecision of the effect estimate (less than 300 events).

3

Quality of the evidence was downgraded by 2 because of lack of computer-generated randomisation, and allocation and outcome assessment blinding.

a

The absolute risk at 9.6 years in the control group taken from Lezoche 2012.

b

The absolute risk at 1.5 years in the control group taken from Chen 2012.

c

Not shown in Forest Plot – not estimable

Table 6Clinical evidence profile for comparison 2: Endoscopic resection versus transanal excision

Quality assessmentNo of patientsEffectQualityImportance
No of studiesDesignRisk of biasInconsistencyIndirectnessImprecisionOther considerationsEndoscopic resectionTAERelative (95% CI)Absolute
Overall survival (follow-up >4 years); event is death from any cause
1randomised studiesserious1no serious inconsistencyno serious indirectnessserious2none

0/87

(0%)

0/89

(0%)

not estimatebleanot estimableaLOWCRITICAL
Overall survival (median follow up 5 years); event is death from any cause
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

0/11

(0%)

0/13

(0%)

not estimableanot estimableaVERY LOWCRITICAL
Overall survival (median follow up 1.6 to 2.4 years); event is death from any cause
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

0/41

(0%)

0/22

(0%)

not estimableanot estimableaVERY LOWCRITICAL
Overall survival (median follow up 1.7 to 2.3 years); event is death from any cause
1observational studiesNo serious risk of biasno serious inconsistencyno serious indirectnessserious2none

0/30

(0%)

0/33

(0%)

not estimableanot estimableaLOWCRITICAL
Overall survival (median follow up 1.3 to 2.3 years); event is death from any cause
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

0/31

(0%)

0/23

(0%)

not estimableanot estimableaVERY LOWCRITICAL
Local recurrence rate (median follow up 1.3 to 5 years)
1randomised studiesserious1no serious inconsistencyno serious indirectnessserious2none

13/87

(15%)

10/89

(11%)

RR 1.33 (0.62, 2.87)37 more per 1,000 (from 43 fewer to 210 more)LOWCRITICAL
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

1/11

(9.1%)

2/13

(15.4%)

RR 0.59 (0.06 to 5.68)63 fewer per 1000 (from 145 fewer to 720 more)VERY LOWCRITICAL
Local recurrence rate (median follow up 4.6 years)
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

0/41

(0%)

5/22

(22.7%)

Peto odds ratio 0.05 (0.01, 0.31)213 fewer per 1,000 (from 224 fewer to 144 fewer)VERY LOWCRITICAL
Local recurrence rate (median follow up 1.3 to 2.3 years)
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

0/30

(0%)

0/33

(0%)

RD 0.00 (−0.06, 0.06)anot estimableaVERY LOWCRITICAL
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

0/31

(0%)

0/23

(0%)

RD 0.00 (−0.07, 0.07)anot estimableaVERY LOWCRITICAL
Overall quality of life
0No evidence available----------IMPORTANT
Disease-free survival
0No evidence available----------IMPORTANT
Mortality (within 90 days)
0No evidence available----------IMPORTANT
Grade 3 or 4 treatment complications - Pneumothorax
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

2/11

(18.2%)

0/13

(0 %)

Peto odds ratio 9.79 (0.57, 168.17)not estimablebVERY LOWIMPORTANT
Grade 3 or 4 treatment complications - Rectal perforation
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

2/31

(6.5%)

0/23

(0%)

Peto odds ratio 5.90 (0.35, 99.98)not estimablebVERY LOWIMPORTANT
Grade 3 or 4 treatment complications - Peritoneal perforation
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

0/11

(0%)

2/13

(15.4%)

Peto odds ratio 0.15 (0.01, 2.49)127 fewer per 1000 (from 152 fewer to 158 more)VERY LOWIMPORTANT
Grade 3 or 4 treatment complications - Pneumoperitoneum
1observational studiesserious3no serious inconsistencyno serious indirectnessserious2none

0/11

(0%)

1/13

(7.7%)

Peto odds ratio 0.16 (0.00, 8.06)52 fewer per 1000 (from 75 fewer to 592 more)VERY LOWIMPORTANT
1observational studiesno serious risk of biasno serious inconsistencyserious4serious2none

1/30

(3.3%)

0/33

(0%)

Peto odds ratio 8.17 (0.16, 413.39)not estimablebVERY LOWIMPORTANT
Grade 3 or 4 treatment complications - Perforation/postoperative leakage
1observational studiesno serious risk of biasno serious inconsistencyserious4serious2none

1/30

(3.3%)

2/33

(6.1%)

RR 0.55 (0.05 to 5.76)27 fewer per 1000 (from 58 fewer to 288 more)VERY LOWIMPORTANT

CI: confidence interval; HR: hazard ratio; RR: relative risk; TAE: transanal excision

1

Quality of the evidence downgraded by 1 because of lack of or unclear allocation and outcome assessment blinding.

2

Quality of evidence downgraded by 1 because of imprecision of the effect estimate (less than 300 events).

3

Quality of evidence downgraded by 1 because of lack of controlling for confounders.

4

Quality of evidence downgraded by 1 because a proportion of the people had lymphatic involvement.

a

Not estimable due to 0 events in both treatment arms.

b

Not estimable due to 0 events in the control arm.

Table 7Clinical evidence profile for comparison 3: Transanal excision with external radiotherapy or chemoradiotherapy versus transanal excision alone

Quality assessmentNo of patientsEffectQualityImportance
No of studiesDesignRisk of biasInconsistencyIndirectnessImprecisionOther considerationsTAE with external RT or CRTTAE aloneRelative (95% CI)Absolute
Overall survival
0No evidence available----------CRITICAL
Local recurrence free survival (median follow up 4.3 years); event is local recurrence
1observational studiesserious1no serious inconsistencyserious2no serious imprecisionnone

19/47

(40.4%)

11/52

(21.2%)

HR 1.66 (0.79 to 3.49)At 4.3 years transanal excision alone 72%a, transanal excision with external radiotherapy or chemoradiotherapy 58% (32% to 77%)VERY LOWCRITICAL
Overall quality of life
0No evidence available----------CRITICAL
Disease-free survival
0No evidence available----------IMPORTANT
Mortality (within 90 days)
0No evidence available----------IMPORTANT
Grade 3 or 4 treatment complications
0No evidence available----------IMPORTANT

CI: confidence interval; CRT: chemoradiotherapy; HR: hazard ratio; RR: relative risk; RT: radiotherapy; TAE: transanal excision

1

Quality of evidence downgraded by 1 because of lack of controlling for confounders.

2

Quality of evidence downgraded by 1 because a proportion of the people had lymphatic involvement.

a

The absolute risk at 9.6 years in the control group taken from Chakravarti 1999.

Appendix G. Economic evidence study selection

Economic evidence study selection for review question: What is the most effective treatment for early rectal cancer?

A global search of economic evidence was undertaken for all review questions in this guideline. See Supplement 2 for further information.

Appendix H. Economic evidence tables

Economic evidence tables for reviews question: What is the most effective treat ment for early rectal cancer?

No economic evidence was identified which was applicable to this review question.

Appendix I. Economic evidence profiles

Economic evidence profiles for review question: What is the most effective treat ment for early rectal cancer?

No economic evidence was identified which was applicable to this review question.

Appendix J. Economic analysis

Economic analysis for review question: What is the most effective treatment for early rectal cancer?

No economic analysis was conducted for this review question.

Appendix K. Excluded studies

Excluded clinical studies for review question: What is the most effective treat ment for early rectal cancer?

Table 8Excluded studies and reasons for their exclusion

StudyReason for exclusion
Anon. Short-term surgical outcomes and patient quality of life between robotic and laparoscopic extralevator abdominoperineal excision for adenocarcinoma of the rectum. 2017 [PMC free article: PMC5696922] [PubMed: 29022779] A conference abstract.
Abdujapparov A, Ten Y, Korakhadjaev B. The results of neoadjuvant chemoradiation therapy in combined treatment of rectal cancer. European Journal of Cancer. 2017; 72: S50. A conference abstract.
Abraha I, Aristei C, Palumbo I, Lupattelli M, Trastulli S, Cirocchi R, et al. Preoperative radiotherapy and curative surgery for the management of localised rectal carcinoma. Cochrane Database Syst Rev. 2018; 10: CD002102. [PMC free article: PMC6517113] [PubMed: 30284239] A systematic review and meta-analysis of RCTs comparing preoperative radiotherapy and surgery versus surgery alone. All included studies checked.
Al Bandar, M. H., Han, Y. D., Razvi, S. A., Cho, M. S., Hur, H., Min, B. S., Lee, K. Y., Kim, N. K., Comparison of trans-anal endoscopic operation and trans-anal excision of rectal tumours, Annals of Medicine and Surgery, 14, 18–24, 2017 [PMC free article: PMC5247275] [PubMed: 28127423] Intra group comparison - TAE vs TEO
Allaix, M. E., Arezzo, A., Giraudo, G., Morino, M., Transanal Endoscopic Microsurgery vs. Laparoscopic Total Mesorectal Excision for T2N0 Rectal Cancer, Journal of Gastrointestinal Surgery, 16, 2280–2287, 2012 [PubMed: 23070621] Observational cohort study, no critical outcomes
Benson, A. B., 3rd, New approaches to assessing and treating early-stage colon and rectal cancers: cooperative group strategies for assessing optimal approaches in early-stage disease, Clinical Cancer Research, 13, 6913s–20s, 2007 [PubMed: 18006800] Systematic review, individual studies checked for inclusion
Bentrem, D. J., Okabe, S., Wong, W. D., Guillem, J. G., Weiser, M. R., Temple, L. K., Ben-Porat, L. S., Minsky, B. D., Cohen, A. M., Paty, P. B., T1 adenocarcinoma of the rectum: transanal excision or radical surgery?, Annals of Surgery, 242, 472–7; discussion 477–9, 2005 [PMC free article: PMC1402341] [PubMed: 16192807] Observational cohort study, no critical outcomes
Bernstein, M. A., Amarnath, B., Weiss, E. G., Nogueras, J. J., Wexner, S. D., Total mesorectal excision without adjuvant therapy for local control of rectal cancer: A North American experience, Techniques in Coloproctology, 2, 11–15, 1998 Intra group comparison - low anterior resection vs abdominoperineal resection
Bleday, R., Breen, E., Jessup, J. M., Burgess, A., Sentovich, S. M., Steele, G., Jr., Prospective evaluation of local excision for small rectal cancers, Diseases of the Colon & Rectum, 40, 388–92, 1997 [PubMed: 9106685] Intra group comparisons - transanal, transphincteric, transcoccygeal excision
Bulow, S., Christensen, I. J., Harling, H., Kronborg, O., Fenger, C., Nielsen, H. J., Danish, T. M. E. Study Group, Ranx Colorectal Cancer Study Group, Recurrence and survival after mesorectal excision for rectal cancer, British Journal of Surgery, 90, 974–80, 2003 [PubMed: 12905551] Intra-group comparison
Chen K, Xie G, Zhang Q, Shen Y, Zhou T. Comparison of short-course with long-course preoperative neoadjuvant therapy for rectal cancer: A meta-analysis. J Cancer Res Ther. 2018;14: S224–S31. [PubMed: 29578178] Wrong comparison. (Comparison relevant for review question C2. A systematic review of RCTs)
Chen, R., Liu, X., Sun, S., Wang, S., Ge, N., Wang, G., Guo, J., Comparison of Endoscopic Mucosal Resection with Circumferential Incision and Endoscopic Submucosal Dissection for Rectal Carcinoid Tumour, Surgical Laparoscopy, Endoscopy and Percutaneous Techniques, 26, e56–e61, 2016 [PubMed: 27213787] Intra group comparison - ESD vs EMR
Chiniah, M., Ganganah, O., Cheng, Y., Sah, S. K., Transanal endoscopic microsurgery is an oncologically safe alternative to total mesorectal excision for stage I rectal cancer: results of a meta-analysis of randomized controlled trials, International Journal of Colorectal DiseaseInt J Colorectal Dis, 31, 1501–1504, 2016 [PubMed: 26861705] Systematic review, individual studies checked for inclusion
Cho, M. S., Kim, C. W., Baek, S. J., Hur, H., Min, B. S., Baik, S. H., Lee, K. Y., Kim, N. K., Minimally invasive versus open total mesorectal excision for rectal cancer: Long-term results from a case-matched study of 633 patients, Surgery (United States), 157, 1121–1129, 2015 [PubMed: 25737005] Intra group comparison - robotic TME vs open TME
Choi, C. W., Kang, D. H., Kim, H. W., Park, S. B., Jo, W. S., Song, G. A., Cho, M., Comparison of endoscopic resection therapies for rectal carcinoid tumour: Endoscopic submucosal dissection versus endoscopic mucosal resection using band ligation, Journal of Clinical Gastroenterology, 47, 432–436, 2013 [PubMed: 23188074] Intra group comparison - ESD vs EMR
Chouillard, E., Regnier, A., Vitte, R. L., Bonnet, B. V., Greco, V., Chahine, E., Daher, R., Biagini, J., Transanal NOTES total mesorectal excision (TME) in patients with rectal cancer: Is anatomy better preserved?, Techniques in Coloproctology, 20, 537–544, 2016 [PubMed: 26993638] Intra group comparison - Lap-TME vs NOTES-TME
Christoforidis, D., Cho, H. M., Dixon, M. R., Mellgren, A. F., Madoff, R. D., Finne, C. O., Transanal endoscopic microsurgery versus conventional transanal excision for patients with early rectal cancer, Annals of Surgery, 249, 776–782, 2009 [PubMed: 19387326] Intra group comparison - TAE vs TEMS
Cleary RK, Morris AM, Chang GJ, Halverson AL. Controversies in Surgical Oncology: Does the Minimally Invasive Approach for Rectal Cancer Provide Equivalent Oncologic Outcomes Compared with the Open Approach? Ann Surg Oncol. 2018;25(12):3587–95. [PubMed: 30187281] Wrong comparison. (Comparison relevant for review question C3. A systematic review of RCTs and non-RCTs)
Craig-Schapiro, R., Kamel, I. R., Sacerdote, M., Canner, J., Pittman, M., Hicks, C. W., Hacker-Prietz, A., Hobbs, R. F., Armour, E. P., Efron, J. E., Wick, E. C., Azad, N. S., Herman, J. M., Gearhart, S. L., Radiographic predictors of response to endoluminal brachytherapy for the treatment of rectal cancer, Journal of Radiation Oncology, 6, 287–294, 2017 Not early rectal cancer
Cui T, Sun W, He Y, Zhang G, Wang D, Xia Y, et al. The Feasibility and Safety of Interventional Occlusion Treatment of Intracristal Ventricular Septal Defects: Clinical Report of 56 Cases. Cardiology. 2017;137(4):218–24. [PubMed: 28448974] Non-randomised study
D’Ambrosio G, Picchetto A, Campo S, Palma R, Panetta C, De Laurentis F, et al. Quality of life in patients with loco-regional rectal cancer after ELRR by TEM versus VLS TME after nChRT: long-term results. Surg Endosc. 2019;33(3):941–8. [PubMed: 30421081] No usable data. Data presented graphically but no point estimates reported for the outcomes specified in the scope.
De Graaf, E. J., Doornebosch, P. G., Tollenaar, R. A., Meershoek-Klein Kranenbarg, E., de Boer, A. C., Bekkering, F. C., van de Velde, C. J., Transanal endoscopic microsurgery versus total mesorectal excision of T1 rectal adenocarcinomas with curative intention, European Journal of Surgical Oncology, 35, 1280–5, 2009 [PubMed: 19487099] Observational study
Denost Q, Loughlin P, Chevalier R, Celerier B, Didailler R, Rullier E. Transanal versus abdominal low rectal dissection for rectal cancer: long-term results of the Bordeaux’ randomized trial. Surg Endosc. 2018;32(3):1486–94. [PubMed: 29067578] Wrong comparison. (Comparison relevant for review C3; a non-RCT)
Dhadda, A. S., Martin, A., Killeen, S., Hunter, I. A., Organ Preservation Using Contact Radiotherapy for Early Rectal Cancer: Outcomes of Patients Treated at a Single Centre in the UK, Clinical Oncology, 29, 198–204, 2017 [PubMed: 27726909] Not comparative
Draeger T, Volkel V, Gerken M, Klinkhammer-Schalke M, Furst A. Long-term oncologic outcomes after laparoscopic versus open rectal cancer resection: a high-quality population-based analysis in a Southern German district. Surg Endosc. 2018;32(10):4096–104. [PMC free article: PMC6132875] [PubMed: 29611044] Wrong comparison. (Comparison relevant for review C3; a non-RCT)
Elmessiry, M. M., Van Koughnett, J. A., Maya, A., DaSilva, G., Wexner, S. D., Bejarano, P., Berho, M., Local excision of T1 and T2 rectal cancer: proceed with caution, Colorectal Disease, 16, 703–9, 2014 [PubMed: 24787457] Observational cohort study, no critical outcomes
Endreseth, B. H., Myrvold, H. E., Romundstad, P., Hestvik, U. E., Bjerkeset, T., Wibe, A., Transanal excision vs. major surgery for T1 rectal cancer, Diseases of the Colon and Rectum, 48, 1380–1388, 2005 [PubMed: 15906120] Observational cohort study, no critical outcomes
Feng B, Lu J, Zhang S, Yan X, Li J, Xue P, et al. Laparoscopic abdominoperineal excision with trans-abdominal individualized levator transection: interim analysis of a randomized controlled trial. Colorectal Dis. 2017;19(7):O246–O52. [PubMed: 28477432] Wrong comparison: laparoscopic abdominoperineal resection (LAPR) vs LAPR trans-abdominal individualized levator transection (TILT)
Fleshman J, Branda ME, Sargent DJ, Boller AM, George VV, Abbas MA, et al. Disease-free Survival and Local Recurrence for Laparoscopic Resection Compared With Open Resection of Stage II to III Rectal Cancer: Follow-up Results of the ACOSOG Z6051 Randomized Controlled Trial. Annals of surgery. 2019;269(4):589–95. [PMC free article: PMC6360134] [PubMed: 30080730] Wrong comparison. (Comparison relevant for review C3)
Hallam, S., Messenger, D. E., Thomas, M. G., A Systematic Review of Local Excision after Neoadjuvant Therapy for Rectal Cancer: Are ypT0 Tumours the Limit?, Diseases of the Colon and Rectum, 59, 984–997, 2016 [PubMed: 27602930] Systematic review, individual studies checked for inclusion
Han, Y., He, Y. G., Lin, M. B., Zhang, Y. J., Yin, L., Jin, X., Li, J. W., Local resection for rectal tumours: Comparative study of transanal endoscopic microsurgery vs. conventional transanal excision the experience in China, Hepato-Gastroenterology, 59, 2490–2493, 2012 [PubMed: 22534545] Intra group comparison - TAE vs TEM
Heintz, A., Morschel, M., Junginger, T., Comparison of results after transanal endoscopic microsurgery and radical resection for T1 carcinoma of the rectum, Surgical Endoscopy, 12, 1145–8, 1998 [PubMed: 9716769] Observational cohort study, no critical outcomes
Hida K, Okamura R, Sakai Y, Konishi T, Akagi T, Yamaguchi T, et al. Open versus Laparoscopic Surgery for Advanced Low Rectal Cancer: A Large, Multicenter, Propensity Score Matched Cohort Study in Japan. Annals of surgery. 2018;268(2):318–24. [PMC free article: PMC6092102] [PubMed: 28628565] Wrong comparison. (Comparison relevant for review C3; a non-RCT and data available from RCTs for critical outcomes)
Holmer C, Kreis ME. Systematic review of robotic low anterior resection for rectal cancer. Surg Endosc. 2018;32(2):569–81. [PubMed: 29218670] Wrong comparison. (Comparison relevant for review question C3. A systematic review of RCTs and non-RCTs)
Ishikawa, K., Arita, T., Shimoda, K., Hagino, Y., Shiraishi, N., Kitano, S., Usefulness of transanal endoscopic surgery for carcinoid tumour in the upper and middle rectum, Surgical Endoscopy and Other Interventional Techniques, 19, 1151–1154, 2005 [PubMed: 16021383] Intra group comparison - TAR vs TES
Issa, N., Murninkas, A., Schmilovitz-Weiss, H., Agbarya, A., Powsner, E., Transanal Endoscopic Microsurgery After Neoadjuvant Chemoradiotherapy for Rectal Cancer, Journal of Laparoendoscopic & Advanced Surgical Techniques. Part A, 25, 617–24, 2015 [PubMed: 26258267] 11/13 patients in one treatment are were node-positive or not early rectal cancer
Jimenez-Rodriguez, R., Quezada, F., Lynn, P., Strombon, P., Paty, P. S., Martin, W. R., Garcia Aguilar, J. Similar short-term oncolgical outcomes for robotic and open total mesorectal excision in patients with rectal cancer. 2018 American Society of Colon and Rectal Surgeons Annual Meeting, ASCRS 2018. United States A conference abstract
Jones K, Qassem MG, Sains P, Baig MK, Sajid MS. Robotic total meso-rectal excision for rectal cancer: A systematic review following the publication of the ROLARR trial. World J Gastrointest Oncol. 2018;10(11):449–64. [PMC free article: PMC6247103] [PubMed: 30487956] Wrong comparison. (Comparison relevant for review C3; abstract)
Jung, S. M., Yu, C. S., Park, I. J., Kim, T. W., Kim, J. H., Yoon, Y. S., Lim, S. B., Kim, J. C., Oncologic Safety of Local Excision Compared With Total Mesorectal Excision for ypT0-T1 Rectal Cancer: A Propensity Score Analysis, Medicine, 95, e3718, 2016 [PMC free article: PMC4902432] [PubMed: 27196490] Observational cohort study, no critical outcomes
Junginger, T., Goenner, U., Hitzler, M., Trinh, T. T., Heintz, A., Blettner, M., Wollschlaeger, D., Long-term results of transanal endoscopic microsurgery after endoscopic polypectomy of malignant rectal adenoma, Techniques in Coloproctology, 21, 225–232, 2017 [PubMed: 28251355] Majority of patients had lymphovascular invasion
Junginger, T., Goenner, U., Hitzler, M., Trinh, T. T., Heintz, A., Wollschlaeger, D., Blettner, M., Long-term Oncologic Outcome after Transanal Endoscopic Microsurgery for Rectal Carcinoma, Diseases of the Colon and Rectum, 59, 8–15, 2016 [PubMed: 26651106] Duplicate
Kidane, B., Chadi, S. A., Kanters, S., Colquhoun, P. H., Ott, M. C., Local resection compared with radical resection in the treatment of T1N0M0 rectal adenocarcinoma: A systematic review and meta-analysis, Diseases of the Colon and Rectum, 58, 122–140, 2015 [PubMed: 25489704] Systematic review, individual studies checked for inclusion
Kim HJ, Choi GS, Park JS, Park SY, Yang CS, Lee HJ. The impact of robotic surgery on quality of life, urinary and sexual function following total mesorectal excision for rectal cancer: a propensity score-matched analysis with laparoscopic surgery. Colorectal Dis. 2018;20(5):O103–O13. [PubMed: 29460997] Wrong comparison. (Comparison relevant for review C3; non-RCT)
Kim MJ, Park SC, Park JW, Chang HJ, Kim DY, Nam BH, et al. Robot-assisted Versus Laparoscopic Surgery for Rectal Cancer: A Phase II Open Label Prospective Randomized Controlled Trial. Annals of surgery. 2018;267(2):243–51. [PubMed: 28549014] Wrong comparison. (Comparison relevant for review C3; RCT)
Koedam TWA, Veltcamp Helbach M, Penna M, Wijsmuller A, Doornebosch P, van Westreenen HL, et al. Short-term outcomes of transanal completion total mesorectal excision (cTaTME) for rectal cancer: a case-matched analysis. Surg Endosc. 2019;33(1):103–9. [PMC free article: PMC6336745] [PubMed: 29967991] Wrong comparison: transanal completion total mesorectal excision vs conventional abdominal approach
Lamont, J. P., McCarty, T. M., Digan, R. D., Jacobson, R., Tulanon, P., Lichliter, W. E., Should locally excised T1 rectal cancer receive adjuvant chemoradiation?, American Journal of Surgery, 180, 402–5; discussion 405–6, 2000 [PubMed: 11182387] Not comparative
Langer, C., Liersch, T., Suss, M., Siemer, A., Markus, P., Ghadimi, B. M., Fuzesi, L., Becker, H., Surgical cure for early rectal carcinoma and large adenoma: Transanal endoscopic microsurgery (using ultrasound or electrosurgery) compared to conventional local and radical resection, International Journal of Colorectal Disease, 18, 222–229, 2003 [PubMed: 12673487] Observational cohort study, no critical outcomes
Law WL, Foo DCC. Comparison of early experience of robotic and transanal total mesorectal excision using propensity score matching. Surg Endosc. 2019;33(3):757–63. [PubMed: 30014329] Wrong comparison: transanal completion total mesorectal excision vs robotic surgery; a nonRCT
Le Voyer, T. E., Hoffman, J. P., Cooper, H., Ross, E., Sigurdson, E., Eisenberg, B., Local excision and chemoradiation for low rectal T1 and T2 cancers is an effective treatment, American Surgeon, 65, 625–30; discussion 630–1, 1999 [PubMed: 10399970] Not comparative
Lebedyev, A., Tulchinsky, H., Rabau, M., Klausner, J. M., Krausz, M., Duek, S. D., Long-term results of local excision for T1 rectal carcinoma: The experience of two colorectal units, Techniques in Coloproctology, 13, 231–236, 2009 [PubMed: 19644648] Intra group comparison - TAE vs TEM
Lee SH, Kim DH, Lim SW. Robotic versus laparoscopic intersphincteric resection for low rectal cancer: a systematic review and meta-analysis. Int J Colorectal Dis. 2018;33(12):1741–53. [PubMed: 30187156] Wrong comparison. (Comparison relevant for review C3; review of RCTs)
Lee, J., Park, H. J., Jung, J. S., The comparison of results between endoscopic submucosal dissection or transanal endoscopic microsurgery for early rectal cancer and rectal subepithelial tumour, Journal of Gastroenterology and Hepatology (Australia), 31, 207, 2016 A conference abstract
Lee, L., Edwards, K., Hunter, I. A., Hartley, J. E., Atallah, S. B., Albert, M. R., Hill, J., Monson, J. R., Quality of Local Excision for Rectal Neoplasms Using Transanal Endoscopic Microsurgery Versus Transanal Minimally Invasive Surgery: A Multi-institutional Matched Analysis, Diseases of the Colon and Rectum, 60, 928–935, 2017 [PubMed: 28796731] Intra group comparison - TEM vs TAMIS
Lee, W., Lee, D., Choi, S., Chun, H., Transanal endoscopic microsurgery and radical surgery for T1 and T2 rectal cancer: Retrospective study, Surgical Endoscopy and Other Interventional Techniques, 17, 1283–1287, 2003 [PubMed: 12739119] Observational cohort study, no critical outcomes
Levic, K., Bulut, O., Hesselfeldt, P., Bulow, S., The outcome of rectal cancer after early salvage TME following TEM compared with primary TME: A case-matched study, Techniques in Coloproctology, 17, 397–403, 2013 [PubMed: 23192705] Observational cohort study, no critical outcomes
Lezoche, E., Guerrieri, M., Paganini, A. M., D’Ambrosio, G., Baldarelli, M., Lezoche, G., Feliciotti, F., De Sanctis, A., Transanal endoscopic vs total mesorectal laparoscopic resections of T <inf>2</inf>-N<inf>0</inf> low rectal cancers after neoadjuvant treatment: A prospective randomized trial with a 3-years minimum follow-up period, Surgical Endoscopy and Other Interventional Techniques, 19, 751–756, 2005 [PubMed: 15868260] Follow up data in Lezoche 2012
Lezoche, G., Baldarelli, M., Mario,, Paganini, A. M., De Sanctis, A., Bartolacci, S., Lezoche, E., A prospective randomized study with a 5-year minimum follow-up evaluation of transanal endoscopic microsurgery versus laparoscopic total mesorectal excision after neoadjuvant therapy, Surgical Endoscopy and Other Interventional Techniques, 22, 352–358, 2008 [PubMed: 17943364] Follow up data in Lezoche 2012
Li, X., Gui, Y., Han, W., Jiang, H., Qi, D., Yang, Y., Application value of endoscopic submucosal dissection and endoscopic mucosal resection for treatment of rectal carcinoids, Journal of Cancer Research and Therapeutics, 12, C43–C46, 2016 [PubMed: 27721251] Intra group comparison - ESD vs EMR
Lin Y, Lin H, Xu Z, Zhou S, Chi P. Comparative Outcomes of Preoperative Chemoradiotherapy and Selective Postoperative Chemoradiotherapy in Clinical Stage T3N0 Low and Mid Rectal Cancer. J Invest Surg. 2018:1–9. [PubMed: 30215538] Wrong comparison: preoperative chemoradiotherapy vs postoperative radiotherapy; a nonRCT
Lin, G. L., Meng, W. C. S., Lau, P. Y. Y., Qiu, H. Z., Yip, A. W. C., Local resection for early rectal tumours: Comparative study of transanal endoscopic microsurgery (TEM) versus posterior trans-sphincteric approach (Mason’s Operation), Asian journal of surgery, 29, 227–232, 2006 [PubMed: 17098653] Observational cohort study, no critical outcomes
Lu, J. Y., Lin, G. L., Qiu, H. Z., Xiao, Y., Wu, B., Zhou, J. L., Comparison of transanal endoscopic microsurgery and total mesorectal excision in the treatment of T1 rectal cancer: A meta-analysis, PLoS ONE, 10, 1DUMMY, 2015 [PMC free article: PMC4624726] [PubMed: 26505895] Systematic review, individual studies checked for inclusion
MacKay, G., Downey, M., Molloy, R. G., O’Dwyer, P. J., Is pre-operative radiotherapy necessary in T<inf>1</inf>-T<inf>3</inf> rectal cancer with TME?, Colorectal Disease, 8, 34–36, 2006 [PubMed: 16519635] Observational cohort study, no critical outcomes
Marijnen, C. A. M., Nagtegaal, I. D., Kapiteijn, E., Klein Kranenbarg, E., Noordijk, E. M., van Krieken, J. H. J. M., van de Velde, C. J. H., Leer, J. W. H., Radiotherapy does not compensate for positive resection margins in rectal cancer patients: Report of a multicenter randomized trial, International Journal of Radiation Oncology Biology Physics, 55, 1311–1320, 2003 [PubMed: 12654443] Majority of patients (> 66%) in both arms had TNM stage 3 rectal cancer
Middleton, P. F., Sutherland, L. M., Maddern, G. J., Transanal endoscopic microsurgery: A systematic review, Diseases of the Colon and Rectum, 48, 270–284, 2005 [PubMed: 15711865] Systematic review, individual studies checked for inclusion
Morino, M., Allaix, M. E., Arolfo, S., Arezzo, A., Previous transanal endoscopic microsurgery for rectal cancer represents a risk factor for an increased abdominoperineal resection rate, Surgical Endoscopy and Other Interventional Techniques, 27, 3315–3321, 2013 [PubMed: 23479257] Observational cohort study, no critical outcomes
Morino, M., Risio, M., Bach, S., Beets-Tan, R., Bujko, K., Panis, Y., Quirke, P., Rembacken, B., Rullier, E., Saito, Y., Young-Fadok, T., Allaix, M. E., Early rectal cancer: the European Association for Endoscopic Surgery (EAES) clinical consensus conference, Surgical Endoscopy and Other Interventional Techniques, 29, 755–773, 2015 [PubMed: 25609317] Conference decision paper
Morton, D., Magill, L., Handley, K., Brown, G., Ferry, D. R., Gray, Z. B., Quirke, P., Seymour, M. T., Warren, B., Gray, R. G., FOxTROT: Randomized phase II study of neoadjuvant chemotherapy (CT) with or without an anti-EGFR monoclonal antibody for locally advanced, operable colon cancer: Planned interim report, Journal of Clinical Oncology. Conference: ASCO Annual Meeting, 29, 2011 Locally advanced cancer
Nash, G. M., Weiser, M. R., Guillem, J. G., Temple, L. K., Shia, J., Gonen, M., Wong, W. D., Paty, P. B., Long-term survival after transanal excision of T1 rectal cancer, Diseases of the Colon and Rectum, 52, 577–582, 2009 [PubMed: 19404055] Observational cohort study, no critical outcomes
NCT. Laparoscopic Surgery or Robotic-Assisted Laparoscopic Surgery in Treating Patients With Rectal Cancer That Can Be Removed By Surgery. 2010 NCT record, not full text; no results
NCT. Optimisation of Response for Organ Preservation in Rectal Cancer : neoadjuvant Chemotherapy and Radiochemotherapy vs. Radiochemotherapy. 2015 NCT record, not full text; no results
NCT. Phase III Study Comparing Preoperative Chemoradiotherapy Alone Versus Neoadjuvant Chemotherapy With Folfirinox Regimen Followed by Preoperative Chemoradiotherapy for Patients With Resectable Locally Advanced Rectal Cancer. 2013 NCT record, not full text; no results
NCT. Preoperative Chemoradiotheray for Rectal Cancer. 2009 NCT record, not full text; no results
Nienhuser H, Heger P, Schmitz R, Kulu Y, Diener MK, Klose J, et al. Short- and Long-Term Oncological Outcome After Rectal Cancer Surgery: a Systematic Review and Meta-Analysis Comparing Open Versus Laparoscopic Rectal Cancer Surgery. J Gastrointest Surg. 2018;22(8):1418–33. [PubMed: 29589264] Wrong comparison. (Comparison relevant for review C3; review of RCTs)
Ohtani H, Maeda K, Nomura S, Shinto O, Mizuyama Y, Nakagawa H, et al. Meta-analysis of Robot-assisted Versus Laparoscopic Surgery for Rectal Cancer. In Vivo. 2018;32(3):611–23. [PMC free article: PMC6000779] [PubMed: 29695568] Wrong comparison. (comparison relevant for review C3; review of RCTs)
Olsheski, M., Schwartz, D., Rineer, J., Wortham, A., Sura, S., Sugiyama, G., Rotman, M., Schreiber, D., A population-based comparison of overall and disease-specific survival following local excision or abdominoperineal resection for stage i rectal adenocarcinoma, Journal of Gastrointestinal Cancer, 44, 305–312, 2013 [PubMed: 23564262] Outcomes not relevant
Omidvari, S., Hamedi, S. H., Mohammadianpanah, M., Razzaghi, S., Mosalaei, A., Ahmadloo, N., Ansari, M., Pourahmad, S., Comparison of abdominoperineal resection and low anterior resection in lower and middle rectal cancer, Journal of the Egyptian National Cancer Institute, 25, 151–160, 2013 [PubMed: 23932752] Intra group comparison - LAR vs abdominoperineal resection
Palma, P., Horisberger, K., Joos, A., Rothenhoefer, S., Willeke, F., Post, S., Local excision of early rectal cancer: is transanal endoscopic microsurgery an alternative to radical surgery?, Revista Espanola de Enfermedades Digestivas, 101, 172–8, 2009 [PubMed: 19388797] Observational cohort study, no critical outcomes
Pappalardo, G., Chiaretti, M., Early rectal cancer: a choice between local excision and transabdominal resection. A review of the literature and current guidelines, Annali Italiani di ChirurgiaAnn Ital Chir, 6, 27, 2017 [PubMed: 28346223] Systematic review, individual studies checked for inclusion
Paquette, I. M., Randomized clinical trial of endoluminal locoregional resection versus laparoscopic total mesorectal excision for T2 rectal cancer after neoadjuvant therapy, Diseases of the Colon and Rectum, 56, e9, 2013 Abstract
Patel, S. A., Chen, Y. H., Hornick, J. L., Catalano, P., Nowak, J. A., Zukerberg, L. R., Bleday, R., Shellito, P. C., Hong, T. S., Mamon, H. J., Early-stage rectal cancer: Clinical and pathologic prognostic markers of time to local recurrence and overall survival after resection, Diseases of the Colon and Rectum, 57, 449–459, 2014 [PMC free article: PMC3954982] [PubMed: 24608301] Observational cohort study, no critical outcomes
Peng, J., Chen, W., Venook, A. P., Sheng, W., Xu, Y., Guan, Z., Cai, G., Cai, S., Long-term outcome of early-stage rectal cancer undergoing standard resection and local excision, Clinical Colorectal Cancer, 10, 37–41, 2011 [PubMed: 21609934] Observational cohort study, no critical outcomes
Prytz M, Ledebo A, Angenete E, Bock D, Haglind E. Association between operative technique and intrusive thoughts on health-related Quality of Life 3 years after APE/ELAPE for rectal cancer: results from a national Swedish cohort with comparison with normative Swedish data. Cancer Med. 2018;7(6):2727–35. [PMC free article: PMC6010734] [PubMed: 29665309] Wrong comparison: APE vs ELAPE (a non-RCT)
Ptok, H., Marusch, F., Meyer, F., Schubert, D., Koeckerling, F., Gastinger, I., Lippert, H., Colon/Rectal Cancer Study, Group, Oncological outcome of local vs radical resection of low-risk pT1 rectal cancer, Archives of Surgery, 142, 649–55; discussion 656, 2007 [PubMed: 17638803] Observational cohort study, no critical outcomes
Rouanet P, Bertrand MM, Jarlier M, Mourregot A, Traore D, Taoum C, et al. Robotic Versus Laparoscopic Total Mesorectal Excision for Sphincter-Saving Surgery: Results of a Single-Center Series of 400 Consecutive Patients and Perspectives. Ann Surg Oncol. 2018;25(12):3572–9. [PubMed: 30171509] Wrong comparison: APE vs ELAPE (a non-RCT)
Rupinski, M., Szczepkowski, M., Malinowska, M., Mroz, A., Pietrzak, L., Wyrwicz, L., Rutkowski, A., Bujko, K., Watch and wait policy after preoperative radiotherapy for rectal cancer; management of residual lesions that appear clinically benign, European Journal of Surgical Oncology, 42, 288–96, 2016 [PubMed: 26506863] Relevant for review C4
Saif, M. W., Hashmi, S., Zelterman, D., Almhanna, K., Kim, R., Capecitabine vs continuous infusion 5-FU in neoadjuvant treatment of rectal cancer. A retrospective review, International Journal of Colorectal Disease, 23, 139–145, 2008 [PubMed: 17909820] Systematic review, individual studies checked for inclusion
Sajid, M. S., Farag, S., Leung, P., Sains, P., Miles, W. F. A., Baig, M. K., Systematic review and meta-analysis of published trials comparing the effectiveness of transanal endoscopic micro-surgery and radical resection in the management of early rectal cancer, Colorectal Disease, 16, 2–14, 2014 [PubMed: 24330432] Systematic review, individual studies checked for inclusion
Serra-Aracil X, Pericay C, Golda T, Mora L, Targarona E, Delgado S, et al. Non-inferiority multicenter prospective randomized controlled study of rectal cancer T2-T3s (superficial) N0, M0 undergoing neoadjuvant treatment and local excision (TEM) vs total mesorectal excision (TME). Int J Colorectal Dis. 2018;33(2):241–9. [PubMed: 29234923] Wrong comparison. (Comparison relevant for review C3; a non-RCT)
Seshadri RA, Swaminathan R, Srinivasan A. Laparoscopic versus open surgery for rectal cancer after neoadjuvant chemoradiation: Long-term outcomes of a propensity score matched study. J Surg Oncol. 2018;117(3):506–13. [PubMed: 29044538] Wrong comparison. (Comparison relevant for review C3; a study protocol)
Sgourakis, G., Lanitis, S., Gockel, I., Kontovounisios, C., Karaliotas, C., Tsiftsi, K., Tsiamis, A., Karaliotas, C. C., Transanal endoscopic microsurgery for T1 and T2 rectal cancers: A meta-analysis and meta-regression analysis of outcomes, American Surgeon, 77, 761–772, 2011 [PubMed: 21679648] Systematic review, individual studies checked for inclusion
Short-term surgical outcomes and patient quality of life between robotic and laparoscopic extralevator abdominoperineal excision for adenocarcinoma of the rectumA conference abstract.
Simillis C, Lal N, Thoukididou SN, Kontovounisios C, Smith JJ, Hompes R, et al. Open Versus Laparoscopic Versus Robotic Versus Transanal Mesorectal Excision for Rectal Cancer: A Systematic Review and Network Meta-analysis. Annals of surgery. 2019. [PubMed: 30720507] Wrong comparison. (Comparison relevant for review C3; a non-RCT)
Spiegel DY, Boyer MJ, Hong JC, Williams CD, Kelley MJ, Moore H, et al. Long-term Clinical Outcomes of Nonoperative Management With Chemoradiotherapy for Locally Advanced Rectal Cancer in the Veterans Health Administration. Int J Radiat Oncol Biol Phys. 2019;103(3):565–73. [PubMed: 30359718] Wrong comparison. (Comparison relevant for review C2 but a non-RCT)
Stevenson ARL, Solomon MJ, Brown CSB, Lumley JW, Hewett P, Clouston AD, et al. Disease-free Survival and Local Recurrence After Laparoscopic-assisted Resection or Open Resection for Rectal Cancer: The Australasian Laparoscopic Cancer of the Rectum Randomized Clinical Trial. Annals of surgery. 2019;269(4):596–602. [PubMed: 30247332] Wrong comparison. (Comparison relevant for review C2; RCT)
Stipa, F., Burza, A., Lucandri, G., Ferri, M., Pigazzi, A., Ziparo, V., Casula, G., Stipa, S., Outcomes for early rectal cancer managed with transanal endoscopic microsurgery: A 5-year follow-up study, Surgical Endoscopy and Other Interventional Techniques, 20, 541–545, 2006 [PubMed: 16508812] Not comparative
Stornes, T., Wibe, A., Nesbakken, A., Myklebust, T. A., Endreseth, B. H., National early rectal cancer treatment revisited, Diseases of the Colon and Rectum, 59, 623–629, 2016 [PubMed: 27270514] Observational cohort study, no critical outcomes
Takiyama H, Kawai K, Ishihara S, Yasuda K, Otani K, Nishikawa T, et al. Different Impacts of Preoperative Radiotherapy and Chemoradiotherapy on Oncological Outcomes in Patients with Stages II and III Lower Rectal Cancer: A Propensity Score Analysis. Dig Surg. 2018;35(3):212–9. [PubMed: 28637039] Wrong comparison: preoperative CRT vs RT
Tarantino, I., Hetzer, F. H., Warschkow, R., Zund, M., Stein, H. J., Zerz, A., Local excision and endoscopic posterior mesorectal resection versus low anterior resection in T1 rectal cancer, British Journal of Surgery, 95, 375–380, 2008 [PubMed: 18278781] Observational cohort study, no critical outcomes
Tepper, Je, O’Connell, Mj, Petroni, Gr, Hollis, D, Cooke, E, Benson, Ab, Cummings, B, Gunderson, Ll, Macdonald, Js, Martenson, Ja, Adjuvant postoperative fluorouracil-modulated chemotherapy combined with pelvic radiation therapy for rectal cancer: initial results of intergroup 0114, Journal of Clinical Oncology, 15, 2030–2039, 1997 [PubMed: 9164215] Intra group comparison - combinations of radiotherapy and chemotherapy
Tollenaar, Raem, Kapiteijn, E, Marijnen, Camni, Brinck, M, Steup, WH et al, Total mesorectal exision (TME) with or without preoperative radiotherapy (RT) in the treatment of primary rectal carcinoma, British Journal of Cancer, 85, 5 [abstract no S9], 2001 A conference abstract
Torre, A, García-Berrocal, Mi, Arias, F, Mariño, A, Valcárcel, F, Magallón, R, Regueiro, Ca, Romero, J, Zapata, I, Fuente, C, Fernández-Lizarbe, E, Vergara, G, Belinchón, B, Veiras, M, Molerón, R, Millán, I, Preoperative chemoradiotherapy for rectal cancer: randomized trial comparing oral uracil and tegafur and oral leucovorin vs. intravenous 5-fluorouracil and leucovorin, International journal of radiation oncology, biology, physics, 70, 102–110, 2008 [PubMed: 17869446] Wrong staging - T3/4
Tytherleigh, M. G., Warren, B. F., Mortensen, N. J., Management of early rectal cancer, British Journal of Surgery, 95, 409–23, 2008 [PubMed: 18314929] Literature review
Ung, L., Chua, T. C., Engel, A. F., A systematic review of local excision combined with chemoradiotherapy for early rectal cancer, Colorectal Disease, 16, 502–515, 2014 [PubMed: 24605870] Systematic review, individual studies checked for inclusion
Valenti, V., Hernandez-Lizoain, J. L., Baixauli, J., Pastor, C., Aristu, J., Diaz-Gonzalez, J., Beunza, J. J., Alvarez-Cienfuegos, J. A., Analysis of early postoperative morbidity among patients with rectal cancer treated with and without neoadjuvant chemoradiotherapy, Annals of Surgical Oncology, 14, 1744–51, 2007 [PubMed: 17334851] Observational cohort study
van den Brink, M., Stiggelbout, A. M., van den Hout, W. B., Kievit, J., Klein Kranenbarg, E., Marijnen, C. A., Nagtegaal, I. D., Rutten, H. J., Wiggers, T., van de Velde, C. J., Clinical nature and prognosis of locally recurrent rectal cancer after total mesorectal excision with or without preoperative radiotherapy, Journal of Clinical Oncology, 22, 3958–64, 2004 [PubMed: 15459218] Cohort of Dutch TME trial; have RCT evidence for this comparison
van Gijn, W, Marijnen C, Nagtegaal I, Kranenbarg E, Putter H, Wiggers T, Rutten H, Pahlman L, Glimelius, B, van de Velde C, Dutch Colorectal Cancer Group, Preoperative radiotherapy combined with total mesorectal excision for resectable rectal cancer: 12-year follow-up of the multicentre, randomised controlled TME trial, Lancet Oncology, 12, 575–82, 2011 [PubMed: 21596621] < 2/3 of patients had early rectal cancer (i.e. T1 or T2)
Veerasarn, V., Phromratanapongse, P., Lorvidhaya, V., Lertsanguansinchai, P., Lertbutsayanukul, C., Panichevaluk, A., Boonnuch, W., Chinswangwatanakul, V., Lohsiriwat, D., Rojanasakul, A., Thavichaigarn, P., Jivapaisarnpong, P., Preoperative capecitabine with pelvic radiotherapy for locally advanced rectal cancer (phase I trial), Journal of the Medical Association of Thailand, 89, 1874–84, 2006 [PubMed: 17205868] Intra-group comparison - APR vs LAR
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Verseveld, M., de Graaf, E. J., Verhoef, C., van Meerten, E., Punt, C. J., de Hingh, I. H., Nagtegaal, I. D., Nuyttens, J. J., Marijnen, C. A., de Wilt, J. H., Carts Study Group, Chemoradiation therapy for rectal cancer in the distal rectum followed by organ-sparing transanal endoscopic microsurgery (CARTS study), British Journal of Surgery, 102, 853–60, 2015 [PubMed: 25847025] Not comparative
Wan, J. F., Yang, L. F., Zhu, J., Li, G. C., Zhang, Z., Adjuvant chemotherapy for patients with ypT0-2N0-category after neoadjuvant chemoradiotherapy for rectal cancer, Molecular and Clinical Oncology, 7, 864–868, 2017 [PMC free article: PMC5700285] [PubMed: 29181181] Intra group comparison - different regimens of chemotherapy
Wang F, Fan W, Peng J, Lu Z, Pan Z, Li L, et al. Total mesorectal excision with or without preoperative chemoradiotherapy for resectable mid/low rectal cancer: a long-term analysis of a prospective, single-center, randomized trial. Cancer Commun (Lond). 2018;38(1):73. [PMC free article: PMC6302296] [PubMed: 30572939] Wrong comparison. (Comparison relevant for review C2)
Wang X, Zheng B, Lu X, Bai R, Feng L, Wang Q, et al. Preoperative short-course radiotherapy and long-course radiochemotherapy for locally advanced rectal cancer: Meta-analysis with trial sequential analysis of long-term survival data. PLoS One. 2018;13(7):e0200142. [PMC free article: PMC6042715] [PubMed: 30001375] Systematic review, individual studies checked for inclusion
Wang, S., Gao, S., Yang, W., Guo, S., Li, Y., Endoscopic submucosal dissection versus local excision for early rectal cancer: a systematic review and meta-analysis, Techniques in Coloproctology, 20, 1–9, 2016 [PubMed: 26519288] Systematic review, individual studies checked for inclusion
Wentworth, S., Russell, G. B., Turner, I. I., Levine, E. A., Mishra, G., Waters, G. S., Blackstock, A. W., Long-term results of local excision with and without chemoradiation for adenocarcinoma of the rectum, Clinical Colorectal Cancer, 4, 332–335, 2005 [PubMed: 15663837] Observational cohort study, no critical outcomes
Wiig, J. N., Larsen, S. G., Dueland, S., Flatmark, K., Giercksky, K. E., Salvage surgery for locally recurrent rectal cancer: Total mesorectal excision during the primary operation does not influence the outcome, Colorectal Disease, 13, 506–511, 2011 [PubMed: 20236148] Recurrent disease and possibly contains N disease
Willett, C. G., Duda, D. G., Ancukiewicz, M., Shah, M., Czito, B. G., Bentley, R., Poleski, M., Fujita, H., Lauwers, G. Y., Carroll, M., Tyler, D., Mantyh, C., Shellito, P., Chung, D. C., Clark, J. W., Jain, R. K., A safety and survival analysis of neoadjuvant bevacizumab with standard chemoradiation in a phase I/II study compared with standard chemoradiation in locally advanced rectal cancer, Oncologist, 15, 845–51, 2010 [PMC free article: PMC3078712] [PubMed: 20667969] Patients had T3/4 rectal cancer
Wiltink, L. M., Chen, T. Y. T., Nout, R. A., Kranenbarg, E. M. K., Fiocco, M., Laurberg, S., Van De Velde, C. J. H., Marijnen, C. A. M., Health-related quality of life 14 years after pre-operative short-term radiotherapy and total mesorectal excision for rectal cancer: Report of a multicenter randomised trial, European Journal of Cancer, 50, 2390–2398, 2014 [PubMed: 25060825] Results reported in longitudinal study Wiltink 2016
Wiltink, L. M., Marijnen, C. A. M., Kranenbarg, E. M. K., Van De Velde, C. J. H., Nout, R. A., A comprehensive longitudinal overview of health-related quality of life and symptoms after treatment for rectal cancer in the TME trial, Acta Oncologica, 55, 502–508, 2016 [PubMed: 26406287] Population not relevant - only a proportion of patients had early rectal cancer
Wiltink, Lm, Chen, Tyt, Nout, Ra, Meershoek-Klein, Kranenbarg E, Laurberg, S, Velde, Cjh, Marijnen, Cam, Health-related quality of life of patients 14 years after short-term preoperative radiotherapy and total mesorectal excision for rectal cancer: report of a multi-center randomized trial, European journal of cancer., 49, S481, 2013 [PubMed: 25060825] A conference abstract
Wolff, Ha, Liersch, T, Total mesorectal excision with and without preoperative radiotherapy for patients with resectable rectal cancer : the multicentre, randomised controlled TME trial 12-year follow-up, Strahlentherapie und Onkologie, 188, 634–635, 2012 [PubMed: 22659943] Not in English
Wu QB, Deng XB, Zhang XB, Kong LH, Zhou ZG. & Wang ZQ. Short-Term and Long-Term Outcomes of Laparoscopic Versus Open Surgery for Low Rectal Cancer. J Laparoendosc Adv Surg Tech A, 2018, 28, 637–644. [PubMed: 29323615] Wrong comparison (comparison relevant for C3; a non-RCT)
Wu, Aw, Gu, J, Wang, J, Effect of total mesorectal excision and preoperative chemoradiotherapy on local recurrence in rectal cancer, Zhonghua wei chang wai ke za zhi [Chinese journal of gastrointestinal surgery], 9, 207–209, 2006 [PubMed: 16721678] Full text not in English
Xanthis A, Greenberg D, Jha B, Olafimihan O, Miller R, Fearnhead N, et al. Local recurrence after ‘standard’ abdominoperineal resection: do we really need ELAPE? Ann R Coll Surg Engl. 2018;100(2):111–5. [PMC free article: PMC5838690] [PubMed: 29022795] No comparator, single arm
Xiao, J., Teng, W. H., Liu, S., Wei, C., Liu, W. J., Chen, S., Zang, W. D. Short-course radiotherapy with delayed surgery versus conventional chemoradiotherapy: Comparison of short-term outcomes in patients with rectal cancer. 2018 Wrong comparison: short course radiotherapy vs CRT
Xu J, Wei Y, Ren L, Feng Q, Chen J, Zhu D, et al. 482PDRobot-assisted vs laparoscopic vs open abdominoperineal resections for low rectal cancer: Short-term outcomes of a single-center prospective randomized controlled trial. Annals of Oncology. 2017;28(suppl_5). A conference abstract
Yang, D. H., Park, Y., Park, S. H., Kim, K. J., Ye, B. D., Byeon, J. S., Myung, S. J., Yang, S. K., Cap-assisted EMR for rectal neuroendocrine tumours: Comparisons with conventional EMR and endoscopic submucosal dissection (with videos), Gastrointestinal Endoscopy, 83, 1015–1022, 2016 [PubMed: 26460225] Intra group comparison - EMR vs ESD
You, Y. N., Baxter, N. N., Stewart, A., Nelson, H., Is the increasing rate of local excision for stage I rectal cancer in the United States justified? A nationwide cohort study from the National Cancer Database, Annals of Surgery, 245, 726–733, 2007 [PMC free article: PMC1877081] [PubMed: 17457165] Observational cohort study, no critical outcomes
You, Y. N., Baxter, N., Stewart, A., Nelson, H., Is local excision adequate for T1 rectal cancer? A nationwide cohort study from the National Cancer Database (NCDB), Journal of Clinical Oncology, 23, 3526, 2005 A conference abstract
Zhang X, Gao Y, Dai X, Zhang H, Shang Z, Cai X, et al. Short- and long-term outcomes of transanal versus laparoscopic total mesorectal excision for mid-to-low rectal cancer: a meta-analysis. Surg Endosc. 2019;33(3):972–85. [PubMed: 30374790] Wrong comparison (Comparison relevant for C3 Systematic review)
Zhang X, Wu Q, Hu T, Gu C, Bi L, Wang Z. Laparoscopic Versus Conventional Open Abdominoperineal Resection for Rectal Cancer: An Updated Systematic Review and Meta-Analysis. J Laparoendosc Adv Surg Tech A. 2018;28(5):526–39. [PubMed: 29406806] Full text unobtainable
Zhang, J., Liu, M., Li, H., Chen, J., Su, H., Zheng, J., Lin, G., Lei, X., Comparison of endoscopic therapies for rectal carcinoid tumours: Endoscopic mucosal resection with circumferential incision versus endoscopic submucosal dissection, Clinics and Research in Hepatology and Gastroenterology., 2017 [PubMed: 28750769] Intra group comparison - EMR vs ESD
Zhang, T., Zhu, J., Chen, J. Y., Zhou, J., Zhu, Y., Jia, J. H., Zhang, C., Wang, X., Gao, Y. H., Cai, G., Luo, B., Wu, J., Liu, A., Xu, B., Zhang, Z., A randomized phase III trial of capecitabine with or without irinotecan driven by UGT1A1 in neoadjuvant chemoradiation of locally advanced rectal cancer (CinClare), Annals of Oncology, 27 (Supplement 9), ix55, 2016 A conference abstract
Zhang, Y., Sun, Y., Xu, Z., Chi, P., Lu, X., Is neoadjuvant chemoradiotherapy always necessary for mid/high local advanced rectal cancer: A comparative analysis after propensity score matching, European Journal of Surgical Oncology, 43, 1440–1446, 2017 [PubMed: 28502421] Patients did not have early rectal cancer - T3/4, majority N
Zhou, P. H., Yao, L. Q., Qin, X. Y., Xu, M. D., Zhong, Y. S., Chen, W. F., Ma, L. L., Zhang, Y. Q., Qin, W. Z., Cai, M. Y., Ji, Y., Advantages of endoscopic submucosal dissection with needle-knife over endoscopic mucosal resection for small rectal carcinoid tumours: a retrospective study, Surgical EndoscopySurg Endosc, 24, 2607–12, 2010 [PubMed: 20361212] Intra group comparison - EMR vs ESD
Zhou, X., Xie, H., Xie, L., Li, J., Cao, W., Fu, W., Endoscopic resection therapies for rectal neuroendocrine tumours: A systematic review and meta-analysis, Journal of Gastroenterology and Hepatology (Australia), 29, 259–268, 2014 [PubMed: 24118068] Intra group comparison - ESD vs EMR
Zhuang, Cp, Li, Th, Wu, Jw, Cai, Gy, Combined preoperative xeloda and radiotherapy for lower rectal cancer, Zhonghua zhong liu za zhi [chinese journal of oncology], 25, 602–603, 2003 [PubMed: 14690574] Full text not in English

Appendix L. Research recommendations

Research recommendations for review question: What is the most effective treat ment for early rectal cancer?

No research recommendations were made for this review question.

Tables

Table 1Summary of the protocol (PICO table)

PopulationAdults with early rectal cancer
  • T1 or T2
  • N0
  • M0
Intervention
  • Transanal excision (TAE) (for example transanal endoscopic microsurgery [TEM/TEMS], transanal resection of tumour [TART], transanal minimally invasive surgery [TAMIS])
  • Total mesorectal excision (TME) (for example anterior resection, abdominoperineal resection)
  • Endoscopic resection (for example polypectomy, endoscopic sub-mucosal dissection [ESD], endoscopic mucosal resection [EMR])
  • External radiotherapy or chemoradiotherapy with or without surgery
    • Short-course
    • Long-course
  • Internal radiotherapy
    • Contact
    • Brachytherapy
ComparisonComparing interventions to each other
OutcomesCritical
  • Overall survival
  • Local recurrence rate
  • Overall quality of life
Important
  • Disease-free survival
  • Mortality (within 90 days)
  • Grade 3 or 4 complications (re-intervention or multi-organ failure)

Table 2Summary of included studies

StudyPopulationIntervention/ComparisonOutcomes
Comparison 1: Total mesorectal excision versus transanal excision

Chen 2012

RCT

China

N=60 people with T1–2, N0, M0 rectal cancer between 6–15 cm above the anal verge and the tumour was histologically determined to be moderately or highly differentiated adenocarcinomaLaparoscopic lower anterior resection versus transanal endoscopic microsurgery
  • Overall survival
  • Local recurrence-free survival
  • Grade 3 or 4 treatment complications

Lezoche 2012

RCT

Italy

N=100 people with American Society of Anesthesiologists fitness grade I-II, tumour located within 6 cm of anal verge, histologically confirmed well (G1) or moderately well (G2) differentiated adenocarcinoma with a diameter no larger than 3 cmEndoluminal locoregional excision by transanal endoscopic microsurgery versus laparoscopic total mesorectal excision
  • Overall survival
  • Local recurrence rate
  • Disease-free survival
  • Mortality (within 90 days)
  • Grade 3 or 4 treatment complications

Winde 1997

RCT

Germany

N=53 people with low risk rectal cancer with ≤ 4 cm diameter or sessile rectal adenomas of the lower and middle rectal third and TNM classification uT1 negativeAnterior resection versus transanal endoscopic microsurgery
  • Overall survival
  • Local recurrence rate
  • Grade 3 or 4 treat-ment complications
Comparison 2: Endoscopic resection versus transanal excision

Barendse 2018

RCT

The Netherlands

N=209 people who had a large (≥3 cm), non-pedunculated rectal adenoma; at least 50% of the adenoma needed to be situated within 15 cm from the dentate line.Endomucosal dissection versus transanal endoscopic microsurgery
  • Overall survival
  • Local recurrence rate

Kawaguti 2014

Retrospective cohort study

Brazil

N=24 people with early rectal cancerEndoscopic submucosal dissection versus transanal endoscopic microsurgery
  • Local recurrence rate
  • Grade 3 or 4 treatment complications

Kiriyami 2011

Retrospective cohort study

Japan

N=85 people with preoperative diagnosis of non-invasive rectal tumoursEndoscopic submucosal dissection versus transanal anterior resection
  • Local recurrence rate
  • Grade 3 or 4 treatment complications

Park 2012

Retrospective cohort study

South Korea

N=63 people with non-polypoid high grade dysplasia and submucosa-invading rectal cancerEndoscopic submucosal dissection versus transanal endoscopic microsurgery
  • Local recurrence rate
  • Grade 3 or 4 treatment complications

Yan 2013

Retrospective cohort study

China

N=54 people with tumour located less than 7 cm to anal verge and tumour size accounted < 1/3 lumen diameter; TN staged earlier than T1Endoscopic submucosal dissection versus transanal local excision
  • Local recurrence rate
  • Grade 3 or 4 treatment complications
Comparison 3: Transanal excision with external radiotherapy or chemoradiotherapy versus transanal excision alone

Chakravarti 1999

Retrospective cohort study

US

N=99 people with T1 or T2 rectal cancer who had undergone local excisionLocal excision + adjuvant irradiation versus local excision alone
  • Local recurrence-free survival

N: number; RCT: randomised controlled trial; TNM: cancer classification system, standing for tumour, nodal, or metastasis stages

Final

Evidence reviews

Developed by the National Guideline Alliance part of the Royal College of Obstetricians and Gynaecologists

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