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<p><strong>You Are Here:</strong> <span class="crumb_link"><a href="/" class="crumb_link">AHRQ Archive Home</a> > <a href="/prep/" class="crumb_link">Public Health Preparedness Archive</a> > <a href="." class="crumb_link">Reopening Shuttered Hospitals to Expand Surge Capacity</a> > Appendix D (continued)</span></p>
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<tr>
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<td height="30px"><span class="title"><a name="h1" id="h1"></a> Reopening Shuttered Hospitals to Expand Surge Capacity</span></td>
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<tr>
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<td><div id="centerContent"><p><strong>Public Health Emergency Preparedness</strong></p> <div class="headnote">
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<p>This resource was part of AHRQ's Public Health Emergency Preparedness program, which was discontinued on June 30, 2011, in a realignment of Federal efforts.</p>
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<p>Please go to <a href="https://www.ahrq.gov/">www.ahrq.gov</a> for current information.</p></div>
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<a id="Summary" name="Summary"></a>
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<h3>Appendix D. Legal & Regulatory Issues (continued)</h3>
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<h2>Chapter 5.<2E>Summary</h2>
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<p>The sections above detail current Federal and State regulatory requirements and issues that may need attention, if States decide to pursue the use of shuttered hospitals (or other settings such as churches, hotels, schools) for surge capacity expansion during a mass casualty event.<2E>In some cases clarification from Federal authorities is needed, in other mechanisms are needed to waive State regulations in emergency circumstances.<2E> </p>
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<table border="1" cellspacing="0" cellpadding="8" width="90%">
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<tr valign="top">
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<td><p><strong>Recommendation:</strong> Federal officials could create 'model' legislation and regulations for states to use as a starting point, to address surge facility issues.</p> </td></tr></table>
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<p>The following table summarizes the most important Federal and State regulations, identifies those that may require waivers and those that probably do not. </p>
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<table border="1" cellspacing="0" cellpadding="2" width="95%">
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<thead>
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<tr>
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<th width="47%" rowspan="2">Issue</th>
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<th width="20%"> </th>
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<th width="31%" colspan="2">Responsible Entity</th>
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</tr>
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<tr>
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<th width="20%">Guidance/Waiver Likely Needed</th>
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<th width="16%">Federal Government</th>
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<th width="15%">State/Local Government></th>
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</tr>
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</thead>
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<tr valign="top">
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<td scope="row" width="47%">Hospital Administration</td>
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<td width="20%"> </td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Compliance with Federal, State and Local Laws</td>
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<td width="20%"> </td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Governing Body</td>
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<td width="20%" align="center"><strong>X</strong></td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Quality Assessment and Performance Improvement Program</td>
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<td width="20%" align="center"><strong>X</strong></td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%"> </td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%"><strong>Services</strong></td>
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<td width="20%"> </td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Pharmaceutical Services</td>
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<td width="20%"> </td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Radiologic Services</td>
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<td width="20%"> </td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Laboratory Services</td>
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<td width="20%" align="center"><strong>X</strong></td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Food and Dietetic Services</td>
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<td width="20%"> </td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Utilization Review</td>
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<td width="20%" align="center"><strong>X</strong></td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Physical Environment</td>
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<td width="20%"> </td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Infection Control</td>
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<td width="20%"> </td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Discharge Planning</td>
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<td width="20%" align="center"><strong>X</strong></td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Organ, Tissue, and Eye Procurement</td>
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<td width="20%" align="center"><strong>X</strong></td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%"> </td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Surgical Services</td>
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<td width="20%" align="center">N/A</td>
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<td width="16%"> </td>
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<td width="15%"> </td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Anesthesia Services</td>
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<td width="20%" align="center">N/A</td>
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<td width="16%"> </td>
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<td width="15%"> </td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Nuclear Medicine</td>
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<td width="20%" align="center">N/A</td>
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<td width="16%"> </td>
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<td width="15%"> </td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Outpatient Services</td>
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<td width="20%" align="center">N/A</td>
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<td width="16%"> </td>
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<td width="15%"> </td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Rehabilitation Services</td>
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<td width="20%" align="center">N/A</td>
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<td width="16%"> </td>
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<td width="15%"> </td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Respiratory Care Services</td>
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||
<td width="20%" align="center">N/A</td>
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<td width="16%"> </td>
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<td width="15%"> </td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%"><strong>Staffing</strong></td>
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<td width="20%"> </td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Medical staff</td>
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<td width="20%"> </td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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||
<td scope="row" width="47%">Nursing services</td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%" align="center"><strong>X</strong></td>
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||
</tr>
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||
<tr valign="top">
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||
<td scope="row" width="47%">Medical records</td>
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||
<td width="20%" align="center"><strong>X</strong></td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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<td scope="row" width="47%">Pharmaceutical services</td>
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<td width="20%" align="center"><strong>X</strong></td>
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<td width="16%" align="center"><strong>X</strong></td>
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<td width="15%" align="center"><strong>X</strong></td>
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</tr>
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<tr valign="top">
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||
<td scope="row" width="47%">Radiologic services</td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%" align="center"><strong>X</strong></td>
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||
</tr>
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||
<tr valign="top">
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||
<td scope="row" width="47%">Laboratory services</td>
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||
<td width="20%" align="center"><strong>X</strong></td>
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||
<td width="16%" align="center"><strong>X</strong></td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Food and Dietetic
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services</td>
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||
<td width="20%"> </td>
|
||
<td width="16%" align="center"><strong>X</strong></td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
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||
</tr>
|
||
<tr valign="top">
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||
<td scope="row" width="47%"><strong>Long-term Care Staffing</strong></td>
|
||
<td width="20%"> </td>
|
||
<td width="16%" align="center"><strong>X</strong></td>
|
||
<td width="15%"> </td>
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||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Nursing</td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
|
||
<td width="15%"> </td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Dietary</td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%"> </td>
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||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Social services</td>
|
||
<td width="20%"> </td>
|
||
<td width="16%" align="center"><strong>X</strong></td>
|
||
<td width="15%"> </td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%"><strong>Patient Rights</strong></td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%" align="center"><strong>X</strong></td>
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||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Notice of rights</td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%" align="center"><strong>X</strong></td>
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||
</tr>
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||
<tr valign="top">
|
||
<td scope="row" width="47%">Exercise of rights </td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%" align="center"><strong>X</strong></td>
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||
</tr>
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||
<tr valign="top">
|
||
<td scope="row" width="47%">Confidentiality of patient records</td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%" align="center"><strong>X</strong></td>
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||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Restraint for acute medical and surgical
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||
care</td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%"> </td>
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||
</tr>
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||
<tr valign="top">
|
||
<td scope="row" width="47%">Seclusion and restraint for behavior
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mgt</td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%"> </td>
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||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%"><strong>Patient Information and Privacy Standards</strong></td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%" align="center"><strong>X</strong></td>
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||
</tr>
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||
<tr valign="top">
|
||
<td scope="row" width="47%">Organization and staffing</td>
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||
<td width="20%"> </td>
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||
<td width="16%" align="center"><strong>X</strong></td>
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||
<td width="15%" align="center"><strong>X</strong></td>
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||
</tr>
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||
<tr valign="top">
|
||
<td scope="row" width="47%">Form and retention of records</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%" align="center"><strong>X</strong></td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Health information privacy</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%" align="center"><strong>X</strong></td>
|
||
<td width="15%"> </td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%"><strong>Other Issues</strong></td>
|
||
<td width="20%"> </td>
|
||
<td width="16%" align="center"><strong>X</strong></td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Status of a new hospital</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Determination of need</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Construction plan approval for renovations</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Public safety and fire certificates</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Obtaining a license</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Medical personnel credentialing</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Complaints and incident reports</td>
|
||
<td width="20%"> </td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Sharps and disposal of medical waste</td>
|
||
<td width="20%"> </td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Reportable diseases, isolation, and quarantine</td>
|
||
<td width="20%"> </td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Authority to open a surge facility</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Operation and control of a surge
|
||
facility</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Liability</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%" align="center"><strong>X</strong></td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Medical personnel—crossing State lines</td>
|
||
<td width="20%" align="center"><strong>X</strong></td>
|
||
<td width="16%"> </td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
<tr valign="top">
|
||
<td scope="row" width="47%">Physician back-up by other health-care providers</td>
|
||
<td width="20%"> </td>
|
||
<td width="16%" align="center"><strong>X</strong></td>
|
||
<td width="15%" align="center"><strong>X</strong></td>
|
||
</tr>
|
||
</table>
|
||
<p class="size2"><a href="shuthospapd.htm#ApDContents">Return to Appendix D Contents</a><br /> <a href="shuthospapd6.htm">Proceed to Next Section</a></p>
|
||
|
||
<p> </p>
|
||
<div class="footnote">
|
||
<p> The information on this page is archived and provided for reference purposes only.</p></div>
|
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